401k Plan data: CAIN TECHNOLOGY 401(K) PROFIT SHARING PLAN plan

CAIN TECHNOLOGY 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	CAIN TECHNOLOGY 401(K) PROFIT SHARING PLAN
Plan identification number	001

CAIN TECHNOLOGY 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CAIN TECHNOLOGY-SOUTHERN CALIFORNIA, INC. has sponsored the creation of one or more 401k plans.

Company Name: CAIN TECHNOLOGY-SOUTHERN CALIFORNIA, INC.

Employer identification number (EIN): 954558247

NAIC Classification: 541330
NAIC Description: Engineering Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CAIN TECHNOLOGY 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-01-01 ELISE BODENHAMER 2018-09-20
001 2016-01-01 DOUG KATERS FOR SBPC, INC. 2017-07-27
001 2014-10-01 DOUG KATERS FOR SBPC, INC. 2015-10-07
001 2013-10-01 DOUG KATERS FOR SBPC, INC. 2015-07-14
001 2012-10-01 DOUG KATERS FOR SBPC, INC. 2014-07-07
001 2011-10-01 DOUGLAS A. KATERS FOR SBPC, INC. 2013-07-09
001 2010-10-01 DOUG KATERS 2012-07-02

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2017-01-01	ELISE BODENHAMER	2018-09-20
001	2016-01-01	DOUG KATERS FOR SBPC, INC.	2017-07-27
001	2014-10-01	DOUG KATERS FOR SBPC, INC.	2015-10-07
001	2013-10-01	DOUG KATERS FOR SBPC, INC.	2015-07-14
001	2012-10-01	DOUG KATERS FOR SBPC, INC.	2014-07-07
001	2011-10-01	DOUGLAS A. KATERS FOR SBPC, INC.	2013-07-09
001	2010-10-01	DOUG KATERS	2012-07-02

Potentially related plans

CAIN TECHNOLOGY - SOUTHERN CALIFORNIA, INC 401K PLAN [EIN = 833675382]

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Company Name:	CAIN TECHNOLOGY-SOUTHERN CALIFORNIA, INC.
Employer identification number (EIN):	954558247
NAIC Classification:	541330
NAIC Description:	Engineering Services