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WILLIAM L. CATON, III, M.D., INC. PROFIT SHARING PLAN 401k Plan overview

Plan NameWILLIAM L. CATON, III, M.D., INC. PROFIT SHARING PLAN
Plan identification number 003

WILLIAM L. CATON, III, M.D., INC. PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

WILLIAM L. CATON, III, M.D., INC. has sponsored the creation of one or more 401k plans.

Company Name:WILLIAM L. CATON, III, M.D., INC.
Employer identification number (EIN):953594718
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WILLIAM L. CATON, III, M.D., INC. PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032020-04-01
0032019-04-01
0032018-04-01
0032017-04-01WILLIAM CATON WILLIAM CATON2019-01-03
0032016-04-01WILLIAM CATON WILLIAM CATON2018-01-10
0032015-04-01WILLIAM CATON WILLIAM CATON2017-01-09
0032014-04-01WILLIAM CATON WILLIAM CATON2015-10-27
0032014-04-01WILLIAM CATON WILLIAM CATON2017-01-09
0032013-04-01WILLIAM CATON WILLIAM CATON2015-01-15
0032012-04-01WILLIAM CATON WILLIAM CATON2015-07-21
0032011-04-01WILLIAM CATON
0032009-04-01 WILLIAM CATON2010-12-14
0032009-04-01WILLIAM CATON

Financial Data on WILLIAM L. CATON, III, M.D., INC. PROFIT SHARING PLAN

Measure Date Value
2021 : WILLIAM L. CATON, III, M.D., INC. PROFIT SHARING PLAN 2021 401k financial data
Total plan liabilities at end of year2021-03-31$0
Total plan liabilities at beginning of year2021-03-31$0
Total income from all sources2021-03-31$3
Expenses. Total of all expenses incurred2021-03-31$263,806
Benefits paid (including direct rollovers)2021-03-31$262,773
Total plan assets at end of year2021-03-31$0
Total plan assets at beginning of year2021-03-31$263,803
Value of fidelity bond covering the plan2021-03-31$1,500,000
Other income received2021-03-31$3
Net income (gross income less expenses)2021-03-31$-263,803
Net plan assets at end of year (total assets less liabilities)2021-03-31$0
Net plan assets at beginning of year (total assets less liabilities)2021-03-31$263,803
Expenses. Administrative service providers (salaries,fees and commissions)2021-03-31$1,033
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-03-31$0
2020 : WILLIAM L. CATON, III, M.D., INC. PROFIT SHARING PLAN 2020 401k financial data
Total plan liabilities at end of year2020-03-31$0
Total plan liabilities at beginning of year2020-03-31$0
Total income from all sources2020-03-31$-121,964
Expenses. Total of all expenses incurred2020-03-31$1,311,683
Benefits paid (including direct rollovers)2020-03-31$1,303,238
Total plan assets at end of year2020-03-31$263,803
Total plan assets at beginning of year2020-03-31$1,697,450
Value of fidelity bond covering the plan2020-03-31$1,500,000
Other income received2020-03-31$-121,964
Net income (gross income less expenses)2020-03-31$-1,433,647
Net plan assets at end of year (total assets less liabilities)2020-03-31$263,803
Net plan assets at beginning of year (total assets less liabilities)2020-03-31$1,697,450
Assets. Value of participant loans2020-03-31$0
Assets. Value of assets in partnership/joint-venture interests2020-03-31$69,166
Expenses. Administrative service providers (salaries,fees and commissions)2020-03-31$8,445
2019 : WILLIAM L. CATON, III, M.D., INC. PROFIT SHARING PLAN 2019 401k financial data
Total plan liabilities at end of year2019-03-31$0
Total plan liabilities at beginning of year2019-03-31$0
Total income from all sources2019-03-31$-92,168
Expenses. Total of all expenses incurred2019-03-31$87,270
Benefits paid (including direct rollovers)2019-03-31$70,000
Total plan assets at end of year2019-03-31$1,697,450
Total plan assets at beginning of year2019-03-31$1,876,888
Value of fidelity bond covering the plan2019-03-31$1,500,000
Expenses. Other expenses not covered elsewhere2019-03-31$313
Other income received2019-03-31$-92,168
Net income (gross income less expenses)2019-03-31$-179,438
Net plan assets at end of year (total assets less liabilities)2019-03-31$1,697,450
Net plan assets at beginning of year (total assets less liabilities)2019-03-31$1,876,888
Assets. Value of participant loans2019-03-31$5,550
Assets. Value of assets in partnership/joint-venture interests2019-03-31$83,703
Expenses. Administrative service providers (salaries,fees and commissions)2019-03-31$16,957
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-03-31$0
2018 : WILLIAM L. CATON, III, M.D., INC. PROFIT SHARING PLAN 2018 401k financial data
Total plan liabilities at end of year2018-03-31$0
Total plan liabilities at beginning of year2018-03-31$0
Total income from all sources2018-03-31$220,038
Expenses. Total of all expenses incurred2018-03-31$120,139
Benefits paid (including direct rollovers)2018-03-31$110,585
Total plan assets at end of year2018-03-31$1,876,888
Total plan assets at beginning of year2018-03-31$1,776,989
Value of fidelity bond covering the plan2018-03-31$1,500,000
Other income received2018-03-31$84,036
Noncash contributions received2018-03-31$23,894
Net income (gross income less expenses)2018-03-31$99,899
Net plan assets at end of year (total assets less liabilities)2018-03-31$1,876,888
Net plan assets at beginning of year (total assets less liabilities)2018-03-31$1,776,989
Assets. Value of participant loans2018-03-31$21,728
Assets. Value of assets in partnership/joint-venture interests2018-03-31$812,716
Total contributions received or receivable from employer(s)2018-03-31$112,108
Expenses. Administrative service providers (salaries,fees and commissions)2018-03-31$9,554
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-03-31$0
2017 : WILLIAM L. CATON, III, M.D., INC. PROFIT SHARING PLAN 2017 401k financial data
Total plan liabilities at end of year2017-03-31$0
Total plan liabilities at beginning of year2017-03-31$0
Total income from all sources2017-03-31$358,473
Expenses. Total of all expenses incurred2017-03-31$67,849
Benefits paid (including direct rollovers)2017-03-31$61,355
Total plan assets at end of year2017-03-31$1,776,989
Total plan assets at beginning of year2017-03-31$1,486,365
Value of fidelity bond covering the plan2017-03-31$1,500,000
Assets. Value of loans (other than to participants)2017-03-31$0
Other income received2017-03-31$234,825
Net income (gross income less expenses)2017-03-31$290,624
Net plan assets at end of year (total assets less liabilities)2017-03-31$1,776,989
Net plan assets at beginning of year (total assets less liabilities)2017-03-31$1,486,365
Assets. Value of participant loans2017-03-31$37,521
Assets. Value of assets in partnership/joint-venture interests2017-03-31$745,156
Total contributions received or receivable from employer(s)2017-03-31$123,648
Expenses. Administrative service providers (salaries,fees and commissions)2017-03-31$6,494
2016 : WILLIAM L. CATON, III, M.D., INC. PROFIT SHARING PLAN 2016 401k financial data
Total plan liabilities at end of year2016-03-31$0
Total plan liabilities at beginning of year2016-03-31$0
Total income from all sources2016-03-31$-38,548
Expenses. Total of all expenses incurred2016-03-31$38,666
Benefits paid (including direct rollovers)2016-03-31$32,491
Total plan assets at end of year2016-03-31$1,486,365
Total plan assets at beginning of year2016-03-31$1,563,579
Value of fidelity bond covering the plan2016-03-31$1,500,000
Assets. Value of loans (other than to participants)2016-03-31$231,717
Other income received2016-03-31$-88,548
Net income (gross income less expenses)2016-03-31$-77,214
Net plan assets at end of year (total assets less liabilities)2016-03-31$1,486,365
Net plan assets at beginning of year (total assets less liabilities)2016-03-31$1,563,579
Assets. Value of participant loans2016-03-31$55,229
Assets. Value of assets in partnership/joint-venture interests2016-03-31$562,509
Total contributions received or receivable from employer(s)2016-03-31$50,000
Expenses. Administrative service providers (salaries,fees and commissions)2016-03-31$6,175
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-03-31$0
2015 : WILLIAM L. CATON, III, M.D., INC. PROFIT SHARING PLAN 2015 401k financial data
Total plan liabilities at end of year2015-03-31$0
Total plan liabilities at beginning of year2015-03-31$0
Total income from all sources2015-03-31$-23,193
Expenses. Total of all expenses incurred2015-03-31$10,760
Total plan assets at end of year2015-03-31$1,469,093
Total plan assets at beginning of year2015-03-31$1,503,046
Value of fidelity bond covering the plan2015-03-31$1,500,000
Assets. Value of loans (other than to participants)2015-03-31$235,000
Other income received2015-03-31$-23,193
Net income (gross income less expenses)2015-03-31$-33,953
Net plan assets at end of year (total assets less liabilities)2015-03-31$1,469,093
Net plan assets at beginning of year (total assets less liabilities)2015-03-31$1,503,046
Assets. Value of participant loans2015-03-31$74,612
Assets. Value of assets in partnership/joint-venture interests2015-03-31$680,169
Total contributions received or receivable from employer(s)2015-03-31$94,486
Expenses. Administrative service providers (salaries,fees and commissions)2015-03-31$10,760
2014 : WILLIAM L. CATON, III, M.D., INC. PROFIT SHARING PLAN 2014 401k financial data
Transfers to/from the plan2014-03-31$0
Total plan liabilities at end of year2014-03-31$0
Total plan liabilities at beginning of year2014-03-31$0
Total income from all sources2014-03-31$-45,679
Expenses. Total of all expenses incurred2014-03-31$9,942
Benefits paid (including direct rollovers)2014-03-31$1,725
Total plan assets at end of year2014-03-31$1,503,046
Total plan assets at beginning of year2014-03-31$1,558,667
Value of fidelity bond covering the plan2014-03-31$1,500,000
Total contributions received or receivable from participants2014-03-31$0
Assets. Value of loans (other than to participants)2014-03-31$235,000
Expenses. Other expenses not covered elsewhere2014-03-31$0
Contributions received from other sources (not participants or employers)2014-03-31$0
Other income received2014-03-31$-60,700
Noncash contributions received2014-03-31$0
Net income (gross income less expenses)2014-03-31$-55,621
Net plan assets at end of year (total assets less liabilities)2014-03-31$1,503,046
Net plan assets at beginning of year (total assets less liabilities)2014-03-31$1,558,667
Assets. Value of participant loans2014-03-31$89,337
Assets. Value of assets in partnership/joint-venture interests2014-03-31$736,565
Total contributions received or receivable from employer(s)2014-03-31$15,021
Value of certain deemed distributions of participant loans2014-03-31$0
Value of corrective distributions2014-03-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-03-31$8,217
2013 : WILLIAM L. CATON, III, M.D., INC. PROFIT SHARING PLAN 2013 401k financial data
Total plan liabilities at end of year2013-03-31$0
Total plan liabilities at beginning of year2013-03-31$0
Total income from all sources2013-03-31$200,331
Expenses. Total of all expenses incurred2013-03-31$8,045
Total plan assets at end of year2013-03-31$1,558,667
Total plan assets at beginning of year2013-03-31$1,366,381
Value of fidelity bond covering the plan2013-03-31$1,400,000
Assets. Value of loans (other than to participants)2013-03-31$235,000
Other income received2013-03-31$86,795
Net income (gross income less expenses)2013-03-31$192,286
Net plan assets at end of year (total assets less liabilities)2013-03-31$1,558,667
Net plan assets at beginning of year (total assets less liabilities)2013-03-31$1,366,381
Assets. Value of participant loans2013-03-31$57,452
Assets. Value of assets in partnership/joint-venture interests2013-03-31$597,637
Total contributions received or receivable from employer(s)2013-03-31$113,536
Expenses. Administrative service providers (salaries,fees and commissions)2013-03-31$8,045
2012 : WILLIAM L. CATON, III, M.D., INC. PROFIT SHARING PLAN 2012 401k financial data
Transfers to/from the plan2012-03-31$0
Total plan liabilities at end of year2012-03-31$0
Total plan liabilities at beginning of year2012-03-31$0
Total income from all sources2012-03-31$77,395
Expenses. Total of all expenses incurred2012-03-31$24
Benefits paid (including direct rollovers)2012-03-31$0
Total plan assets at end of year2012-03-31$1,366,381
Total plan assets at beginning of year2012-03-31$1,289,010
Value of fidelity bond covering the plan2012-03-31$1,400,000
Total contributions received or receivable from participants2012-03-31$0
Assets. Value of loans (other than to participants)2012-03-31$235,000
Expenses. Other expenses not covered elsewhere2012-03-31$24
Contributions received from other sources (not participants or employers)2012-03-31$0
Other income received2012-03-31$-32,107
Noncash contributions received2012-03-31$0
Net income (gross income less expenses)2012-03-31$77,371
Net plan assets at end of year (total assets less liabilities)2012-03-31$1,366,381
Net plan assets at beginning of year (total assets less liabilities)2012-03-31$1,289,010
Assets. Value of participant loans2012-03-31$73,835
Assets. Value of assets in partnership/joint-venture interests2012-03-31$541,515
Total contributions received or receivable from employer(s)2012-03-31$109,502
Value of certain deemed distributions of participant loans2012-03-31$0
Value of corrective distributions2012-03-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2012-03-31$0
2011 : WILLIAM L. CATON, III, M.D., INC. PROFIT SHARING PLAN 2011 401k financial data
Transfers to/from the plan2011-03-31$0
Total plan liabilities at end of year2011-03-31$0
Total plan liabilities at beginning of year2011-03-31$0
Total income from all sources2011-03-31$72,907
Expenses. Total of all expenses incurred2011-03-31$293
Benefits paid (including direct rollovers)2011-03-31$0
Total plan assets at end of year2011-03-31$1,289,010
Total plan assets at beginning of year2011-03-31$1,216,396
Value of fidelity bond covering the plan2011-03-31$1,250,000
Total contributions received or receivable from participants2011-03-31$0
Assets. Value of loans (other than to participants)2011-03-31$235,000
Expenses. Other expenses not covered elsewhere2011-03-31$293
Contributions received from other sources (not participants or employers)2011-03-31$0
Other income received2011-03-31$-28,924
Noncash contributions received2011-03-31$0
Net income (gross income less expenses)2011-03-31$72,614
Net plan assets at end of year (total assets less liabilities)2011-03-31$1,289,010
Net plan assets at beginning of year (total assets less liabilities)2011-03-31$1,216,396
Assets. Value of participant loans2011-03-31$29,487
Assets. Value of assets in partnership/joint-venture interests2011-03-31$868,890
Total contributions received or receivable from employer(s)2011-03-31$101,831
Value of certain deemed distributions of participant loans2011-03-31$0
Value of corrective distributions2011-03-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-03-31$0

Form 5500 Responses for WILLIAM L. CATON, III, M.D., INC. PROFIT SHARING PLAN

2020: WILLIAM L. CATON, III, M.D., INC. PROFIT SHARING PLAN 2020 form 5500 responses
2020-04-01Type of plan entitySingle employer plan
2020-04-01Submission has been amendedNo
2020-04-01This submission is the final filingYes
2020-04-01This return/report is a short plan year return/report (less than 12 months)No
2020-04-01Plan is a collectively bargained planNo
2020-04-01Plan funding arrangement – TrustYes
2020-04-01Plan benefit arrangement - TrustYes
2019: WILLIAM L. CATON, III, M.D., INC. PROFIT SHARING PLAN 2019 form 5500 responses
2019-04-01Type of plan entitySingle employer plan
2019-04-01Submission has been amendedNo
2019-04-01This submission is the final filingNo
2019-04-01This return/report is a short plan year return/report (less than 12 months)No
2019-04-01Plan is a collectively bargained planNo
2019-04-01Plan funding arrangement – TrustYes
2019-04-01Plan benefit arrangement - TrustYes
2018: WILLIAM L. CATON, III, M.D., INC. PROFIT SHARING PLAN 2018 form 5500 responses
2018-04-01Type of plan entitySingle employer plan
2018-04-01Submission has been amendedNo
2018-04-01This submission is the final filingNo
2018-04-01This return/report is a short plan year return/report (less than 12 months)No
2018-04-01Plan is a collectively bargained planNo
2018-04-01Plan funding arrangement – TrustYes
2018-04-01Plan benefit arrangement - TrustYes
2017: WILLIAM L. CATON, III, M.D., INC. PROFIT SHARING PLAN 2017 form 5500 responses
2017-04-01Type of plan entitySingle employer plan
2017-04-01Submission has been amendedNo
2017-04-01This submission is the final filingNo
2017-04-01This return/report is a short plan year return/report (less than 12 months)No
2017-04-01Plan is a collectively bargained planNo
2017-04-01Plan funding arrangement – TrustYes
2017-04-01Plan benefit arrangement - TrustYes
2016: WILLIAM L. CATON, III, M.D., INC. PROFIT SHARING PLAN 2016 form 5500 responses
2016-04-01Type of plan entitySingle employer plan
2016-04-01Submission has been amendedNo
2016-04-01This submission is the final filingNo
2016-04-01This return/report is a short plan year return/report (less than 12 months)No
2016-04-01Plan is a collectively bargained planNo
2016-04-01Plan funding arrangement – TrustYes
2016-04-01Plan benefit arrangement - TrustYes
2015: WILLIAM L. CATON, III, M.D., INC. PROFIT SHARING PLAN 2015 form 5500 responses
2015-04-01Type of plan entitySingle employer plan
2015-04-01Submission has been amendedNo
2015-04-01This submission is the final filingNo
2015-04-01This return/report is a short plan year return/report (less than 12 months)No
2015-04-01Plan is a collectively bargained planNo
2015-04-01Plan funding arrangement – TrustYes
2015-04-01Plan benefit arrangement - TrustYes
2014: WILLIAM L. CATON, III, M.D., INC. PROFIT SHARING PLAN 2014 form 5500 responses
2014-04-01Type of plan entitySingle employer plan
2014-04-01Submission has been amendedYes
2014-04-01This submission is the final filingNo
2014-04-01This return/report is a short plan year return/report (less than 12 months)No
2014-04-01Plan is a collectively bargained planNo
2014-04-01Plan funding arrangement – TrustYes
2014-04-01Plan benefit arrangement - TrustYes
2013: WILLIAM L. CATON, III, M.D., INC. PROFIT SHARING PLAN 2013 form 5500 responses
2013-04-01Type of plan entitySingle employer plan
2013-04-01Submission has been amendedNo
2013-04-01This submission is the final filingNo
2013-04-01This return/report is a short plan year return/report (less than 12 months)No
2013-04-01Plan is a collectively bargained planNo
2013-04-01Plan funding arrangement – TrustYes
2013-04-01Plan benefit arrangement - TrustYes
2012: WILLIAM L. CATON, III, M.D., INC. PROFIT SHARING PLAN 2012 form 5500 responses
2012-04-01Type of plan entitySingle employer plan
2012-04-01Submission has been amendedNo
2012-04-01This submission is the final filingNo
2012-04-01This return/report is a short plan year return/report (less than 12 months)No
2012-04-01Plan is a collectively bargained planNo
2012-04-01Plan funding arrangement – TrustYes
2012-04-01Plan benefit arrangement - TrustYes
2011: WILLIAM L. CATON, III, M.D., INC. PROFIT SHARING PLAN 2011 form 5500 responses
2011-04-01Type of plan entitySingle employer plan
2011-04-01Submission has been amendedNo
2011-04-01This submission is the final filingNo
2011-04-01This return/report is a short plan year return/report (less than 12 months)No
2011-04-01Plan is a collectively bargained planNo
2011-04-01Plan funding arrangement – TrustYes
2011-04-01Plan benefit arrangement - TrustYes
2009: WILLIAM L. CATON, III, M.D., INC. PROFIT SHARING PLAN 2009 form 5500 responses
2009-04-01Type of plan entitySingle employer plan
2009-04-01Submission has been amendedNo
2009-04-01This submission is the final filingNo
2009-04-01This return/report is a short plan year return/report (less than 12 months)No
2009-04-01Plan is a collectively bargained planNo
2009-04-01Plan funding arrangement – TrustYes
2009-04-01Plan benefit arrangement - TrustYes

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