401k Plan data: THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN plan

THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN
Plan identification number	003

THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CATHAY GENERAL BANCORP has sponsored the creation of one or more 401k plans.

Company Name: CATHAY GENERAL BANCORP

Employer identification number (EIN): 954274680

NAIC Classification: 522110
NAIC Description: Commercial Banking

Additional information about CATHAY GENERAL BANCORP

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 2223574

More information about CATHAY GENERAL BANCORP

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2022-01-01
003 2021-01-01
003 2020-01-01
003 2019-01-01
003 2018-01-01
003 2017-01-01 JENNIFER POWELLS
003 2016-01-01 JENNIFER POWELLS
003 2015-01-01 MISTY BAIRD
003 2014-01-01 PETER WU
003 2013-01-01 PETER WU
003 2012-01-01 PETER WU
003 2011-01-01 PETER WU
003 2010-01-01 MISTY BAIRD
003 2009-01-01 SIDNEY HOWARD

Plan Statistics for THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 1,628
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 1,104
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 590
Total of all active and inactive participants 2022-01-01 1,694
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 6
Total participants 2022-01-01 1,700
Number of participants with account balances 2022-01-01 1,552
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 136
2021: THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 1,622
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 1,091
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 533
Total of all active and inactive participants 2021-01-01 1,624
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 4
Total participants 2021-01-01 1,628
Number of participants with account balances 2021-01-01 1,505
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 106
2020: THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 1,612
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 1,122
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 496
Total of all active and inactive participants 2020-01-01 1,618
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 4
Total participants 2020-01-01 1,622
Number of participants with account balances 2020-01-01 1,479
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 69
2019: THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 1,601
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 1,132
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 475
Total of all active and inactive participants 2019-01-01 1,607
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 5
Total participants 2019-01-01 1,612
Number of participants with account balances 2019-01-01 1,463
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 94
2018: THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 1,572
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 1,159
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 436
Total of all active and inactive participants 2018-01-01 1,595
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 6
Total participants 2018-01-01 1,601
Number of participants with account balances 2018-01-01 1,438
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 54
2017: THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 1,218
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 1,143
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 427
Total of all active and inactive participants 2017-01-01 1,570
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 2
Total participants 2017-01-01 1,572
Number of participants with account balances 2017-01-01 1,370
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 44
2016: THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 1,202
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 1,018
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 200
Total of all active and inactive participants 2016-01-01 1,218
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 1,218
Number of participants with account balances 2016-01-01 1,052
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 37
2015: THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 1,151
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 995
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 206
Total of all active and inactive participants 2015-01-01 1,201
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 1
Total participants 2015-01-01 1,202
Number of participants with account balances 2015-01-01 1,074
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 58
2014: THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 1,163
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 953
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 188
Total of all active and inactive participants 2014-01-01 1,141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 1
Total participants 2014-01-01 1,142
Number of participants with account balances 2014-01-01 1,026
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 47
2013: THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 1,128
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 970
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 173
Total of all active and inactive participants 2013-01-01 1,143
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 1,144
Number of participants with account balances 2013-01-01 1,003
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 34
2012: THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 1,080
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 938
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 160
Total of all active and inactive participants 2012-01-01 1,098
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 1,099
Number of participants with account balances 2012-01-01 978
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 25
2011: THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 1,021
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 902
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 150
Total of all active and inactive participants 2011-01-01 1,052
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 1,053
Number of participants with account balances 2011-01-01 936
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 28
2010: THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 1,013
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 846
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 139
Total of all active and inactive participants 2010-01-01 985
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 1
Total participants 2010-01-01 986
Number of participants with account balances 2010-01-01 903
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 28
2009: THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 1,048
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 871
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 136
Total of all active and inactive participants 2009-01-01 1,007
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 1
Total participants 2009-01-01 1,008
Number of participants with account balances 2009-01-01 925
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 24

Measure	Date	Value
2022: THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	1,628
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	1,104
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	590
Total of all active and inactive participants	2022-01-01	1,694
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	6
Total participants	2022-01-01	1,700
Number of participants with account balances	2022-01-01	1,552
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	136
2021: THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	1,622
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	1,091
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	533
Total of all active and inactive participants	2021-01-01	1,624
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	4
Total participants	2021-01-01	1,628
Number of participants with account balances	2021-01-01	1,505
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	106
2020: THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	1,612
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	1,122
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	496
Total of all active and inactive participants	2020-01-01	1,618
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	4
Total participants	2020-01-01	1,622
Number of participants with account balances	2020-01-01	1,479
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	69
2019: THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	1,601
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	1,132
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	475
Total of all active and inactive participants	2019-01-01	1,607
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	5
Total participants	2019-01-01	1,612
Number of participants with account balances	2019-01-01	1,463
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	94
2018: THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	1,572
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	1,159
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	436
Total of all active and inactive participants	2018-01-01	1,595
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	6
Total participants	2018-01-01	1,601
Number of participants with account balances	2018-01-01	1,438
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	54
2017: THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	1,218
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	1,143
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	427
Total of all active and inactive participants	2017-01-01	1,570
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	2
Total participants	2017-01-01	1,572
Number of participants with account balances	2017-01-01	1,370
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	44
2016: THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	1,202
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	1,018
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	200
Total of all active and inactive participants	2016-01-01	1,218
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	1,218
Number of participants with account balances	2016-01-01	1,052
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	37
2015: THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	1,151
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	995
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	206
Total of all active and inactive participants	2015-01-01	1,201
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	1
Total participants	2015-01-01	1,202
Number of participants with account balances	2015-01-01	1,074
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	58
2014: THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	1,163
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	953
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	188
Total of all active and inactive participants	2014-01-01	1,141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	1
Total participants	2014-01-01	1,142
Number of participants with account balances	2014-01-01	1,026
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	47
2013: THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1,128
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	970
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	173
Total of all active and inactive participants	2013-01-01	1,143
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	1,144
Number of participants with account balances	2013-01-01	1,003
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	34
2012: THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	1,080
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	938
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	160
Total of all active and inactive participants	2012-01-01	1,098
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	1,099
Number of participants with account balances	2012-01-01	978
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	25
2011: THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	1,021
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	902
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	150
Total of all active and inactive participants	2011-01-01	1,052
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	1,053
Number of participants with account balances	2011-01-01	936
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	28
2010: THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	1,013
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	846
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	139
Total of all active and inactive participants	2010-01-01	985
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	1
Total participants	2010-01-01	986
Number of participants with account balances	2010-01-01	903
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	28
2009: THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	1,048
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	871
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	136
Total of all active and inactive participants	2009-01-01	1,007
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	1
Total participants	2009-01-01	1,008
Number of participants with account balances	2009-01-01	925
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	24

Financial Data on THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2022 : THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-25,612,903
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$11,631,538
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$11,411,814
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$14,861,632
Value of total assets at end of year	2022-12-31	$191,962,810
Value of total assets at beginning of year	2022-12-31	$229,207,251
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$219,724
Total interest from all sources	2022-12-31	$280,195
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$8,483,929
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$8,483,929
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$30,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$9,722,136
Participant contributions at end of year	2022-12-31	$1,224,412
Participant contributions at beginning of year	2022-12-31	$1,318,429
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$1,175,700
Other income not declared elsewhere	2022-12-31	$209,938
Administrative expenses (other) incurred	2022-12-31	$12,697
Total non interest bearing cash at end of year	2022-12-31	$0
Total non interest bearing cash at beginning of year	2022-12-31	$2,543
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-37,244,441
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$191,962,810
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$229,207,251
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Investment advisory and management fees	2022-12-31	$207,027
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$164,325,530
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$203,951,624
Interest on participant loans	2022-12-31	$53,976
Value of interest in common/collective trusts at end of year	2022-12-31	$26,338,005
Value of interest in common/collective trusts at beginning of year	2022-12-31	$23,890,969
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-12-31	$74,863
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$43,686
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$43,686
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2022-12-31	$226,219
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-49,871,351
Net investment gain or loss from common/collective trusts	2022-12-31	$422,754
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$3,963,796
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$11,411,814
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	FARBER HASS HURLEY, LLP
Accountancy firm EIN	2022-12-31	204207759
2021 : THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$43,886,019
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$12,888,352
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$12,672,358
Value of total corrective distributions	2021-12-31	$563
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$14,071,267
Value of total assets at end of year	2021-12-31	$229,207,251
Value of total assets at beginning of year	2021-12-31	$198,209,584
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$215,431
Total interest from all sources	2021-12-31	$273,357
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$14,401,539
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$14,401,539
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$30,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$9,206,556
Participant contributions at end of year	2021-12-31	$1,318,429
Participant contributions at beginning of year	2021-12-31	$1,176,197
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$1,178,252
Other income not declared elsewhere	2021-12-31	$216,592
Administrative expenses (other) incurred	2021-12-31	$11,061
Total non interest bearing cash at end of year	2021-12-31	$2,543
Total non interest bearing cash at beginning of year	2021-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$30,997,667
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$229,207,251
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$198,209,584
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Investment advisory and management fees	2021-12-31	$204,370
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$203,951,624
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$171,044,064
Interest on participant loans	2021-12-31	$54,568
Value of interest in common/collective trusts at end of year	2021-12-31	$23,890,969
Value of interest in common/collective trusts at beginning of year	2021-12-31	$25,979,116
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$43,686
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$10,207
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$10,207
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2021-12-31	$218,789
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$14,478,332
Net investment gain or loss from common/collective trusts	2021-12-31	$444,932
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$3,686,459
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$12,672,358
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	FARBER HASS HURLEY, LLP
Accountancy firm EIN	2021-12-31	204207759
2020 : THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$40,071,166
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$10,918,496
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$10,729,180
Value of total corrective distributions	2020-12-31	$814
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$13,588,227
Value of total assets at end of year	2020-12-31	$198,209,584
Value of total assets at beginning of year	2020-12-31	$169,056,914
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$188,502
Total interest from all sources	2020-12-31	$55,594
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$5,283,194
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$5,283,194
Administrative expenses professional fees incurred	2020-12-31	$12,199
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$30,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$8,736,714
Participant contributions at end of year	2020-12-31	$1,176,197
Participant contributions at beginning of year	2020-12-31	$1,037,290
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$1,165,969
Other income not declared elsewhere	2020-12-31	$202,145
Administrative expenses (other) incurred	2020-12-31	$2,770
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$29,152,670
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$198,209,584
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$169,056,914
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Investment advisory and management fees	2020-12-31	$173,533
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$171,044,064
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$146,853,612
Interest on participant loans	2020-12-31	$54,552
Value of interest in common/collective trusts at end of year	2020-12-31	$25,979,116
Value of interest in common/collective trusts at beginning of year	2020-12-31	$20,947,418
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$10,207
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$218,594
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$218,594
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$1,042
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$20,435,302
Net investment gain or loss from common/collective trusts	2020-12-31	$506,704
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$3,685,544
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$10,729,180
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	FARBER HASS HURLEY, LLP
Accountancy firm EIN	2020-12-31	204207759
2019 : THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$42,255,200
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$12,770,322
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$12,625,362
Value of total corrective distributions	2019-12-31	$332
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$12,375,120
Value of total assets at end of year	2019-12-31	$169,056,914
Value of total assets at beginning of year	2019-12-31	$139,572,036
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$144,628
Total interest from all sources	2019-12-31	$243,549
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$6,809,734
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$6,809,734
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$8,581,703
Participant contributions at end of year	2019-12-31	$1,037,290
Participant contributions at beginning of year	2019-12-31	$1,049,749
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$298,217
Administrative expenses (other) incurred	2019-12-31	$6,016
Total non interest bearing cash at end of year	2019-12-31	$0
Total non interest bearing cash at beginning of year	2019-12-31	$245
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$29,484,878
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$169,056,914
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$139,572,036
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$138,612
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$146,853,612
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$116,447,087
Interest on participant loans	2019-12-31	$50,343
Value of interest in common/collective trusts at end of year	2019-12-31	$20,947,418
Value of interest in common/collective trusts at beginning of year	2019-12-31	$21,823,732
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$218,594
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$251,223
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$251,223
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$193,206
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$22,366,092
Net investment gain or loss from common/collective trusts	2019-12-31	$460,705
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$3,495,200
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$12,625,362
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	FARBER HASS HURLEY, LLP
Accountancy firm EIN	2019-12-31	204207759
2018 : THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$4,311,047
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$11,268,024
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$11,113,638
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$11,901,109
Value of total assets at end of year	2018-12-31	$139,572,036
Value of total assets at beginning of year	2018-12-31	$146,529,013
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$154,386
Total interest from all sources	2018-12-31	$91,856
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$8,739,700
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$8,739,700
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$8,073,873
Participant contributions at end of year	2018-12-31	$1,049,749
Participant contributions at beginning of year	2018-12-31	$919,984
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$805,981
Administrative expenses (other) incurred	2018-12-31	$11,732
Total non interest bearing cash at end of year	2018-12-31	$245
Total non interest bearing cash at beginning of year	2018-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-6,956,977
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$139,572,036
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$146,529,013
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$142,654
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$116,447,087
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$125,053,288
Interest on participant loans	2018-12-31	$42,440
Value of interest in common/collective trusts at end of year	2018-12-31	$21,823,732
Value of interest in common/collective trusts at beginning of year	2018-12-31	$20,555,741
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$251,223
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$49,416
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-16,983,444
Net investment gain or loss from common/collective trusts	2018-12-31	$561,826
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$3,021,255
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$11,113,638
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	FARBER HASS HURLEY, LLP
Accountancy firm EIN	2018-12-31	204207759
2017 : THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total transfer of assets to this plan	2017-12-31	$28,725,430
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$26,763,201
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$6,765,562
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$6,659,436
Value of total corrective distributions	2017-12-31	$1,178
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$9,318,184
Value of total assets at end of year	2017-12-31	$146,529,013
Value of total assets at beginning of year	2017-12-31	$97,805,944
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$104,948
Total interest from all sources	2017-12-31	$38,712
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$6,020,470
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$6,020,470
Administrative expenses professional fees incurred	2017-12-31	$-360
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$6,827,055
Participant contributions at end of year	2017-12-31	$919,984
Participant contributions at beginning of year	2017-12-31	$936,348
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$295,810
Administrative expenses (other) incurred	2017-12-31	$2,324
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$19,997,639
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$146,529,013
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$97,805,944
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$102,984
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$125,053,288
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$86,318,188
Interest on participant loans	2017-12-31	$38,712
Value of interest in common/collective trusts at end of year	2017-12-31	$20,555,741
Value of interest in common/collective trusts at beginning of year	2017-12-31	$10,551,408
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$11,077,060
Net investment gain or loss from common/collective trusts	2017-12-31	$308,775
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$2,195,319
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$6,659,436
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	Yes
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	FARBER HASS HURLEY, LLP
Accountancy firm EIN	2017-12-31	204207759
2016 : THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$15,598,840
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$5,396,903
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$5,261,089
Value of total corrective distributions	2016-12-31	$656
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$8,554,126
Value of total assets at end of year	2016-12-31	$97,805,944
Value of total assets at beginning of year	2016-12-31	$87,604,007
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$135,158
Total interest from all sources	2016-12-31	$35,741
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$4,468,644
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$4,468,644
Administrative expenses professional fees incurred	2016-12-31	$515
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$6,387,224
Participant contributions at end of year	2016-12-31	$936,348
Participant contributions at beginning of year	2016-12-31	$757,042
Participant contributions at end of year	2016-12-31	$0
Participant contributions at beginning of year	2016-12-31	$185,321
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$95,683
Administrative expenses (other) incurred	2016-12-31	$14,486
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$10,201,937
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$97,805,944
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$87,604,007
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$120,157
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$86,318,188
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$68,672,131
Interest on participant loans	2016-12-31	$35,741
Value of interest in common/collective trusts at end of year	2016-12-31	$10,551,408
Value of interest in common/collective trusts at beginning of year	2016-12-31	$17,921,872
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$2,451,981
Net investment gain or loss from common/collective trusts	2016-12-31	$88,348
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$2,071,219
Employer contributions (assets) at end of year	2016-12-31	$0
Employer contributions (assets) at beginning of year	2016-12-31	$67,641
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$5,261,089
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	Yes
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	FARBER HASS HURLEY, LLP
Accountancy firm EIN	2016-12-31	204207759
2015 : THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$10,613,111
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$6,952,328
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$6,593,857
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$11,196,349
Value of total assets at end of year	2015-12-31	$87,604,007
Value of total assets at beginning of year	2015-12-31	$83,943,224
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$358,471
Total interest from all sources	2015-12-31	$34,026
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$5,036,428
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$5,036,428
Administrative expenses professional fees incurred	2015-12-31	$47,068
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$6,151,409
Participant contributions at end of year	2015-12-31	$757,042
Participant contributions at beginning of year	2015-12-31	$831,634
Participant contributions at end of year	2015-12-31	$185,321
Participant contributions at beginning of year	2015-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$3,014,280
Other income not declared elsewhere	2015-12-31	$281,807
Total non interest bearing cash at end of year	2015-12-31	$0
Total non interest bearing cash at beginning of year	2015-12-31	$4,309
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$3,660,783
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$87,604,007
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$83,943,224
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$284,472
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$68,672,131
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$68,639,547
Interest on participant loans	2015-12-31	$34,026
Value of interest in common/collective trusts at end of year	2015-12-31	$17,921,872
Value of interest in common/collective trusts at beginning of year	2015-12-31	$14,467,734
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-5,856,048
Net investment gain or loss from common/collective trusts	2015-12-31	$-79,451
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$2,030,660
Employer contributions (assets) at end of year	2015-12-31	$67,641
Employer contributions (assets) at beginning of year	2015-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$6,593,857
Contract administrator fees	2015-12-31	$26,931
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	Yes
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	FARBER HASS HURLEY, LLP
Accountancy firm EIN	2015-12-31	204207759
2014 : THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$11,548,865
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$5,549,227
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$5,207,200
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$7,311,582
Value of total assets at end of year	2014-12-31	$83,943,224
Value of total assets at beginning of year	2014-12-31	$77,943,586
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$342,027
Total interest from all sources	2014-12-31	$36,204
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$4,778,128
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$4,778,128
Administrative expenses professional fees incurred	2014-12-31	$43,867
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$5,483,200
Participant contributions at end of year	2014-12-31	$831,634
Participant contributions at beginning of year	2014-12-31	$867,731
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$470,935
Other income not declared elsewhere	2014-12-31	$298,539
Total non interest bearing cash at end of year	2014-12-31	$4,309
Total non interest bearing cash at beginning of year	2014-12-31	$2,842
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$5,999,638
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$83,943,224
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$77,943,586
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$269,324
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$68,639,547
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$62,655,114
Interest on participant loans	2014-12-31	$36,204
Value of interest in common/collective trusts at end of year	2014-12-31	$14,467,734
Value of interest in common/collective trusts at beginning of year	2014-12-31	$14,417,899
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$-1,224,751
Net investment gain or loss from common/collective trusts	2014-12-31	$349,163
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$1,357,447
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$5,207,200
Contract administrator fees	2014-12-31	$28,836
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	FARBER HASS HURLEY LLP
Accountancy firm EIN	2014-12-31	204207759
2013 : THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$18,019,821
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$3,679,406
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$3,388,310
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$6,493,191
Value of total assets at end of year	2013-12-31	$77,943,586
Value of total assets at beginning of year	2013-12-31	$63,603,171
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$291,096
Total interest from all sources	2013-12-31	$32,016
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$2,325,646
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$2,325,646
Administrative expenses professional fees incurred	2013-12-31	$37,329
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$5,155,472
Participant contributions at end of year	2013-12-31	$867,731
Participant contributions at beginning of year	2013-12-31	$754,773
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$29
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$233,000
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$150
Other income not declared elsewhere	2013-12-31	$279,570
Administrative expenses (other) incurred	2013-12-31	$267
Total non interest bearing cash at end of year	2013-12-31	$2,842
Total non interest bearing cash at beginning of year	2013-12-31	$2,568
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$14,340,415
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$77,943,586
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$63,603,171
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$232,838
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$62,655,114
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$48,747,402
Interest on participant loans	2013-12-31	$32,016
Value of interest in common/collective trusts at end of year	2013-12-31	$14,417,899
Value of interest in common/collective trusts at beginning of year	2013-12-31	$14,098,235
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$8,641,467
Net investment gain or loss from common/collective trusts	2013-12-31	$247,931
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$1,104,719
Employer contributions (assets) at end of year	2013-12-31	$0
Employer contributions (assets) at beginning of year	2013-12-31	$14
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$3,388,310
Contract administrator fees	2013-12-31	$20,662
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	Yes
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	FARBER HASS HURLEY LLP
Accountancy firm EIN	2013-12-31	204207759
2012 : THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$12,685,324
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$3,010,972
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$2,761,874
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$6,431,469
Value of total assets at end of year	2012-12-31	$63,603,171
Value of total assets at beginning of year	2012-12-31	$53,928,819
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$249,098
Total interest from all sources	2012-12-31	$28,429
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$1,278,150
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$1,278,150
Administrative expenses professional fees incurred	2012-12-31	$32,021
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$5,058,569
Participant contributions at end of year	2012-12-31	$754,773
Participant contributions at beginning of year	2012-12-31	$657,355
Participant contributions at end of year	2012-12-31	$29
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$341,222
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$150
Other income not declared elsewhere	2012-12-31	$251,706
Total non interest bearing cash at end of year	2012-12-31	$2,568
Total non interest bearing cash at beginning of year	2012-12-31	$2,598
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$9,674,352
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$63,603,171
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$53,928,819
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$194,505
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$48,747,402
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$40,708,555
Interest on participant loans	2012-12-31	$28,429
Value of interest in common/collective trusts at end of year	2012-12-31	$14,098,235
Value of interest in common/collective trusts at beginning of year	2012-12-31	$12,560,311
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$4,317,206
Net investment gain or loss from common/collective trusts	2012-12-31	$378,364
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$1,031,678
Employer contributions (assets) at end of year	2012-12-31	$14
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$2,761,874
Contract administrator fees	2012-12-31	$22,572
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	Yes
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	FARBER HASS HURLEY, LLP
Accountancy firm EIN	2012-12-31	024207759
2011 : THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$3,708,009
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$2,771,318
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$2,526,980
Expenses. Certain deemed distributions of participant loans	2011-12-31	$3,955
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$5,785,578
Value of total assets at end of year	2011-12-31	$53,928,819
Value of total assets at beginning of year	2011-12-31	$52,992,128
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$240,383
Total interest from all sources	2011-12-31	$28,833
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$837,794
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$837,794
Administrative expenses professional fees incurred	2011-12-31	$16,910
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$4,731,652
Participant contributions at end of year	2011-12-31	$657,355
Participant contributions at beginning of year	2011-12-31	$555,923
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$135,694
Other income not declared elsewhere	2011-12-31	$236,311
Administrative expenses (other) incurred	2011-12-31	$179
Total non interest bearing cash at end of year	2011-12-31	$2,598
Total non interest bearing cash at beginning of year	2011-12-31	$1,052
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$936,691
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$53,928,819
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$52,992,128
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$141,520
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$40,708,555
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$40,558,342
Interest on participant loans	2011-12-31	$28,833
Value of interest in common/collective trusts at end of year	2011-12-31	$12,560,311
Value of interest in common/collective trusts at beginning of year	2011-12-31	$11,876,811
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-3,225,538
Net investment gain or loss from common/collective trusts	2011-12-31	$45,031
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$918,232
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$2,526,980
Contract administrator fees	2011-12-31	$81,774
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	Yes
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	FARBER HASS HURLEY, LLP
Accountancy firm EIN	2011-12-31	204207759
2010 : THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets	2010-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$0
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total transfer of assets to this plan	2010-12-31	$0
Total transfer of assets from this plan	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Expenses. Interest paid	2010-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$11,187,223
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$1,900,124
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,794,965
Expenses. Certain deemed distributions of participant loans	2010-12-31	$35,701
Value of total corrective distributions	2010-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$5,755,593
Value of total assets at end of year	2010-12-31	$52,992,128
Value of total assets at beginning of year	2010-12-31	$43,705,029
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$69,458
Total income from rents	2010-12-31	$0
Total interest from all sources	2010-12-31	$24,086
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$884,564
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$884,564
Assets. Real estate other than employer real property at end of year	2010-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2010-12-31	$0
Administrative expenses professional fees incurred	2010-12-31	$8,936
Assets. Corporate prefeered stocks other than exployer securities at end of year	2010-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2010-12-31	$0
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$4,397,521
Participant contributions at end of year	2010-12-31	$555,923
Participant contributions at beginning of year	2010-12-31	$375,866
Participant contributions at end of year	2010-12-31	$0
Participant contributions at beginning of year	2010-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$423,877
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2010-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$0
Assets. Loans (other than to participants) at end of year	2010-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2010-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$0
Other income not declared elsewhere	2010-12-31	$68,684
Administrative expenses (other) incurred	2010-12-31	$53
Liabilities. Value of operating payables at end of year	2010-12-31	$0
Liabilities. Value of operating payables at beginning of year	2010-12-31	$0
Total non interest bearing cash at end of year	2010-12-31	$1,052
Total non interest bearing cash at beginning of year	2010-12-31	$377
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Income. Non cash contributions	2010-12-31	$0
Value of net income/loss	2010-12-31	$9,287,099
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$52,992,128
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$43,705,029
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Assets. partnership/joint venture interests at end of year	2010-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2010-12-31	$0
Investment advisory and management fees	2010-12-31	$55,468
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$40,558,342
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$34,813,548
Interest on participant loans	2010-12-31	$24,086
Income. Interest from loans (other than to participants)	2010-12-31	$0
Interest earned on other investments	2010-12-31	$0
Income. Interest from US Government securities	2010-12-31	$0
Income. Interest from corporate debt instruments	2010-12-31	$0
Value of interest in master investment trust accounts at end of year	2010-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2010-12-31	$0
Value of interest in common/collective trusts at end of year	2010-12-31	$11,876,811
Value of interest in common/collective trusts at beginning of year	2010-12-31	$8,515,238
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$0
Assets. Value of investments in 103.12 investment entities at end of year	2010-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2010-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2010-12-31	$0
Asset value of US Government securities at end of year	2010-12-31	$0
Asset value of US Government securities at beginning of year	2010-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$3,927,066
Net investment gain/loss from pooled separate accounts	2010-12-31	$0
Net investment gain or loss from common/collective trusts	2010-12-31	$527,230
Net gain/loss from 103.12 investment entities	2010-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Assets. Invements in employer securities at end of year	2010-12-31	$0
Assets. Invements in employer securities at beginning of year	2010-12-31	$0
Assets. Value of employer real property at end of year	2010-12-31	$0
Assets. Value of employer real property at beginning of year	2010-12-31	$0
Contributions received in cash from employer	2010-12-31	$934,195
Employer contributions (assets) at end of year	2010-12-31	$0
Employer contributions (assets) at beginning of year	2010-12-31	$0
Income. Dividends from preferred stock	2010-12-31	$0
Income. Dividends from common stock	2010-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,794,965
Asset. Corporate debt instrument preferred debt at end of year	2010-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2010-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2010-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2010-12-31	$0
Contract administrator fees	2010-12-31	$5,001
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	Yes
Assets. Corporate common stocks other than exployer securities at end of year	2010-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2010-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2010-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2010-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2010-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2010-12-31	$0
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$0
Liabilities. Value of acquisition indebtedness at end of year	2010-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2010-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	FARBER HASS HURLEY, LLP
Accountancy firm EIN	2010-12-31	204207759
2009 : THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN

2022: THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	Yes
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: THE CATHAY GENERAL BANCORP 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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THE CATHAY BANK SEVERANCE PROTECTION PLAN [EIN = 952156738]

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Company Name:	CATHAY GENERAL BANCORP
Employer identification number (EIN):	954274680
NAIC Classification:	522110
NAIC Description:	Commercial Banking

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	2223574