JOHN MULLEN & CO., INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan JOHN MULLEN & CO. INC. 401K RETIREMENT SAVINGS PLAN - PLAN A
401k plan membership statisitcs for JOHN MULLEN & CO. INC. 401K RETIREMENT SAVINGS PLAN - PLAN A
| Measure | Date | Value |
|---|
| 2023 : JOHN MULLEN & CO. INC. 401K RETIREMENT SAVINGS PLAN - PLAN A 2023 401k financial data |
|---|
| Total income from all sources (including contributions) | 2023-12-31 | $2,131,974 |
| Total of all expenses incurred | 2023-12-31 | $1,421,539 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $1,340,939 |
| Value of total corrective distributions | 2023-12-31 | $2,924 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $634,905 |
| Value of total assets at end of year | 2023-12-31 | $11,437,094 |
| Value of total assets at beginning of year | 2023-12-31 | $10,726,659 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $77,676 |
| Total interest from all sources | 2023-12-31 | $19,228 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
| Value of fidelity bond cover | 2023-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Contributions received from participants | 2023-12-31 | $426,908 |
| Participant contributions at end of year | 2023-12-31 | $304,781 |
| Participant contributions at beginning of year | 2023-12-31 | $255,387 |
| Participant contributions at end of year | 2023-12-31 | $0 |
| Participant contributions at beginning of year | 2023-12-31 | $14,653 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-12-31 | $21,600 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2023-12-31 | $27 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2023-12-31 | $928 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $710,435 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $11,437,094 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $10,726,659 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Investment advisory and management fees | 2023-12-31 | $10,868 |
| Value of interest in pooled separate accounts at end of year | 2023-12-31 | $10,654,396 |
| Value of interest in pooled separate accounts at beginning of year | 2023-12-31 | $10,062,054 |
| Interest on participant loans | 2023-12-31 | $16,141 |
| Interest earned on other investments | 2023-12-31 | $3,087 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-12-31 | $477,890 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-12-31 | $390,310 |
| Net investment gain/loss from pooled separate accounts | 2023-12-31 | $1,477,841 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Contributions received in cash from employer | 2023-12-31 | $186,397 |
| Employer contributions (assets) at end of year | 2023-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2023-12-31 | $3,327 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $1,340,939 |
| Contract administrator fees | 2023-12-31 | $16,302 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2023-12-31 | No |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | MC GROUP HAWAII, INC. |
| Accountancy firm EIN | 2023-12-31 | 273701730 |
| Total income from all sources (including contributions) | 2023-01-01 | $2,131,974 |
| Total of all expenses incurred | 2023-01-01 | $1,421,539 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-01-01 | $1,340,939 |
| Value of total corrective distributions | 2023-01-01 | $2,924 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-01-01 | $634,905 |
| Value of total assets at end of year | 2023-01-01 | $11,437,094 |
| Value of total assets at beginning of year | 2023-01-01 | $10,726,659 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-01-01 | $77,676 |
| Total interest from all sources | 2023-01-01 | $19,228 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-01-01 | No |
| Was this plan covered by a fidelity bond | 2023-01-01 | Yes |
| Value of fidelity bond cover | 2023-01-01 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-01-01 | No |
| Contributions received from participants | 2023-01-01 | $426,908 |
| Participant contributions at end of year | 2023-01-01 | $304,781 |
| Participant contributions at beginning of year | 2023-01-01 | $255,387 |
| Participant contributions at end of year | 2023-01-01 | $0 |
| Participant contributions at beginning of year | 2023-01-01 | $14,653 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-01-01 | $21,600 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2023-01-01 | $27 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2023-01-01 | $928 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Value of net income/loss | 2023-01-01 | $710,435 |
| Value of net assets at end of year (total assets less liabilities) | 2023-01-01 | $11,437,094 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-01-01 | $10,726,659 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-01-01 | No |
| Investment advisory and management fees | 2023-01-01 | $10,868 |
| Value of interest in pooled separate accounts at end of year | 2023-01-01 | $10,654,396 |
| Value of interest in pooled separate accounts at beginning of year | 2023-01-01 | $10,062,054 |
| Interest on participant loans | 2023-01-01 | $16,141 |
| Interest earned on other investments | 2023-01-01 | $3,087 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-01-01 | $477,890 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-01-01 | $390,310 |
| Net investment gain/loss from pooled separate accounts | 2023-01-01 | $1,477,841 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-01-01 | No |
| Contributions received in cash from employer | 2023-01-01 | $186,397 |
| Employer contributions (assets) at end of year | 2023-01-01 | $0 |
| Employer contributions (assets) at beginning of year | 2023-01-01 | $3,327 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-01-01 | $1,340,939 |
| Contract administrator fees | 2023-01-01 | $16,302 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2023-01-01 | No |
| Did the plan have assets held for investment | 2023-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-01-01 | 1 |
| Accountancy firm name | 2023-01-01 | MC GROUP HAWAII, INC. |
| Accountancy firm EIN | 2023-01-01 | 273701730 |
| 2022 : JOHN MULLEN & CO. INC. 401K RETIREMENT SAVINGS PLAN - PLAN A 2022 401k financial data |
|---|
| Total income from all sources (including contributions) | 2022-12-31 | $-1,310,310 |
| Total of all expenses incurred | 2022-12-31 | $297,326 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $220,624 |
| Expenses. Certain deemed distributions of participant loans | 2022-12-31 | $255 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $509,457 |
| Value of total assets at end of year | 2022-12-31 | $10,726,659 |
| Value of total assets at beginning of year | 2022-12-31 | $12,334,295 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $76,447 |
| Total interest from all sources | 2022-12-31 | $11,134 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $414,512 |
| Participant contributions at end of year | 2022-12-31 | $255,387 |
| Participant contributions at beginning of year | 2022-12-31 | $202,417 |
| Participant contributions at end of year | 2022-12-31 | $14,653 |
| Participant contributions at beginning of year | 2022-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-12-31 | $928 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-12-31 | $41 |
| Administrative expenses (other) incurred | 2022-12-31 | $49,125 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-1,607,636 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $10,726,659 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $12,334,295 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Investment advisory and management fees | 2022-12-31 | $10,929 |
| Value of interest in pooled separate accounts at end of year | 2022-12-31 | $10,062,054 |
| Value of interest in pooled separate accounts at beginning of year | 2022-12-31 | $11,687,129 |
| Interest on participant loans | 2022-12-31 | $9,268 |
| Interest earned on other investments | 2022-12-31 | $1,866 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $390,310 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $444,708 |
| Net investment gain/loss from pooled separate accounts | 2022-12-31 | $-1,830,901 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $94,945 |
| Employer contributions (assets) at end of year | 2022-12-31 | $3,327 |
| Employer contributions (assets) at beginning of year | 2022-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $220,624 |
| Contract administrator fees | 2022-12-31 | $16,393 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2022-12-31 | No |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Disclaimer |
| Accountancy firm name | 2022-12-31 | THE AMERICAN AUDITORS GROUP, LLC |
| Accountancy firm EIN | 2022-12-31 | 814229648 |
| Total income from all sources (including contributions) | 2022-01-01 | $-1,310,310 |
| Total of all expenses incurred | 2022-01-01 | $297,326 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $220,624 |
| Expenses. Certain deemed distributions of participant loans | 2022-01-01 | $255 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $509,457 |
| Value of total assets at end of year | 2022-01-01 | $10,726,659 |
| Value of total assets at beginning of year | 2022-01-01 | $12,334,295 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $76,447 |
| Total interest from all sources | 2022-01-01 | $11,134 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | No |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $414,512 |
| Participant contributions at end of year | 2022-01-01 | $255,387 |
| Participant contributions at beginning of year | 2022-01-01 | $202,417 |
| Participant contributions at end of year | 2022-01-01 | $14,653 |
| Participant contributions at beginning of year | 2022-01-01 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-01-01 | $928 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-01-01 | $41 |
| Administrative expenses (other) incurred | 2022-01-01 | $49,125 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $-1,607,636 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $10,726,659 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $12,334,295 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Investment advisory and management fees | 2022-01-01 | $10,929 |
| Value of interest in pooled separate accounts at end of year | 2022-01-01 | $10,062,054 |
| Value of interest in pooled separate accounts at beginning of year | 2022-01-01 | $11,687,129 |
| Interest on participant loans | 2022-01-01 | $9,268 |
| Interest earned on other investments | 2022-01-01 | $1,866 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-01-01 | $390,310 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-01-01 | $444,708 |
| Net investment gain/loss from pooled separate accounts | 2022-01-01 | $-1,830,901 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Contributions received in cash from employer | 2022-01-01 | $94,945 |
| Employer contributions (assets) at end of year | 2022-01-01 | $3,327 |
| Employer contributions (assets) at beginning of year | 2022-01-01 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $220,624 |
| Contract administrator fees | 2022-01-01 | $16,393 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2022-01-01 | No |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 3 |
| Accountancy firm name | 2022-01-01 | THE AMERICAN AUDITORS GROUP, LLC |
| Accountancy firm EIN | 2022-01-01 | 814229648 |
| 2021 : JOHN MULLEN & CO. INC. 401K RETIREMENT SAVINGS PLAN - PLAN A 2021 401k financial data |
|---|
| Total income from all sources (including contributions) | 2021-12-31 | $1,838,600 |
| Total of all expenses incurred | 2021-12-31 | $972,721 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $890,954 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $512,484 |
| Value of total assets at end of year | 2021-12-31 | $12,334,295 |
| Value of total assets at beginning of year | 2021-12-31 | $11,468,416 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $81,767 |
| Total interest from all sources | 2021-12-31 | $11,539 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $427,019 |
| Participant contributions at end of year | 2021-12-31 | $202,417 |
| Participant contributions at beginning of year | 2021-12-31 | $170,587 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $4,509 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-12-31 | $41 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-12-31 | $0 |
| Administrative expenses (other) incurred | 2021-12-31 | $52,539 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $865,879 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $12,334,295 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $11,468,416 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Investment advisory and management fees | 2021-12-31 | $29,228 |
| Value of interest in pooled separate accounts at end of year | 2021-12-31 | $11,687,129 |
| Value of interest in pooled separate accounts at beginning of year | 2021-12-31 | $10,849,232 |
| Interest on participant loans | 2021-12-31 | $9,568 |
| Interest earned on other investments | 2021-12-31 | $1,971 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $444,708 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $448,597 |
| Net investment gain/loss from pooled separate accounts | 2021-12-31 | $1,314,577 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contributions received in cash from employer | 2021-12-31 | $80,956 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $890,954 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2021-12-31 | No |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Disclaimer |
| Accountancy firm name | 2021-12-31 | THE AMERICAN AUDITORS GROUP, LLC |
| Accountancy firm EIN | 2021-12-31 | 814229648 |
| 2009 : JOHN MULLEN & CO. INC. 401K RETIREMENT SAVINGS PLAN - PLAN A 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
