401k Plan data: D. R. STOCKWELL & CO., INC. DEFINED BENEFIT PENSION PLAN plan

D. R. STOCKWELL & CO., INC. DEFINED BENEFIT PENSION PLAN 401k Plan overview

Plan Name	D. R. STOCKWELL & CO., INC. DEFINED BENEFIT PENSION PLAN
Plan identification number	001

D. R. STOCKWELL & CO., INC. DEFINED BENEFIT PENSION PLAN Benefits

401k Plan Type

Defined Benefit Pension

Plan Features/Benefits

Benefits are primarily pay related
Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Life insurance

401k Sponsoring company profile

D. R. STOCKWELL & CO., INC. 401(K) PLAN has sponsored the creation of one or more 401k plans.

Company Name: D. R. STOCKWELL & CO., INC. 401(K) PLAN

Employer identification number (EIN): 954499314

NAIC Classification: 541400

Form 5500 Filing Information

Submission information for form 5500 for 401k plan D. R. STOCKWELL & CO., INC. DEFINED BENEFIT PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2011-07-01 DEAN R. STOCKWELL 2011-12-12 DEAN R. STOCKWELL 2011-12-12
001 2010-07-01 DEAN R. STOCKWELL 2011-11-04 DEAN R. STOCKWELL 2011-11-04
001 2007-07-01 KURT PIPER

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2011-07-01	DEAN R. STOCKWELL	2011-12-12	DEAN R. STOCKWELL	2011-12-12
001	2010-07-01	DEAN R. STOCKWELL	2011-11-04	DEAN R. STOCKWELL	2011-11-04
001	2007-07-01	KURT PIPER

Plan Statistics for D. R. STOCKWELL & CO., INC. DEFINED BENEFIT PENSION PLAN

401k plan membership statisitcs for D. R. STOCKWELL & CO., INC. DEFINED BENEFIT PENSION PLAN

Measure Date Value
2007: D. R. STOCKWELL & CO., INC. DEFINED BENEFIT PENSION PLAN 2007 401k membership
Total participants, beginning-of-year 2007-07-01 6
Total number of active participants reported on line 7a of the Form 5500 2007-07-01 6
Number of retired or separated participants receiving benefits 2007-07-01 0
Number of other retired or separated participants entitled to future benefits 2007-07-01 0
Total of all active and inactive participants 2007-07-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2007-07-01 0
Total participants 2007-07-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2007-07-01 0

Measure	Date	Value
2007: D. R. STOCKWELL & CO., INC. DEFINED BENEFIT PENSION PLAN 2007 401k membership
Total participants, beginning-of-year	2007-07-01	6
Total number of active participants reported on line 7a of the Form 5500	2007-07-01	6
Number of retired or separated participants receiving benefits	2007-07-01	0
Number of other retired or separated participants entitled to future benefits	2007-07-01	0
Total of all active and inactive participants	2007-07-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2007-07-01	0
Total participants	2007-07-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2007-07-01	0

Form 5500 Responses for D. R. STOCKWELL & CO., INC. DEFINED BENEFIT PENSION PLAN

2007: D. R. STOCKWELL & CO., INC. DEFINED BENEFIT PENSION PLAN 2007 form 5500 responses
2007-07-01	Type of plan entity	Single employer plan
2007-07-01	Submission has been amended	No
2007-07-01	This submission is the final filing	No
2007-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2007-07-01	Plan is a collectively bargained plan	No
2007-07-01	Plan funding arrangement – Insurance	Yes
2007-07-01	Plan funding arrangement – Trust	Yes
2007-07-01	Plan benefit arrangement – Insurance	Yes
2007-07-01	Plan benefit arrangement - Trust	Yes

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Company Name:	D. R. STOCKWELL & CO., INC. 401(K) PLAN
Employer identification number (EIN):	954499314
NAIC Classification:	541400