401k Plan data: AGRI-VALLEY IRRIGATION, INC. 401(K) PROFIT SHARING PLAN plan

AGRI-VALLEY IRRIGATION, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	AGRI-VALLEY IRRIGATION, INC. 401(K) PROFIT SHARING PLAN
Plan identification number	001

AGRI-VALLEY IRRIGATION, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

AGRI-VALLEY IRRIGATION, INC. has sponsored the creation of one or more 401k plans.

Company Name: AGRI-VALLEY IRRIGATION, INC.

Employer identification number (EIN): 942911792

NAIC Classification: 238900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AGRI-VALLEY IRRIGATION, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2016-01-01
001 2015-01-01
001 2014-01-01
001 2014-01-01
001 2013-01-01
001 2012-01-01 LARRY ROMPAL 2013-10-07 LARRY ROMPAL 2013-10-07
001 2011-01-01 LARRY ROMPAL 2013-10-08 LARRY ROMPAL 2013-10-08
001 2010-01-01 LARRY ROMPAL 2011-11-09 LARRY ROMPAL 2011-11-09

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2016-01-01
001	2015-01-01
001	2014-01-01
001	2014-01-01
001	2013-01-01
001	2012-01-01	LARRY ROMPAL	2013-10-07	LARRY ROMPAL	2013-10-07
001	2011-01-01	LARRY ROMPAL	2013-10-08	LARRY ROMPAL	2013-10-08
001	2010-01-01	LARRY ROMPAL	2011-11-09	LARRY ROMPAL	2011-11-09

Plan Statistics for AGRI-VALLEY IRRIGATION, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for AGRI-VALLEY IRRIGATION, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2016: AGRI-VALLEY IRRIGATION, INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 143
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 125
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 10
Total of all active and inactive participants 2016-01-01 135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 135
Number of participants with account balances 2016-01-01 95
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 8
2015: AGRI-VALLEY IRRIGATION, INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 121
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 121
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 17
Total of all active and inactive participants 2015-01-01 138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 138
Number of participants with account balances 2015-01-01 108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 9

Measure	Date	Value
2016: AGRI-VALLEY IRRIGATION, INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	143
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	125
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	10
Total of all active and inactive participants	2016-01-01	135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	135
Number of participants with account balances	2016-01-01	95
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	8
2015: AGRI-VALLEY IRRIGATION, INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	121
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	121
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	17
Total of all active and inactive participants	2015-01-01	138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	138
Number of participants with account balances	2015-01-01	108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	9

Financial Data on AGRI-VALLEY IRRIGATION, INC. 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2016 : AGRI-VALLEY IRRIGATION, INC. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$598,613
Total of all expenses incurred	2016-12-31	$1,454,088
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$1,442,507
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$372,385
Value of total assets at end of year	2016-12-31	$4,213,679
Value of total assets at beginning of year	2016-12-31	$5,069,154
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$11,581
Total interest from all sources	2016-12-31	$1,964
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$231,912
Participant contributions at end of year	2016-12-31	$7,540
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$960,042
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$1,228,969
Other income not declared elsewhere	2016-12-31	$29,377
Administrative expenses (other) incurred	2016-12-31	$11,581
Total non interest bearing cash at end of year	2016-12-31	$3,241,583
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-855,475
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$4,213,679
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$5,069,154
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$3,831,248
Interest earned on other investments	2016-12-31	$1,964
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$8,937
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$194,887
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$140,473
Employer contributions (assets) at end of year	2016-12-31	$4,514
Employer contributions (assets) at beginning of year	2016-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$1,442,507
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	BORCHARDT, CORONA, FAETH & ZAKARIAN
Accountancy firm EIN	2016-12-31	770314847
2015 : AGRI-VALLEY IRRIGATION, INC. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$81,059
Total of all expenses incurred	2015-12-31	$254,923
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$227,873
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$184,472
Value of total assets at end of year	2015-12-31	$5,069,154
Value of total assets at beginning of year	2015-12-31	$5,243,018
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$27,050
Total interest from all sources	2015-12-31	$347
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$184,472
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$1,228,969
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$1,349,998
Other income not declared elsewhere	2015-12-31	$-32,586
Administrative expenses (other) incurred	2015-12-31	$5,107
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-173,864
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$5,069,154
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$5,243,018
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$21,943
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$3,831,248
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$3,693,887
Interest earned on other investments	2015-12-31	$347
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$8,937
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$10,404
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-71,174
Net investment gain/loss from pooled separate accounts	2015-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$0
Employer contributions (assets) at end of year	2015-12-31	$0
Employer contributions (assets) at beginning of year	2015-12-31	$188,729
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$227,873
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	BORCHARDT , CORONA & FAETH
Accountancy firm EIN	2015-12-31	770314847

Form 5500 Responses for AGRI-VALLEY IRRIGATION, INC. 401(K) PROFIT SHARING PLAN

2016: AGRI-VALLEY IRRIGATION, INC. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: AGRI-VALLEY IRRIGATION, INC. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

57559

Policy instance

Insurance contract or identification number	57559
Number of Individuals Covered	123
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $37,524
Total amount of fees paid to insurance company	USD $6,395
Are there contracts with allocated funds for types other than group deferred annuity or individual?	Yes
Other information about contract	GROUP ANNUITY
Commission paid to Insurance Broker	USD $37,524
Insurance broker organization code?	3
Amount paid for insurance broker fees	6395
Insurance broker name	RETIREMENT PLAN CONSULTANTS

Potentially related plans

AGRI-VALLEY IRRIGATION, LLC 401(K) PROFIT SHARING PLAN [EIN = 821212765]

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Company Name:	AGRI-VALLEY IRRIGATION, INC.
Employer identification number (EIN):	942911792
NAIC Classification:	238900