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JEFFERIES GROUP INC. EMPLOYEES' PROFIT SHARING PLAN 401k Plan overview

Plan NameJEFFERIES GROUP INC. EMPLOYEES' PROFIT SHARING PLAN
Plan identification number 001

JEFFERIES GROUP INC. EMPLOYEES' PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

JEFFERIES GROUP LLC has sponsored the creation of one or more 401k plans.

Company Name:JEFFERIES GROUP LLC
Employer identification number (EIN):954719745
NAIC Classification:523120
NAIC Description:Securities Brokerage

Additional information about JEFFERIES GROUP LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 2984002

More information about JEFFERIES GROUP LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan JEFFERIES GROUP INC. EMPLOYEES' PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012020-12-01
0012019-12-01
0012018-12-01
0012018-12-01
0012017-12-01
0012016-12-01JEFF AGNEW
0012015-12-01JEFF AGNEW
0012014-12-01JEFF AGNEW
0012013-12-01JEFFREY AGNEW
0012012-12-01JEFFREY AGNEW JEFFREY AGNEW2014-09-11
0012011-12-01JEFFREY AGNEW JEFFREY AGNEW2013-09-16
0012009-12-01JEFFREY AGNEW

Plan Statistics for JEFFERIES GROUP INC. EMPLOYEES' PROFIT SHARING PLAN

401k plan membership statisitcs for JEFFERIES GROUP INC. EMPLOYEES' PROFIT SHARING PLAN

Measure Date Value
2020: JEFFERIES GROUP INC. EMPLOYEES' PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-12-014,319
Total number of active participants reported on line 7a of the Form 55002020-12-013,008
Number of retired or separated participants receiving benefits2020-12-011
Number of other retired or separated participants entitled to future benefits2020-12-011,706
Total of all active and inactive participants2020-12-014,715
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-12-0114
Total participants2020-12-014,729
Number of participants with account balances2020-12-014,141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-12-01203
2019: JEFFERIES GROUP INC. EMPLOYEES' PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-12-014,248
Total number of active participants reported on line 7a of the Form 55002019-12-012,653
Number of retired or separated participants receiving benefits2019-12-0116
Number of other retired or separated participants entitled to future benefits2019-12-011,638
Total of all active and inactive participants2019-12-014,307
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-12-0112
Total participants2019-12-014,319
Number of participants with account balances2019-12-013,906
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-12-01172
2018: JEFFERIES GROUP INC. EMPLOYEES' PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-12-014,244
Total number of active participants reported on line 7a of the Form 55002018-12-012,576
Number of retired or separated participants receiving benefits2018-12-0120
Number of other retired or separated participants entitled to future benefits2018-12-011,639
Total of all active and inactive participants2018-12-014,235
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-12-0113
Total participants2018-12-014,248
Number of participants with account balances2018-12-013,815
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-12-01168
2017: JEFFERIES GROUP INC. EMPLOYEES' PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-12-013,972
Total number of active participants reported on line 7a of the Form 55002017-12-012,628
Number of retired or separated participants receiving benefits2017-12-0119
Number of other retired or separated participants entitled to future benefits2017-12-011,584
Total of all active and inactive participants2017-12-014,231
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-12-0113
Total participants2017-12-014,244
Number of participants with account balances2017-12-013,734
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-12-01165
2016: JEFFERIES GROUP INC. EMPLOYEES' PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-12-013,871
Total number of active participants reported on line 7a of the Form 55002016-12-012,429
Number of retired or separated participants receiving benefits2016-12-0116
Number of other retired or separated participants entitled to future benefits2016-12-011,515
Total of all active and inactive participants2016-12-013,960
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-12-0112
Total participants2016-12-013,972
Number of participants with account balances2016-12-013,582
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-12-01152
2015: JEFFERIES GROUP INC. EMPLOYEES' PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-12-014,677
Total number of active participants reported on line 7a of the Form 55002015-12-012,283
Number of retired or separated participants receiving benefits2015-12-0116
Number of other retired or separated participants entitled to future benefits2015-12-011,562
Total of all active and inactive participants2015-12-013,861
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-12-0110
Total participants2015-12-013,871
Number of participants with account balances2015-12-013,541
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-12-01161
2014: JEFFERIES GROUP INC. EMPLOYEES' PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-12-014,420
Total number of active participants reported on line 7a of the Form 55002014-12-012,437
Number of retired or separated participants receiving benefits2014-12-0113
Number of other retired or separated participants entitled to future benefits2014-12-012,217
Total of all active and inactive participants2014-12-014,667
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-12-0110
Total participants2014-12-014,677
Number of participants with account balances2014-12-014,318
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-12-01206
2013: JEFFERIES GROUP INC. EMPLOYEES' PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-12-013,575
Total number of active participants reported on line 7a of the Form 55002013-12-013,072
Number of retired or separated participants receiving benefits2013-12-013
Number of other retired or separated participants entitled to future benefits2013-12-011,333
Total of all active and inactive participants2013-12-014,408
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-12-0112
Total participants2013-12-014,420
Number of participants with account balances2013-12-013,862
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-12-01147
2012: JEFFERIES GROUP INC. EMPLOYEES' PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-12-013,733
Total number of active participants reported on line 7a of the Form 55002012-12-012,530
Number of retired or separated participants receiving benefits2012-12-013
Number of other retired or separated participants entitled to future benefits2012-12-011,037
Total of all active and inactive participants2012-12-013,570
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-12-015
Total participants2012-12-013,575
Number of participants with account balances2012-12-013,148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-12-01159
2011: JEFFERIES GROUP INC. EMPLOYEES' PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-12-013,858
Total number of active participants reported on line 7a of the Form 55002011-12-012,601
Number of retired or separated participants receiving benefits2011-12-0125
Number of other retired or separated participants entitled to future benefits2011-12-011,102
Total of all active and inactive participants2011-12-013,728
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-12-015
Total participants2011-12-013,733
Number of participants with account balances2011-12-013,256
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-12-01214
2009: JEFFERIES GROUP INC. EMPLOYEES' PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-12-012,723
Total number of active participants reported on line 7a of the Form 55002009-12-012,434
Number of retired or separated participants receiving benefits2009-12-0131
Number of other retired or separated participants entitled to future benefits2009-12-011,790
Total of all active and inactive participants2009-12-014,255
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-12-0116
Total participants2009-12-014,271
Number of participants with account balances2009-12-013,772
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-12-01179

Financial Data on JEFFERIES GROUP INC. EMPLOYEES' PROFIT SHARING PLAN

Measure Date Value
2021 : JEFFERIES GROUP INC. EMPLOYEES' PROFIT SHARING PLAN 2021 401k financial data
Unrealized appreciation/depreciation of real estate assets2021-11-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2021-11-30$27,343,416
Total unrealized appreciation/depreciation of assets2021-11-30$27,343,416
Total transfer of assets to this plan2021-11-30$0
Total transfer of assets from this plan2021-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-11-30$0
Expenses. Interest paid2021-11-30$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022021-11-30$0
Total income from all sources (including contributions)2021-11-30$230,423,875
Total loss/gain on sale of assets2021-11-30$1,535,191
Total of all expenses incurred2021-11-30$58,678,335
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-11-30$59,175,669
Expenses. Certain deemed distributions of participant loans2021-11-30$972
Value of total corrective distributions2021-11-30$54,864
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-11-30$61,358,417
Value of total assets at end of year2021-11-30$901,145,391
Value of total assets at beginning of year2021-11-30$729,399,851
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-11-30$-553,170
Total income from rents2021-11-30$0
Total interest from all sources2021-11-30$219,244
Total dividends received (eg from common stock, registered investment company shares)2021-11-30$31,114,596
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2021-11-30$29,454,800
Assets. Real estate other than employer real property at end of year2021-11-30$0
Assets. Real estate other than employer real property at beginning of year2021-11-30$0
Administrative expenses professional fees incurred2021-11-30$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2021-11-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2021-11-30$0
Was this plan covered by a fidelity bond2021-11-30Yes
Value of fidelity bond cover2021-11-30$10,000,000
If this is an individual account plan, was there a blackout period2021-11-30No
Were there any nonexempt tranactions with any party-in-interest2021-11-30No
Contributions received from participants2021-11-30$45,490,040
Participant contributions at end of year2021-11-30$4,655,765
Participant contributions at beginning of year2021-11-30$4,106,732
Participant contributions at end of year2021-11-30$0
Participant contributions at beginning of year2021-11-30$0
Assets. Other investments not covered elsewhere at end of year2021-11-30$0
Assets. Other investments not covered elsewhere at beginning of year2021-11-30$0
Income. Received or receivable in cash from other sources (including rollovers)2021-11-30$7,644,201
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-11-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-11-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-11-30$0
Assets. Loans (other than to participants) at end of year2021-11-30$0
Assets. Loans (other than to participants) at beginning of year2021-11-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-11-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-11-30$0
Other income not declared elsewhere2021-11-30$0
Administrative expenses (other) incurred2021-11-30$-553,170
Liabilities. Value of operating payables at end of year2021-11-30$0
Liabilities. Value of operating payables at beginning of year2021-11-30$0
Total non interest bearing cash at end of year2021-11-30$17,510
Total non interest bearing cash at beginning of year2021-11-30$8,420
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-11-30No
Income. Non cash contributions2021-11-30$0
Value of net income/loss2021-11-30$171,745,540
Value of net assets at end of year (total assets less liabilities)2021-11-30$901,145,391
Value of net assets at beginning of year (total assets less liabilities)2021-11-30$729,399,851
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-11-30No
Were any leases to which the plan was party in default or uncollectible2021-11-30No
Assets. partnership/joint venture interests at end of year2021-11-30$0
Assets. partnership/joint venture interests at beginning of year2021-11-30$0
Investment advisory and management fees2021-11-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-11-30$655,026,841
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-11-30$675,397,805
Value of interest in pooled separate accounts at end of year2021-11-30$0
Value of interest in pooled separate accounts at beginning of year2021-11-30$0
Interest on participant loans2021-11-30$200,688
Income. Interest from loans (other than to participants)2021-11-30$0
Interest earned on other investments2021-11-30$0
Income. Interest from US Government securities2021-11-30$0
Income. Interest from corporate debt instruments2021-11-30$0
Value of interest in master investment trust accounts at end of year2021-11-30$0
Value of interest in master investment trust accounts at beginning of year2021-11-30$0
Value of interest in common/collective trusts at end of year2021-11-30$164,721,066
Value of interest in common/collective trusts at beginning of year2021-11-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-11-30$4,334,387
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-11-30$5,295,567
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-11-30$5,295,567
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-11-30$18,556
Assets. Value of investments in 103.12 investment entities at end of year2021-11-30$0
Assets. Value of investments in 103.12 investment entities at beginning of year2021-11-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-11-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-11-30$0
Expenses. Payments to insurance carriers foe the provision of benefits2021-11-30$0
Asset value of US Government securities at end of year2021-11-30$0
Asset value of US Government securities at beginning of year2021-11-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-11-30$77,867,563
Net investment gain/loss from pooled separate accounts2021-11-30$0
Net investment gain or loss from common/collective trusts2021-11-30$30,985,448
Net gain/loss from 103.12 investment entities2021-11-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-11-30No
Was there a failure to transmit to the plan any participant contributions2021-11-30No
Has the plan failed to provide any benefit when due under the plan2021-11-30No
Assets. Invements in employer securities at end of year2021-11-30$72,389,822
Assets. Invements in employer securities at beginning of year2021-11-30$44,591,327
Assets. Value of employer real property at end of year2021-11-30$0
Assets. Value of employer real property at beginning of year2021-11-30$0
Contributions received in cash from employer2021-11-30$8,224,176
Employer contributions (assets) at end of year2021-11-30$0
Employer contributions (assets) at beginning of year2021-11-30$0
Income. Dividends from preferred stock2021-11-30$0
Income. Dividends from common stock2021-11-30$1,659,796
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-11-30$59,175,669
Asset. Corporate debt instrument preferred debt at end of year2021-11-30$0
Asset. Corporate debt instrument preferred debt at beginning of year2021-11-30$0
Asset. Corporate debt instrument debt (other) at end of year2021-11-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2021-11-30$0
Contract administrator fees2021-11-30$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-11-30No
Assets. Corporate common stocks other than exployer securities at end of year2021-11-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2021-11-30$0
Liabilities. Value of benefit claims payable at end of year2021-11-30$0
Liabilities. Value of benefit claims payable at beginning of year2021-11-30$0
Assets. Value of buildings and other operty used in plan operation at end of year2021-11-30$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2021-11-30$0
Did the plan have assets held for investment2021-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-11-30No
Aggregate proceeds on sale of assets2021-11-30$5,422,098
Aggregate carrying amount (costs) on sale of assets2021-11-30$3,886,907
Liabilities. Value of acquisition indebtedness at end of year2021-11-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2021-11-30$0
Opinion of an independent qualified public accountant for this plan2021-11-30Unqualified
Accountancy firm name2021-11-30TANNER LLC
Accountancy firm EIN2021-11-30202253063
2020 : JEFFERIES GROUP INC. EMPLOYEES' PROFIT SHARING PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets2020-11-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2020-11-30$4,080,413
Total unrealized appreciation/depreciation of assets2020-11-30$4,080,413
Total transfer of assets to this plan2020-11-30$0
Total transfer of assets from this plan2020-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-11-30$27,000
Expenses. Interest paid2020-11-30$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022020-11-30$0
Total income from all sources (including contributions)2020-11-30$170,074,289
Total loss/gain on sale of assets2020-11-30$-1,676,690
Total of all expenses incurred2020-11-30$54,883,713
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-11-30$54,871,722
Expenses. Certain deemed distributions of participant loans2020-11-30$51,747
Value of total corrective distributions2020-11-30$51,929
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-11-30$58,254,842
Value of total assets at end of year2020-11-30$729,399,851
Value of total assets at beginning of year2020-11-30$614,236,275
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-11-30$-91,685
Total income from rents2020-11-30$0
Total interest from all sources2020-11-30$449,892
Total dividends received (eg from common stock, registered investment company shares)2020-11-30$29,194,406
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2020-11-30$28,082,168
Assets. Real estate other than employer real property at end of year2020-11-30$0
Assets. Real estate other than employer real property at beginning of year2020-11-30$0
Administrative expenses professional fees incurred2020-11-30$-27,000
Assets. Corporate prefeered stocks other than exployer securities at end of year2020-11-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2020-11-30$0
Was this plan covered by a fidelity bond2020-11-30Yes
Value of fidelity bond cover2020-11-30$10,000,000
If this is an individual account plan, was there a blackout period2020-11-30No
Were there any nonexempt tranactions with any party-in-interest2020-11-30No
Contributions received from participants2020-11-30$41,214,045
Participant contributions at end of year2020-11-30$4,106,732
Participant contributions at beginning of year2020-11-30$4,184,074
Participant contributions at end of year2020-11-30$0
Participant contributions at beginning of year2020-11-30$0
Assets. Other investments not covered elsewhere at end of year2020-11-30$0
Assets. Other investments not covered elsewhere at beginning of year2020-11-30$0
Income. Received or receivable in cash from other sources (including rollovers)2020-11-30$8,981,835
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-11-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-11-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-11-30$0
Assets. Loans (other than to participants) at end of year2020-11-30$0
Assets. Loans (other than to participants) at beginning of year2020-11-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-11-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-11-30$0
Other income not declared elsewhere2020-11-30$0
Administrative expenses (other) incurred2020-11-30$-64,685
Liabilities. Value of operating payables at end of year2020-11-30$0
Liabilities. Value of operating payables at beginning of year2020-11-30$27,000
Total non interest bearing cash at end of year2020-11-30$8,420
Total non interest bearing cash at beginning of year2020-11-30$7,393
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-11-30No
Income. Non cash contributions2020-11-30$0
Value of net income/loss2020-11-30$115,190,576
Value of net assets at end of year (total assets less liabilities)2020-11-30$729,399,851
Value of net assets at beginning of year (total assets less liabilities)2020-11-30$614,209,275
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-11-30No
Were any leases to which the plan was party in default or uncollectible2020-11-30No
Assets. partnership/joint venture interests at end of year2020-11-30$0
Assets. partnership/joint venture interests at beginning of year2020-11-30$0
Investment advisory and management fees2020-11-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-11-30$675,397,805
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-11-30$561,987,050
Value of interest in pooled separate accounts at end of year2020-11-30$0
Value of interest in pooled separate accounts at beginning of year2020-11-30$0
Interest on participant loans2020-11-30$226,779
Income. Interest from loans (other than to participants)2020-11-30$0
Interest earned on other investments2020-11-30$0
Income. Interest from US Government securities2020-11-30$0
Income. Interest from corporate debt instruments2020-11-30$0
Value of interest in master investment trust accounts at end of year2020-11-30$0
Value of interest in master investment trust accounts at beginning of year2020-11-30$0
Value of interest in common/collective trusts at end of year2020-11-30$0
Value of interest in common/collective trusts at beginning of year2020-11-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-11-30$5,295,567
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-11-30$3,410,422
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-11-30$3,410,422
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-11-30$223,113
Assets. Value of investments in 103.12 investment entities at end of year2020-11-30$0
Assets. Value of investments in 103.12 investment entities at beginning of year2020-11-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-11-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-11-30$0
Expenses. Payments to insurance carriers foe the provision of benefits2020-11-30$0
Asset value of US Government securities at end of year2020-11-30$0
Asset value of US Government securities at beginning of year2020-11-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-11-30$79,771,426
Net investment gain/loss from pooled separate accounts2020-11-30$0
Net investment gain or loss from common/collective trusts2020-11-30$0
Net gain/loss from 103.12 investment entities2020-11-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-11-30No
Was there a failure to transmit to the plan any participant contributions2020-11-30No
Has the plan failed to provide any benefit when due under the plan2020-11-30No
Assets. Invements in employer securities at end of year2020-11-30$44,591,327
Assets. Invements in employer securities at beginning of year2020-11-30$44,647,336
Assets. Value of employer real property at end of year2020-11-30$0
Assets. Value of employer real property at beginning of year2020-11-30$0
Contributions received in cash from employer2020-11-30$8,058,962
Employer contributions (assets) at end of year2020-11-30$0
Employer contributions (assets) at beginning of year2020-11-30$0
Income. Dividends from preferred stock2020-11-30$0
Income. Dividends from common stock2020-11-30$1,112,238
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-11-30$54,871,722
Asset. Corporate debt instrument preferred debt at end of year2020-11-30$0
Asset. Corporate debt instrument preferred debt at beginning of year2020-11-30$0
Asset. Corporate debt instrument debt (other) at end of year2020-11-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2020-11-30$0
Contract administrator fees2020-11-30$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-11-30No
Assets. Corporate common stocks other than exployer securities at end of year2020-11-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2020-11-30$0
Liabilities. Value of benefit claims payable at end of year2020-11-30$0
Liabilities. Value of benefit claims payable at beginning of year2020-11-30$0
Assets. Value of buildings and other operty used in plan operation at end of year2020-11-30$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2020-11-30$0
Did the plan have assets held for investment2020-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-11-30No
Aggregate proceeds on sale of assets2020-11-30$5,334,009
Aggregate carrying amount (costs) on sale of assets2020-11-30$7,010,699
Liabilities. Value of acquisition indebtedness at end of year2020-11-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2020-11-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-11-30No
Opinion of an independent qualified public accountant for this plan2020-11-30Unqualified
Accountancy firm name2020-11-30TANNER LLC
Accountancy firm EIN2020-11-30202253063
2019 : JEFFERIES GROUP INC. EMPLOYEES' PROFIT SHARING PLAN 2019 401k financial data
Unrealized appreciation/depreciation of real estate assets2019-11-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2019-11-30$-1,024,906
Total unrealized appreciation/depreciation of assets2019-11-30$-1,024,906
Total transfer of assets to this plan2019-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-11-30$27,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-11-30$27,000
Expenses. Interest paid2019-11-30$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022019-11-30$0
Total income from all sources (including contributions)2019-11-30$125,713,697
Total loss/gain on sale of assets2019-11-30$-255,222
Total of all expenses incurred2019-11-30$42,508,907
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-11-30$42,704,459
Expenses. Certain deemed distributions of participant loans2019-11-30$4,204
Value of total corrective distributions2019-11-30$44,909
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-11-30$51,150,564
Value of total assets at end of year2019-11-30$614,236,275
Value of total assets at beginning of year2019-11-30$531,031,485
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-11-30$-244,665
Total income from rents2019-11-30$0
Total interest from all sources2019-11-30$1,102,573
Total dividends received (eg from common stock, registered investment company shares)2019-11-30$32,492,676
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2019-11-30$29,109,107
Assets. Real estate other than employer real property at end of year2019-11-30$0
Assets. Real estate other than employer real property at beginning of year2019-11-30$0
Administrative expenses professional fees incurred2019-11-30$27,000
Assets. Corporate prefeered stocks other than exployer securities at end of year2019-11-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2019-11-30$0
Was this plan covered by a fidelity bond2019-11-30Yes
Value of fidelity bond cover2019-11-30$10,000,000
If this is an individual account plan, was there a blackout period2019-11-30No
Were there any nonexempt tranactions with any party-in-interest2019-11-30No
Contributions received from participants2019-11-30$37,272,062
Participant contributions at end of year2019-11-30$4,184,074
Participant contributions at beginning of year2019-11-30$4,403,598
Participant contributions at end of year2019-11-30$0
Participant contributions at beginning of year2019-11-30$0
Assets. Other investments not covered elsewhere at end of year2019-11-30$0
Assets. Other investments not covered elsewhere at beginning of year2019-11-30$0
Income. Received or receivable in cash from other sources (including rollovers)2019-11-30$6,355,426
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-11-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-11-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-11-30$0
Assets. Loans (other than to participants) at end of year2019-11-30$0
Assets. Loans (other than to participants) at beginning of year2019-11-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-11-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-11-30$0
Other income not declared elsewhere2019-11-30$0
Administrative expenses (other) incurred2019-11-30$-271,665
Liabilities. Value of operating payables at end of year2019-11-30$27,000
Liabilities. Value of operating payables at beginning of year2019-11-30$27,000
Total non interest bearing cash at end of year2019-11-30$7,393
Total non interest bearing cash at beginning of year2019-11-30$7,980
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-11-30No
Income. Non cash contributions2019-11-30$0
Value of net income/loss2019-11-30$83,204,790
Value of net assets at end of year (total assets less liabilities)2019-11-30$614,209,275
Value of net assets at beginning of year (total assets less liabilities)2019-11-30$531,004,485
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-11-30No
Were any leases to which the plan was party in default or uncollectible2019-11-30No
Assets. partnership/joint venture interests at end of year2019-11-30$0
Assets. partnership/joint venture interests at beginning of year2019-11-30$0
Investment advisory and management fees2019-11-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-11-30$561,987,050
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-11-30$480,812,606
Value of interest in pooled separate accounts at end of year2019-11-30$0
Value of interest in pooled separate accounts at beginning of year2019-11-30$0
Interest on participant loans2019-11-30$210,543
Income. Interest from loans (other than to participants)2019-11-30$0
Interest earned on other investments2019-11-30$0
Income. Interest from US Government securities2019-11-30$0
Income. Interest from corporate debt instruments2019-11-30$0
Value of interest in master investment trust accounts at end of year2019-11-30$0
Value of interest in master investment trust accounts at beginning of year2019-11-30$0
Value of interest in common/collective trusts at end of year2019-11-30$0
Value of interest in common/collective trusts at beginning of year2019-11-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-11-30$3,410,422
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-11-30$2,156,912
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-11-30$2,156,912
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-11-30$892,030
Assets. Value of investments in 103.12 investment entities at end of year2019-11-30$0
Assets. Value of investments in 103.12 investment entities at beginning of year2019-11-30$0
Expenses. Payments to insurance carriers foe the provision of benefits2019-11-30$0
Asset value of US Government securities at end of year2019-11-30$0
Asset value of US Government securities at beginning of year2019-11-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-11-30$42,248,012
Net investment gain/loss from pooled separate accounts2019-11-30$0
Net investment gain or loss from common/collective trusts2019-11-30$0
Net gain/loss from 103.12 investment entities2019-11-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-11-30No
Was there a failure to transmit to the plan any participant contributions2019-11-30No
Has the plan failed to provide any benefit when due under the plan2019-11-30No
Assets. Invements in employer securities at end of year2019-11-30$44,647,336
Assets. Invements in employer securities at beginning of year2019-11-30$43,650,389
Assets. Value of employer real property at end of year2019-11-30$0
Assets. Value of employer real property at beginning of year2019-11-30$0
Contributions received in cash from employer2019-11-30$7,523,076
Employer contributions (assets) at end of year2019-11-30$0
Employer contributions (assets) at beginning of year2019-11-30$0
Income. Dividends from preferred stock2019-11-30$0
Income. Dividends from common stock2019-11-30$3,383,569
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-11-30$42,704,459
Asset. Corporate debt instrument preferred debt at end of year2019-11-30$0
Asset. Corporate debt instrument preferred debt at beginning of year2019-11-30$0
Asset. Corporate debt instrument debt (other) at end of year2019-11-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2019-11-30$0
Contract administrator fees2019-11-30$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-11-30No
Assets. Corporate common stocks other than exployer securities at end of year2019-11-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2019-11-30$0
Liabilities. Value of benefit claims payable at end of year2019-11-30$0
Liabilities. Value of benefit claims payable at beginning of year2019-11-30$0
Assets. Value of buildings and other operty used in plan operation at end of year2019-11-30$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2019-11-30$0
Did the plan have assets held for investment2019-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-11-30No
Aggregate proceeds on sale of assets2019-11-30$2,436,753
Aggregate carrying amount (costs) on sale of assets2019-11-30$2,691,975
Liabilities. Value of acquisition indebtedness at end of year2019-11-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2019-11-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-11-30No
Opinion of an independent qualified public accountant for this plan2019-11-30Unqualified
Accountancy firm name2019-11-30TANNER LLC
Accountancy firm EIN2019-11-30202253063
2018 : JEFFERIES GROUP INC. EMPLOYEES' PROFIT SHARING PLAN 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets2018-11-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2018-11-30$-8,640,744
Total unrealized appreciation/depreciation of assets2018-11-30$-8,640,744
Total transfer of assets to this plan2018-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-11-30$27,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-11-30$27,000
Expenses. Interest paid2018-11-30$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022018-11-30$0
Total income from all sources (including contributions)2018-11-30$45,414,309
Total loss/gain on sale of assets2018-11-30$-267,475
Total of all expenses incurred2018-11-30$37,020,948
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-11-30$36,922,518
Expenses. Certain deemed distributions of participant loans2018-11-30$7,299
Value of total corrective distributions2018-11-30$99,639
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-11-30$44,583,908
Value of total assets at end of year2018-11-30$531,031,485
Value of total assets at beginning of year2018-11-30$522,638,124
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-11-30$-8,508
Total income from rents2018-11-30$0
Total interest from all sources2018-11-30$795,365
Total dividends received (eg from common stock, registered investment company shares)2018-11-30$20,871,424
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2018-11-30$19,870,723
Assets. Real estate other than employer real property at end of year2018-11-30$0
Assets. Real estate other than employer real property at beginning of year2018-11-30$0
Administrative expenses professional fees incurred2018-11-30$68,832
Assets. Corporate prefeered stocks other than exployer securities at end of year2018-11-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2018-11-30$0
Was this plan covered by a fidelity bond2018-11-30Yes
Value of fidelity bond cover2018-11-30$10,000,000
If this is an individual account plan, was there a blackout period2018-11-30No
Were there any nonexempt tranactions with any party-in-interest2018-11-30No
Contributions received from participants2018-11-30$33,682,201
Participant contributions at end of year2018-11-30$4,403,598
Participant contributions at beginning of year2018-11-30$3,849,866
Participant contributions at end of year2018-11-30$0
Participant contributions at beginning of year2018-11-30$0
Assets. Other investments not covered elsewhere at end of year2018-11-30$0
Assets. Other investments not covered elsewhere at beginning of year2018-11-30$0
Income. Received or receivable in cash from other sources (including rollovers)2018-11-30$4,203,691
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-11-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-11-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-11-30$0
Assets. Loans (other than to participants) at end of year2018-11-30$0
Assets. Loans (other than to participants) at beginning of year2018-11-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-11-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-11-30$0
Other income not declared elsewhere2018-11-30$0
Administrative expenses (other) incurred2018-11-30$0
Liabilities. Value of operating payables at end of year2018-11-30$27,000
Liabilities. Value of operating payables at beginning of year2018-11-30$27,000
Total non interest bearing cash at end of year2018-11-30$7,980
Total non interest bearing cash at beginning of year2018-11-30$4,139
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-11-30No
Income. Non cash contributions2018-11-30$0
Value of net income/loss2018-11-30$8,393,361
Value of net assets at end of year (total assets less liabilities)2018-11-30$531,004,485
Value of net assets at beginning of year (total assets less liabilities)2018-11-30$522,611,124
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-11-30No
Were any leases to which the plan was party in default or uncollectible2018-11-30No
Assets. partnership/joint venture interests at end of year2018-11-30$0
Assets. partnership/joint venture interests at beginning of year2018-11-30$0
Investment advisory and management fees2018-11-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-11-30$480,812,606
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-11-30$463,762,780
Value of interest in pooled separate accounts at end of year2018-11-30$0
Value of interest in pooled separate accounts at beginning of year2018-11-30$0
Interest on participant loans2018-11-30$178,054
Income. Interest from loans (other than to participants)2018-11-30$0
Interest earned on other investments2018-11-30$0
Income. Interest from US Government securities2018-11-30$0
Income. Interest from corporate debt instruments2018-11-30$0
Value of interest in master investment trust accounts at end of year2018-11-30$0
Value of interest in master investment trust accounts at beginning of year2018-11-30$0
Value of interest in common/collective trusts at end of year2018-11-30$0
Value of interest in common/collective trusts at beginning of year2018-11-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-11-30$2,156,912
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-11-30$1,853,760
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-11-30$1,853,760
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-11-30$617,311
Assets. Value of investments in 103.12 investment entities at end of year2018-11-30$0
Assets. Value of investments in 103.12 investment entities at beginning of year2018-11-30$0
Expenses. Payments to insurance carriers foe the provision of benefits2018-11-30$0
Asset value of US Government securities at end of year2018-11-30$0
Asset value of US Government securities at beginning of year2018-11-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-11-30$-11,928,169
Net investment gain/loss from pooled separate accounts2018-11-30$0
Net investment gain or loss from common/collective trusts2018-11-30$0
Net gain/loss from 103.12 investment entities2018-11-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-11-30No
Was there a failure to transmit to the plan any participant contributions2018-11-30No
Has the plan failed to provide any benefit when due under the plan2018-11-30No
Assets. Invements in employer securities at end of year2018-11-30$43,650,389
Assets. Invements in employer securities at beginning of year2018-11-30$53,167,579
Assets. Value of employer real property at end of year2018-11-30$0
Assets. Value of employer real property at beginning of year2018-11-30$0
Contributions received in cash from employer2018-11-30$6,698,016
Employer contributions (assets) at end of year2018-11-30$0
Employer contributions (assets) at beginning of year2018-11-30$0
Income. Dividends from preferred stock2018-11-30$0
Income. Dividends from common stock2018-11-30$1,000,701
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-11-30$36,922,518
Asset. Corporate debt instrument preferred debt at end of year2018-11-30$0
Asset. Corporate debt instrument preferred debt at beginning of year2018-11-30$0
Asset. Corporate debt instrument debt (other) at end of year2018-11-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2018-11-30$0
Contract administrator fees2018-11-30$-77,340
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-11-30No
Assets. Corporate common stocks other than exployer securities at end of year2018-11-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2018-11-30$0
Liabilities. Value of benefit claims payable at end of year2018-11-30$0
Liabilities. Value of benefit claims payable at beginning of year2018-11-30$0
Assets. Value of buildings and other operty used in plan operation at end of year2018-11-30$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2018-11-30$0
Did the plan have assets held for investment2018-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-11-30No
Aggregate proceeds on sale of assets2018-11-30$3,270,219
Aggregate carrying amount (costs) on sale of assets2018-11-30$3,537,694
Liabilities. Value of acquisition indebtedness at end of year2018-11-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2018-11-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-11-30No
Opinion of an independent qualified public accountant for this plan2018-11-30Unqualified
Accountancy firm name2018-11-30TANNER LLC
Accountancy firm EIN2018-11-30202253063
2017 : JEFFERIES GROUP INC. EMPLOYEES' PROFIT SHARING PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets2017-11-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2017-11-30$8,420,780
Total unrealized appreciation/depreciation of assets2017-11-30$8,420,780
Total transfer of assets to this plan2017-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-11-30$27,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-11-30$26,000
Expenses. Interest paid2017-11-30$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022017-11-30$0
Total income from all sources (including contributions)2017-11-30$137,577,804
Total loss/gain on sale of assets2017-11-30$1,272,858
Total of all expenses incurred2017-11-30$44,241,159
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-11-30$44,136,422
Expenses. Certain deemed distributions of participant loans2017-11-30$50,173
Value of total corrective distributions2017-11-30$19,508
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-11-30$45,026,279
Value of total assets at end of year2017-11-30$522,638,124
Value of total assets at beginning of year2017-11-30$429,300,479
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-11-30$35,056
Total income from rents2017-11-30$0
Total interest from all sources2017-11-30$419,862
Total dividends received (eg from common stock, registered investment company shares)2017-11-30$18,108,771
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2017-11-30$17,549,587
Assets. Real estate other than employer real property at end of year2017-11-30$0
Assets. Real estate other than employer real property at beginning of year2017-11-30$0
Administrative expenses professional fees incurred2017-11-30$67,663
Assets. Corporate prefeered stocks other than exployer securities at end of year2017-11-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2017-11-30$0
Was this plan covered by a fidelity bond2017-11-30Yes
Value of fidelity bond cover2017-11-30$10,000,000
If this is an individual account plan, was there a blackout period2017-11-30No
Were there any nonexempt tranactions with any party-in-interest2017-11-30No
Contributions received from participants2017-11-30$31,078,737
Participant contributions at end of year2017-11-30$3,849,866
Participant contributions at beginning of year2017-11-30$3,924,107
Participant contributions at end of year2017-11-30$0
Participant contributions at beginning of year2017-11-30$0
Assets. Other investments not covered elsewhere at end of year2017-11-30$0
Assets. Other investments not covered elsewhere at beginning of year2017-11-30$0
Income. Received or receivable in cash from other sources (including rollovers)2017-11-30$7,749,730
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-11-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-11-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-11-30$0
Assets. Loans (other than to participants) at end of year2017-11-30$0
Assets. Loans (other than to participants) at beginning of year2017-11-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-11-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-11-30$0
Other income not declared elsewhere2017-11-30$0
Administrative expenses (other) incurred2017-11-30$0
Liabilities. Value of operating payables at end of year2017-11-30$27,000
Liabilities. Value of operating payables at beginning of year2017-11-30$26,000
Total non interest bearing cash at end of year2017-11-30$4,139
Total non interest bearing cash at beginning of year2017-11-30$4,268
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-11-30No
Income. Non cash contributions2017-11-30$0
Value of net income/loss2017-11-30$93,336,645
Value of net assets at end of year (total assets less liabilities)2017-11-30$522,611,124
Value of net assets at beginning of year (total assets less liabilities)2017-11-30$429,274,479
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-11-30No
Were any leases to which the plan was party in default or uncollectible2017-11-30No
Assets. partnership/joint venture interests at end of year2017-11-30$0
Assets. partnership/joint venture interests at beginning of year2017-11-30$0
Investment advisory and management fees2017-11-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-11-30$463,762,780
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-11-30$371,872,343
Value of interest in pooled separate accounts at end of year2017-11-30$0
Value of interest in pooled separate accounts at beginning of year2017-11-30$0
Interest on participant loans2017-11-30$162,307
Income. Interest from loans (other than to participants)2017-11-30$0
Interest earned on other investments2017-11-30$0
Income. Interest from US Government securities2017-11-30$0
Income. Interest from corporate debt instruments2017-11-30$0
Value of interest in master investment trust accounts at end of year2017-11-30$0
Value of interest in master investment trust accounts at beginning of year2017-11-30$0
Value of interest in common/collective trusts at end of year2017-11-30$0
Value of interest in common/collective trusts at beginning of year2017-11-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-11-30$1,853,760
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-11-30$1,801,168
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-11-30$1,801,168
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-11-30$257,555
Assets. Value of investments in 103.12 investment entities at end of year2017-11-30$0
Assets. Value of investments in 103.12 investment entities at beginning of year2017-11-30$0
Expenses. Payments to insurance carriers foe the provision of benefits2017-11-30$0
Asset value of US Government securities at end of year2017-11-30$0
Asset value of US Government securities at beginning of year2017-11-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-11-30$64,329,254
Net investment gain/loss from pooled separate accounts2017-11-30$0
Net investment gain or loss from common/collective trusts2017-11-30$0
Net gain/loss from 103.12 investment entities2017-11-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-11-30No
Was there a failure to transmit to the plan any participant contributions2017-11-30No
Has the plan failed to provide any benefit when due under the plan2017-11-30Yes
Assets. Invements in employer securities at end of year2017-11-30$53,167,579
Assets. Invements in employer securities at beginning of year2017-11-30$51,698,593
Assets. Value of employer real property at end of year2017-11-30$0
Assets. Value of employer real property at beginning of year2017-11-30$0
Contributions received in cash from employer2017-11-30$6,197,812
Employer contributions (assets) at end of year2017-11-30$0
Employer contributions (assets) at beginning of year2017-11-30$0
Income. Dividends from preferred stock2017-11-30$0
Income. Dividends from common stock2017-11-30$559,184
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-11-30$44,136,422
Asset. Corporate debt instrument preferred debt at end of year2017-11-30$0
Asset. Corporate debt instrument preferred debt at beginning of year2017-11-30$0
Asset. Corporate debt instrument debt (other) at end of year2017-11-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2017-11-30$0
Contract administrator fees2017-11-30$-32,607
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-11-30No
Assets. Corporate common stocks other than exployer securities at end of year2017-11-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2017-11-30$0
Liabilities. Value of benefit claims payable at end of year2017-11-30$0
Liabilities. Value of benefit claims payable at beginning of year2017-11-30$0
Assets. Value of buildings and other operty used in plan operation at end of year2017-11-30$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2017-11-30$0
Did the plan have assets held for investment2017-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-11-30No
Aggregate proceeds on sale of assets2017-11-30$10,355,100
Aggregate carrying amount (costs) on sale of assets2017-11-30$9,082,242
Liabilities. Value of acquisition indebtedness at end of year2017-11-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2017-11-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-11-30No
Opinion of an independent qualified public accountant for this plan2017-11-30Unqualified
Accountancy firm name2017-11-30TANNER LLC
Accountancy firm EIN2017-11-30202253063
2016 : JEFFERIES GROUP INC. EMPLOYEES' PROFIT SHARING PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets2016-11-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2016-11-30$10,292,505
Total unrealized appreciation/depreciation of assets2016-11-30$10,292,505
Total transfer of assets to this plan2016-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-11-30$26,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-11-30$0
Expenses. Interest paid2016-11-30$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022016-11-30$0
Total income from all sources (including contributions)2016-11-30$67,251,562
Total loss/gain on sale of assets2016-11-30$-286,069
Total of all expenses incurred2016-11-30$43,667,839
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-11-30$43,563,614
Expenses. Certain deemed distributions of participant loans2016-11-30$0
Value of total corrective distributions2016-11-30$22,846
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-11-30$40,953,292
Value of total assets at end of year2016-11-30$429,300,479
Value of total assets at beginning of year2016-11-30$405,690,756
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-11-30$81,379
Total income from rents2016-11-30$0
Total interest from all sources2016-11-30$232,214
Total dividends received (eg from common stock, registered investment company shares)2016-11-30$17,870,384
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2016-11-30$17,330,375
Assets. Real estate other than employer real property at end of year2016-11-30$0
Assets. Real estate other than employer real property at beginning of year2016-11-30$0
Administrative expenses professional fees incurred2016-11-30$176,800
Assets. Corporate prefeered stocks other than exployer securities at end of year2016-11-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2016-11-30$0
Was this plan covered by a fidelity bond2016-11-30Yes
Value of fidelity bond cover2016-11-30$25,000,000
If this is an individual account plan, was there a blackout period2016-11-30No
Were there any nonexempt tranactions with any party-in-interest2016-11-30No
Contributions received from participants2016-11-30$29,702,395
Participant contributions at end of year2016-11-30$3,924,107
Participant contributions at beginning of year2016-11-30$4,447,606
Participant contributions at end of year2016-11-30$0
Participant contributions at beginning of year2016-11-30$0
Assets. Other investments not covered elsewhere at end of year2016-11-30$0
Assets. Other investments not covered elsewhere at beginning of year2016-11-30$0
Income. Received or receivable in cash from other sources (including rollovers)2016-11-30$4,991,142
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-11-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-11-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-11-30$0
Assets. Loans (other than to participants) at end of year2016-11-30$0
Assets. Loans (other than to participants) at beginning of year2016-11-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-11-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-11-30$0
Other income not declared elsewhere2016-11-30$0
Administrative expenses (other) incurred2016-11-30$2,500
Liabilities. Value of operating payables at end of year2016-11-30$26,000
Liabilities. Value of operating payables at beginning of year2016-11-30$0
Total non interest bearing cash at end of year2016-11-30$4,268
Total non interest bearing cash at beginning of year2016-11-30$5,498
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-11-30No
Income. Non cash contributions2016-11-30$0
Value of net income/loss2016-11-30$23,583,723
Value of net assets at end of year (total assets less liabilities)2016-11-30$429,274,479
Value of net assets at beginning of year (total assets less liabilities)2016-11-30$405,690,756
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-11-30No
Were any leases to which the plan was party in default or uncollectible2016-11-30No
Assets. partnership/joint venture interests at end of year2016-11-30$0
Assets. partnership/joint venture interests at beginning of year2016-11-30$0
Investment advisory and management fees2016-11-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-11-30$371,872,343
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-11-30$354,663,165
Value of interest in pooled separate accounts at end of year2016-11-30$0
Value of interest in pooled separate accounts at beginning of year2016-11-30$0
Interest on participant loans2016-11-30$164,864
Income. Interest from loans (other than to participants)2016-11-30$0
Interest earned on other investments2016-11-30$0
Income. Interest from US Government securities2016-11-30$0
Income. Interest from corporate debt instruments2016-11-30$0
Value of interest in master investment trust accounts at end of year2016-11-30$0
Value of interest in master investment trust accounts at beginning of year2016-11-30$0
Value of interest in common/collective trusts at end of year2016-11-30$0
Value of interest in common/collective trusts at beginning of year2016-11-30$46,183
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-11-30$1,801,168
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-11-30$1,123,664
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-11-30$1,123,664
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-11-30$67,350
Assets. Value of investments in 103.12 investment entities at end of year2016-11-30$0
Assets. Value of investments in 103.12 investment entities at beginning of year2016-11-30$0
Expenses. Payments to insurance carriers foe the provision of benefits2016-11-30$0
Asset value of US Government securities at end of year2016-11-30$0
Asset value of US Government securities at beginning of year2016-11-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-11-30$-1,821,347
Net investment gain/loss from pooled separate accounts2016-11-30$0
Net investment gain or loss from common/collective trusts2016-11-30$10,583
Net gain/loss from 103.12 investment entities2016-11-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-11-30No
Was there a failure to transmit to the plan any participant contributions2016-11-30No
Has the plan failed to provide any benefit when due under the plan2016-11-30No
Assets. Invements in employer securities at end of year2016-11-30$51,698,593
Assets. Invements in employer securities at beginning of year2016-11-30$44,361,537
Assets. Value of employer real property at end of year2016-11-30$0
Assets. Value of employer real property at beginning of year2016-11-30$0
Contributions received in cash from employer2016-11-30$6,259,755
Employer contributions (assets) at end of year2016-11-30$0
Employer contributions (assets) at beginning of year2016-11-30$0
Income. Dividends from preferred stock2016-11-30$0
Income. Dividends from common stock2016-11-30$540,009
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-11-30$43,563,614
Asset. Corporate debt instrument preferred debt at end of year2016-11-30$0
Asset. Corporate debt instrument preferred debt at beginning of year2016-11-30$0
Asset. Corporate debt instrument debt (other) at end of year2016-11-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2016-11-30$0
Contract administrator fees2016-11-30$-97,921
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-11-30No
Assets. Corporate common stocks other than exployer securities at end of year2016-11-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2016-11-30$1,043,103
Liabilities. Value of benefit claims payable at end of year2016-11-30$0
Liabilities. Value of benefit claims payable at beginning of year2016-11-30$0
Assets. Value of buildings and other operty used in plan operation at end of year2016-11-30$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2016-11-30$0
Did the plan have assets held for investment2016-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-11-30No
Aggregate proceeds on sale of assets2016-11-30$5,921,446
Aggregate carrying amount (costs) on sale of assets2016-11-30$6,207,515
Liabilities. Value of acquisition indebtedness at end of year2016-11-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2016-11-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-11-30No
Opinion of an independent qualified public accountant for this plan2016-11-30Unqualified
Accountancy firm name2016-11-30TANNER LLC
Accountancy firm EIN2016-11-30202253063
2015 : JEFFERIES GROUP INC. EMPLOYEES' PROFIT SHARING PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets2015-11-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2015-11-30$-13,587,528
Total unrealized appreciation/depreciation of assets2015-11-30$-13,587,528
Total transfer of assets to this plan2015-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-11-30$0
Expenses. Interest paid2015-11-30$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022015-11-30$0
Total income from all sources (including contributions)2015-11-30$39,659,846
Total loss/gain on sale of assets2015-11-30$-91,744
Total of all expenses incurred2015-11-30$36,181,810
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-11-30$36,240,948
Expenses. Certain deemed distributions of participant loans2015-11-30$10,059
Value of total corrective distributions2015-11-30$8,135
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-11-30$42,862,600
Value of total assets at end of year2015-11-30$405,690,756
Value of total assets at beginning of year2015-11-30$402,212,720
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-11-30$-77,332
Total income from rents2015-11-30$0
Total interest from all sources2015-11-30$1,919,144
Total dividends received (eg from common stock, registered investment company shares)2015-11-30$17,209,552
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2015-11-30$16,629,630
Assets. Real estate other than employer real property at end of year2015-11-30$0
Assets. Real estate other than employer real property at beginning of year2015-11-30$0
Administrative expenses professional fees incurred2015-11-30$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-11-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2015-11-30$0
Was this plan covered by a fidelity bond2015-11-30Yes
Value of fidelity bond cover2015-11-30$25,000,000
If this is an individual account plan, was there a blackout period2015-11-30No
Were there any nonexempt tranactions with any party-in-interest2015-11-30No
Contributions received from participants2015-11-30$31,566,389
Participant contributions at end of year2015-11-30$4,447,606
Participant contributions at beginning of year2015-11-30$4,453,060
Participant contributions at end of year2015-11-30$0
Participant contributions at beginning of year2015-11-30$627,026
Assets. Other investments not covered elsewhere at end of year2015-11-30$0
Assets. Other investments not covered elsewhere at beginning of year2015-11-30$0
Income. Received or receivable in cash from other sources (including rollovers)2015-11-30$4,878,115
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-11-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-11-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-11-30$0
Assets. Loans (other than to participants) at end of year2015-11-30$0
Assets. Loans (other than to participants) at beginning of year2015-11-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-11-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-11-30$0
Other income not declared elsewhere2015-11-30$0
Administrative expenses (other) incurred2015-11-30$-77,332
Liabilities. Value of operating payables at end of year2015-11-30$0
Liabilities. Value of operating payables at beginning of year2015-11-30$0
Total non interest bearing cash at end of year2015-11-30$5,498
Total non interest bearing cash at beginning of year2015-11-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-11-30No
Income. Non cash contributions2015-11-30$0
Value of net income/loss2015-11-30$3,478,036
Value of net assets at end of year (total assets less liabilities)2015-11-30$405,690,756
Value of net assets at beginning of year (total assets less liabilities)2015-11-30$402,212,720
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-11-30No
Were any leases to which the plan was party in default or uncollectible2015-11-30No
Assets. partnership/joint venture interests at end of year2015-11-30$0
Assets. partnership/joint venture interests at beginning of year2015-11-30$0
Investment advisory and management fees2015-11-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-11-30$354,663,165
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-11-30$335,106,980
Value of interest in pooled separate accounts at end of year2015-11-30$0
Value of interest in pooled separate accounts at beginning of year2015-11-30$0
Interest on participant loans2015-11-30$184,877
Income. Interest from loans (other than to participants)2015-11-30$0
Interest earned on other investments2015-11-30$0
Income. Interest from US Government securities2015-11-30$0
Income. Interest from corporate debt instruments2015-11-30$0
Value of interest in master investment trust accounts at end of year2015-11-30$0
Value of interest in master investment trust accounts at beginning of year2015-11-30$0
Value of interest in common/collective trusts at end of year2015-11-30$46,183
Value of interest in common/collective trusts at beginning of year2015-11-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-11-30$1,123,664
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-11-30$830,802
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-11-30$830,802
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-11-30$1,734,267
Assets. Value of investments in 103.12 investment entities at end of year2015-11-30$0
Assets. Value of investments in 103.12 investment entities at beginning of year2015-11-30$0
Expenses. Payments to insurance carriers foe the provision of benefits2015-11-30$0
Asset value of US Government securities at end of year2015-11-30$0
Asset value of US Government securities at beginning of year2015-11-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-11-30$-8,652,228
Net investment gain/loss from pooled separate accounts2015-11-30$0
Net investment gain or loss from common/collective trusts2015-11-30$50
Net gain/loss from 103.12 investment entities2015-11-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-11-30No
Was there a failure to transmit to the plan any participant contributions2015-11-30No
Has the plan failed to provide any benefit when due under the plan2015-11-30No
Assets. Invements in employer securities at end of year2015-11-30$44,361,537
Assets. Invements in employer securities at beginning of year2015-11-30$59,851,310
Assets. Value of employer real property at end of year2015-11-30$0
Assets. Value of employer real property at beginning of year2015-11-30$0
Contributions received in cash from employer2015-11-30$6,418,096
Employer contributions (assets) at end of year2015-11-30$0
Employer contributions (assets) at beginning of year2015-11-30$0
Income. Dividends from preferred stock2015-11-30$0
Income. Dividends from common stock2015-11-30$579,922
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-11-30$36,240,948
Asset. Corporate debt instrument preferred debt at end of year2015-11-30$0
Asset. Corporate debt instrument preferred debt at beginning of year2015-11-30$0
Asset. Corporate debt instrument debt (other) at end of year2015-11-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2015-11-30$0
Contract administrator fees2015-11-30$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-11-30No
Assets. Corporate common stocks other than exployer securities at end of year2015-11-30$1,043,103
Assets. Corporate common stocks other than exployer securities at beginning of year2015-11-30$1,343,542
Liabilities. Value of benefit claims payable at end of year2015-11-30$0
Liabilities. Value of benefit claims payable at beginning of year2015-11-30$0
Assets. Value of buildings and other operty used in plan operation at end of year2015-11-30$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2015-11-30$0
Did the plan have assets held for investment2015-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-11-30No
Aggregate proceeds on sale of assets2015-11-30$4,998,338
Aggregate carrying amount (costs) on sale of assets2015-11-30$5,090,082
Liabilities. Value of acquisition indebtedness at end of year2015-11-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2015-11-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-11-30No
Opinion of an independent qualified public accountant for this plan2015-11-30Unqualified
Accountancy firm name2015-11-30PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2015-11-30134008324
2014 : JEFFERIES GROUP INC. EMPLOYEES' PROFIT SHARING PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-11-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2014-11-30$-6,271,259
Total unrealized appreciation/depreciation of assets2014-11-30$-6,271,259
Total transfer of assets to this plan2014-11-30$38,471,050
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-11-30$0
Expenses. Interest paid2014-11-30$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022014-11-30$0
Total income from all sources (including contributions)2014-11-30$69,110,741
Total loss/gain on sale of assets2014-11-30$-301,493
Total of all expenses incurred2014-11-30$27,808,633
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-11-30$27,753,037
Expenses. Certain deemed distributions of participant loans2014-11-30$32,298
Value of total corrective distributions2014-11-30$2,651
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-11-30$43,684,115
Value of total assets at end of year2014-11-30$402,212,720
Value of total assets at beginning of year2014-11-30$322,439,562
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-11-30$20,647
Total income from rents2014-11-30$0
Total interest from all sources2014-11-30$175,276
Total dividends received (eg from common stock, registered investment company shares)2014-11-30$18,588,615
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2014-11-30$18,341,317
Assets. Real estate other than employer real property at end of year2014-11-30$0
Assets. Real estate other than employer real property at beginning of year2014-11-30$0
Administrative expenses professional fees incurred2014-11-30$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-11-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-11-30$0
Was this plan covered by a fidelity bond2014-11-30Yes
Value of fidelity bond cover2014-11-30$25,000,000
If this is an individual account plan, was there a blackout period2014-11-30No
Were there any nonexempt tranactions with any party-in-interest2014-11-30No
Contributions received from participants2014-11-30$30,257,800
Participant contributions at end of year2014-11-30$4,453,060
Participant contributions at beginning of year2014-11-30$4,479,539
Participant contributions at end of year2014-11-30$627,026
Participant contributions at beginning of year2014-11-30$0
Assets. Other investments not covered elsewhere at end of year2014-11-30$0
Assets. Other investments not covered elsewhere at beginning of year2014-11-30$0
Income. Received or receivable in cash from other sources (including rollovers)2014-11-30$7,086,659
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-11-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-11-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-11-30$0
Assets. Loans (other than to participants) at end of year2014-11-30$0
Assets. Loans (other than to participants) at beginning of year2014-11-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-11-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-11-30$0
Other income not declared elsewhere2014-11-30$0
Administrative expenses (other) incurred2014-11-30$20,647
Liabilities. Value of operating payables at end of year2014-11-30$0
Liabilities. Value of operating payables at beginning of year2014-11-30$0
Total non interest bearing cash at end of year2014-11-30$0
Total non interest bearing cash at beginning of year2014-11-30$5,033
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-11-30No
Income. Non cash contributions2014-11-30$0
Value of net income/loss2014-11-30$41,302,108
Value of net assets at end of year (total assets less liabilities)2014-11-30$402,212,720
Value of net assets at beginning of year (total assets less liabilities)2014-11-30$322,439,562
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-11-30No
Were any leases to which the plan was party in default or uncollectible2014-11-30No
Assets. partnership/joint venture interests at end of year2014-11-30$0
Assets. partnership/joint venture interests at beginning of year2014-11-30$0
Investment advisory and management fees2014-11-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-11-30$335,106,980
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-11-30$286,905,329
Value of interest in pooled separate accounts at end of year2014-11-30$0
Value of interest in pooled separate accounts at beginning of year2014-11-30$0
Interest on participant loans2014-11-30$168,136
Income. Interest from loans (other than to participants)2014-11-30$0
Interest earned on other investments2014-11-30$0
Income. Interest from US Government securities2014-11-30$0
Income. Interest from corporate debt instruments2014-11-30$0
Value of interest in master investment trust accounts at end of year2014-11-30$0
Value of interest in master investment trust accounts at beginning of year2014-11-30$0
Value of interest in common/collective trusts at end of year2014-11-30$0
Value of interest in common/collective trusts at beginning of year2014-11-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-11-30$830,802
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-11-30$775,563
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-11-30$775,563
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-11-30$7,140
Assets. Value of investments in 103.12 investment entities at end of year2014-11-30$0
Assets. Value of investments in 103.12 investment entities at beginning of year2014-11-30$0
Expenses. Payments to insurance carriers foe the provision of benefits2014-11-30$0
Asset value of US Government securities at end of year2014-11-30$0
Asset value of US Government securities at beginning of year2014-11-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-11-30$13,235,487
Net investment gain/loss from pooled separate accounts2014-11-30$0
Net investment gain or loss from common/collective trusts2014-11-30$0
Net gain/loss from 103.12 investment entities2014-11-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-11-30Yes
Was there a failure to transmit to the plan any participant contributions2014-11-30No
Has the plan failed to provide any benefit when due under the plan2014-11-30No
Assets. Invements in employer securities at end of year2014-11-30$59,851,310
Assets. Invements in employer securities at beginning of year2014-11-30$28,797,145
Assets. Value of employer real property at end of year2014-11-30$0
Assets. Value of employer real property at beginning of year2014-11-30$0
Contributions received in cash from employer2014-11-30$6,339,656
Employer contributions (assets) at end of year2014-11-30$0
Employer contributions (assets) at beginning of year2014-11-30$0
Income. Dividends from preferred stock2014-11-30$0
Income. Dividends from common stock2014-11-30$247,298
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-11-30$27,753,037
Asset. Corporate debt instrument preferred debt at end of year2014-11-30$0
Asset. Corporate debt instrument preferred debt at beginning of year2014-11-30$0
Asset. Corporate debt instrument debt (other) at end of year2014-11-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2014-11-30$0
Contract administrator fees2014-11-30$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-11-30No
Assets. Corporate common stocks other than exployer securities at end of year2014-11-30$1,343,542
Assets. Corporate common stocks other than exployer securities at beginning of year2014-11-30$1,476,953
Liabilities. Value of benefit claims payable at end of year2014-11-30$0
Liabilities. Value of benefit claims payable at beginning of year2014-11-30$0
Assets. Value of buildings and other operty used in plan operation at end of year2014-11-30$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2014-11-30$0
Did the plan have assets held for investment2014-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-11-30No
Aggregate proceeds on sale of assets2014-11-30$2,944,876
Aggregate carrying amount (costs) on sale of assets2014-11-30$3,246,369
Liabilities. Value of acquisition indebtedness at end of year2014-11-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2014-11-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-11-30No
Opinion of an independent qualified public accountant for this plan2014-11-30Unqualified
Accountancy firm name2014-11-30PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2014-11-30134008324
2013 : JEFFERIES GROUP INC. EMPLOYEES' PROFIT SHARING PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-11-30$2,981,610
Total unrealized appreciation/depreciation of assets2013-11-30$2,981,610
Total transfer of assets to this plan2013-11-30$289,112
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-11-30$2,231
Total income from all sources (including contributions)2013-11-30$100,200,527
Total loss/gain on sale of assets2013-11-30$6,103,753
Total of all expenses incurred2013-11-30$29,462,273
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-11-30$29,317,713
Value of total corrective distributions2013-11-30$59,905
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-11-30$39,264,766
Value of total assets at end of year2013-11-30$322,439,562
Value of total assets at beginning of year2013-11-30$251,414,427
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-11-30$84,655
Total interest from all sources2013-11-30$188,753
Total dividends received (eg from common stock, registered investment company shares)2013-11-30$11,714,122
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2013-11-30$11,429,188
Was this plan covered by a fidelity bond2013-11-30Yes
Value of fidelity bond cover2013-11-30$25,000,000
If this is an individual account plan, was there a blackout period2013-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-11-30$0
Were there any nonexempt tranactions with any party-in-interest2013-11-30No
Contributions received from participants2013-11-30$28,770,184
Participant contributions at end of year2013-11-30$4,479,539
Participant contributions at beginning of year2013-11-30$4,683,671
Income. Received or receivable in cash from other sources (including rollovers)2013-11-30$4,368,348
Administrative expenses (other) incurred2013-11-30$84,655
Liabilities. Value of operating payables at end of year2013-11-30$0
Liabilities. Value of operating payables at beginning of year2013-11-30$2,231
Total non interest bearing cash at end of year2013-11-30$5,033
Total non interest bearing cash at beginning of year2013-11-30$3,532
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-11-30No
Value of net income/loss2013-11-30$70,738,254
Value of net assets at end of year (total assets less liabilities)2013-11-30$322,439,562
Value of net assets at beginning of year (total assets less liabilities)2013-11-30$251,412,196
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-11-30No
Were any leases to which the plan was party in default or uncollectible2013-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-11-30$286,905,329
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-11-30$222,705,056
Interest on participant loans2013-11-30$186,227
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-11-30$775,563
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-11-30$609,127
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-11-30$609,127
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-11-30$2,526
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-11-30$39,947,523
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-11-30No
Was there a failure to transmit to the plan any participant contributions2013-11-30No
Has the plan failed to provide any benefit when due under the plan2013-11-30No
Assets. Invements in employer securities at end of year2013-11-30$28,797,145
Assets. Invements in employer securities at beginning of year2013-11-30$22,663,311
Contributions received in cash from employer2013-11-30$6,126,234
Income. Dividends from common stock2013-11-30$284,934
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-11-30$29,317,713
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-11-30No
Assets. Corporate common stocks other than exployer securities at end of year2013-11-30$1,476,953
Assets. Corporate common stocks other than exployer securities at beginning of year2013-11-30$749,730
Did the plan have assets held for investment2013-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-11-30No
Aggregate proceeds on sale of assets2013-11-30$33,296,698
Aggregate carrying amount (costs) on sale of assets2013-11-30$27,192,945
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-11-30No
Opinion of an independent qualified public accountant for this plan2013-11-30Unqualified
Accountancy firm name2013-11-30PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2013-11-30134008324
2012 : JEFFERIES GROUP INC. EMPLOYEES' PROFIT SHARING PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-11-30$6,424,406
Total unrealized appreciation/depreciation of assets2012-11-30$6,424,406
Total transfer of assets to this plan2012-11-30$765,611
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-11-30$2,231
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-11-30$33,600
Total income from all sources (including contributions)2012-11-30$67,032,934
Total loss/gain on sale of assets2012-11-30$668,791
Total of all expenses incurred2012-11-30$26,838,385
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-11-30$26,637,950
Value of total corrective distributions2012-11-30$65,788
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-11-30$38,455,739
Value of total assets at end of year2012-11-30$251,414,427
Value of total assets at beginning of year2012-11-30$210,485,636
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-11-30$134,647
Total interest from all sources2012-11-30$173,025
Total dividends received (eg from common stock, registered investment company shares)2012-11-30$5,175,834
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2012-11-30$4,798,220
Was this plan covered by a fidelity bond2012-11-30Yes
Value of fidelity bond cover2012-11-30$25,000,000
If this is an individual account plan, was there a blackout period2012-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-11-30$0
Were there any nonexempt tranactions with any party-in-interest2012-11-30No
Contributions received from participants2012-11-30$27,984,890
Participant contributions at end of year2012-11-30$4,683,671
Participant contributions at beginning of year2012-11-30$3,858,629
Income. Received or receivable in cash from other sources (including rollovers)2012-11-30$4,513,404
Administrative expenses (other) incurred2012-11-30$134,647
Liabilities. Value of operating payables at end of year2012-11-30$2,231
Liabilities. Value of operating payables at beginning of year2012-11-30$33,600
Total non interest bearing cash at end of year2012-11-30$3,532
Total non interest bearing cash at beginning of year2012-11-30$4,180
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-11-30No
Value of net income/loss2012-11-30$40,194,549
Value of net assets at end of year (total assets less liabilities)2012-11-30$251,412,196
Value of net assets at beginning of year (total assets less liabilities)2012-11-30$210,452,036
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-11-30No
Were any leases to which the plan was party in default or uncollectible2012-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-11-30$222,705,056
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-11-30$189,756,260
Interest on participant loans2012-11-30$162,788
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-11-30$609,127
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-11-30$1,128,929
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-11-30$1,128,929
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-11-30$10,237
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-11-30$16,135,139
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-11-30No
Was there a failure to transmit to the plan any participant contributions2012-11-30No
Has the plan failed to provide any benefit when due under the plan2012-11-30No
Assets. Invements in employer securities at end of year2012-11-30$22,663,311
Assets. Invements in employer securities at beginning of year2012-11-30$14,732,917
Contributions received in cash from employer2012-11-30$5,957,445
Income. Dividends from common stock2012-11-30$377,614
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-11-30$26,637,950
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-11-30No
Assets. Corporate common stocks other than exployer securities at end of year2012-11-30$749,730
Assets. Corporate common stocks other than exployer securities at beginning of year2012-11-30$1,004,721
Did the plan have assets held for investment2012-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-11-30No
Aggregate proceeds on sale of assets2012-11-30$2,833,694
Aggregate carrying amount (costs) on sale of assets2012-11-30$2,164,903
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-11-30No
Opinion of an independent qualified public accountant for this plan2012-11-30Unqualified
Accountancy firm name2012-11-30DELOITTE & TOUCHE LLP
Accountancy firm EIN2012-11-30133891517
2011 : JEFFERIES GROUP INC. EMPLOYEES' PROFIT SHARING PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-11-30$-15,811,555
Total unrealized appreciation/depreciation of assets2011-11-30$-15,811,555
Total transfer of assets to this plan2011-11-30$1,499,631
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-11-30$33,600
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-11-30$88,777
Total income from all sources (including contributions)2011-11-30$30,050,567
Total loss/gain on sale of assets2011-11-30$-1,127,185
Total of all expenses incurred2011-11-30$32,025,104
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-11-30$31,799,029
Value of total corrective distributions2011-11-30$38,838
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-11-30$42,501,602
Value of total assets at end of year2011-11-30$210,485,636
Value of total assets at beginning of year2011-11-30$211,015,719
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-11-30$187,237
Total interest from all sources2011-11-30$158,659
Total dividends received (eg from common stock, registered investment company shares)2011-11-30$4,533,175
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2011-11-30$4,153,228
Was this plan covered by a fidelity bond2011-11-30Yes
Value of fidelity bond cover2011-11-30$25,000,000
If this is an individual account plan, was there a blackout period2011-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-11-30$0
Were there any nonexempt tranactions with any party-in-interest2011-11-30No
Contributions received from participants2011-11-30$26,612,128
Participant contributions at end of year2011-11-30$3,858,629
Participant contributions at beginning of year2011-11-30$3,624,292
Income. Received or receivable in cash from other sources (including rollovers)2011-11-30$9,870,878
Administrative expenses (other) incurred2011-11-30$187,237
Liabilities. Value of operating payables at end of year2011-11-30$33,600
Liabilities. Value of operating payables at beginning of year2011-11-30$65,268
Total non interest bearing cash at end of year2011-11-30$4,180
Total non interest bearing cash at beginning of year2011-11-30$2,545
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-11-30No
Value of net income/loss2011-11-30$-1,974,537
Value of net assets at end of year (total assets less liabilities)2011-11-30$210,452,036
Value of net assets at beginning of year (total assets less liabilities)2011-11-30$210,926,942
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-11-30No
Were any leases to which the plan was party in default or uncollectible2011-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-11-30$189,756,260
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-11-30$170,348,466
Interest on participant loans2011-11-30$154,690
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-11-30$1,128,929
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-11-30$1,218,570
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-11-30$1,218,570
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-11-30$3,969
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-11-30$-204,129
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-11-30No
Was there a failure to transmit to the plan any participant contributions2011-11-30No
Has the plan failed to provide any benefit when due under the plan2011-11-30No
Assets. Invements in employer securities at end of year2011-11-30$14,732,917
Assets. Invements in employer securities at beginning of year2011-11-30$34,018,552
Contributions received in cash from employer2011-11-30$6,018,596
Employer contributions (assets) at end of year2011-11-30$0
Employer contributions (assets) at beginning of year2011-11-30$6,686
Income. Dividends from common stock2011-11-30$379,947
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-11-30$31,799,029
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-11-30No
Assets. Corporate common stocks other than exployer securities at end of year2011-11-30$1,004,721
Assets. Corporate common stocks other than exployer securities at beginning of year2011-11-30$1,796,608
Liabilities. Value of benefit claims payable at end of year2011-11-30$0
Liabilities. Value of benefit claims payable at beginning of year2011-11-30$23,509
Did the plan have assets held for investment2011-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-11-30No
Aggregate proceeds on sale of assets2011-11-30$7,500,453
Aggregate carrying amount (costs) on sale of assets2011-11-30$8,627,638
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-11-30Yes
Opinion of an independent qualified public accountant for this plan2011-11-30Disclaimer
Accountancy firm name2011-11-30DELOITTE & TOUCHE LLP
Accountancy firm EIN2011-11-30133891517
2010 : JEFFERIES GROUP INC. EMPLOYEES' PROFIT SHARING PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-11-30$0

Form 5500 Responses for JEFFERIES GROUP INC. EMPLOYEES' PROFIT SHARING PLAN

2020: JEFFERIES GROUP INC. EMPLOYEES' PROFIT SHARING PLAN 2020 form 5500 responses
2020-12-01Type of plan entitySingle employer plan
2020-12-01Submission has been amendedNo
2020-12-01This submission is the final filingNo
2020-12-01This return/report is a short plan year return/report (less than 12 months)No
2020-12-01Plan is a collectively bargained planNo
2020-12-01Plan funding arrangement – TrustYes
2020-12-01Plan benefit arrangement - TrustYes
2019: JEFFERIES GROUP INC. EMPLOYEES' PROFIT SHARING PLAN 2019 form 5500 responses
2019-12-01Type of plan entitySingle employer plan
2019-12-01This submission is the final filingNo
2019-12-01This return/report is a short plan year return/report (less than 12 months)No
2019-12-01Plan is a collectively bargained planNo
2019-12-01Plan funding arrangement – TrustYes
2019-12-01Plan benefit arrangement - TrustYes
2018: JEFFERIES GROUP INC. EMPLOYEES' PROFIT SHARING PLAN 2018 form 5500 responses
2018-12-01Type of plan entitySingle employer plan
2018-12-01Submission has been amendedNo
2018-12-01This submission is the final filingNo
2018-12-01This return/report is a short plan year return/report (less than 12 months)No
2018-12-01Plan is a collectively bargained planNo
2018-12-01Plan funding arrangement – TrustYes
2018-12-01Plan benefit arrangement - TrustYes
2017: JEFFERIES GROUP INC. EMPLOYEES' PROFIT SHARING PLAN 2017 form 5500 responses
2017-12-01Type of plan entitySingle employer plan
2017-12-01Submission has been amendedNo
2017-12-01This submission is the final filingNo
2017-12-01This return/report is a short plan year return/report (less than 12 months)No
2017-12-01Plan is a collectively bargained planNo
2017-12-01Plan funding arrangement – TrustYes
2017-12-01Plan benefit arrangement - TrustYes
2016: JEFFERIES GROUP INC. EMPLOYEES' PROFIT SHARING PLAN 2016 form 5500 responses
2016-12-01Type of plan entitySingle employer plan
2016-12-01Submission has been amendedNo
2016-12-01This submission is the final filingNo
2016-12-01This return/report is a short plan year return/report (less than 12 months)No
2016-12-01Plan is a collectively bargained planNo
2016-12-01Plan funding arrangement – TrustYes
2016-12-01Plan benefit arrangement - TrustYes
2015: JEFFERIES GROUP INC. EMPLOYEES' PROFIT SHARING PLAN 2015 form 5500 responses
2015-12-01Type of plan entitySingle employer plan
2015-12-01Submission has been amendedNo
2015-12-01This submission is the final filingNo
2015-12-01This return/report is a short plan year return/report (less than 12 months)No
2015-12-01Plan is a collectively bargained planNo
2015-12-01Plan funding arrangement – TrustYes
2015-12-01Plan benefit arrangement - TrustYes
2014: JEFFERIES GROUP INC. EMPLOYEES' PROFIT SHARING PLAN 2014 form 5500 responses
2014-12-01Type of plan entitySingle employer plan
2014-12-01Submission has been amendedNo
2014-12-01This submission is the final filingNo
2014-12-01This return/report is a short plan year return/report (less than 12 months)No
2014-12-01Plan is a collectively bargained planNo
2014-12-01Plan funding arrangement – TrustYes
2014-12-01Plan benefit arrangement - TrustYes
2013: JEFFERIES GROUP INC. EMPLOYEES' PROFIT SHARING PLAN 2013 form 5500 responses
2013-12-01Type of plan entitySingle employer plan
2013-12-01Submission has been amendedNo
2013-12-01This submission is the final filingNo
2013-12-01This return/report is a short plan year return/report (less than 12 months)No
2013-12-01Plan is a collectively bargained planNo
2013-12-01Plan funding arrangement – TrustYes
2013-12-01Plan benefit arrangement - TrustYes
2012: JEFFERIES GROUP INC. EMPLOYEES' PROFIT SHARING PLAN 2012 form 5500 responses
2012-12-01Type of plan entitySingle employer plan
2012-12-01Submission has been amendedNo
2012-12-01This submission is the final filingNo
2012-12-01This return/report is a short plan year return/report (less than 12 months)No
2012-12-01Plan funding arrangement – TrustYes
2012-12-01Plan benefit arrangement - TrustYes
2011: JEFFERIES GROUP INC. EMPLOYEES' PROFIT SHARING PLAN 2011 form 5500 responses
2011-12-01Type of plan entitySingle employer plan
2011-12-01Submission has been amendedNo
2011-12-01This submission is the final filingNo
2011-12-01This return/report is a short plan year return/report (less than 12 months)No
2011-12-01Plan funding arrangement – TrustYes
2011-12-01Plan benefit arrangement - TrustYes
2009: JEFFERIES GROUP INC. EMPLOYEES' PROFIT SHARING PLAN 2009 form 5500 responses
2009-12-01Type of plan entitySingle employer plan
2009-12-01Submission has been amendedNo
2009-12-01This submission is the final filingNo
2009-12-01This return/report is a short plan year return/report (less than 12 months)No
2009-12-01Plan is a collectively bargained planNo
2009-12-01Plan funding arrangement – TrustYes
2009-12-01Plan benefit arrangement - TrustYes

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