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THE GOETZMAN GROUP 401(K) PLAN AND TRUST 401k Plan overview

Plan NameTHE GOETZMAN GROUP 401(K) PLAN AND TRUST
Plan identification number 001

THE GOETZMAN GROUP 401(K) PLAN AND TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THE GOETZMAN GROUP has sponsored the creation of one or more 401k plans.

Company Name:THE GOETZMAN GROUP
Employer identification number (EIN):954701528
NAIC Classification:541219
NAIC Description:Other Accounting Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE GOETZMAN GROUP 401(K) PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01LINDA GRAY2023-05-25
0012021-01-01LINDA GRAY2022-07-11
0012020-01-01LINDA GRAY2021-08-02
0012019-01-01LINDA GRAY2020-08-13
0012018-01-01LINDA GRAY2019-07-24
0012017-01-01LINDA GRAY2018-07-11
0012016-01-01LINDA GRAY2017-06-05
0012015-01-01LINDA GRAY2016-06-13
0012014-01-01LINDA GRAY2015-06-24
0012013-01-01LINDA GRAY2014-06-04
0012012-01-01LINDA GRAY
0012011-01-01LINDA GRAY
0012010-01-01LINDA GRAY
0012009-01-01JASON CRAWSHAW

Plan Statistics for THE GOETZMAN GROUP 401(K) PLAN AND TRUST

401k plan membership statisitcs for THE GOETZMAN GROUP 401(K) PLAN AND TRUST

Measure Date Value
2012: THE GOETZMAN GROUP 401(K) PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-01101
Total number of active participants reported on line 7a of the Form 55002012-01-0166
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0128
Total of all active and inactive participants2012-01-0194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0194
Number of participants with account balances2012-01-0185
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-013
2011: THE GOETZMAN GROUP 401(K) PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-01103
Total number of active participants reported on line 7a of the Form 55002011-01-0164
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0137
Total of all active and inactive participants2011-01-01101
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01101
Number of participants with account balances2011-01-0191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-011
2010: THE GOETZMAN GROUP 401(K) PLAN AND TRUST 2010 401k membership
Total participants, beginning-of-year2010-01-01110
Total number of active participants reported on line 7a of the Form 55002010-01-0156
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0147
Total of all active and inactive participants2010-01-01103
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01103
Number of participants with account balances2010-01-0195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-016
2009: THE GOETZMAN GROUP 401(K) PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-01138
Total number of active participants reported on line 7a of the Form 55002009-01-0166
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0144
Total of all active and inactive participants2009-01-01110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01110
Number of participants with account balances2009-01-01102
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0111

Financial Data on THE GOETZMAN GROUP 401(K) PLAN AND TRUST

Measure Date Value
2012 : THE GOETZMAN GROUP 401(K) PLAN AND TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,240,275
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$430,516
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$429,810
Value of total corrective distributions2012-12-31$81
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$606,739
Value of total assets at end of year2012-12-31$6,292,244
Value of total assets at beginning of year2012-12-31$5,482,485
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$625
Total interest from all sources2012-12-31$5,958
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$132,654
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$132,654
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$552,008
Participant contributions at end of year2012-12-31$265,112
Participant contributions at beginning of year2012-12-31$121,518
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$5,101
Administrative expenses (other) incurred2012-12-31$625
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$809,759
Value of net assets at end of year (total assets less liabilities)2012-12-31$6,292,244
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$5,482,485
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$4,731,071
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$4,200,220
Interest on participant loans2012-12-31$5,958
Value of interest in common/collective trusts at end of year2012-12-31$1,296,061
Value of interest in common/collective trusts at beginning of year2012-12-31$1,160,747
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$400,302
Net investment gain or loss from common/collective trusts2012-12-31$94,622
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$49,630
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$429,810
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31ELLS CPAS AND BUSINESS ADVISORS
Accountancy firm EIN2012-12-31952771605
2011 : THE GOETZMAN GROUP 401(K) PLAN AND TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$497,590
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$535,453
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$534,853
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$733,821
Value of total assets at end of year2011-12-31$5,482,485
Value of total assets at beginning of year2011-12-31$5,520,348
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$600
Total interest from all sources2011-12-31$2,828
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$106,490
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$106,490
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$541,204
Participant contributions at end of year2011-12-31$121,518
Participant contributions at beginning of year2011-12-31$27,297
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$147,290
Other income not declared elsewhere2011-12-31$10
Administrative expenses (other) incurred2011-12-31$600
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-37,863
Value of net assets at end of year (total assets less liabilities)2011-12-31$5,482,485
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$5,520,348
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$4,200,220
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$4,655,352
Interest on participant loans2011-12-31$2,828
Value of interest in common/collective trusts at end of year2011-12-31$1,160,747
Value of interest in common/collective trusts at beginning of year2011-12-31$837,589
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-332,026
Net investment gain or loss from common/collective trusts2011-12-31$-13,533
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$45,327
Employer contributions (assets) at beginning of year2011-12-31$110
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$534,853
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31ELLS CPAS AND BUSINESS ADVISORS
Accountancy firm EIN2011-12-31952771605
2010 : THE GOETZMAN GROUP 401(K) PLAN AND TRUST 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,220,780
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$473,474
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$473,065
Expenses. Certain deemed distributions of participant loans2010-12-31$34
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$588,092
Value of total assets at end of year2010-12-31$5,520,348
Value of total assets at beginning of year2010-12-31$4,773,042
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$375
Total interest from all sources2010-12-31$1,821
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$99,893
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$99,893
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$478,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$542,130
Participant contributions at end of year2010-12-31$27,297
Participant contributions at beginning of year2010-12-31$53,009
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$460
Administrative expenses (other) incurred2010-12-31$375
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$747,306
Value of net assets at end of year (total assets less liabilities)2010-12-31$5,520,348
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$4,773,042
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$4,655,352
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$3,907,643
Interest on participant loans2010-12-31$1,821
Value of interest in common/collective trusts at end of year2010-12-31$837,589
Value of interest in common/collective trusts at beginning of year2010-12-31$812,390
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$450,647
Net investment gain or loss from common/collective trusts2010-12-31$80,327
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$45,502
Employer contributions (assets) at end of year2010-12-31$110
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$473,065
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31ELLS CPAS AND BUSINESS ADVISORS
Accountancy firm EIN2010-12-31952771605
2009 : THE GOETZMAN GROUP 401(K) PLAN AND TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for THE GOETZMAN GROUP 401(K) PLAN AND TRUST

2012: THE GOETZMAN GROUP 401(K) PLAN AND TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE GOETZMAN GROUP 401(K) PLAN AND TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: THE GOETZMAN GROUP 401(K) PLAN AND TRUST 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: THE GOETZMAN GROUP 401(K) PLAN AND TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

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