401k Plan data: ALAN H. KLEIN, M.D., INC., INC. PROFIT SHARING PLAN plan

ALAN H. KLEIN, M.D., INC., INC. PROFIT SHARING PLAN 401k Plan overview

Plan Name	ALAN H. KLEIN, M.D., INC., INC. PROFIT SHARING PLAN
Plan identification number	001

ALAN H. KLEIN, M.D., INC., INC. PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Participant-directed brokerage accounts provided as an investment option under the plan.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ALAN H. KLEIN, M.D., INC. has sponsored the creation of one or more 401k plans.

Company Name: ALAN H. KLEIN, M.D., INC.

Employer identification number (EIN): 954039436

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ALAN H. KLEIN, M.D., INC., INC. PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2014-01-01
001 2013-01-01
001 2012-01-01 ZENY DEL MUNDO 2013-09-20 ZENY DEL MUNDO 2013-09-20
001 2011-01-01 ZENY DEL MUNDO 2012-10-13
001 2010-01-01 JOCELYN GARCIA 2011-07-26

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2014-01-01
001	2013-01-01
001	2012-01-01	ZENY DEL MUNDO	2013-09-20	ZENY DEL MUNDO	2013-09-20
001	2011-01-01	ZENY DEL MUNDO	2012-10-13
001	2010-01-01	JOCELYN GARCIA	2011-07-26

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Company Name:	ALAN H. KLEIN, M.D., INC.
Employer identification number (EIN):	954039436
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)