401k Plan data: ORCHARD SUPPLY HARDWARE RETIREMENT SAVINGS PLAN plan

ORCHARD SUPPLY HARDWARE RETIREMENT SAVINGS PLAN 401k Plan overview

Plan Name	ORCHARD SUPPLY HARDWARE RETIREMENT SAVINGS PLAN
Plan identification number	001

ORCHARD SUPPLY HARDWARE RETIREMENT SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

ORCHARD SUPPLY HARDWARE STORES CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: ORCHARD SUPPLY HARDWARE STORES CORPORATION

Employer identification number (EIN): 954214109

NAIC Classification: 444130
NAIC Description: Hardware Stores

Additional information about ORCHARD SUPPLY HARDWARE STORES CORPORATION

Jurisdiction of Incorporation: California Department of State

Incorporation Date:

Company Identification Number: C1637986

More information about ORCHARD SUPPLY HARDWARE STORES CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ORCHARD SUPPLY HARDWARE RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2012-01-01 CHRIS D. NEWMAN CHRIS D. NEWMAN 2013-09-26
001 2011-07-18 CHRIS D. NEWMAN CHRIS D. NEWMAN 2012-09-20

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2012-01-01	CHRIS D. NEWMAN		CHRIS D. NEWMAN	2013-09-26
001	2011-07-18	CHRIS D. NEWMAN		CHRIS D. NEWMAN	2012-09-20

Plan Statistics for ORCHARD SUPPLY HARDWARE RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for ORCHARD SUPPLY HARDWARE RETIREMENT SAVINGS PLAN

Measure Date Value
2012: ORCHARD SUPPLY HARDWARE RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 5,339
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 4,962
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 94
Total of all active and inactive participants 2012-01-01 5,056
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 5,057
Number of participants with account balances 2012-01-01 1,328
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: ORCHARD SUPPLY HARDWARE RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-07-18 5,771
Total number of active participants reported on line 7a of the Form 5500 2011-07-18 5,379
Number of retired or separated participants receiving benefits 2011-07-18 0
Number of other retired or separated participants entitled to future benefits 2011-07-18 44
Total of all active and inactive participants 2011-07-18 5,423
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-07-18 0
Total participants 2011-07-18 5,423
Number of participants with account balances 2011-07-18 1,315
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-07-18 0

Measure	Date	Value
2012: ORCHARD SUPPLY HARDWARE RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	5,339
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	4,962
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	94
Total of all active and inactive participants	2012-01-01	5,056
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	5,057
Number of participants with account balances	2012-01-01	1,328
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: ORCHARD SUPPLY HARDWARE RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-07-18	5,771
Total number of active participants reported on line 7a of the Form 5500	2011-07-18	5,379
Number of retired or separated participants receiving benefits	2011-07-18	0
Number of other retired or separated participants entitled to future benefits	2011-07-18	44
Total of all active and inactive participants	2011-07-18	5,423
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-07-18	0
Total participants	2011-07-18	5,423
Number of participants with account balances	2011-07-18	1,315
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-07-18	0

Financial Data on ORCHARD SUPPLY HARDWARE RETIREMENT SAVINGS PLAN

Measure	Date	Value
2012 : ORCHARD SUPPLY HARDWARE RETIREMENT SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$9,081,763
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$4,914,844
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$4,908,444
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$2,318,833
Value of total assets at end of year	2012-12-31	$52,306,154
Value of total assets at beginning of year	2012-12-31	$48,139,235
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$6,400
Total interest from all sources	2012-12-31	$90,413
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$1,057,834
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$1,057,834
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$2,210,772
Participant contributions at end of year	2012-12-31	$2,088,069
Participant contributions at beginning of year	2012-12-31	$2,164,198
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$107,348
Administrative expenses (other) incurred	2012-12-31	$6,400
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$4,166,919
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$52,306,154
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$48,139,235
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$44,775,585
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$40,861,469
Interest on participant loans	2012-12-31	$90,412
Value of interest in common/collective trusts at end of year	2012-12-31	$5,429,999
Value of interest in common/collective trusts at beginning of year	2012-12-31	$4,560,595
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$12,501
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$2,500
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$2,500
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$1
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$5,450,252
Net investment gain or loss from common/collective trusts	2012-12-31	$164,431
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$713
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$4,908,444
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$550,473
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2012-12-31	910189318
2011 : ORCHARD SUPPLY HARDWARE RETIREMENT SAVINGS PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$-635,217
Total unrealized appreciation/depreciation of assets	2011-12-31	$-635,217
Total transfer of assets to this plan	2011-12-31	$51,250,037
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$-1,997,462
Total loss/gain on sale of assets	2011-12-31	$-9,863
Total of all expenses incurred	2011-12-31	$1,113,340
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,109,868
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$975,437
Value of total assets at end of year	2011-12-31	$48,139,235
Value of total assets at beginning of year	2011-12-31	$0
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$3,472
Total interest from all sources	2011-12-31	$49,370
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$819,760
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$819,760
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$975,437
Participant contributions at end of year	2011-12-31	$2,164,198
Participant contributions at beginning of year	2011-12-31	$0
Administrative expenses (other) incurred	2011-12-31	$3,472
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-3,110,802
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$48,139,235
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$40,861,469
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$0
Interest on participant loans	2011-12-31	$49,370
Value of interest in common/collective trusts at end of year	2011-12-31	$4,560,595
Value of interest in common/collective trusts at beginning of year	2011-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$2,500
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-3,397,163
Net investment gain or loss from common/collective trusts	2011-12-31	$200,214
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,109,868
Assets. Corporate common stocks other than exployer securities at end of year	2011-12-31	$550,473
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-12-31	$0
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$110,544
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$120,407
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	MOHLER, NIXON & WILLIAMS
Accountancy firm EIN	2011-12-31	770106234

Form 5500 Responses for ORCHARD SUPPLY HARDWARE RETIREMENT SAVINGS PLAN

2012: ORCHARD SUPPLY HARDWARE RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ORCHARD SUPPLY HARDWARE RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-07-18	Type of plan entity	Single employer plan
2011-07-18	First time form 5500 has been submitted	Yes
2011-07-18	Submission has been amended	Yes
2011-07-18	This submission is the final filing	No
2011-07-18	This return/report is a short plan year return/report (less than 12 months)	Yes
2011-07-18	Plan is a collectively bargained plan	No
2011-07-18	Plan funding arrangement – Trust	Yes
2011-07-18	Plan benefit arrangement - Trust	Yes

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Company Name:	ORCHARD SUPPLY HARDWARE STORES CORPORATION
Employer identification number (EIN):	954214109
NAIC Classification:	444130
NAIC Description:	Hardware Stores

Jurisdiction of Incorporation:	California Department of State
Incorporation Date:
Company Identification Number:	C1637986