401k Plan data: SANTA BARBARA APPLIED RESEARCH, INC. 401(K) PLAN plan

SANTA BARBARA APPLIED RESEARCH, INC. 401(K) PLAN 401k Plan overview

Plan Name	SANTA BARBARA APPLIED RESEARCH, INC. 401(K) PLAN
Plan identification number	001

SANTA BARBARA APPLIED RESEARCH, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SANTA BARBARA APPLIED RESEARCH, INC. has sponsored the creation of one or more 401k plans.

Company Name: SANTA BARBARA APPLIED RESEARCH, INC.

Employer identification number (EIN): 953517431

NAIC Classification: 541330
NAIC Description: Engineering Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SANTA BARBARA APPLIED RESEARCH, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2015-01-01 PATTY ODONNELL
001 2014-01-01 PATTY ODONNELL
001 2013-01-01 PATTY ODONNELL
001 2012-01-01 PATTY ODONNELL
001 2011-01-01 PATTY ODONNELL
001 2010-01-01 PATTY ODONNELL
001 2009-01-01 PATTY ODONNELL

Plan id#	Filing Submission Date	Name of Administrator
001	2015-01-01	PATTY ODONNELL
001	2014-01-01	PATTY ODONNELL
001	2013-01-01	PATTY ODONNELL
001	2012-01-01	PATTY ODONNELL
001	2011-01-01	PATTY ODONNELL
001	2010-01-01	PATTY ODONNELL
001	2009-01-01	PATTY ODONNELL

Plan Statistics for SANTA BARBARA APPLIED RESEARCH, INC. 401(K) PLAN

401k plan membership statisitcs for SANTA BARBARA APPLIED RESEARCH, INC. 401(K) PLAN

Measure Date Value
2015: SANTA BARBARA APPLIED RESEARCH, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 204
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 0
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 0
Number of participants with account balances 2015-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: SANTA BARBARA APPLIED RESEARCH, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 180
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 74
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 130
Total of all active and inactive participants 2014-01-01 204
Total participants 2014-01-01 204
Number of participants with account balances 2014-01-01 166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: SANTA BARBARA APPLIED RESEARCH, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 330
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 77
Number of other retired or separated participants entitled to future benefits 2013-01-01 103
Total of all active and inactive participants 2013-01-01 180
Total participants 2013-01-01 180
Number of participants with account balances 2013-01-01 133
2012: SANTA BARBARA APPLIED RESEARCH, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 336
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 72
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 258
Total of all active and inactive participants 2012-01-01 330
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 330
Number of participants with account balances 2012-01-01 288
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: SANTA BARBARA APPLIED RESEARCH, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 534
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 72
Number of other retired or separated participants entitled to future benefits 2011-01-01 264
Total of all active and inactive participants 2011-01-01 336
Total participants 2011-01-01 336
Number of participants with account balances 2011-01-01 301
2010: SANTA BARBARA APPLIED RESEARCH, INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 602
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 269
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 265
Total of all active and inactive participants 2010-01-01 534
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 534
Number of participants with account balances 2010-01-01 351
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: SANTA BARBARA APPLIED RESEARCH, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 629
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 305
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 255
Total of all active and inactive participants 2009-01-01 560
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 560
Number of participants with account balances 2009-01-01 383
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2015: SANTA BARBARA APPLIED RESEARCH, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	204
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	0
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	0
Number of participants with account balances	2015-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: SANTA BARBARA APPLIED RESEARCH, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	180
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	74
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	130
Total of all active and inactive participants	2014-01-01	204
Total participants	2014-01-01	204
Number of participants with account balances	2014-01-01	166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: SANTA BARBARA APPLIED RESEARCH, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	330
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	77
Number of other retired or separated participants entitled to future benefits	2013-01-01	103
Total of all active and inactive participants	2013-01-01	180
Total participants	2013-01-01	180
Number of participants with account balances	2013-01-01	133
2012: SANTA BARBARA APPLIED RESEARCH, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	336
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	72
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	258
Total of all active and inactive participants	2012-01-01	330
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	330
Number of participants with account balances	2012-01-01	288
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: SANTA BARBARA APPLIED RESEARCH, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	534
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	72
Number of other retired or separated participants entitled to future benefits	2011-01-01	264
Total of all active and inactive participants	2011-01-01	336
Total participants	2011-01-01	336
Number of participants with account balances	2011-01-01	301
2010: SANTA BARBARA APPLIED RESEARCH, INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	602
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	269
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	265
Total of all active and inactive participants	2010-01-01	534
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	534
Number of participants with account balances	2010-01-01	351
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: SANTA BARBARA APPLIED RESEARCH, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	629
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	305
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	255
Total of all active and inactive participants	2009-01-01	560
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	560
Number of participants with account balances	2009-01-01	383
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on SANTA BARBARA APPLIED RESEARCH, INC. 401(K) PLAN

Measure	Date	Value
2015 : SANTA BARBARA APPLIED RESEARCH, INC. 401(K) PLAN 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-10-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-10-31	$46,877
Total income from all sources (including contributions)	2015-10-31	$113,278
Total of all expenses incurred	2015-10-31	$6,971,988
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-10-31	$6,810,452
Expenses. Certain deemed distributions of participant loans	2015-10-31	$97,356
Value of total corrective distributions	2015-10-31	$43,638
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-10-31	$226,889
Value of total assets at end of year	2015-10-31	$0
Value of total assets at beginning of year	2015-10-31	$6,905,587
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-10-31	$20,542
Total interest from all sources	2015-10-31	$3,556
Total dividends received (eg from common stock, registered investment company shares)	2015-10-31	$47,646
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-10-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2015-10-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2015-10-31	$47,646
Was this plan covered by a fidelity bond	2015-10-31	Yes
Value of fidelity bond cover	2015-10-31	$500,000
If this is an individual account plan, was there a blackout period	2015-10-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-10-31	No
Contributions received from participants	2015-10-31	$184,779
Participant contributions at end of year	2015-10-31	$0
Participant contributions at beginning of year	2015-10-31	$89,764
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-10-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-10-31	$46,877
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-10-31	No
Value of net income/loss	2015-10-31	$-6,858,710
Value of net assets at end of year (total assets less liabilities)	2015-10-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2015-10-31	$6,858,710
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-10-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-10-31	No
Were any leases to which the plan was party in default or uncollectible	2015-10-31	No
Investment advisory and management fees	2015-10-31	$20,542
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-10-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-10-31	$6,815,823
Interest on participant loans	2015-10-31	$3,556
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-10-31	$-164,813
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-10-31	No
Was there a failure to transmit to the plan any participant contributions	2015-10-31	No
Has the plan failed to provide any benefit when due under the plan	2015-10-31	No
Contributions received in cash from employer	2015-10-31	$42,110
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-10-31	$6,810,452
Did the plan have assets held for investment	2015-10-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-10-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-10-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-10-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-10-31	Disclaimer
Accountancy firm name	2015-10-31	BARROWS & CO.
Accountancy firm EIN	2015-10-31	260036216
2014 : SANTA BARBARA APPLIED RESEARCH, INC. 401(K) PLAN 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$46,877
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$22,071
Total income from all sources (including contributions)	2014-12-31	$763,852
Total of all expenses incurred	2014-12-31	$451,817
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$429,911
Value of total corrective distributions	2014-12-31	$18,668
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$416,934
Value of total assets at end of year	2014-12-31	$6,905,587
Value of total assets at beginning of year	2014-12-31	$6,568,746
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$3,238
Total interest from all sources	2014-12-31	$3,186
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$369,561
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$369,561
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$321,955
Participant contributions at end of year	2014-12-31	$89,764
Participant contributions at beginning of year	2014-12-31	$40,900
Participant contributions at beginning of year	2014-12-31	$2,232
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$14,823
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$46,877
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$22,071
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$312,035
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$6,858,710
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$6,546,675
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$3,238
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$6,815,823
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$6,524,901
Interest on participant loans	2014-12-31	$3,186
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$-25,829
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$80,156
Employer contributions (assets) at beginning of year	2014-12-31	$713
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$429,911
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	BARROWS & CO.
Accountancy firm EIN	2014-12-31	260036216
2013 : SANTA BARBARA APPLIED RESEARCH, INC. 401(K) PLAN 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$22,071
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$9,780
Total income from all sources (including contributions)	2013-12-31	$1,363,811
Total of all expenses incurred	2013-12-31	$2,200,501
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$2,165,422
Value of total corrective distributions	2013-12-31	$22,071
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$430,311
Value of total assets at end of year	2013-12-31	$6,568,746
Value of total assets at beginning of year	2013-12-31	$7,393,145
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$13,008
Total interest from all sources	2013-12-31	$2,473
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$245,878
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$245,878
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$298,549
Participant contributions at end of year	2013-12-31	$40,900
Participant contributions at beginning of year	2013-12-31	$71,273
Participant contributions at end of year	2013-12-31	$2,232
Participant contributions at beginning of year	2013-12-31	$2,845
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$30,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$22,071
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$9,780
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$-836,690
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$6,546,675
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$7,383,365
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$13,008
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$6,524,901
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$7,258,873
Interest on participant loans	2013-12-31	$2,473
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$685,149
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$101,762
Employer contributions (assets) at end of year	2013-12-31	$713
Employer contributions (assets) at beginning of year	2013-12-31	$60,154
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$2,165,422
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	BARROWS & CO.
Accountancy firm EIN	2013-12-31	260036216
2012 : SANTA BARBARA APPLIED RESEARCH, INC. 401(K) PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$9,780
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$14,649
Total income from all sources (including contributions)	2012-12-31	$1,297,586
Total of all expenses incurred	2012-12-31	$1,078,813
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,064,761
Expenses. Certain deemed distributions of participant loans	2012-12-31	$97
Value of total corrective distributions	2012-12-31	$9,780
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$701,865
Value of total assets at end of year	2012-12-31	$7,393,145
Value of total assets at beginning of year	2012-12-31	$7,179,241
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$4,175
Total interest from all sources	2012-12-31	$4,298
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$170,040
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$170,040
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$342,707
Participant contributions at end of year	2012-12-31	$71,273
Participant contributions at beginning of year	2012-12-31	$78,871
Participant contributions at end of year	2012-12-31	$2,845
Participant contributions at beginning of year	2012-12-31	$1,824
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$3,619
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$9,780
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$14,649
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$218,773
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$7,383,365
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$7,164,592
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$4,175
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$7,258,873
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$6,971,827
Interest on participant loans	2012-12-31	$4,298
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$421,383
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$355,539
Employer contributions (assets) at end of year	2012-12-31	$60,154
Employer contributions (assets) at beginning of year	2012-12-31	$126,719
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,064,761
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	BARROWS & CO.
Accountancy firm EIN	2012-12-31	260036216
2011 : SANTA BARBARA APPLIED RESEARCH, INC. 401(K) PLAN 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$14,649
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$25,711
Total income from all sources (including contributions)	2011-12-31	$676,308
Total of all expenses incurred	2011-12-31	$1,584,932
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,552,452
Expenses. Certain deemed distributions of participant loans	2011-12-31	$14,141
Value of total corrective distributions	2011-12-31	$14,649
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$659,354
Value of total assets at end of year	2011-12-31	$7,179,241
Value of total assets at beginning of year	2011-12-31	$8,098,927
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$3,690
Total interest from all sources	2011-12-31	$4,013
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$108,460
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$108,460
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$332,433
Participant contributions at end of year	2011-12-31	$78,871
Participant contributions at beginning of year	2011-12-31	$58,946
Participant contributions at end of year	2011-12-31	$1,824
Participant contributions at beginning of year	2011-12-31	$18,355
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$14,649
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$25,711
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-908,624
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$7,164,592
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$8,073,216
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$3,690
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$6,971,827
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$7,961,585
Interest on participant loans	2011-12-31	$4,013
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-95,519
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$326,921
Employer contributions (assets) at end of year	2011-12-31	$126,719
Employer contributions (assets) at beginning of year	2011-12-31	$60,041
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,552,452
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	BARROWS & CO.
Accountancy firm EIN	2011-12-31	260036216
2010 : SANTA BARBARA APPLIED RESEARCH, INC. 401(K) PLAN 2010 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$25,711
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$1,275
Total income from all sources (including contributions)	2010-12-31	$1,624,596
Total of all expenses incurred	2010-12-31	$822,946
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$795,785
Value of total corrective distributions	2010-12-31	$25,711
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$975,919
Value of total assets at end of year	2010-12-31	$8,098,927
Value of total assets at beginning of year	2010-12-31	$7,272,841
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$1,450
Total interest from all sources	2010-12-31	$4,250
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$110,371
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$110,371
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$250,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$448,749
Participant contributions at end of year	2010-12-31	$58,946
Participant contributions at beginning of year	2010-12-31	$92,992
Participant contributions at end of year	2010-12-31	$18,355
Participant contributions at beginning of year	2010-12-31	$22,909
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$25,711
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$1,275
Other income not declared elsewhere	2010-12-31	$530,322
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$801,650
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$8,073,216
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$7,271,566
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$1,450
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$7,961,585
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$6,994,491
Value of interest in pooled separate accounts at end of year	2010-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$58,994
Interest on participant loans	2010-12-31	$4,250
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$527,170
Employer contributions (assets) at end of year	2010-12-31	$60,041
Employer contributions (assets) at beginning of year	2010-12-31	$103,455
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$795,785
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Qualified
Accountancy firm name	2010-12-31	BARROWS & CO.
Accountancy firm EIN	2010-12-31	260036216

Form 5500 Responses for SANTA BARBARA APPLIED RESEARCH, INC. 401(K) PLAN

2015: SANTA BARBARA APPLIED RESEARCH, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	Yes
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: SANTA BARBARA APPLIED RESEARCH, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: SANTA BARBARA APPLIED RESEARCH, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: SANTA BARBARA APPLIED RESEARCH, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: SANTA BARBARA APPLIED RESEARCH, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: SANTA BARBARA APPLIED RESEARCH, INC. 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	Yes
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: SANTA BARBARA APPLIED RESEARCH, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

5-15044

Policy instance

Insurance contract or identification number	5-15044
Number of Individuals Covered	0
Insurance policy start date	2010-01-01
Insurance policy end date	2010-10-22
Total amount of commissions paid to insurance broker	USD $67
Total amount of fees paid to insurance company	USD $6
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	SANTA BARBARA APPLIED RESEARCH, INC.
Employer identification number (EIN):	953517431
NAIC Classification:	541330
NAIC Description:	Engineering Services