401k Plan data: THE SYCUAN BAND OF THE KUMEYAAY NATION 401(K) RETIREMENT SAVINGS PLAN plan

THE SYCUAN BAND OF THE KUMEYAAY NATION 401(K) RETIREMENT SAVINGS PLAN 401k Plan overview

Plan Name	THE SYCUAN BAND OF THE KUMEYAAY NATION 401(K) RETIREMENT SAVINGS PLAN
Plan identification number	001

THE SYCUAN BAND OF THE KUMEYAAY NATION 401(K) RETIREMENT SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THE SYCUAN BAND OF THE KUMEYAAY NATION has sponsored the creation of one or more 401k plans.

Company Name: THE SYCUAN BAND OF THE KUMEYAAY NATION

Employer identification number (EIN): 953066162

NAIC Classification: 713200
NAIC Description: Gambling Industries

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE SYCUAN BAND OF THE KUMEYAAY NATION 401(K) RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2015-01-01 MAUREEN KERR MAUREEN KERR 2016-08-02
001 2014-01-01 MAUREEN KERR MAUREEN KERR 2015-10-14
001 2013-01-01 MAUREEN KERR MAUREEN KERR 2014-07-25
001 2012-01-01 MAUREEN KERR MAUREEN KERR 2013-07-25
001 2011-01-01 MAUREEN KERR
001 2009-01-01 MAUREEN KERR

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2015-01-01	MAUREEN KERR	MAUREEN KERR	2016-08-02
001	2014-01-01	MAUREEN KERR	MAUREEN KERR	2015-10-14
001	2013-01-01	MAUREEN KERR	MAUREEN KERR	2014-07-25
001	2012-01-01	MAUREEN KERR	MAUREEN KERR	2013-07-25
001	2011-01-01	MAUREEN KERR
001	2009-01-01	MAUREEN KERR

Plan Statistics for THE SYCUAN BAND OF THE KUMEYAAY NATION 401(K) RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for THE SYCUAN BAND OF THE KUMEYAAY NATION 401(K) RETIREMENT SAVINGS PLAN

Measure Date Value
2015: THE SYCUAN BAND OF THE KUMEYAAY NATION 401(K) RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 2,109
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 1,865
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 203
Total of all active and inactive participants 2015-01-01 2,068
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 1
Total participants 2015-01-01 2,069
Number of participants with account balances 2015-01-01 1,563
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 20
2014: THE SYCUAN BAND OF THE KUMEYAAY NATION 401(K) RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 2,122
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 1,918
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 181
Total of all active and inactive participants 2014-01-01 2,099
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 2
Total participants 2014-01-01 2,101
Number of participants with account balances 2014-01-01 1,574
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 14
2013: THE SYCUAN BAND OF THE KUMEYAAY NATION 401(K) RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 2,022
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 1,955
Number of retired or separated participants receiving benefits 2013-01-01 10
Number of other retired or separated participants entitled to future benefits 2013-01-01 135
Total of all active and inactive participants 2013-01-01 2,100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 2,100
Number of participants with account balances 2013-01-01 1,542
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 12
2012: THE SYCUAN BAND OF THE KUMEYAAY NATION 401(K) RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 1,984
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 1,888
Number of retired or separated participants receiving benefits 2012-01-01 5
Number of other retired or separated participants entitled to future benefits 2012-01-01 140
Total of all active and inactive participants 2012-01-01 2,033
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 2,033
Number of participants with account balances 2012-01-01 1,564
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 76
2011: THE SYCUAN BAND OF THE KUMEYAAY NATION 401(K) RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 1,969
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 1,832
Number of retired or separated participants receiving benefits 2011-01-01 6
Number of other retired or separated participants entitled to future benefits 2011-01-01 135
Total of all active and inactive participants 2011-01-01 1,973
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 1,973
Number of participants with account balances 2011-01-01 1,624
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 83
2009: THE SYCUAN BAND OF THE KUMEYAAY NATION 401(K) RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 2,209
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 1,891
Number of retired or separated participants receiving benefits 2009-01-01 1
Number of other retired or separated participants entitled to future benefits 2009-01-01 71
Total of all active and inactive participants 2009-01-01 1,963
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 1,963
Number of participants with account balances 2009-01-01 1,860
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 137

Measure	Date	Value
2015: THE SYCUAN BAND OF THE KUMEYAAY NATION 401(K) RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	2,109
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	1,865
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	203
Total of all active and inactive participants	2015-01-01	2,068
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	1
Total participants	2015-01-01	2,069
Number of participants with account balances	2015-01-01	1,563
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	20
2014: THE SYCUAN BAND OF THE KUMEYAAY NATION 401(K) RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	2,122
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	1,918
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	181
Total of all active and inactive participants	2014-01-01	2,099
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	2
Total participants	2014-01-01	2,101
Number of participants with account balances	2014-01-01	1,574
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	14
2013: THE SYCUAN BAND OF THE KUMEYAAY NATION 401(K) RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	2,022
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	1,955
Number of retired or separated participants receiving benefits	2013-01-01	10
Number of other retired or separated participants entitled to future benefits	2013-01-01	135
Total of all active and inactive participants	2013-01-01	2,100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	2,100
Number of participants with account balances	2013-01-01	1,542
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	12
2012: THE SYCUAN BAND OF THE KUMEYAAY NATION 401(K) RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	1,984
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	1,888
Number of retired or separated participants receiving benefits	2012-01-01	5
Number of other retired or separated participants entitled to future benefits	2012-01-01	140
Total of all active and inactive participants	2012-01-01	2,033
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	2,033
Number of participants with account balances	2012-01-01	1,564
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	76
2011: THE SYCUAN BAND OF THE KUMEYAAY NATION 401(K) RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	1,969
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	1,832
Number of retired or separated participants receiving benefits	2011-01-01	6
Number of other retired or separated participants entitled to future benefits	2011-01-01	135
Total of all active and inactive participants	2011-01-01	1,973
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	1,973
Number of participants with account balances	2011-01-01	1,624
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	83
2009: THE SYCUAN BAND OF THE KUMEYAAY NATION 401(K) RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	2,209
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	1,891
Number of retired or separated participants receiving benefits	2009-01-01	1
Number of other retired or separated participants entitled to future benefits	2009-01-01	71
Total of all active and inactive participants	2009-01-01	1,963
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	1,963
Number of participants with account balances	2009-01-01	1,860
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	137

Financial Data on THE SYCUAN BAND OF THE KUMEYAAY NATION 401(K) RETIREMENT SAVINGS PLAN

Measure	Date	Value
2015 : THE SYCUAN BAND OF THE KUMEYAAY NATION 401(K) RETIREMENT SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$6,236,043
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$4,655,946
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$4,607,407
Value of total corrective distributions	2015-12-31	$244
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$6,196,043
Value of total assets at end of year	2015-12-31	$66,151,727
Value of total assets at beginning of year	2015-12-31	$64,571,630
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$48,295
Total interest from all sources	2015-12-31	$443,960
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Administrative expenses professional fees incurred	2015-12-31	$4,651
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$4,437,269
Participant contributions at end of year	2015-12-31	$3,239,144
Participant contributions at beginning of year	2015-12-31	$3,115,818
Participant contributions at end of year	2015-12-31	$139,226
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$471,358
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$459,136
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$198,142
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$1,580,097
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$66,151,727
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$64,571,630
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in pooled separate accounts at end of year	2015-12-31	$50,191,641
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$49,756,726
Interest on participant loans	2015-12-31	$169,051
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$10,071,792
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$10,071,792
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$274,909
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$10,549,726
Net investment gain/loss from pooled separate accounts	2015-12-31	$-403,960
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$1,560,632
Employer contributions (assets) at end of year	2015-12-31	$1,560,632
Employer contributions (assets) at beginning of year	2015-12-31	$1,168,158
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$4,607,407
Contract administrator fees	2015-12-31	$43,644
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	JOSEPH EVE, CERTIFIED PUBLIC ACCTS
Accountancy firm EIN	2015-12-31	810433949
2014 : THE SYCUAN BAND OF THE KUMEYAAY NATION 401(K) RETIREMENT SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$8,634,038
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$3,396,790
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$3,301,962
Expenses. Certain deemed distributions of participant loans	2014-12-31	$21,911
Value of total corrective distributions	2014-12-31	$242
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$5,179,233
Value of total assets at end of year	2014-12-31	$64,571,630
Value of total assets at beginning of year	2014-12-31	$59,334,382
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$72,675
Total interest from all sources	2014-12-31	$385,412
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$3,907,647
Participant contributions at end of year	2014-12-31	$3,115,818
Participant contributions at beginning of year	2014-12-31	$2,914,681
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$459,136
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$285,659
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$103,407
Other income not declared elsewhere	2014-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$5,237,248
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$64,571,630
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$59,334,382
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$28,650
Value of interest in pooled separate accounts at end of year	2014-12-31	$49,756,726
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$45,026,635
Interest on participant loans	2014-12-31	$155,280
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$10,071,792
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$9,820,319
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$9,820,319
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$230,132
Net investment gain/loss from pooled separate accounts	2014-12-31	$3,069,393
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$1,168,179
Employer contributions (assets) at end of year	2014-12-31	$1,168,158
Employer contributions (assets) at beginning of year	2014-12-31	$1,287,088
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$3,301,962
Contract administrator fees	2014-12-31	$44,025
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	JOSEPH EVE, CERTIFIED PUBLIC ACCTS
Accountancy firm EIN	2014-12-31	810433949
2013 : THE SYCUAN BAND OF THE KUMEYAAY NATION 401(K) RETIREMENT SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$13,486,909
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$3,201,758
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$3,125,208
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$5,237,277
Value of total assets at end of year	2013-12-31	$59,334,382
Value of total assets at beginning of year	2013-12-31	$49,049,231
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$76,550
Total interest from all sources	2013-12-31	$136,648
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$3,586,621
Participant contributions at end of year	2013-12-31	$2,914,681
Participant contributions at beginning of year	2013-12-31	$2,463,883
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$285,659
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$222,612
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$363,568
Other income not declared elsewhere	2013-12-31	$3,163
Administrative expenses (other) incurred	2013-12-31	$52,354
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$10,285,151
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$59,334,382
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$49,049,231
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in pooled separate accounts at end of year	2013-12-31	$45,026,635
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$35,677,190
Interest on participant loans	2013-12-31	$136,648
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$9,820,319
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$9,484,023
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$9,484,023
Net investment gain/loss from pooled separate accounts	2013-12-31	$8,109,821
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$1,287,088
Employer contributions (assets) at end of year	2013-12-31	$1,287,088
Employer contributions (assets) at beginning of year	2013-12-31	$1,201,523
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$3,125,208
Contract administrator fees	2013-12-31	$24,196
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	JOSEPH EVE, CERTIFIED PUBLIC ACCTS
Accountancy firm EIN	2013-12-31	810433949
2012 : THE SYCUAN BAND OF THE KUMEYAAY NATION 401(K) RETIREMENT SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$9,625,028
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$3,817,929
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$3,729,820
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$4,676,904
Value of total assets at end of year	2012-12-31	$49,049,231
Value of total assets at beginning of year	2012-12-31	$43,242,132
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$88,109
Total interest from all sources	2012-12-31	$137,476
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$3,413,454
Participant contributions at end of year	2012-12-31	$2,463,883
Participant contributions at beginning of year	2012-12-31	$2,745,328
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$222,612
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$163,830
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$61,927
Other income not declared elsewhere	2012-12-31	$-9,778
Administrative expenses (other) incurred	2012-12-31	$375
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$5,807,099
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$49,049,231
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$43,242,132
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$45,869
Value of interest in pooled separate accounts at end of year	2012-12-31	$35,677,190
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$30,050,672
Interest on participant loans	2012-12-31	$137,476
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$9,484,023
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$9,149,154
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$9,149,154
Net investment gain/loss from pooled separate accounts	2012-12-31	$4,820,426
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$1,201,523
Employer contributions (assets) at end of year	2012-12-31	$1,201,523
Employer contributions (assets) at beginning of year	2012-12-31	$1,133,148
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$3,729,820
Contract administrator fees	2012-12-31	$41,865
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	JOSEPH EVE, CERTIFIED PUBLIC ACCTS
Accountancy firm EIN	2012-12-31	810433949
2011 : THE SYCUAN BAND OF THE KUMEYAAY NATION 401(K) RETIREMENT SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$4,055,282
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$3,320,572
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$3,238,495
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$4,323,329
Value of total assets at end of year	2011-12-31	$43,242,132
Value of total assets at beginning of year	2011-12-31	$42,507,422
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$82,077
Total interest from all sources	2011-12-31	$154,199
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$3,181,406
Participant contributions at end of year	2011-12-31	$2,745,328
Participant contributions at beginning of year	2011-12-31	$2,807,670
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$163,830
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$128,896
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$5,210
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$734,710
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$43,242,132
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$42,507,422
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in pooled separate accounts at end of year	2011-12-31	$30,050,672
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$30,700,133
Income. Interest from loans (other than to participants)	2011-12-31	$154,199
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$9,149,154
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$7,754,256
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$7,754,256
Net investment gain/loss from pooled separate accounts	2011-12-31	$-422,246
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$1,136,713
Employer contributions (assets) at end of year	2011-12-31	$1,133,148
Employer contributions (assets) at beginning of year	2011-12-31	$1,116,467
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$3,238,495
Contract administrator fees	2011-12-31	$82,077
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	JOSEPH EVE, CERTIFIED PUBLIC ACCTS
Accountancy firm EIN	2011-12-31	810433949
2010 : THE SYCUAN BAND OF THE KUMEYAAY NATION 401(K) RETIREMENT SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$8,663,511
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$3,106,569
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$3,016,831
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$4,342,134
Value of total assets at end of year	2010-12-31	$42,507,422
Value of total assets at beginning of year	2010-12-31	$36,950,480
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$89,738
Total interest from all sources	2010-12-31	$167,297
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$3,199,213
Participant contributions at end of year	2010-12-31	$2,807,670
Participant contributions at beginning of year	2010-12-31	$2,394,166
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$128,896
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$26,454
Administrative expenses (other) incurred	2010-12-31	$89,738
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$5,556,942
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$42,507,422
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$36,950,480
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in pooled separate accounts at end of year	2010-12-31	$30,700,133
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$26,242,212
Interest on participant loans	2010-12-31	$167,297
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$7,754,256
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$7,097,577
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$7,097,577
Net investment gain/loss from pooled separate accounts	2010-12-31	$4,154,080
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$1,116,467
Employer contributions (assets) at end of year	2010-12-31	$1,116,467
Employer contributions (assets) at beginning of year	2010-12-31	$1,216,525
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$3,016,831
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	JOSEPH EVE, CERTIFIED PUBLIC ACCTS
Accountancy firm EIN	2010-12-31	810433949
2009 : THE SYCUAN BAND OF THE KUMEYAAY NATION 401(K) RETIREMENT SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for THE SYCUAN BAND OF THE KUMEYAAY NATION 401(K) RETIREMENT SAVINGS PLAN

2015: THE SYCUAN BAND OF THE KUMEYAAY NATION 401(K) RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: THE SYCUAN BAND OF THE KUMEYAAY NATION 401(K) RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: THE SYCUAN BAND OF THE KUMEYAAY NATION 401(K) RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: THE SYCUAN BAND OF THE KUMEYAAY NATION 401(K) RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: THE SYCUAN BAND OF THE KUMEYAAY NATION 401(K) RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: THE SYCUAN BAND OF THE KUMEYAAY NATION 401(K) RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

RM 83616-1

Policy instance

Insurance contract or identification number	RM 83616-1
Number of Individuals Covered	1563
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $0
Insurance broker organization code?	4
Insurance broker name	RAYMOND JAMES INSURANCE GROUP, INC.

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

RM 83616-1

Policy instance

Insurance contract or identification number	RM 83616-1
Number of Individuals Covered	1574
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $87,123
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $87,123
Insurance broker organization code?	4
Insurance broker name	RAYMOND JAMES INSURANCE GROUP, INC.

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

RM 83616-1

Policy instance

Insurance contract or identification number	RM 83616-1
Number of Individuals Covered	1549
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $75,394
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $75,394
Insurance broker organization code?	4
Insurance broker name	PLANNING CORPORATION OF AMERICA

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

RM 83616-1

Policy instance

Insurance contract or identification number	RM 83616-1
Number of Individuals Covered	1564
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $69,600
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $69,600
Amount paid for insurance broker fees	0
Insurance broker organization code?	4
Insurance broker name	PLANNING CORPORATION OF AMERICA

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

RM83616-1

Policy instance

Insurance contract or identification number	RM83616-1
Number of Individuals Covered	1624
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $59,443
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

RM83616-1

Policy instance

Insurance contract or identification number	RM83616-1
Number of Individuals Covered	1711
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $51,864
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $51,864
Insurance broker organization code?	4
Insurance broker name	PLANNING CORP OF AMERICA

Potentially related plans

THE SYCUAN BAND OF THE KUMEYAAY NATION 401(K) RETI [EIN = 330881662]

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Company Name:	THE SYCUAN BAND OF THE KUMEYAAY NATION
Employer identification number (EIN):	953066162
NAIC Classification:	713200
NAIC Description:	Gambling Industries