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CHARLES SCHWAB 401k Plan overview

Plan NameCHARLES SCHWAB
Plan identification number 002

CHARLES SCHWAB Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Plan covering Self-Employed individuals.
  • Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.

401k Sponsoring company profile

CHARLES SCHWAB has sponsored the creation of one or more 401k plans.

Company Name:CHARLES SCHWAB
Employer identification number (EIN):943088769
NAIC Classification:523900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CHARLES SCHWAB

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022021-01-01
0022021-01-01WALTER BAUMGARTNER
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01KAREN DOBMEIER
0022016-01-01WALTER BAUMGARTNER
0022015-01-01KAREN DOBMEIER
0022014-01-01KAREN DOBMEIER
0022013-01-01WALTER BAUMGARTNER WALTER BAUMGARTNER2014-07-29
0022012-01-01WALTER BAUMGARTNER
0022011-01-01WALTER BAUMGARTNER
0022009-01-01WALTER BAUMGARTNER

Financial Data on CHARLES SCHWAB

Measure Date Value
2021 : CHARLES SCHWAB 2021 401k financial data
Total plan liabilities at end of year2021-12-31$0
Total plan liabilities at beginning of year2021-12-31$0
Total income from all sources2021-12-31$1,487,668
Expenses. Total of all expenses incurred2021-12-31$5,667,597
Benefits paid (including direct rollovers)2021-12-31$5,667,597
Total plan assets at end of year2021-12-31$0
Total plan assets at beginning of year2021-12-31$4,179,929
Other income received2021-12-31$1,429,668
Net income (gross income less expenses)2021-12-31$-4,179,929
Net plan assets at end of year (total assets less liabilities)2021-12-31$0
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$4,179,929
Total contributions received or receivable from employer(s)2021-12-31$58,000
2020 : CHARLES SCHWAB 2020 401k financial data
Transfers to/from the plan2020-12-31$0
Total plan liabilities at beginning of year2020-12-31$0
Total income from all sources2020-12-31$564,286
Expenses. Total of all expenses incurred2020-12-31$0
Total plan assets at end of year2020-12-31$4,179,929
Total plan assets at beginning of year2020-12-31$3,615,643
Other income received2020-12-31$507,786
Net income (gross income less expenses)2020-12-31$564,286
Net plan assets at end of year (total assets less liabilities)2020-12-31$4,179,929
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$3,615,643
Total contributions received or receivable from employer(s)2020-12-31$56,500
2019 : CHARLES SCHWAB 2019 401k financial data
Transfers to/from the plan2019-12-31$0
Total plan liabilities at end of year2019-12-31$0
Total plan liabilities at beginning of year2019-12-31$0
Total income from all sources2019-12-31$645,081
Expenses. Total of all expenses incurred2019-12-31$118,412
Benefits paid (including direct rollovers)2019-12-31$118,412
Total plan assets at end of year2019-12-31$3,615,643
Total plan assets at beginning of year2019-12-31$3,088,974
Other income received2019-12-31$589,081
Net income (gross income less expenses)2019-12-31$526,669
Net plan assets at end of year (total assets less liabilities)2019-12-31$3,615,643
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$3,088,974
Total contributions received or receivable from employer(s)2019-12-31$56,000
2018 : CHARLES SCHWAB 2018 401k financial data
Total plan liabilities at end of year2018-12-31$0
Total plan liabilities at beginning of year2018-12-31$0
Total income from all sources2018-12-31$-132,187
Expenses. Total of all expenses incurred2018-12-31$122,861
Benefits paid (including direct rollovers)2018-12-31$122,861
Total plan assets at end of year2018-12-31$3,088,973
Total plan assets at beginning of year2018-12-31$3,344,021
Other income received2018-12-31$-187,187
Net income (gross income less expenses)2018-12-31$-255,048
Net plan assets at end of year (total assets less liabilities)2018-12-31$3,088,973
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$3,344,021
Total contributions received or receivable from employer(s)2018-12-31$55,000
2017 : CHARLES SCHWAB 2017 401k financial data
Total plan liabilities at end of year2017-12-31$0
Total plan liabilities at beginning of year2017-12-31$0
Total income from all sources2017-12-31$458,885
Expenses. Total of all expenses incurred2017-12-31$35,767
Benefits paid (including direct rollovers)2017-12-31$35,767
Total plan assets at end of year2017-12-31$3,344,022
Total plan assets at beginning of year2017-12-31$2,920,904
Other income received2017-12-31$405,229
Net income (gross income less expenses)2017-12-31$423,118
Net plan assets at end of year (total assets less liabilities)2017-12-31$3,344,022
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$2,920,904
Total contributions received or receivable from employer(s)2017-12-31$53,656
2016 : CHARLES SCHWAB 2016 401k financial data
Total income from all sources2016-12-31$515,067
Expenses. Total of all expenses incurred2016-12-31$0
Total plan assets at end of year2016-12-31$2,920,904
Total plan assets at beginning of year2016-12-31$2,405,837
Other income received2016-12-31$467,572
Net income (gross income less expenses)2016-12-31$515,067
Net plan assets at end of year (total assets less liabilities)2016-12-31$2,920,904
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$2,405,837
Total contributions received or receivable from employer(s)2016-12-31$47,495
2015 : CHARLES SCHWAB 2015 401k financial data
Total income from all sources2015-12-31$-122,984
Expenses. Total of all expenses incurred2015-12-31$0
Total plan assets at end of year2015-12-31$2,405,837
Total plan assets at beginning of year2015-12-31$2,528,821
Other income received2015-12-31$-169,478
Net income (gross income less expenses)2015-12-31$-122,984
Net plan assets at end of year (total assets less liabilities)2015-12-31$2,405,837
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$2,528,821
Total contributions received or receivable from employer(s)2015-12-31$46,494
2014 : CHARLES SCHWAB 2014 401k financial data
Total income from all sources2014-12-31$-316,581
Expenses. Total of all expenses incurred2014-12-31$0
Total plan assets at end of year2014-12-31$2,528,821
Total plan assets at beginning of year2014-12-31$2,845,402
Other income received2014-12-31$-364,727
Net income (gross income less expenses)2014-12-31$-316,581
Net plan assets at end of year (total assets less liabilities)2014-12-31$2,528,821
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$2,845,402
Total contributions received or receivable from employer(s)2014-12-31$48,146
2013 : CHARLES SCHWAB 2013 401k financial data
Total income from all sources2013-12-31$556,748
Expenses. Total of all expenses incurred2013-12-31$0
Total plan assets at end of year2013-12-31$2,845,403
Total plan assets at beginning of year2013-12-31$2,288,655
Other income received2013-12-31$511,811
Net income (gross income less expenses)2013-12-31$556,748
Net plan assets at end of year (total assets less liabilities)2013-12-31$2,845,403
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$2,288,655
Total contributions received or receivable from employer(s)2013-12-31$44,937
2012 : CHARLES SCHWAB 2012 401k financial data
Total income from all sources2012-12-31$234,190
Total plan assets at end of year2012-12-31$2,288,655
Total plan assets at beginning of year2012-12-31$2,054,465
Other income received2012-12-31$191,772
Net income (gross income less expenses)2012-12-31$234,190
Net plan assets at end of year (total assets less liabilities)2012-12-31$2,288,655
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$2,054,465
Total contributions received or receivable from employer(s)2012-12-31$42,418
2011 : CHARLES SCHWAB 2011 401k financial data
Total income from all sources2011-12-31$-493,168
Total plan assets at end of year2011-12-31$2,054,465
Total plan assets at beginning of year2011-12-31$2,547,633
Other income received2011-12-31$-535,588
Net income (gross income less expenses)2011-12-31$-493,168
Net plan assets at end of year (total assets less liabilities)2011-12-31$2,054,465
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$2,547,633
Total contributions received or receivable from employer(s)2011-12-31$42,420
2010 : CHARLES SCHWAB 2010 401k financial data
Total income from all sources2010-12-31$549,590
Total plan assets at end of year2010-12-31$2,547,633
Total plan assets at beginning of year2010-12-31$1,998,043
Other income received2010-12-31$518,394
Net income (gross income less expenses)2010-12-31$549,590
Net plan assets at end of year (total assets less liabilities)2010-12-31$2,547,633
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$1,998,043
Total contributions received or receivable from employer(s)2010-12-31$31,196

Form 5500 Responses for CHARLES SCHWAB

2021: CHARLES SCHWAB 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingYes
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: CHARLES SCHWAB 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: CHARLES SCHWAB 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: CHARLES SCHWAB 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: CHARLES SCHWAB 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: CHARLES SCHWAB 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CHARLES SCHWAB 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CHARLES SCHWAB 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: CHARLES SCHWAB 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: CHARLES SCHWAB 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: CHARLES SCHWAB 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: CHARLES SCHWAB 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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