401k Plan data: HAIER AMERICA RESEARCH & DEVELOP COMPANY, LTD RETIREMENT SAVINGS plan

HAIER AMERICA RESEARCH & DEVELOP COMPANY, LTD RETIREMENT SAVINGS 401k Plan overview

Plan Name	HAIER AMERICA RESEARCH & DEVELOP COMPANY, LTD RETIREMENT SAVINGS
Plan identification number	001

HAIER AMERICA RESEARCH & DEVELOP COMPANY, LTD RETIREMENT SAVINGS Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

HAIER AMERICA RESEARCH & DEVELOP has sponsored the creation of one or more 401k plans.

Company Name: HAIER AMERICA RESEARCH & DEVELOP

Employer identification number (EIN): 980201545

NAIC Classification: 335200

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HAIER AMERICA RESEARCH & DEVELOP COMPANY, LTD RETIREMENT SAVINGS

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2015-01-01 MELISSA SAMUEL BILL BAROS 2016-09-08
001 2015-01-01 GAIL COX 2019-01-31
001 2014-01-01 MELISSA SAMUEL WILLIAM BAROS 2015-09-23
001 2013-01-01 MELISSA SAMUEL WILLIAM BAROS 2014-07-24
001 2012-01-01 MELISSA SAMUEL WILLIAM BAROS 2013-07-31
001 2011-01-01 MELISSA SAMUEL WILLIAM BAROS 2012-07-31
001 2010-01-01 MELISSA SAMUEL WILLIAM BAROS 2011-10-13
001 2009-01-01 MELISSA SAMUEL WILLIAM BAROS 2010-07-28

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2015-01-01	MELISSA SAMUEL	BILL BAROS	2016-09-08
001	2015-01-01		GAIL COX	2019-01-31
001	2014-01-01	MELISSA SAMUEL	WILLIAM BAROS	2015-09-23
001	2013-01-01	MELISSA SAMUEL	WILLIAM BAROS	2014-07-24
001	2012-01-01	MELISSA SAMUEL	WILLIAM BAROS	2013-07-31
001	2011-01-01	MELISSA SAMUEL	WILLIAM BAROS	2012-07-31
001	2010-01-01	MELISSA SAMUEL	WILLIAM BAROS	2011-10-13
001	2009-01-01	MELISSA SAMUEL	WILLIAM BAROS	2010-07-28

Plan Statistics for HAIER AMERICA RESEARCH & DEVELOP COMPANY, LTD RETIREMENT SAVINGS

401k plan membership statisitcs for HAIER AMERICA RESEARCH & DEVELOP COMPANY, LTD RETIREMENT SAVINGS

Measure Date Value
2015: HAIER AMERICA RESEARCH & DEVELOP COMPANY, LTD RETIREMENT SAVINGS 2015 401k membership
Total participants, beginning-of-year 2015-01-01 176
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 107
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 1
Total of all active and inactive participants 2015-01-01 108
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 108
Number of participants with account balances 2015-01-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: HAIER AMERICA RESEARCH & DEVELOP COMPANY, LTD RETIREMENT SAVINGS 2014 401k membership
Total participants, beginning-of-year 2014-01-01 187
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 138
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 37
Total of all active and inactive participants 2014-01-01 175
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 175
Number of participants with account balances 2014-01-01 102
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: HAIER AMERICA RESEARCH & DEVELOP COMPANY, LTD RETIREMENT SAVINGS 2013 401k membership
Total participants, beginning-of-year 2013-01-01 191
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 153
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 35
Total of all active and inactive participants 2013-01-01 188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 188
Number of participants with account balances 2013-01-01 103
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: HAIER AMERICA RESEARCH & DEVELOP COMPANY, LTD RETIREMENT SAVINGS 2012 401k membership
Total participants, beginning-of-year 2012-01-01 169
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 157
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 34
Total of all active and inactive participants 2012-01-01 191
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 191
Number of participants with account balances 2012-01-01 102
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 1
2011: HAIER AMERICA RESEARCH & DEVELOP COMPANY, LTD RETIREMENT SAVINGS 2011 401k membership
Total participants, beginning-of-year 2011-01-01 197
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 131
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 38
Total of all active and inactive participants 2011-01-01 169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 169
Number of participants with account balances 2011-01-01 96
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 4
2010: HAIER AMERICA RESEARCH & DEVELOP COMPANY, LTD RETIREMENT SAVINGS 2010 401k membership
Total participants, beginning-of-year 2010-01-01 262
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 165
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 32
Total of all active and inactive participants 2010-01-01 197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 197
Number of participants with account balances 2010-01-01 105
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 3
2009: HAIER AMERICA RESEARCH & DEVELOP COMPANY, LTD RETIREMENT SAVINGS 2009 401k membership
Total participants, beginning-of-year 2009-01-01 217
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 237
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 25
Total of all active and inactive participants 2009-01-01 262
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 262
Number of participants with account balances 2009-01-01 111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 2

Measure	Date	Value
2015: HAIER AMERICA RESEARCH & DEVELOP COMPANY, LTD RETIREMENT SAVINGS 2015 401k membership
Total participants, beginning-of-year	2015-01-01	176
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	107
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	1
Total of all active and inactive participants	2015-01-01	108
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	108
Number of participants with account balances	2015-01-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: HAIER AMERICA RESEARCH & DEVELOP COMPANY, LTD RETIREMENT SAVINGS 2014 401k membership
Total participants, beginning-of-year	2014-01-01	187
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	138
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	37
Total of all active and inactive participants	2014-01-01	175
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	175
Number of participants with account balances	2014-01-01	102
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: HAIER AMERICA RESEARCH & DEVELOP COMPANY, LTD RETIREMENT SAVINGS 2013 401k membership
Total participants, beginning-of-year	2013-01-01	191
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	153
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	35
Total of all active and inactive participants	2013-01-01	188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	188
Number of participants with account balances	2013-01-01	103
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: HAIER AMERICA RESEARCH & DEVELOP COMPANY, LTD RETIREMENT SAVINGS 2012 401k membership
Total participants, beginning-of-year	2012-01-01	169
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	157
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	34
Total of all active and inactive participants	2012-01-01	191
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	191
Number of participants with account balances	2012-01-01	102
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	1
2011: HAIER AMERICA RESEARCH & DEVELOP COMPANY, LTD RETIREMENT SAVINGS 2011 401k membership
Total participants, beginning-of-year	2011-01-01	197
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	131
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	38
Total of all active and inactive participants	2011-01-01	169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	169
Number of participants with account balances	2011-01-01	96
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	4
2010: HAIER AMERICA RESEARCH & DEVELOP COMPANY, LTD RETIREMENT SAVINGS 2010 401k membership
Total participants, beginning-of-year	2010-01-01	262
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	165
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	32
Total of all active and inactive participants	2010-01-01	197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	197
Number of participants with account balances	2010-01-01	105
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	3
2009: HAIER AMERICA RESEARCH & DEVELOP COMPANY, LTD RETIREMENT SAVINGS 2009 401k membership
Total participants, beginning-of-year	2009-01-01	217
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	237
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	25
Total of all active and inactive participants	2009-01-01	262
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	262
Number of participants with account balances	2009-01-01	111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	2

Financial Data on HAIER AMERICA RESEARCH & DEVELOP COMPANY, LTD RETIREMENT SAVINGS

Measure	Date	Value
2015 : HAIER AMERICA RESEARCH & DEVELOP COMPANY, LTD RETIREMENT SAVINGS 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets to this plan	2015-12-31	$0
Total transfer of assets from this plan	2015-12-31	$2,443,213
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$247,810
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$478,757
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$461,265
Expenses. Certain deemed distributions of participant loans	2015-12-31	$1,535
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$251,211
Value of total assets at end of year	2015-12-31	$0
Value of total assets at beginning of year	2015-12-31	$2,674,160
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$15,957
Total interest from all sources	2015-12-31	$9,034
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$133,696
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$133,696
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$268,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$120,783
Participant contributions at end of year	2015-12-31	$0
Participant contributions at beginning of year	2015-12-31	$201,896
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$50,797
Administrative expenses (other) incurred	2015-12-31	$15,957
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-230,947
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$2,674,160
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$1,796,065
Interest on participant loans	2015-12-31	$9,034
Value of interest in common/collective trusts at end of year	2015-12-31	$0
Value of interest in common/collective trusts at beginning of year	2015-12-31	$676,199
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-129,033
Net investment gain or loss from common/collective trusts	2015-12-31	$-17,098
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$79,631
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$461,265
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	BROOKE, FREEMAN & LEE, PC
Accountancy firm EIN	2015-12-31	631182722
2014 : HAIER AMERICA RESEARCH & DEVELOP COMPANY, LTD RETIREMENT SAVINGS 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets to this plan	2014-12-31	$0
Total transfer of assets from this plan	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$984,407
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$321,896
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$294,580
Expenses. Certain deemed distributions of participant loans	2014-12-31	$23,566
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$832,533
Value of total assets at end of year	2014-12-31	$2,674,160
Value of total assets at beginning of year	2014-12-31	$2,011,649
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$3,750
Total interest from all sources	2014-12-31	$11,318
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$127,244
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$127,244
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$202,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$210,829
Participant contributions at end of year	2014-12-31	$201,896
Participant contributions at beginning of year	2014-12-31	$204,657
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$498,711
Administrative expenses (other) incurred	2014-12-31	$3,750
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$662,511
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$2,674,160
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$2,011,649
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$1,796,065
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$1,666,859
Interest on participant loans	2014-12-31	$11,318
Value of interest in common/collective trusts at end of year	2014-12-31	$676,199
Value of interest in common/collective trusts at beginning of year	2014-12-31	$2,894
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$137,239
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$137,239
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$-10,975
Net investment gain or loss from common/collective trusts	2014-12-31	$24,287
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$122,993
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$294,580
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	BROOKE, FREEMAN & LEE, PC
Accountancy firm EIN	2014-12-31	631182722
2013 : HAIER AMERICA RESEARCH & DEVELOP COMPANY, LTD RETIREMENT SAVINGS 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$579,647
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$231,079
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$225,147
Expenses. Certain deemed distributions of participant loans	2013-12-31	$557
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$319,155
Value of total assets at end of year	2013-12-31	$2,011,649
Value of total assets at beginning of year	2013-12-31	$1,663,081
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$5,375
Total interest from all sources	2013-12-31	$7,924
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$80,536
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$80,536
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$167,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$205,511
Participant contributions at end of year	2013-12-31	$204,657
Participant contributions at beginning of year	2013-12-31	$110,893
Administrative expenses (other) incurred	2013-12-31	$5,375
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$348,568
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$2,011,649
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$1,663,081
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$1,666,859
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$1,230,357
Interest on participant loans	2013-12-31	$7,909
Value of interest in common/collective trusts at end of year	2013-12-31	$2,894
Value of interest in common/collective trusts at beginning of year	2013-12-31	$865
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$137,239
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$320,966
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$320,966
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$15
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$171,604
Net investment gain or loss from common/collective trusts	2013-12-31	$428
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$113,644
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$225,147
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	BROOKE, FREEMAN & LEE, PC
Accountancy firm EIN	2013-12-31	631182722
2012 : HAIER AMERICA RESEARCH & DEVELOP COMPANY, LTD RETIREMENT SAVINGS 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$469,926
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$388,360
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$384,383
Expenses. Certain deemed distributions of participant loans	2012-12-31	$527
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$285,877
Value of total assets at end of year	2012-12-31	$1,663,081
Value of total assets at beginning of year	2012-12-31	$1,581,515
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$3,450
Total interest from all sources	2012-12-31	$6,548
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$44,371
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$44,371
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$159,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$186,064
Participant contributions at end of year	2012-12-31	$110,893
Participant contributions at beginning of year	2012-12-31	$103,187
Administrative expenses (other) incurred	2012-12-31	$3,450
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$81,566
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$1,663,081
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$1,581,515
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$1,230,357
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$1,296,172
Interest on participant loans	2012-12-31	$6,548
Value of interest in common/collective trusts at end of year	2012-12-31	$865
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$320,966
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$182,156
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$182,156
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$133,120
Net investment gain or loss from common/collective trusts	2012-12-31	$10
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$99,813
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$384,383
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	BROOKE, FREEMAN & LEE, PC
Accountancy firm EIN	2012-12-31	631182722
2011 : HAIER AMERICA RESEARCH & DEVELOP COMPANY, LTD RETIREMENT SAVINGS 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$267,499
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$152,095
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$141,681
Expenses. Certain deemed distributions of participant loans	2011-12-31	$5,764
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$315,035
Value of total assets at end of year	2011-12-31	$1,581,515
Value of total assets at beginning of year	2011-12-31	$1,466,111
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$4,650
Total interest from all sources	2011-12-31	$5,316
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$43,858
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$43,858
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$147,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$207,469
Participant contributions at end of year	2011-12-31	$103,187
Participant contributions at beginning of year	2011-12-31	$106,646
Administrative expenses (other) incurred	2011-12-31	$4,650
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$115,404
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$1,581,515
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$1,466,111
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$1,296,172
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$1,294,432
Interest on participant loans	2011-12-31	$5,298
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$182,156
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$65,033
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$65,033
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$18
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-96,710
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$107,566
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$141,681
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	BROOKE, FREEMAN & LEE, PC
Accountancy firm EIN	2011-12-31	631182722
2010 : HAIER AMERICA RESEARCH & DEVELOP COMPANY, LTD RETIREMENT SAVINGS 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$491,884
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$138,082
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$132,802
Expenses. Certain deemed distributions of participant loans	2010-12-31	$605
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$332,737
Value of total assets at end of year	2010-12-31	$1,466,111
Value of total assets at beginning of year	2010-12-31	$1,112,309
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$4,675
Total interest from all sources	2010-12-31	$5,407
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$20,459
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$20,459
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$112,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$208,788
Participant contributions at end of year	2010-12-31	$106,646
Participant contributions at beginning of year	2010-12-31	$70,773
Other income not declared elsewhere	2010-12-31	$170
Administrative expenses (other) incurred	2010-12-31	$4,675
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$353,802
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$1,466,111
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$1,112,309
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$1,294,432
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$1,041,536
Interest on participant loans	2010-12-31	$5,395
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$65,033
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$12
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$133,111
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$123,949
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$132,802
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	BROOKE, FREEMAN & LEE, PC
Accountancy firm EIN	2010-12-31	631182722
2009 : HAIER AMERICA RESEARCH & DEVELOP COMPANY, LTD RETIREMENT SAVINGS 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for HAIER AMERICA RESEARCH & DEVELOP COMPANY, LTD RETIREMENT SAVINGS

2015: HAIER AMERICA RESEARCH & DEVELOP COMPANY, LTD RETIREMENT SAVINGS 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: HAIER AMERICA RESEARCH & DEVELOP COMPANY, LTD RETIREMENT SAVINGS 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: HAIER AMERICA RESEARCH & DEVELOP COMPANY, LTD RETIREMENT SAVINGS 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: HAIER AMERICA RESEARCH & DEVELOP COMPANY, LTD RETIREMENT SAVINGS 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: HAIER AMERICA RESEARCH & DEVELOP COMPANY, LTD RETIREMENT SAVINGS 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: HAIER AMERICA RESEARCH & DEVELOP COMPANY, LTD RETIREMENT SAVINGS 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: HAIER AMERICA RESEARCH & DEVELOP COMPANY, LTD RETIREMENT SAVINGS 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	HAIER AMERICA RESEARCH & DEVELOP
Employer identification number (EIN):	980201545
NAIC Classification:	335200