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GARDNER AND AFFILIATES EMPLOYEES 401K PLAN 401k Plan overview

Plan NameGARDNER AND AFFILIATES EMPLOYEES 401K PLAN
Plan identification number 002

GARDNER AND AFFILIATES EMPLOYEES 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

GARDNER TRUCKING, INC. has sponsored the creation of one or more 401k plans.

Company Name:GARDNER TRUCKING, INC.
Employer identification number (EIN):953496004
NAIC Classification:115210
NAIC Description:Support Activities for Animal Production

Additional information about GARDNER TRUCKING, INC.

Jurisdiction of Incorporation: Nevada Department of State
Incorporation Date: 2015-03-04
Company Identification Number: 20151136489

More information about GARDNER TRUCKING, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GARDNER AND AFFILIATES EMPLOYEES 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022014-01-01ERIC SMITH
0022013-01-01ERIC SMITH
0022012-01-01ERIC SMITH
0022011-01-01THOMAS LANTING
0022009-01-01THOMAS LANTING

Plan Statistics for GARDNER AND AFFILIATES EMPLOYEES 401K PLAN

401k plan membership statisitcs for GARDNER AND AFFILIATES EMPLOYEES 401K PLAN

Measure Date Value
2014: GARDNER AND AFFILIATES EMPLOYEES 401K PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,885
Total number of active participants reported on line 7a of the Form 55002014-01-011,783
Number of other retired or separated participants entitled to future benefits2014-01-0142
Total of all active and inactive participants2014-01-011,825
Total participants2014-01-011,825
Number of participants with account balances2014-01-01250
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: GARDNER AND AFFILIATES EMPLOYEES 401K PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,362
Total number of active participants reported on line 7a of the Form 55002013-01-011,318
Number of retired or separated participants receiving benefits2013-01-0135
Number of other retired or separated participants entitled to future benefits2013-01-0142
Total of all active and inactive participants2013-01-011,395
Total participants2013-01-011,395
Number of participants with account balances2013-01-01215
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0111
2012: GARDNER AND AFFILIATES EMPLOYEES 401K PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,086
Total number of active participants reported on line 7a of the Form 55002012-01-011,316
Number of other retired or separated participants entitled to future benefits2012-01-0146
Total of all active and inactive participants2012-01-011,362
Total participants2012-01-011,362
Number of participants with account balances2012-01-01224
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-014
2011: GARDNER AND AFFILIATES EMPLOYEES 401K PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,157
Total number of active participants reported on line 7a of the Form 55002011-01-011,035
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0151
Total of all active and inactive participants2011-01-011,086
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-011,086
Number of participants with account balances2011-01-01225
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-017
2009: GARDNER AND AFFILIATES EMPLOYEES 401K PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,193
Total number of active participants reported on line 7a of the Form 55002009-01-01975
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01106
Total of all active and inactive participants2009-01-011,081
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-011,081
Number of participants with account balances2009-01-01322
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0121

Financial Data on GARDNER AND AFFILIATES EMPLOYEES 401K PLAN

Measure Date Value
2014 : GARDNER AND AFFILIATES EMPLOYEES 401K PLAN 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$32,851
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$24,872
Total income from all sources (including contributions)2014-12-31$860,927
Total of all expenses incurred2014-12-31$693,910
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$671,870
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$494,687
Value of total assets at end of year2014-12-31$5,898,629
Value of total assets at beginning of year2014-12-31$5,723,633
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$22,040
Total interest from all sources2014-12-31$22,971
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$428,310
Participant contributions at end of year2014-12-31$377,687
Participant contributions at beginning of year2014-12-31$326,244
Participant contributions at end of year2014-12-31$12,275
Participant contributions at beginning of year2014-12-31$4,781
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$66,377
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$32,851
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$24,872
Administrative expenses (other) incurred2014-12-31$153
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$167,017
Value of net assets at end of year (total assets less liabilities)2014-12-31$5,865,778
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$5,698,761
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$21,887
Value of interest in pooled separate accounts at end of year2014-12-31$16,257
Value of interest in pooled separate accounts at beginning of year2014-12-31$5,113,582
Income. Interest from loans (other than to participants)2014-12-31$14,593
Interest earned on other investments2014-12-31$8,378
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$5,492,410
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$279,026
Net investment gain/loss from pooled separate accounts2014-12-31$343,269
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$671,870
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31Yes
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31FISHMAN, BLOCK & DIAMOND, LLP
Accountancy firm EIN2014-12-31953389582
2013 : GARDNER AND AFFILIATES EMPLOYEES 401K PLAN 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$24,872
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$21,825
Total income from all sources (including contributions)2013-12-31$1,118,169
Total of all expenses incurred2013-12-31$276,457
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$196,605
Expenses. Certain deemed distributions of participant loans2013-12-31$30,124
Value of total corrective distributions2013-12-31$22,719
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$454,781
Value of total assets at end of year2013-12-31$5,723,633
Value of total assets at beginning of year2013-12-31$4,878,874
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$27,009
Total interest from all sources2013-12-31$19,466
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$366,329
Participant contributions at end of year2013-12-31$326,244
Participant contributions at beginning of year2013-12-31$333,278
Participant contributions at end of year2013-12-31$4,781
Participant contributions at beginning of year2013-12-31$6,127
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$88,452
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$24,872
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$21,825
Administrative expenses (other) incurred2013-12-31$2,426
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$841,712
Value of net assets at end of year (total assets less liabilities)2013-12-31$5,698,761
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$4,857,049
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$24,583
Value of interest in pooled separate accounts at end of year2013-12-31$5,113,582
Value of interest in pooled separate accounts at beginning of year2013-12-31$4,373,172
Interest on participant loans2013-12-31$13,074
Interest earned on other investments2013-12-31$6,392
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$279,026
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$166,297
Net investment gain/loss from pooled separate accounts2013-12-31$643,922
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$196,605
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31FISHMAN, BLOCK & DIAMOND, LLP
Accountancy firm EIN2013-12-31953389582
2012 : GARDNER AND AFFILIATES EMPLOYEES 401K PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$21,825
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$17,312
Total income from all sources (including contributions)2012-12-31$858,317
Total of all expenses incurred2012-12-31$634,635
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$612,942
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$305,576
Value of total assets at end of year2012-12-31$4,878,874
Value of total assets at beginning of year2012-12-31$4,650,679
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$21,693
Total interest from all sources2012-12-31$19,358
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$304,739
Participant contributions at end of year2012-12-31$333,278
Participant contributions at beginning of year2012-12-31$364,010
Participant contributions at end of year2012-12-31$6,127
Participant contributions at beginning of year2012-12-31$5,551
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$837
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$21,825
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$17,312
Administrative expenses (other) incurred2012-12-31$4,189
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$223,682
Value of net assets at end of year (total assets less liabilities)2012-12-31$4,857,049
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$4,633,367
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$17,504
Value of interest in pooled separate accounts at end of year2012-12-31$4,373,172
Value of interest in pooled separate accounts at beginning of year2012-12-31$4,116,452
Interest on participant loans2012-12-31$14,339
Interest earned on other investments2012-12-31$5,019
Value of interest in common/collective trusts at beginning of year2012-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$166,297
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$164,666
Net investment gain/loss from pooled separate accounts2012-12-31$533,383
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at beginning of year2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$612,942
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$0
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31FISHMAN, BLOCK & DIAMOND, LLP
Accountancy firm EIN2012-12-31953389582
2011 : GARDNER AND AFFILIATES EMPLOYEES 401K PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-16,231
Total unrealized appreciation/depreciation of assets2011-12-31$-16,231
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$17,312
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$20,187
Total income from all sources (including contributions)2011-12-31$272,596
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$614,555
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$600,456
Value of total corrective distributions2011-12-31$10,271
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$314,677
Value of total assets at end of year2011-12-31$4,650,679
Value of total assets at beginning of year2011-12-31$4,995,513
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$3,828
Total interest from all sources2011-12-31$18,833
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$311,097
Participant contributions at end of year2011-12-31$364,010
Participant contributions at beginning of year2011-12-31$350,440
Participant contributions at end of year2011-12-31$5,551
Participant contributions at beginning of year2011-12-31$5,447
Assets. Other investments not covered elsewhere at end of year2011-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$3,580
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$17,312
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$20,187
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-341,959
Value of net assets at end of year (total assets less liabilities)2011-12-31$4,633,367
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$4,975,326
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$4,116,452
Value of interest in pooled separate accounts at beginning of year2011-12-31$4,472,682
Interest on participant loans2011-12-31$13,883
Interest earned on other investments2011-12-31$4,950
Value of interest in common/collective trusts at end of year2011-12-31$0
Value of interest in common/collective trusts at beginning of year2011-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$164,666
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$166,944
Net investment gain/loss from pooled separate accounts2011-12-31$-44,683
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$0
Assets. Invements in employer securities at beginning of year2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$600,456
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$0
Contract administrator fees2011-12-31$3,828
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$0
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31FISHMAN, BLOCK & DIAMOND, LLP
Accountancy firm EIN2011-12-31953389582
2010 : GARDNER AND AFFILIATES EMPLOYEES 401K PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$0
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$20,187
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$9,814
Total income from all sources (including contributions)2010-12-31$664,171
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$337,074
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$303,712
Expenses. Certain deemed distributions of participant loans2010-12-31$0
Value of total corrective distributions2010-12-31$2,080
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$354,013
Value of total assets at end of year2010-12-31$4,995,513
Value of total assets at beginning of year2010-12-31$4,658,043
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$31,282
Total interest from all sources2010-12-31$22,575
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Funding deficiency by the employer to the plan for this plan year2010-12-31$0
Minimum employer required contribution for this plan year2010-12-31$0
Amount contributed by the employer to the plan for this plan year2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$354,013
Participant contributions at end of year2010-12-31$350,440
Participant contributions at beginning of year2010-12-31$345,257
Participant contributions at end of year2010-12-31$5,447
Participant contributions at beginning of year2010-12-31$13,205
Assets. Other investments not covered elsewhere at end of year2010-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$20,187
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$9,814
Other income not declared elsewhere2010-12-31$0
Administrative expenses (other) incurred2010-12-31$31,282
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$327,097
Value of net assets at end of year (total assets less liabilities)2010-12-31$4,975,326
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$4,648,229
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$0
Value of interest in pooled separate accounts at end of year2010-12-31$4,472,682
Value of interest in pooled separate accounts at beginning of year2010-12-31$3,986,638
Interest on participant loans2010-12-31$16,466
Interest earned on other investments2010-12-31$6,109
Value of interest in common/collective trusts at end of year2010-12-31$0
Value of interest in common/collective trusts at beginning of year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$166,944
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$312,943
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$0
Net investment gain/loss from pooled separate accounts2010-12-31$287,583
Net investment gain or loss from common/collective trusts2010-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$0
Assets. Invements in employer securities at beginning of year2010-12-31$0
Income. Dividends from common stock2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$303,712
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31FISHMAN, BLOCK & DIAMOND, LLP
Accountancy firm EIN2010-12-31953389582
2009 : GARDNER AND AFFILIATES EMPLOYEES 401K PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for GARDNER AND AFFILIATES EMPLOYEES 401K PLAN

2014: GARDNER AND AFFILIATES EMPLOYEES 401K PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: GARDNER AND AFFILIATES EMPLOYEES 401K PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: GARDNER AND AFFILIATES EMPLOYEES 401K PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: GARDNER AND AFFILIATES EMPLOYEES 401K PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2009: GARDNER AND AFFILIATES EMPLOYEES 401K PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

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