401k Plan data: THE WHOLE CHILD 401(K) PLAN plan

THE WHOLE CHILD 401(K) PLAN 401k Plan overview

Plan Name	THE WHOLE CHILD 401(K) PLAN
Plan identification number	001

THE WHOLE CHILD 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THE WHOLE CHILD has sponsored the creation of one or more 401k plans.

Company Name: THE WHOLE CHILD

Employer identification number (EIN): 952031148

NAIC Classification: 621330
NAIC Description: Offices of Mental Health Practitioners (except Physicians)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE WHOLE CHILD 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2021-07-01 TRACY WEST-GRUBB 2023-04-12
001 2020-07-01 DENISE CLAVESILLA 2022-04-12
001 2019-07-01 CONSTANZA PACHON 2021-04-14
001 2018-07-01 FRANZ JORDAN 2020-07-05
001 2017-07-01
001 2016-07-01
001 2015-07-01
001 2014-07-01
001 2013-07-01
001 2012-07-01 DIANE HEBERT 2014-01-27
001 2011-07-01 DIANE HEBERT 2013-04-10
001 2010-07-01 JAN RICCIARDELLI 2012-04-16

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2021-07-01	TRACY WEST-GRUBB	2023-04-12
001	2020-07-01	DENISE CLAVESILLA	2022-04-12
001	2019-07-01	CONSTANZA PACHON	2021-04-14
001	2018-07-01	FRANZ JORDAN	2020-07-05
001	2017-07-01
001	2016-07-01
001	2015-07-01
001	2014-07-01
001	2013-07-01
001	2012-07-01	DIANE HEBERT	2014-01-27
001	2011-07-01	DIANE HEBERT	2013-04-10
001	2010-07-01	JAN RICCIARDELLI	2012-04-16

Plan Statistics for THE WHOLE CHILD 401(K) PLAN

401k plan membership statisitcs for THE WHOLE CHILD 401(K) PLAN

Measure Date Value
2021: THE WHOLE CHILD 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-07-01 196
Total number of active participants reported on line 7a of the Form 5500 2021-07-01 151
Number of retired or separated participants receiving benefits 2021-07-01 0
Number of other retired or separated participants entitled to future benefits 2021-07-01 48
Total of all active and inactive participants 2021-07-01 199
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-07-01 0
Total participants 2021-07-01 199
Number of participants with account balances 2021-07-01 127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-07-01 0
2020: THE WHOLE CHILD 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-07-01 199
Total number of active participants reported on line 7a of the Form 5500 2020-07-01 152
Number of retired or separated participants receiving benefits 2020-07-01 0
Number of other retired or separated participants entitled to future benefits 2020-07-01 56
Total of all active and inactive participants 2020-07-01 208
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-07-01 0
Total participants 2020-07-01 208
Number of participants with account balances 2020-07-01 130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-07-01 0
2019: THE WHOLE CHILD 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-07-01 168
Total number of active participants reported on line 7a of the Form 5500 2019-07-01 153
Number of retired or separated participants receiving benefits 2019-07-01 0
Number of other retired or separated participants entitled to future benefits 2019-07-01 44
Total of all active and inactive participants 2019-07-01 197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-07-01 0
Total participants 2019-07-01 197
Number of participants with account balances 2019-07-01 128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-07-01 0
2018: THE WHOLE CHILD 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-07-01 125
Total number of active participants reported on line 7a of the Form 5500 2018-07-01 128
Number of retired or separated participants receiving benefits 2018-07-01 0
Number of other retired or separated participants entitled to future benefits 2018-07-01 36
Total of all active and inactive participants 2018-07-01 164
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-07-01 0
Total participants 2018-07-01 164
Number of participants with account balances 2018-07-01 101
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-07-01 0

Measure	Date	Value
2021: THE WHOLE CHILD 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-07-01	196
Total number of active participants reported on line 7a of the Form 5500	2021-07-01	151
Number of retired or separated participants receiving benefits	2021-07-01	0
Number of other retired or separated participants entitled to future benefits	2021-07-01	48
Total of all active and inactive participants	2021-07-01	199
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-07-01	0
Total participants	2021-07-01	199
Number of participants with account balances	2021-07-01	127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-07-01	0
2020: THE WHOLE CHILD 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-07-01	199
Total number of active participants reported on line 7a of the Form 5500	2020-07-01	152
Number of retired or separated participants receiving benefits	2020-07-01	0
Number of other retired or separated participants entitled to future benefits	2020-07-01	56
Total of all active and inactive participants	2020-07-01	208
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-07-01	0
Total participants	2020-07-01	208
Number of participants with account balances	2020-07-01	130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-07-01	0
2019: THE WHOLE CHILD 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-07-01	168
Total number of active participants reported on line 7a of the Form 5500	2019-07-01	153
Number of retired or separated participants receiving benefits	2019-07-01	0
Number of other retired or separated participants entitled to future benefits	2019-07-01	44
Total of all active and inactive participants	2019-07-01	197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-07-01	0
Total participants	2019-07-01	197
Number of participants with account balances	2019-07-01	128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-07-01	0
2018: THE WHOLE CHILD 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-07-01	125
Total number of active participants reported on line 7a of the Form 5500	2018-07-01	128
Number of retired or separated participants receiving benefits	2018-07-01	0
Number of other retired or separated participants entitled to future benefits	2018-07-01	36
Total of all active and inactive participants	2018-07-01	164
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-07-01	0
Total participants	2018-07-01	164
Number of participants with account balances	2018-07-01	101
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-07-01	0

Financial Data on THE WHOLE CHILD 401(K) PLAN

Measure	Date	Value
2022 : THE WHOLE CHILD 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-06-30	$1
Total income from all sources (including contributions)	2022-06-30	$-160,330
Total loss/gain on sale of assets	2022-06-30	$0
Total of all expenses incurred	2022-06-30	$291,716
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-06-30	$285,777
Value of total corrective distributions	2022-06-30	$4,621
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-06-30	$609,834
Value of total assets at end of year	2022-06-30	$4,537,104
Value of total assets at beginning of year	2022-06-30	$4,989,151
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-06-30	$1,318
Total interest from all sources	2022-06-30	$-770,164
Total dividends received (eg from common stock, registered investment company shares)	2022-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-06-30	No
Was this plan covered by a fidelity bond	2022-06-30	Yes
Value of fidelity bond cover	2022-06-30	$200,000
If this is an individual account plan, was there a blackout period	2022-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2022-06-30	No
Contributions received from participants	2022-06-30	$392,879
Participant contributions at end of year	2022-06-30	$65,969
Participant contributions at beginning of year	2022-06-30	$39,964
Administrative expenses (other) incurred	2022-06-30	$1,318
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-06-30	No
Value of net income/loss	2022-06-30	$-452,046
Value of net assets at end of year (total assets less liabilities)	2022-06-30	$4,537,104
Value of net assets at beginning of year (total assets less liabilities)	2022-06-30	$4,989,150
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-06-30	No
Were any leases to which the plan was party in default or uncollectible	2022-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-06-30	$51,497
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-06-30	$51,410
Value of interest in pooled separate accounts at end of year	2022-06-30	$4,419,638
Value of interest in pooled separate accounts at beginning of year	2022-06-30	$4,897,777
Interest on participant loans	2022-06-30	$2,831
Interest earned on other investments	2022-06-30	$125
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2022-06-30	$-773,120
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-06-30	No
Was there a failure to transmit to the plan any participant contributions	2022-06-30	No
Has the plan failed to provide any benefit when due under the plan	2022-06-30	No
Contributions received in cash from employer	2022-06-30	$216,955
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-06-30	$285,777
Did the plan have assets held for investment	2022-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-06-30	No
Liabilities. Value of acquisition indebtedness at beginning of year	2022-06-30	$1
Opinion of an independent qualified public accountant for this plan	2022-06-30	Unqualified
Accountancy firm name	2022-06-30	HARRINGTON GROUP, CPA, LLP
Accountancy firm EIN	2022-06-30	954557617
2021 : THE WHOLE CHILD 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-06-30	$0
Total income from all sources (including contributions)	2021-06-30	$1,748,662
Total loss/gain on sale of assets	2021-06-30	$0
Total of all expenses incurred	2021-06-30	$148,934
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-06-30	$139,478
Value of total corrective distributions	2021-06-30	$8,337
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-06-30	$598,223
Value of total assets at end of year	2021-06-30	$4,988,864
Value of total assets at beginning of year	2021-06-30	$3,389,136
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-06-30	$1,119
Total interest from all sources	2021-06-30	$1,150,439
Total dividends received (eg from common stock, registered investment company shares)	2021-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-06-30	No
Was this plan covered by a fidelity bond	2021-06-30	Yes
Value of fidelity bond cover	2021-06-30	$200,000
If this is an individual account plan, was there a blackout period	2021-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2021-06-30	No
Contributions received from participants	2021-06-30	$395,057
Participant contributions at end of year	2021-06-30	$39,678
Participant contributions at beginning of year	2021-06-30	$56,717
Participant contributions at beginning of year	2021-06-30	$11,427
Administrative expenses (other) incurred	2021-06-30	$1,119
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-06-30	No
Value of net income/loss	2021-06-30	$1,599,728
Value of net assets at end of year (total assets less liabilities)	2021-06-30	$4,988,864
Value of net assets at beginning of year (total assets less liabilities)	2021-06-30	$3,389,136
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-06-30	No
Were any leases to which the plan was party in default or uncollectible	2021-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-06-30	$51,410
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-06-30	$37,971
Value of interest in pooled separate accounts at end of year	2021-06-30	$4,897,776
Value of interest in pooled separate accounts at beginning of year	2021-06-30	$3,272,434
Interest on participant loans	2021-06-30	$1,941
Interest earned on other investments	2021-06-30	$605
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2021-06-30	$1,147,893
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-06-30	No
Was there a failure to transmit to the plan any participant contributions	2021-06-30	No
Has the plan failed to provide any benefit when due under the plan	2021-06-30	No
Contributions received in cash from employer	2021-06-30	$203,166
Employer contributions (assets) at beginning of year	2021-06-30	$10,587
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-06-30	$139,478
Did the plan have assets held for investment	2021-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-06-30	No
2020 : THE WHOLE CHILD 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-06-30	$0
Total income from all sources (including contributions)	2020-06-30	$709,388
Total loss/gain on sale of assets	2020-06-30	$0
Total of all expenses incurred	2020-06-30	$115,492
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-06-30	$112,313
Expenses. Certain deemed distributions of participant loans	2020-06-30	$1,535
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-06-30	$635,594
Value of total assets at end of year	2020-06-30	$3,389,136
Value of total assets at beginning of year	2020-06-30	$2,795,240
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-06-30	$1,644
Total interest from all sources	2020-06-30	$52,378
Total dividends received (eg from common stock, registered investment company shares)	2020-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-06-30	No
Was this plan covered by a fidelity bond	2020-06-30	Yes
Value of fidelity bond cover	2020-06-30	$200,000
If this is an individual account plan, was there a blackout period	2020-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2020-06-30	No
Contributions received from participants	2020-06-30	$331,257
Participant contributions at end of year	2020-06-30	$56,717
Participant contributions at beginning of year	2020-06-30	$24,366
Participant contributions at end of year	2020-06-30	$11,427
Participant contributions at beginning of year	2020-06-30	$11,427
Income. Received or receivable in cash from other sources (including rollovers)	2020-06-30	$122,103
Administrative expenses (other) incurred	2020-06-30	$1,644
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-06-30	No
Income. Non cash contributions	2020-06-30	$0
Value of net income/loss	2020-06-30	$593,896
Value of net assets at end of year (total assets less liabilities)	2020-06-30	$3,389,136
Value of net assets at beginning of year (total assets less liabilities)	2020-06-30	$2,795,240
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-06-30	No
Were any leases to which the plan was party in default or uncollectible	2020-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-06-30	$37,971
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-06-30	$37,298
Value of interest in pooled separate accounts at end of year	2020-06-30	$3,272,434
Value of interest in pooled separate accounts at beginning of year	2020-06-30	$2,703,351
Interest on participant loans	2020-06-30	$2,014
Interest earned on other investments	2020-06-30	$598
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-06-30	$49,766
Net investment gain/loss from pooled separate accounts	2020-06-30	$21,416
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-06-30	No
Was there a failure to transmit to the plan any participant contributions	2020-06-30	No
Has the plan failed to provide any benefit when due under the plan	2020-06-30	No
Contributions received in cash from employer	2020-06-30	$182,234
Employer contributions (assets) at end of year	2020-06-30	$10,587
Employer contributions (assets) at beginning of year	2020-06-30	$18,798
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-06-30	$112,313
Did the plan have assets held for investment	2020-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2020-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2020-06-30	Disclaimer
Accountancy firm name	2020-06-30	HARRINGTON GROUP, CPA, LLP
Accountancy firm EIN	2020-06-30	954557617
2019 : THE WHOLE CHILD 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-06-30	$0
Total income from all sources (including contributions)	2019-06-30	$514,164
Total loss/gain on sale of assets	2019-06-30	$0
Total of all expenses incurred	2019-06-30	$234,953
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-06-30	$231,217
Expenses. Certain deemed distributions of participant loans	2019-06-30	$2,262
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-06-30	$409,009
Value of total assets at end of year	2019-06-30	$2,795,240
Value of total assets at beginning of year	2019-06-30	$2,516,029
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-06-30	$1,474
Total interest from all sources	2019-06-30	$1,042
Total dividends received (eg from common stock, registered investment company shares)	2019-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-06-30	No
Was this plan covered by a fidelity bond	2019-06-30	Yes
Value of fidelity bond cover	2019-06-30	$200,000
If this is an individual account plan, was there a blackout period	2019-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2019-06-30	No
Contributions received from participants	2019-06-30	$257,080
Participant contributions at end of year	2019-06-30	$24,366
Participant contributions at beginning of year	2019-06-30	$12,904
Participant contributions at end of year	2019-06-30	$11,427
Participant contributions at beginning of year	2019-06-30	$10,031
Income. Received or receivable in cash from other sources (including rollovers)	2019-06-30	$3,640
Administrative expenses (other) incurred	2019-06-30	$1,474
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-06-30	No
Value of net income/loss	2019-06-30	$279,211
Value of net assets at end of year (total assets less liabilities)	2019-06-30	$2,795,240
Value of net assets at beginning of year (total assets less liabilities)	2019-06-30	$2,516,029
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-06-30	No
Were any leases to which the plan was party in default or uncollectible	2019-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-06-30	$37,298
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-06-30	$79,035
Value of interest in pooled separate accounts at end of year	2019-06-30	$2,703,351
Value of interest in pooled separate accounts at beginning of year	2019-06-30	$2,394,647
Interest on participant loans	2019-06-30	$320
Interest earned on other investments	2019-06-30	$722
Net investment gain/loss from pooled separate accounts	2019-06-30	$104,113
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-06-30	No
Was there a failure to transmit to the plan any participant contributions	2019-06-30	No
Has the plan failed to provide any benefit when due under the plan	2019-06-30	No
Contributions received in cash from employer	2019-06-30	$148,289
Employer contributions (assets) at end of year	2019-06-30	$18,798
Employer contributions (assets) at beginning of year	2019-06-30	$19,412
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-06-30	$231,217
Did the plan have assets held for investment	2019-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2019-06-30	Disclaimer
Accountancy firm name	2019-06-30	HARRINGTON GROUP, CPA, LLP
Accountancy firm EIN	2019-06-30	954557617

Form 5500 Responses for THE WHOLE CHILD 401(K) PLAN

2021: THE WHOLE CHILD 401(K) PLAN 2021 form 5500 responses
2021-07-01	Type of plan entity	Single employer plan
2021-07-01	Submission has been amended	No
2021-07-01	This submission is the final filing	No
2021-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-07-01	Plan is a collectively bargained plan	No
2021-07-01	Plan funding arrangement – Insurance	Yes
2021-07-01	Plan funding arrangement – Trust	Yes
2021-07-01	Plan benefit arrangement – Insurance	Yes
2021-07-01	Plan benefit arrangement - Trust	Yes
2020: THE WHOLE CHILD 401(K) PLAN 2020 form 5500 responses
2020-07-01	Type of plan entity	Single employer plan
2020-07-01	Submission has been amended	No
2020-07-01	This submission is the final filing	No
2020-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-07-01	Plan is a collectively bargained plan	No
2020-07-01	Plan funding arrangement – Insurance	Yes
2020-07-01	Plan funding arrangement – Trust	Yes
2020-07-01	Plan benefit arrangement – Insurance	Yes
2020-07-01	Plan benefit arrangement - Trust	Yes
2019: THE WHOLE CHILD 401(K) PLAN 2019 form 5500 responses
2019-07-01	Type of plan entity	Single employer plan
2019-07-01	Submission has been amended	No
2019-07-01	This submission is the final filing	No
2019-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-07-01	Plan is a collectively bargained plan	No
2019-07-01	Plan funding arrangement – Insurance	Yes
2019-07-01	Plan funding arrangement – Trust	Yes
2019-07-01	Plan benefit arrangement – Insurance	Yes
2019-07-01	Plan benefit arrangement - Trust	Yes
2018: THE WHOLE CHILD 401(K) PLAN 2018 form 5500 responses
2018-07-01	Type of plan entity	Single employer plan
2018-07-01	Submission has been amended	No
2018-07-01	This submission is the final filing	No
2018-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-07-01	Plan is a collectively bargained plan	No
2018-07-01	Plan funding arrangement – Insurance	Yes
2018-07-01	Plan funding arrangement – Trust	Yes
2018-07-01	Plan benefit arrangement – Insurance	Yes
2018-07-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

757237-01

Policy instance

Insurance contract or identification number	757237-01
Number of Individuals Covered	140
Insurance policy start date	2021-07-01
Insurance policy end date	2022-06-30
Total amount of commissions paid to insurance broker	USD $574
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Other information about contract	GROUP ANNUITY CONTRACT
Commission paid to Insurance Broker	USD $574
Insurance broker organization code?	3

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

839440

Policy instance

Insurance contract or identification number	839440
Number of Individuals Covered	133
Insurance policy start date	2020-07-01
Insurance policy end date	2021-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $12,051
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Amount paid for insurance broker fees	12051
Insurance broker organization code?	3

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

839440

Policy instance

Insurance contract or identification number	839440
Number of Individuals Covered	128
Insurance policy start date	2019-07-01
Insurance policy end date	2020-06-30
Total amount of commissions paid to insurance broker	USD $10,501
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $10,501
Insurance broker organization code?	3

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

839440

Policy instance

Insurance contract or identification number	839440
Number of Individuals Covered	114
Insurance policy start date	2018-07-01
Insurance policy end date	2019-06-30
Total amount of commissions paid to insurance broker	USD $8,022
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $8,022
Insurance broker organization code?	3

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Company Name:	THE WHOLE CHILD
Employer identification number (EIN):	952031148
NAIC Classification:	621330
NAIC Description:	Offices of Mental Health Practitioners (except Physicians)