401k Plan data: BAXALTA INCORPORATED AND SUBSIDIARIES PENSION PLAN plan

BAXALTA INCORPORATED AND SUBSIDIARIES PENSION PLAN 401k Plan overview

Plan Name	BAXALTA INCORPORATED AND SUBSIDIARIES PENSION PLAN
Plan identification number	001

BAXALTA INCORPORATED AND SUBSIDIARIES PENSION PLAN Benefits

401k Plan Type

Defined Benefit Pension

Plan Features/Benefits

Benefits are primarily pay related
Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).
U.S.-based plan that covers residents of Puerto Rico and is qualified under both Code section 401 and section 1165 of the Puerto Rico Code.

401k Sponsoring company profile

SHIRE PLC has sponsored the creation of one or more 401k plans.

Company Name: SHIRE PLC

Employer identification number (EIN): 980601486

NAIC Classification: 339110

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BAXALTA INCORPORATED AND SUBSIDIARIES PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2018-01-01
001 2017-01-01 OLIVIA WAKEFIELD

Plan Statistics for BAXALTA INCORPORATED AND SUBSIDIARIES PENSION PLAN

401k plan membership statisitcs for BAXALTA INCORPORATED AND SUBSIDIARIES PENSION PLAN

Measure Date Value
2018: BAXALTA INCORPORATED AND SUBSIDIARIES PENSION PLAN 2018 401k membership
Market value of plan assets 2018-12-31 261,444,425
Acturial value of plan assets 2018-12-31 247,745,355
Funding target for retired participants and beneficiaries receiving payment 2018-12-31 67,665,698
Number of terminated vested participants 2018-12-31 495
Fundng target for terminated vested participants 2018-12-31 63,200,069
Active participant vested funding target 2018-12-31 130,597,131
Number of active participants 2018-12-31 876
Total funding liabilities for active participants 2018-12-31 144,403,883
Total participant count 2018-12-31 1,530
Total funding target for all participants 2018-12-31 275,269,650
Balance at beginning of prior year after applicable adjustments 2018-12-31 13,422,564
Prefunding balance at beginning of prior year after applicable adjustments 2018-12-31 0
Carryover balanced portion elected for use to offset prior years funding requirement 2018-12-31 13,422,564
Prefunding balanced used to offset prior years funding requirement 2018-12-31 0
Amount remaining of carryover balance 2018-12-31 0
Amount remaining of prefunding balance 2018-12-31 0
Present value of excess contributions 2018-12-31 10,292
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2018-12-31 11,902
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2018-12-31 0
Reductions in caryover balances due to elections or deemed elections 2018-12-31 0
Reductions in prefunding balances due to elections or deemed elections 2018-12-31 0
Balance of carryovers at beginning of current year 2018-12-31 0
Balance of prefunding at beginning of current year 2018-12-31 0
Total employer contributions 2018-12-31 6,190,925
Total employee contributions 2018-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2018-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2018-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2018-12-31 5,993,520
Liquidity shortfalls end of Q1 2018-12-31 0
Liquidity shortfalls end of Q2 2018-12-31 0
Liquidity shortfalls end of Q3 2018-12-31 0
Liquidity shortfalls end of Q4 2018-12-31 0
Unpaid minimum required contributions for all prior years 2018-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2018-12-31 0
Remaining amount of unpaid minimum required contributions 2018-12-31 0
Minimum required contributions for current year target normal cost 2018-12-31 1,500,000
Net shortfall amortization installment of oustanding balance 2018-12-31 27,524,295
Waiver amortization installment 2018-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2018-12-31 5,993,337
Carryover balance elected to use to offset funding requirement 2018-12-31 0
Prefunding balance elected to use to offset funding requirement 2018-12-31 0
Additional cash requirement 2018-12-31 5,993,337
Contributions allocatedtoward minimum required contributions for current year 2018-12-31 5,993,520
Unpaid minimum required contributions for current year 2018-12-31 0
Unpaid minimum required contributions for all years 2018-12-31 0
Total participants, beginning-of-year 2018-01-01 1,530
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 792
Number of retired or separated participants receiving benefits 2018-01-01 221
Number of other retired or separated participants entitled to future benefits 2018-01-01 517
Total of all active and inactive participants 2018-01-01 1,530
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 6
Total participants 2018-01-01 1,536
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: BAXALTA INCORPORATED AND SUBSIDIARIES PENSION PLAN 2017 401k membership
Market value of plan assets 2017-12-31 228,440,747
Acturial value of plan assets 2017-12-31 235,504,437
Funding target for retired participants and beneficiaries receiving payment 2017-12-31 25,185,368
Number of terminated vested participants 2017-12-31 262
Fundng target for terminated vested participants 2017-12-31 34,020,356
Active participant vested funding target 2017-12-31 160,249,560
Number of active participants 2017-12-31 1,201
Total funding liabilities for active participants 2017-12-31 176,189,799
Total participant count 2017-12-31 1,528
Total funding target for all participants 2017-12-31 235,395,523
Balance at beginning of prior year after applicable adjustments 2017-12-31 30,655,202
Prefunding balance at beginning of prior year after applicable adjustments 2017-12-31 0
Carryover balanced portion elected for use to offset prior years funding requirement 2017-12-31 18,049,488
Prefunding balanced used to offset prior years funding requirement 2017-12-31 0
Amount remaining of carryover balance 2017-12-31 12,605,714
Amount remaining of prefunding balance 2017-12-31 0
Present value of excess contributions 2017-12-31 0
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2017-12-31 0
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2017-12-31 0
Reductions in caryover balances due to elections or deemed elections 2017-12-31 0
Reductions in prefunding balances due to elections or deemed elections 2017-12-31 0
Balance of carryovers at beginning of current year 2017-12-31 13,422,564
Balance of prefunding at beginning of current year 2017-12-31 0
Total employer contributions 2017-12-31 1,830,000
Total employee contributions 2017-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2017-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2017-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2017-12-31 1,660,407
Liquidity shortfalls end of Q1 2017-12-31 0
Liquidity shortfalls end of Q2 2017-12-31 0
Liquidity shortfalls end of Q3 2017-12-31 0
Liquidity shortfalls end of Q4 2017-12-31 0
Unpaid minimum required contributions for all prior years 2017-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2017-12-31 0
Remaining amount of unpaid minimum required contributions 2017-12-31 0
Minimum required contributions for current year target normal cost 2017-12-31 15,072,679
Net shortfall amortization installment of oustanding balance 2017-12-31 0
Waiver amortization installment 2017-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2017-12-31 15,072,679
Carryover balance elected to use to offset funding requirement 2017-12-31 13,422,564
Prefunding balance elected to use to offset funding requirement 2017-12-31 0
Additional cash requirement 2017-12-31 1,650,115
Contributions allocatedtoward minimum required contributions for current year 2017-12-31 1,660,407
Unpaid minimum required contributions for current year 2017-12-31 0
Unpaid minimum required contributions for all years 2017-12-31 0
Total participants, beginning-of-year 2017-01-01 1,528
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 876
Number of retired or separated participants receiving benefits 2017-01-01 155
Number of other retired or separated participants entitled to future benefits 2017-01-01 495
Total of all active and inactive participants 2017-01-01 1,526
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 4
Total participants 2017-01-01 1,530
Number of participants with account balances 2017-01-01 1,530
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0

Measure	Date	Value
2018: BAXALTA INCORPORATED AND SUBSIDIARIES PENSION PLAN 2018 401k membership
Market value of plan assets	2018-12-31	261,444,425
Acturial value of plan assets	2018-12-31	247,745,355
Funding target for retired participants and beneficiaries receiving payment	2018-12-31	67,665,698
Number of terminated vested participants	2018-12-31	495
Fundng target for terminated vested participants	2018-12-31	63,200,069
Active participant vested funding target	2018-12-31	130,597,131
Number of active participants	2018-12-31	876
Total funding liabilities for active participants	2018-12-31	144,403,883
Total participant count	2018-12-31	1,530
Total funding target for all participants	2018-12-31	275,269,650
Balance at beginning of prior year after applicable adjustments	2018-12-31	13,422,564
Prefunding balance at beginning of prior year after applicable adjustments	2018-12-31	0
Carryover balanced portion elected for use to offset prior years funding requirement	2018-12-31	13,422,564
Prefunding balanced used to offset prior years funding requirement	2018-12-31	0
Amount remaining of carryover balance	2018-12-31	0
Amount remaining of prefunding balance	2018-12-31	0
Present value of excess contributions	2018-12-31	10,292
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2018-12-31	11,902
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2018-12-31	0
Reductions in caryover balances due to elections or deemed elections	2018-12-31	0
Reductions in prefunding balances due to elections or deemed elections	2018-12-31	0
Balance of carryovers at beginning of current year	2018-12-31	0
Balance of prefunding at beginning of current year	2018-12-31	0
Total employer contributions	2018-12-31	6,190,925
Total employee contributions	2018-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2018-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2018-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2018-12-31	5,993,520
Liquidity shortfalls end of Q1	2018-12-31	0
Liquidity shortfalls end of Q2	2018-12-31	0
Liquidity shortfalls end of Q3	2018-12-31	0
Liquidity shortfalls end of Q4	2018-12-31	0
Unpaid minimum required contributions for all prior years	2018-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2018-12-31	0
Remaining amount of unpaid minimum required contributions	2018-12-31	0
Minimum required contributions for current year target normal cost	2018-12-31	1,500,000
Net shortfall amortization installment of oustanding balance	2018-12-31	27,524,295
Waiver amortization installment	2018-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2018-12-31	5,993,337
Carryover balance elected to use to offset funding requirement	2018-12-31	0
Prefunding balance elected to use to offset funding requirement	2018-12-31	0
Additional cash requirement	2018-12-31	5,993,337
Contributions allocatedtoward minimum required contributions for current year	2018-12-31	5,993,520
Unpaid minimum required contributions for current year	2018-12-31	0
Unpaid minimum required contributions for all years	2018-12-31	0
Total participants, beginning-of-year	2018-01-01	1,530
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	792
Number of retired or separated participants receiving benefits	2018-01-01	221
Number of other retired or separated participants entitled to future benefits	2018-01-01	517
Total of all active and inactive participants	2018-01-01	1,530
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	6
Total participants	2018-01-01	1,536
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: BAXALTA INCORPORATED AND SUBSIDIARIES PENSION PLAN 2017 401k membership
Market value of plan assets	2017-12-31	228,440,747
Acturial value of plan assets	2017-12-31	235,504,437
Funding target for retired participants and beneficiaries receiving payment	2017-12-31	25,185,368
Number of terminated vested participants	2017-12-31	262
Fundng target for terminated vested participants	2017-12-31	34,020,356
Active participant vested funding target	2017-12-31	160,249,560
Number of active participants	2017-12-31	1,201
Total funding liabilities for active participants	2017-12-31	176,189,799
Total participant count	2017-12-31	1,528
Total funding target for all participants	2017-12-31	235,395,523
Balance at beginning of prior year after applicable adjustments	2017-12-31	30,655,202
Prefunding balance at beginning of prior year after applicable adjustments	2017-12-31	0
Carryover balanced portion elected for use to offset prior years funding requirement	2017-12-31	18,049,488
Prefunding balanced used to offset prior years funding requirement	2017-12-31	0
Amount remaining of carryover balance	2017-12-31	12,605,714
Amount remaining of prefunding balance	2017-12-31	0
Present value of excess contributions	2017-12-31	0
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2017-12-31	0
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2017-12-31	0
Reductions in caryover balances due to elections or deemed elections	2017-12-31	0
Reductions in prefunding balances due to elections or deemed elections	2017-12-31	0
Balance of carryovers at beginning of current year	2017-12-31	13,422,564
Balance of prefunding at beginning of current year	2017-12-31	0
Total employer contributions	2017-12-31	1,830,000
Total employee contributions	2017-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2017-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2017-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2017-12-31	1,660,407
Liquidity shortfalls end of Q1	2017-12-31	0
Liquidity shortfalls end of Q2	2017-12-31	0
Liquidity shortfalls end of Q3	2017-12-31	0
Liquidity shortfalls end of Q4	2017-12-31	0
Unpaid minimum required contributions for all prior years	2017-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2017-12-31	0
Remaining amount of unpaid minimum required contributions	2017-12-31	0
Minimum required contributions for current year target normal cost	2017-12-31	15,072,679
Net shortfall amortization installment of oustanding balance	2017-12-31	0
Waiver amortization installment	2017-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2017-12-31	15,072,679
Carryover balance elected to use to offset funding requirement	2017-12-31	13,422,564
Prefunding balance elected to use to offset funding requirement	2017-12-31	0
Additional cash requirement	2017-12-31	1,650,115
Contributions allocatedtoward minimum required contributions for current year	2017-12-31	1,660,407
Unpaid minimum required contributions for current year	2017-12-31	0
Unpaid minimum required contributions for all years	2017-12-31	0
Total participants, beginning-of-year	2017-01-01	1,528
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	876
Number of retired or separated participants receiving benefits	2017-01-01	155
Number of other retired or separated participants entitled to future benefits	2017-01-01	495
Total of all active and inactive participants	2017-01-01	1,526
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	4
Total participants	2017-01-01	1,530
Number of participants with account balances	2017-01-01	1,530
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0

Financial Data on BAXALTA INCORPORATED AND SUBSIDIARIES PENSION PLAN

Measure	Date	Value
2018 : BAXALTA INCORPORATED AND SUBSIDIARIES PENSION PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$-12,222,784
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$9,094,374
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$6,714,881
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$6,190,925
Value of total assets at end of year	2018-12-31	$240,196,675
Value of total assets at beginning of year	2018-12-31	$261,513,833
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$2,379,493
Total interest from all sources	2018-12-31	$146,907
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$3,031,086
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$3,031,086
Administrative expenses professional fees incurred	2018-12-31	$683,620
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$11,907,425
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$11,872,467
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-12-31	$14,083
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-12-31	$7,250
Other income not declared elsewhere	2018-12-31	$37,453
Administrative expenses (other) incurred	2018-12-31	$926,410
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-21,317,158
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$240,196,675
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$261,513,833
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$671,562
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$65,405,899
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$72,639,883
Value of interest in common/collective trusts at end of year	2018-12-31	$149,653,118
Value of interest in common/collective trusts at beginning of year	2018-12-31	$168,938,079
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$11,983,385
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$6,226,154
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$6,226,154
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$146,907
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-4,469,364
Net investment gain or loss from common/collective trusts	2018-12-31	$-17,159,791
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$6,190,925
Employer contributions (assets) at end of year	2018-12-31	$1,232,765
Employer contributions (assets) at beginning of year	2018-12-31	$1,830,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$6,714,881
Contract administrator fees	2018-12-31	$97,901
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	No
Opinion of an independent qualified public accountant for this plan	2018-12-31	Unqualified
Accountancy firm name	2018-12-31	CROWE LLP
Accountancy firm EIN	2018-12-31	350921680
2017 : BAXALTA INCORPORATED AND SUBSIDIARIES PENSION PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2017-12-31	$778,422
Total unrealized appreciation/depreciation of assets	2017-12-31	$778,422
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$39,283,364
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$6,210,278
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$4,167,935
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,830,000
Value of total assets at end of year	2017-12-31	$261,513,833
Value of total assets at beginning of year	2017-12-31	$228,440,747
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$2,042,343
Total interest from all sources	2017-12-31	$50,581
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$2,646,782
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$2,646,782
Administrative expenses professional fees incurred	2017-12-31	$419,758
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$11,872,467
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$11,094,044
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$7,250
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$2,322
Administrative expenses (other) incurred	2017-12-31	$951,408
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$33,073,086
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$261,513,833
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$228,440,747
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$596,789
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$72,639,883
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$64,760,708
Value of interest in common/collective trusts at end of year	2017-12-31	$168,938,079
Value of interest in common/collective trusts at beginning of year	2017-12-31	$146,829,993
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$6,226,154
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$5,753,680
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$5,753,680
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$50,581
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$7,283,392
Net investment gain or loss from common/collective trusts	2017-12-31	$26,694,187
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$1,830,000
Employer contributions (assets) at end of year	2017-12-31	$1,830,000
Employer contributions (assets) at beginning of year	2017-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$4,167,935
Contract administrator fees	2017-12-31	$74,388
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	No
Opinion of an independent qualified public accountant for this plan	2017-12-31	Unqualified
Accountancy firm name	2017-12-31	CROWE LLP
Accountancy firm EIN	2017-12-31	350921680

Form 5500 Responses for BAXALTA INCORPORATED AND SUBSIDIARIES PENSION PLAN

2018: BAXALTA INCORPORATED AND SUBSIDIARIES PENSION PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: BAXALTA INCORPORATED AND SUBSIDIARIES PENSION PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	SHIRE PLC
Employer identification number (EIN):	980601486
NAIC Classification:	339110