401k Plan data: NATIONAL BANK FINANCIAL GROUP 401(K) PLAN plan

NATIONAL BANK FINANCIAL GROUP 401(K) PLAN 401k Plan overview

Plan Name	NATIONAL BANK FINANCIAL GROUP 401(K) PLAN
Plan identification number	002

NATIONAL BANK FINANCIAL GROUP 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NATIONAL BANK OF CANADA has sponsored the creation of one or more 401k plans.

Company Name: NATIONAL BANK OF CANADA

Employer identification number (EIN): 954108888

NAIC Classification: 523110
NAIC Description: Investment Banking and Securities Dealing

Additional information about NATIONAL BANK OF CANADA

Jurisdiction of Incorporation: Georgia Department of States Corporations Division

Incorporation Date:

Company Identification Number: 778148

More information about NATIONAL BANK OF CANADA

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NATIONAL BANK FINANCIAL GROUP 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2022-01-01 MARIA IVANOV 2023-10-04
002 2021-01-01 IZLA ICHO 2022-09-29
002 2020-01-01 IZLA ICHO 2021-10-04
002 2019-01-01 IZLA ICHO 2020-10-01
002 2018-01-01 IZLA ICHO 2019-10-06
002 2017-01-01
002 2016-01-01
002 2015-01-01 IRENE COLLINSON
002 2014-01-01 IRENE COLLINSON
002 2013-01-01 IRENE COLLINSON
002 2012-01-01 SERGE SONDAK
002 2011-01-01 HELEN ANGELAKOS
002 2009-01-01 ALLISON CHOI HELEN ANGELAKOS 2010-10-07

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2022-01-01	MARIA IVANOV	2023-10-04
002	2021-01-01	IZLA ICHO	2022-09-29
002	2020-01-01	IZLA ICHO	2021-10-04
002	2019-01-01	IZLA ICHO	2020-10-01
002	2018-01-01	IZLA ICHO	2019-10-06
002	2017-01-01
002	2016-01-01
002	2015-01-01	IRENE COLLINSON
002	2014-01-01	IRENE COLLINSON
002	2013-01-01	IRENE COLLINSON
002	2012-01-01	SERGE SONDAK
002	2011-01-01	HELEN ANGELAKOS
002	2009-01-01	ALLISON CHOI		HELEN ANGELAKOS	2010-10-07

Plan Statistics for NATIONAL BANK FINANCIAL GROUP 401(K) PLAN

401k plan membership statisitcs for NATIONAL BANK FINANCIAL GROUP 401(K) PLAN

Measure Date Value
2022: NATIONAL BANK FINANCIAL GROUP 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 417
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 273
Number of retired or separated participants receiving benefits 2022-01-01 1
Number of other retired or separated participants entitled to future benefits 2022-01-01 183
Total of all active and inactive participants 2022-01-01 457
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 457
Number of participants with account balances 2022-01-01 412
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 9
2021: NATIONAL BANK FINANCIAL GROUP 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 412
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 254
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 163
Total of all active and inactive participants 2021-01-01 417
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 417
Number of participants with account balances 2021-01-01 386
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 4
2020: NATIONAL BANK FINANCIAL GROUP 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 408
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 253
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 158
Total of all active and inactive participants 2020-01-01 411
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 411
Number of participants with account balances 2020-01-01 373
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 3
2019: NATIONAL BANK FINANCIAL GROUP 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 389
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 245
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 161
Total of all active and inactive participants 2019-01-01 406
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 1
Total participants 2019-01-01 407
Number of participants with account balances 2019-01-01 364
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 2
2018: NATIONAL BANK FINANCIAL GROUP 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 373
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 233
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 154
Total of all active and inactive participants 2018-01-01 387
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 387
Number of participants with account balances 2018-01-01 350
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 5
2017: NATIONAL BANK FINANCIAL GROUP 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 387
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 227
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 145
Total of all active and inactive participants 2017-01-01 372
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 372
Number of participants with account balances 2017-01-01 338
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 1
2016: NATIONAL BANK FINANCIAL GROUP 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 363
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 233
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 154
Total of all active and inactive participants 2016-01-01 387
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 387
Number of participants with account balances 2016-01-01 341
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 5
2015: NATIONAL BANK FINANCIAL GROUP 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 350
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 227
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 132
Total of all active and inactive participants 2015-01-01 359
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 359
Number of participants with account balances 2015-01-01 319
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 3
2014: NATIONAL BANK FINANCIAL GROUP 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 332
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 223
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 122
Total of all active and inactive participants 2014-01-01 345
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 345
Number of participants with account balances 2014-01-01 304
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 4
2013: NATIONAL BANK FINANCIAL GROUP 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 320
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 204
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 125
Total of all active and inactive participants 2013-01-01 329
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 329
Number of participants with account balances 2013-01-01 289
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 2
2012: NATIONAL BANK FINANCIAL GROUP 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 323
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 187
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 133
Total of all active and inactive participants 2012-01-01 320
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 320
Number of participants with account balances 2012-01-01 289
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: NATIONAL BANK FINANCIAL GROUP 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 318
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 194
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 128
Total of all active and inactive participants 2011-01-01 322
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 322
Number of participants with account balances 2011-01-01 285
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: NATIONAL BANK FINANCIAL GROUP 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 158
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 17
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 72
Total of all active and inactive participants 2009-01-01 89
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 89
Number of participants with account balances 2009-01-01 89
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2022: NATIONAL BANK FINANCIAL GROUP 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	417
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	273
Number of retired or separated participants receiving benefits	2022-01-01	1
Number of other retired or separated participants entitled to future benefits	2022-01-01	183
Total of all active and inactive participants	2022-01-01	457
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	457
Number of participants with account balances	2022-01-01	412
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	9
2021: NATIONAL BANK FINANCIAL GROUP 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	412
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	254
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	163
Total of all active and inactive participants	2021-01-01	417
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	417
Number of participants with account balances	2021-01-01	386
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	4
2020: NATIONAL BANK FINANCIAL GROUP 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	408
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	253
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	158
Total of all active and inactive participants	2020-01-01	411
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	411
Number of participants with account balances	2020-01-01	373
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	3
2019: NATIONAL BANK FINANCIAL GROUP 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	389
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	245
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	161
Total of all active and inactive participants	2019-01-01	406
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	1
Total participants	2019-01-01	407
Number of participants with account balances	2019-01-01	364
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	2
2018: NATIONAL BANK FINANCIAL GROUP 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	373
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	233
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	154
Total of all active and inactive participants	2018-01-01	387
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	387
Number of participants with account balances	2018-01-01	350
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	5
2017: NATIONAL BANK FINANCIAL GROUP 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	387
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	227
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	145
Total of all active and inactive participants	2017-01-01	372
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	372
Number of participants with account balances	2017-01-01	338
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	1
2016: NATIONAL BANK FINANCIAL GROUP 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	363
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	233
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	154
Total of all active and inactive participants	2016-01-01	387
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	387
Number of participants with account balances	2016-01-01	341
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	5
2015: NATIONAL BANK FINANCIAL GROUP 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	350
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	227
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	132
Total of all active and inactive participants	2015-01-01	359
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	359
Number of participants with account balances	2015-01-01	319
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	3
2014: NATIONAL BANK FINANCIAL GROUP 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	332
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	223
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	122
Total of all active and inactive participants	2014-01-01	345
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	345
Number of participants with account balances	2014-01-01	304
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	4
2013: NATIONAL BANK FINANCIAL GROUP 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	320
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	204
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	125
Total of all active and inactive participants	2013-01-01	329
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	329
Number of participants with account balances	2013-01-01	289
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	2
2012: NATIONAL BANK FINANCIAL GROUP 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	323
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	187
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	133
Total of all active and inactive participants	2012-01-01	320
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	320
Number of participants with account balances	2012-01-01	289
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: NATIONAL BANK FINANCIAL GROUP 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	318
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	194
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	128
Total of all active and inactive participants	2011-01-01	322
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	322
Number of participants with account balances	2011-01-01	285
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: NATIONAL BANK FINANCIAL GROUP 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	158
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	17
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	72
Total of all active and inactive participants	2009-01-01	89
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	89
Number of participants with account balances	2009-01-01	89
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on NATIONAL BANK FINANCIAL GROUP 401(K) PLAN

Measure	Date	Value
2022 : NATIONAL BANK FINANCIAL GROUP 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-6,225,526
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$1,562,180
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$1,550,351
Value of total corrective distributions	2022-12-31	$369
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$3,888,600
Value of total assets at end of year	2022-12-31	$50,746,913
Value of total assets at beginning of year	2022-12-31	$58,534,619
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$11,460
Total interest from all sources	2022-12-31	$48,848
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$2,930,759
Participant contributions at end of year	2022-12-31	$171,911
Participant contributions at beginning of year	2022-12-31	$200,675
Assets. Other investments not covered elsewhere at end of year	2022-12-31	$1,945,643
Assets. Other investments not covered elsewhere at beginning of year	2022-12-31	$1,844,711
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$42,292
Other income not declared elsewhere	2022-12-31	$-4,211
Total non interest bearing cash at beginning of year	2022-12-31	$3
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-7,787,706
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$50,746,913
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$58,534,619
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$45,837,920
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$54,191,579
Interest on participant loans	2022-12-31	$10,289
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-12-31	$2,791,439
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$2,297,651
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$2,297,651
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2022-12-31	$38,559
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-10,158,763
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$915,549
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$1,550,351
Contract administrator fees	2022-12-31	$11,460
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	COHNREZNICK, LLP
Accountancy firm EIN	2022-12-31	221478099
2021 : NATIONAL BANK FINANCIAL GROUP 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$11,617,648
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$2,778,636
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$2,774,705
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$3,931,333
Value of total assets at end of year	2021-12-31	$58,534,619
Value of total assets at beginning of year	2021-12-31	$49,695,607
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$3,931
Total interest from all sources	2021-12-31	$210,599
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$2,667,149
Participant contributions at end of year	2021-12-31	$200,675
Participant contributions at beginning of year	2021-12-31	$244,534
Assets. Other investments not covered elsewhere at end of year	2021-12-31	$1,844,711
Assets. Other investments not covered elsewhere at beginning of year	2021-12-31	$2,013,213
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$354,058
Other income not declared elsewhere	2021-12-31	$-4,247
Total non interest bearing cash at end of year	2021-12-31	$3
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$8,839,012
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$58,534,619
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$49,695,607
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$54,191,579
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$45,126,445
Interest on participant loans	2021-12-31	$210,218
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$2,297,651
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$2,311,415
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$2,311,415
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2021-12-31	$381
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$7,479,963
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$910,126
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$2,774,705
Contract administrator fees	2021-12-31	$3,931
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	COHNREZNICK, LLP
Accountancy firm EIN	2021-12-31	221478099
2020 : NATIONAL BANK FINANCIAL GROUP 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$9,928,629
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$833,940
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$831,650
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$3,395,681
Value of total assets at end of year	2020-12-31	$49,695,607
Value of total assets at beginning of year	2020-12-31	$40,600,918
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$2,290
Total interest from all sources	2020-12-31	$20,136
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$2,547,673
Participant contributions at end of year	2020-12-31	$244,534
Participant contributions at beginning of year	2020-12-31	$163,002
Assets. Other investments not covered elsewhere at end of year	2020-12-31	$2,013,213
Assets. Other investments not covered elsewhere at beginning of year	2020-12-31	$1,703,521
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$22,334
Other income not declared elsewhere	2020-12-31	$-3,010
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$9,094,689
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$49,695,607
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$40,600,918
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$45,126,445
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$37,281,744
Interest on participant loans	2020-12-31	$11,914
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$2,311,415
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$1,452,651
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$1,452,651
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$8,222
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$6,515,822
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$825,674
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$831,650
Contract administrator fees	2020-12-31	$2,290
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	COHNREZNICK, LLP
Accountancy firm EIN	2020-12-31	221478099
2019 : NATIONAL BANK FINANCIAL GROUP 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$11,190,182
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$4,068,588
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$4,063,841
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$3,524,643
Value of total assets at end of year	2019-12-31	$40,600,918
Value of total assets at beginning of year	2019-12-31	$33,479,324
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$4,747
Total interest from all sources	2019-12-31	$46,638
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$2,237,831
Participant contributions at end of year	2019-12-31	$163,002
Participant contributions at beginning of year	2019-12-31	$190,793
Participant contributions at beginning of year	2019-12-31	$2,865
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$1,703,521
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$1,431,933
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$565,256
Other income not declared elsewhere	2019-12-31	$-468
Total non interest bearing cash at beginning of year	2019-12-31	$64,955
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$7,121,594
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$40,600,918
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$33,479,324
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$37,281,744
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$30,520,565
Interest on participant loans	2019-12-31	$11,179
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$1,452,651
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$1,266,937
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$1,266,937
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$35,459
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$7,619,369
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$721,556
Employer contributions (assets) at beginning of year	2019-12-31	$1,276
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$4,063,841
Contract administrator fees	2019-12-31	$4,747
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	COHNREZNICK, LLP
Accountancy firm EIN	2019-12-31	221478099
2018 : NATIONAL BANK FINANCIAL GROUP 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$1,542,583
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$1,721,519
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$1,714,122
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$3,318,573
Value of total assets at end of year	2018-12-31	$33,479,324
Value of total assets at beginning of year	2018-12-31	$33,658,260
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$7,397
Total interest from all sources	2018-12-31	$31,365
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$1,986,795
Participant contributions at end of year	2018-12-31	$190,793
Participant contributions at beginning of year	2018-12-31	$217,961
Participant contributions at end of year	2018-12-31	$2,865
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$1,431,933
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$1,627,470
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$679,604
Other income not declared elsewhere	2018-12-31	$4,133
Total non interest bearing cash at end of year	2018-12-31	$64,955
Total non interest bearing cash at beginning of year	2018-12-31	$19,477
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-178,936
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$33,479,324
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$33,658,260
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$30,520,565
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$31,235,702
Interest on participant loans	2018-12-31	$12,825
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$1,266,937
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$557,650
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$557,650
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$18,540
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-1,811,488
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$652,174
Employer contributions (assets) at end of year	2018-12-31	$1,276
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$1,714,122
Contract administrator fees	2018-12-31	$7,397
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	COHNREZNICK, LLP
Accountancy firm EIN	2018-12-31	221478099
2017 : NATIONAL BANK FINANCIAL GROUP 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$7,159,549
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$1,652,653
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$1,626,150
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$2,484,813
Value of total assets at end of year	2017-12-31	$33,658,260
Value of total assets at beginning of year	2017-12-31	$28,151,364
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$26,503
Total interest from all sources	2017-12-31	$16,052
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$1,804,897
Participant contributions at end of year	2017-12-31	$217,961
Participant contributions at beginning of year	2017-12-31	$169,940
Participant contributions at beginning of year	2017-12-31	$14,669
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$1,627,470
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$1,497,691
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$79,271
Other income not declared elsewhere	2017-12-31	$110,448
Total non interest bearing cash at end of year	2017-12-31	$19,477
Total non interest bearing cash at beginning of year	2017-12-31	$53,023
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$5,506,896
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$33,658,260
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$28,151,364
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$31,235,702
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$26,126,367
Interest on participant loans	2017-12-31	$10,401
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$557,650
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$288,471
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$288,471
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$5,651
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$4,548,236
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$600,645
Employer contributions (assets) at beginning of year	2017-12-31	$1,203
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$1,626,150
Contract administrator fees	2017-12-31	$26,503
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	COHN REZNICK, LLP
Accountancy firm EIN	2017-12-31	221478099
2016 : NATIONAL BANK FINANCIAL GROUP 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$5,426,593
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$2,582,251
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$2,576,186
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$3,259,765
Value of total assets at end of year	2016-12-31	$28,151,364
Value of total assets at beginning of year	2016-12-31	$25,307,022
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$6,065
Total interest from all sources	2016-12-31	$10,079
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$1,672,952
Participant contributions at end of year	2016-12-31	$169,940
Participant contributions at beginning of year	2016-12-31	$285,190
Participant contributions at end of year	2016-12-31	$14,669
Participant contributions at beginning of year	2016-12-31	$22,038
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$1,497,691
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$1,998,668
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$1,009,781
Other income not declared elsewhere	2016-12-31	$14,874
Total non interest bearing cash at end of year	2016-12-31	$53,023
Total non interest bearing cash at beginning of year	2016-12-31	$128,698
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$2,844,342
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$28,151,364
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$25,307,022
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$26,126,367
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$22,530,248
Interest on participant loans	2016-12-31	$9,668
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$288,471
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$338,466
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$338,466
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$411
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$2,141,875
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$577,032
Employer contributions (assets) at end of year	2016-12-31	$1,203
Employer contributions (assets) at beginning of year	2016-12-31	$3,714
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$2,576,186
Contract administrator fees	2016-12-31	$6,065
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	COHNREZNICK LLP
Accountancy firm EIN	2016-12-31	221478099
2015 : NATIONAL BANK FINANCIAL GROUP 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$2,458,705
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$1,797,420
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,785,484
Value of total corrective distributions	2015-12-31	$2,506
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$2,631,849
Value of total assets at end of year	2015-12-31	$25,307,022
Value of total assets at beginning of year	2015-12-31	$24,645,737
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$9,430
Total interest from all sources	2015-12-31	$12,060
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$1,697,945
Participant contributions at end of year	2015-12-31	$285,190
Participant contributions at beginning of year	2015-12-31	$273,628
Participant contributions at end of year	2015-12-31	$22,038
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$1,998,668
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$1,949,936
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$372,301
Other income not declared elsewhere	2015-12-31	$5,335
Total non interest bearing cash at end of year	2015-12-31	$128,698
Total non interest bearing cash at beginning of year	2015-12-31	$45,016
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$661,285
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$25,307,022
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$24,645,737
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$22,530,248
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$21,637,982
Interest on participant loans	2015-12-31	$12,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$338,466
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$739,175
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$739,175
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$60
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-190,539
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$561,603
Employer contributions (assets) at end of year	2015-12-31	$3,714
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,785,484
Contract administrator fees	2015-12-31	$9,430
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	COHNREZNICK LLP
Accountancy firm EIN	2015-12-31	221478099
2014 : NATIONAL BANK FINANCIAL GROUP 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$3,690,801
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$1,034,597
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,004,945
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$2,083,057
Value of total assets at end of year	2014-12-31	$24,645,737
Value of total assets at beginning of year	2014-12-31	$21,989,533
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$29,652
Total interest from all sources	2014-12-31	$12,490
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$1,151,364
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$1,151,364
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,437,460
Participant contributions at end of year	2014-12-31	$273,628
Participant contributions at beginning of year	2014-12-31	$219,552
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$1,949,936
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$1,986,047
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$145,579
Other income not declared elsewhere	2014-12-31	$-45,132
Administrative expenses (other) incurred	2014-12-31	$29,652
Total non interest bearing cash at end of year	2014-12-31	$45,016
Total non interest bearing cash at beginning of year	2014-12-31	$118,415
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$2,656,204
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$24,645,737
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$21,989,533
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$21,637,982
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$18,736,581
Interest on participant loans	2014-12-31	$12,369
Interest earned on other investments	2014-12-31	$121
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$739,175
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$928,938
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$928,938
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$489,022
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$500,018
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,004,945
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	COHN REZNICK LLP
Accountancy firm EIN	2014-12-31	221478099
2013 : NATIONAL BANK FINANCIAL GROUP 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$5,226,160
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$2,167,711
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$2,132,047
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$2,066,711
Value of total assets at end of year	2013-12-31	$21,989,533
Value of total assets at beginning of year	2013-12-31	$18,931,084
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$35,664
Total interest from all sources	2013-12-31	$11,630
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$660,843
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$660,843
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,310,145
Participant contributions at end of year	2013-12-31	$219,552
Participant contributions at beginning of year	2013-12-31	$223,161
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$1,986,047
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$1,886,243
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$317,147
Other income not declared elsewhere	2013-12-31	$80,402
Administrative expenses (other) incurred	2013-12-31	$35,664
Total non interest bearing cash at end of year	2013-12-31	$118,415
Total non interest bearing cash at beginning of year	2013-12-31	$23,711
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$3,058,449
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$21,989,533
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$18,931,084
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$18,736,581
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$15,532,726
Interest on participant loans	2013-12-31	$11,630
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$928,938
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$1,265,243
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$1,265,243
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$2,406,574
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$439,419
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$2,132,047
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	COHNREZNICK LLP
Accountancy firm EIN	2013-12-31	221478099
2012 : NATIONAL BANK FINANCIAL GROUP 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$3,477,877
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$876,965
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$871,414
Expenses. Certain deemed distributions of participant loans	2012-12-31	$1,300
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,701,119
Value of total assets at end of year	2012-12-31	$18,931,084
Value of total assets at beginning of year	2012-12-31	$16,330,172
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$4,251
Total interest from all sources	2012-12-31	$11,751
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$469,991
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$469,991
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,214,478
Participant contributions at end of year	2012-12-31	$223,161
Participant contributions at beginning of year	2012-12-31	$198,155
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$1,886,243
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$1,779,456
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$76,502
Administrative expenses (other) incurred	2012-12-31	$4,251
Total non interest bearing cash at end of year	2012-12-31	$23,711
Total non interest bearing cash at beginning of year	2012-12-31	$2
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$2,600,912
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$18,931,084
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$16,330,172
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$15,532,726
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$13,433,368
Interest on participant loans	2012-12-31	$11,751
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$1,265,243
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$919,191
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$919,191
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$1,295,016
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$410,139
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$871,414
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	COHNREZNICK LLP
Accountancy firm EIN	2012-12-31	221478099
2011 : NATIONAL BANK FINANCIAL GROUP 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$1,646,954
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$1,265,440
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,246,475
Expenses. Certain deemed distributions of participant loans	2011-12-31	$14,781
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,629,594
Value of total assets at end of year	2011-12-31	$16,330,172
Value of total assets at beginning of year	2011-12-31	$15,948,658
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$4,184
Total interest from all sources	2011-12-31	$12,493
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$473,010
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$473,010
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$1,173,766
Participant contributions at end of year	2011-12-31	$198,155
Participant contributions at beginning of year	2011-12-31	$209,571
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$1,779,456
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$1,651,792
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$66,590
Administrative expenses (other) incurred	2011-12-31	$4,184
Total non interest bearing cash at end of year	2011-12-31	$2
Total non interest bearing cash at beginning of year	2011-12-31	$36,140
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$381,514
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$16,330,172
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$15,948,658
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$13,433,368
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$13,537,902
Interest on participant loans	2011-12-31	$12,190
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$919,191
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$513,253
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$513,253
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$303
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-468,143
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$389,238
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,246,475
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	J.H. COHN LLP
Accountancy firm EIN	2011-12-31	221478099
2010 : NATIONAL BANK FINANCIAL GROUP 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total transfer of assets to this plan	2010-12-31	$9,197,415
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$3,329,995
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$1,850,388
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,816,481
Expenses. Certain deemed distributions of participant loans	2010-12-31	$22,602
Value of total corrective distributions	2010-12-31	$8,470
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,446,410
Value of total assets at end of year	2010-12-31	$15,948,658
Value of total assets at beginning of year	2010-12-31	$5,271,636
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$2,835
Total interest from all sources	2010-12-31	$11,058
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$292,701
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$292,701
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,072,774
Participant contributions at end of year	2010-12-31	$209,571
Participant contributions at beginning of year	2010-12-31	$12,079
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$1,651,792
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$1,068,427
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$48,252
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$0
Administrative expenses (other) incurred	2010-12-31	$2,835
Total non interest bearing cash at end of year	2010-12-31	$36,140
Total non interest bearing cash at beginning of year	2010-12-31	$1,548
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,479,607
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$15,948,658
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$5,271,636
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$13,537,902
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$4,189,579
Interest on participant loans	2010-12-31	$11,058
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$513,253
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$3
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$3
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$1,579,826
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$325,384
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,816,481
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	KOSTIN, RUFFKESS & COMPANY, LLC
Accountancy firm EIN	2010-12-31	060754920
2009 : NATIONAL BANK FINANCIAL GROUP 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for NATIONAL BANK FINANCIAL GROUP 401(K) PLAN

2022: NATIONAL BANK FINANCIAL GROUP 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: NATIONAL BANK FINANCIAL GROUP 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: NATIONAL BANK FINANCIAL GROUP 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: NATIONAL BANK FINANCIAL GROUP 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: NATIONAL BANK FINANCIAL GROUP 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: NATIONAL BANK FINANCIAL GROUP 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: NATIONAL BANK FINANCIAL GROUP 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: NATIONAL BANK FINANCIAL GROUP 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: NATIONAL BANK FINANCIAL GROUP 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: NATIONAL BANK FINANCIAL GROUP 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: NATIONAL BANK FINANCIAL GROUP 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: NATIONAL BANK FINANCIAL GROUP 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: NATIONAL BANK FINANCIAL GROUP 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	NATIONAL BANK OF CANADA
Employer identification number (EIN):	954108888
NAIC Classification:	523110
NAIC Description:	Investment Banking and Securities Dealing

Jurisdiction of Incorporation:	Georgia Department of States Corporations Division
Incorporation Date:
Company Identification Number:	778148