401k Plan data: SCHWARTZ & CERA, LLP 401(K) PROFIT SHARING PLAN plan

SCHWARTZ & CERA, LLP 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	SCHWARTZ & CERA, LLP 401(K) PROFIT SHARING PLAN
Plan identification number	001

SCHWARTZ & CERA, LLP 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Participant-directed brokerage accounts provided as an investment option under the plan.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SCHWARTZ & CERA, LLP has sponsored the creation of one or more 401k plans.

Company Name: SCHWARTZ & CERA, LLP

Employer identification number (EIN): 943262249

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SCHWARTZ & CERA, LLP 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2015-01-01
001 2014-01-01
001 2013-01-01
001 2012-01-01 DOUGLAS R. SCHWARTZ 2013-10-03 DOUGLAS R. SCHWARTZ 2013-10-03
001 2011-01-01 DOUGLAS R. SCHWARTZ 2012-09-10 DOUGLAS R. SCHWARTZ 2012-09-10
001 2010-01-01 DOUGLAS R. SCHWARTZ 2011-09-20 DOUGLAS R. SCHWARTZ 2011-09-20

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2015-01-01
001	2014-01-01
001	2013-01-01
001	2012-01-01	DOUGLAS R. SCHWARTZ	2013-10-03	DOUGLAS R. SCHWARTZ	2013-10-03
001	2011-01-01	DOUGLAS R. SCHWARTZ	2012-09-10	DOUGLAS R. SCHWARTZ	2012-09-10
001	2010-01-01	DOUGLAS R. SCHWARTZ	2011-09-20	DOUGLAS R. SCHWARTZ	2011-09-20

Plan Statistics for SCHWARTZ & CERA, LLP 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for SCHWARTZ & CERA, LLP 401(K) PROFIT SHARING PLAN

Measure Date Value
2015: SCHWARTZ & CERA, LLP 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 9
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 0
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 0
Number of participants with account balances 2015-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: SCHWARTZ & CERA, LLP 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 9
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 4
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 5
Total of all active and inactive participants 2014-01-01 9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 9
Number of participants with account balances 2014-01-01 9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: SCHWARTZ & CERA, LLP 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 10
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 5
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 4
Total of all active and inactive participants 2013-01-01 9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 9
Number of participants with account balances 2013-01-01 9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0

Measure	Date	Value
2015: SCHWARTZ & CERA, LLP 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	9
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	0
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	0
Number of participants with account balances	2015-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: SCHWARTZ & CERA, LLP 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	9
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	4
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	5
Total of all active and inactive participants	2014-01-01	9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	9
Number of participants with account balances	2014-01-01	9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: SCHWARTZ & CERA, LLP 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	10
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	5
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	4
Total of all active and inactive participants	2013-01-01	9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	9
Number of participants with account balances	2013-01-01	9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0

Financial Data on SCHWARTZ & CERA, LLP 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2015 : SCHWARTZ & CERA, LLP 401(K) PROFIT SHARING PLAN 2015 401k financial data
Transfers to/from the plan	2015-11-30	$0
Total plan liabilities at end of year	2015-11-30	$0
Total plan liabilities at beginning of year	2015-11-30	$0
Total income from all sources	2015-11-30	$23,111
Expenses. Total of all expenses incurred	2015-11-30	$2,261,536
Benefits paid (including direct rollovers)	2015-11-30	$2,254,648
Total plan assets at end of year	2015-11-30	$0
Total plan assets at beginning of year	2015-11-30	$2,238,425
Value of fidelity bond covering the plan	2015-11-30	$70,000
Total contributions received or receivable from participants	2015-11-30	$0
Expenses. Other expenses not covered elsewhere	2015-11-30	$0
Contributions received from other sources (not participants or employers)	2015-11-30	$0
Other income received	2015-11-30	$23,111
Noncash contributions received	2015-11-30	$0
Net income (gross income less expenses)	2015-11-30	$-2,238,425
Net plan assets at end of year (total assets less liabilities)	2015-11-30	$0
Net plan assets at beginning of year (total assets less liabilities)	2015-11-30	$2,238,425
Assets. Value of participant loans	2015-11-30	$0
Assets. Value of real-estate (other than employer real property)	2015-11-30	$0
Total contributions received or receivable from employer(s)	2015-11-30	$0
Value of certain deemed distributions of participant loans	2015-11-30	$0
Value of corrective distributions	2015-11-30	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-11-30	$6,888
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-11-30	$345,000
2014 : SCHWARTZ & CERA, LLP 401(K) PROFIT SHARING PLAN 2014 401k financial data
Transfers to/from the plan	2014-12-31	$0
Total plan liabilities at end of year	2014-12-31	$0
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$259,983
Expenses. Total of all expenses incurred	2014-12-31	$305,610
Benefits paid (including direct rollovers)	2014-12-31	$303,477
Total plan assets at end of year	2014-12-31	$2,238,425
Total plan assets at beginning of year	2014-12-31	$2,284,052
Value of fidelity bond covering the plan	2014-12-31	$70,000
Total contributions received or receivable from participants	2014-12-31	$67,426
Expenses. Other expenses not covered elsewhere	2014-12-31	$26
Contributions received from other sources (not participants or employers)	2014-12-31	$0
Other income received	2014-12-31	$106,511
Noncash contributions received	2014-12-31	$0
Net income (gross income less expenses)	2014-12-31	$-45,627
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$2,238,425
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$2,284,052
Assets. Value of participant loans	2014-12-31	$56,834
Assets. Value of real-estate (other than employer real property)	2014-12-31	$345,000
Total contributions received or receivable from employer(s)	2014-12-31	$86,046
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$2,107
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
2013 : SCHWARTZ & CERA, LLP 401(K) PROFIT SHARING PLAN 2013 401k financial data
Transfers to/from the plan	2013-12-31	$0
Total plan liabilities at end of year	2013-12-31	$0
Total plan liabilities at beginning of year	2013-12-31	$0
Total income from all sources	2013-12-31	$408,450
Expenses. Total of all expenses incurred	2013-12-31	$22,652
Benefits paid (including direct rollovers)	2013-12-31	$18,158
Total plan assets at end of year	2013-12-31	$2,262,752
Total plan assets at beginning of year	2013-12-31	$1,876,954
Value of fidelity bond covering the plan	2013-12-31	$70,000
Total contributions received or receivable from participants	2013-12-31	$65,549
Expenses. Other expenses not covered elsewhere	2013-12-31	$14
Contributions received from other sources (not participants or employers)	2013-12-31	$0
Other income received	2013-12-31	$314,501
Noncash contributions received	2013-12-31	$0
Net income (gross income less expenses)	2013-12-31	$385,798
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$2,262,752
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$1,876,954
Assets. Value of participant loans	2013-12-31	$57,768
Assets. Value of real-estate (other than employer real property)	2013-12-31	$345,000
Total contributions received or receivable from employer(s)	2013-12-31	$28,400
Value of certain deemed distributions of participant loans	2013-12-31	$0
Value of corrective distributions	2013-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$4,480

Form 5500 Responses for SCHWARTZ & CERA, LLP 401(K) PROFIT SHARING PLAN

2015: SCHWARTZ & CERA, LLP 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	Yes
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: SCHWARTZ & CERA, LLP 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: SCHWARTZ & CERA, LLP 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	Yes
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	SCHWARTZ & CERA, LLP
Employer identification number (EIN):	943262249
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers