401k Plan data: HAWAII SHEET METAL WORKERS ANNUITY FUND MP plan

HAWAII SHEET METAL WORKERS ANNUITY FUND MP 401k Plan overview

Plan Name	HAWAII SHEET METAL WORKERS ANNUITY FUND MP
Plan identification number	002

HAWAII SHEET METAL WORKERS ANNUITY FUND MP Benefits

401k Plan Type	Defined Contribution Pension
Plan Features/Benefits	Money purchase (other than target benefit)

401k Sponsoring company profile

HAWAII SHEET METAL WORKERS ANNUITY has sponsored the creation of one or more 401k plans.

Company Name: HAWAII SHEET METAL WORKERS ANNUITY

Employer identification number (EIN): 996027785

NAIC Classification: 238220
NAIC Description: Plumbing, Heating, and Air-Conditioning Contractors

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HAWAII SHEET METAL WORKERS ANNUITY FUND MP

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2013-02-01 ARTHUR TOLENTINO GLENN SAITO 2014-11-15
002 2012-02-01 ARTHUR TOLENTINO GLENN SAITO 2013-11-08
002 2011-02-01 ARTHUR TOLENTINO GLENN SAITO 2012-11-07
002 2010-02-01 ARTHUR TOLENTINO EARLE MATSUDA 2011-11-09
002 2009-02-01 ARTHUR TOLENTINO EARLE MATSUDA 2010-11-12

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2013-02-01	ARTHUR TOLENTINO	GLENN SAITO	2014-11-15
002	2012-02-01	ARTHUR TOLENTINO	GLENN SAITO	2013-11-08
002	2011-02-01	ARTHUR TOLENTINO	GLENN SAITO	2012-11-07
002	2010-02-01	ARTHUR TOLENTINO	EARLE MATSUDA	2011-11-09
002	2009-02-01	ARTHUR TOLENTINO	EARLE MATSUDA	2010-11-12

Plan Statistics for HAWAII SHEET METAL WORKERS ANNUITY FUND MP

401k plan membership statisitcs for HAWAII SHEET METAL WORKERS ANNUITY FUND MP

Measure Date Value
2013: HAWAII SHEET METAL WORKERS ANNUITY FUND MP 2013 401k membership
Total participants, beginning-of-year 2013-02-01 558
Total number of active participants reported on line 7a of the Form 5500 2013-02-01 0
Number of other retired or separated participants entitled to future benefits 2013-02-01 0
Total of all active and inactive participants 2013-02-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-02-01 0
Total participants 2013-02-01 0
Number of participants with account balances 2013-02-01 0
Number of employers contributing to the scheme 2013-02-01 0
2012: HAWAII SHEET METAL WORKERS ANNUITY FUND MP 2012 401k membership
Total participants, beginning-of-year 2012-02-01 653
Total number of active participants reported on line 7a of the Form 5500 2012-02-01 506
Number of other retired or separated participants entitled to future benefits 2012-02-01 52
Total of all active and inactive participants 2012-02-01 558
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-02-01 0
Total participants 2012-02-01 558
Number of participants with account balances 2012-02-01 558
Number of employers contributing to the scheme 2012-02-01 42
2011: HAWAII SHEET METAL WORKERS ANNUITY FUND MP 2011 401k membership
Total participants, beginning-of-year 2011-02-01 644
Total number of active participants reported on line 7a of the Form 5500 2011-02-01 606
Number of other retired or separated participants entitled to future benefits 2011-02-01 47
Total of all active and inactive participants 2011-02-01 653
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-02-01 0
Total participants 2011-02-01 653
Number of participants with account balances 2011-02-01 653
Number of employers contributing to the scheme 2011-02-01 42
2010: HAWAII SHEET METAL WORKERS ANNUITY FUND MP 2010 401k membership
Total participants, beginning-of-year 2010-02-01 620
Total number of active participants reported on line 7a of the Form 5500 2010-02-01 589
Number of other retired or separated participants entitled to future benefits 2010-02-01 55
Total of all active and inactive participants 2010-02-01 644
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-02-01 0
Total participants 2010-02-01 644
Number of participants with account balances 2010-02-01 644
Number of employers contributing to the scheme 2010-02-01 45
2009: HAWAII SHEET METAL WORKERS ANNUITY FUND MP 2009 401k membership
Total participants, beginning-of-year 2009-02-01 596
Total number of active participants reported on line 7a of the Form 5500 2009-02-01 553
Number of retired or separated participants receiving benefits 2009-02-01 0
Number of other retired or separated participants entitled to future benefits 2009-02-01 67
Total of all active and inactive participants 2009-02-01 620
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-02-01 0
Total participants 2009-02-01 620
Number of participants with account balances 2009-02-01 620
Number of employers contributing to the scheme 2009-02-01 47

Measure	Date	Value
2013: HAWAII SHEET METAL WORKERS ANNUITY FUND MP 2013 401k membership
Total participants, beginning-of-year	2013-02-01	558
Total number of active participants reported on line 7a of the Form 5500	2013-02-01	0
Number of other retired or separated participants entitled to future benefits	2013-02-01	0
Total of all active and inactive participants	2013-02-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-02-01	0
Total participants	2013-02-01	0
Number of participants with account balances	2013-02-01	0
Number of employers contributing to the scheme	2013-02-01	0
2012: HAWAII SHEET METAL WORKERS ANNUITY FUND MP 2012 401k membership
Total participants, beginning-of-year	2012-02-01	653
Total number of active participants reported on line 7a of the Form 5500	2012-02-01	506
Number of other retired or separated participants entitled to future benefits	2012-02-01	52
Total of all active and inactive participants	2012-02-01	558
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-02-01	0
Total participants	2012-02-01	558
Number of participants with account balances	2012-02-01	558
Number of employers contributing to the scheme	2012-02-01	42
2011: HAWAII SHEET METAL WORKERS ANNUITY FUND MP 2011 401k membership
Total participants, beginning-of-year	2011-02-01	644
Total number of active participants reported on line 7a of the Form 5500	2011-02-01	606
Number of other retired or separated participants entitled to future benefits	2011-02-01	47
Total of all active and inactive participants	2011-02-01	653
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-02-01	0
Total participants	2011-02-01	653
Number of participants with account balances	2011-02-01	653
Number of employers contributing to the scheme	2011-02-01	42
2010: HAWAII SHEET METAL WORKERS ANNUITY FUND MP 2010 401k membership
Total participants, beginning-of-year	2010-02-01	620
Total number of active participants reported on line 7a of the Form 5500	2010-02-01	589
Number of other retired or separated participants entitled to future benefits	2010-02-01	55
Total of all active and inactive participants	2010-02-01	644
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-02-01	0
Total participants	2010-02-01	644
Number of participants with account balances	2010-02-01	644
Number of employers contributing to the scheme	2010-02-01	45
2009: HAWAII SHEET METAL WORKERS ANNUITY FUND MP 2009 401k membership
Total participants, beginning-of-year	2009-02-01	596
Total number of active participants reported on line 7a of the Form 5500	2009-02-01	553
Number of retired or separated participants receiving benefits	2009-02-01	0
Number of other retired or separated participants entitled to future benefits	2009-02-01	67
Total of all active and inactive participants	2009-02-01	620
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-02-01	0
Total participants	2009-02-01	620
Number of participants with account balances	2009-02-01	620
Number of employers contributing to the scheme	2009-02-01	47

Financial Data on HAWAII SHEET METAL WORKERS ANNUITY FUND MP

Measure	Date	Value
2014 : HAWAII SHEET METAL WORKERS ANNUITY FUND MP 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-01-30	$0
Total transfer of assets from this plan	2014-01-30	$14,829,903
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-01-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-01-30	$0
Total income from all sources (including contributions)	2014-01-30	$193,521
Total loss/gain on sale of assets	2014-01-30	$0
Total of all expenses incurred	2014-01-30	$2,391,309
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-01-30	$2,391,309
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-01-30	$0
Value of total assets at end of year	2014-01-30	$0
Value of total assets at beginning of year	2014-01-30	$17,027,691
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-01-30	$0
Total interest from all sources	2014-01-30	$193,521
Total dividends received (eg from common stock, registered investment company shares)	2014-01-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-01-30	Yes
Was this plan covered by a fidelity bond	2014-01-30	Yes
Value of fidelity bond cover	2014-01-30	$500,000
If this is an individual account plan, was there a blackout period	2014-01-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-01-30	$0
Funding deficiency by the employer to the plan for this plan year	2014-01-30	$0
Minimum employer required contribution for this plan year	2014-01-30	$0
Amount contributed by the employer to the plan for this plan year	2014-01-30	$0
Were there any nonexempt tranactions with any party-in-interest	2014-01-30	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-01-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-01-30	$17,027,691
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-01-30	No
Value of net income/loss	2014-01-30	$-2,197,788
Value of net assets at end of year (total assets less liabilities)	2014-01-30	$0
Value of net assets at beginning of year (total assets less liabilities)	2014-01-30	$17,027,691
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-01-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-01-30	No
Were any leases to which the plan was party in default or uncollectible	2014-01-30	No
Interest earned on other investments	2014-01-30	$193,521
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-01-30	No
Was there a failure to transmit to the plan any participant contributions	2014-01-30	No
Has the plan failed to provide any benefit when due under the plan	2014-01-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-01-30	$2,391,309
Did the plan have assets held for investment	2014-01-30	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-01-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-01-30	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-01-30	No
Opinion of an independent qualified public accountant for this plan	2014-01-30	Unqualified
Accountancy firm name	2014-01-30	DESMOND M. KOTAKE, CPA
Accountancy firm EIN	2014-01-30	990276359
2013 : HAWAII SHEET METAL WORKERS ANNUITY FUND MP 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-01-31	$4,355,349
Total unrealized appreciation/depreciation of assets	2013-01-31	$4,355,349
Total transfer of assets from this plan	2013-01-31	$58,623,013
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-01-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-01-31	$10,364,914
Total income from all sources (including contributions)	2013-01-31	$10,101,464
Total loss/gain on sale of assets	2013-01-31	$1,012,701
Total of all expenses incurred	2013-01-31	$22,914,302
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-01-31	$22,332,631
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-01-31	$2,454,419
Value of total assets at end of year	2013-01-31	$17,027,691
Value of total assets at beginning of year	2013-01-31	$98,828,456
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-01-31	$581,671
Total income from rents	2013-01-31	$22,408
Total interest from all sources	2013-01-31	$997,383
Total dividends received (eg from common stock, registered investment company shares)	2013-01-31	$966,890
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-01-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2013-01-31	$0
Assets. Real estate other than employer real property at beginning of year	2013-01-31	$462,049
Administrative expenses professional fees incurred	2013-01-31	$65,395
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2013-01-31	$37,716
Was this plan covered by a fidelity bond	2013-01-31	Yes
Value of fidelity bond cover	2013-01-31	$500,000
If this is an individual account plan, was there a blackout period	2013-01-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-01-31	$0
Funding deficiency by the employer to the plan for this plan year	2013-01-31	$0
Minimum employer required contribution for this plan year	2013-01-31	$2,454,419
Amount contributed by the employer to the plan for this plan year	2013-01-31	$2,454,419
Were there any nonexempt tranactions with any party-in-interest	2013-01-31	No
Assets. Other investments not covered elsewhere at beginning of year	2013-01-31	$542,471
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-01-31	$17,027,691
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-01-31	$5,333,795
Other income not declared elsewhere	2013-01-31	$55,749
Administrative expenses (other) incurred	2013-01-31	$126,326
Liabilities. Value of operating payables at beginning of year	2013-01-31	$10,364,914
Total non interest bearing cash at beginning of year	2013-01-31	$252,632
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-01-31	No
Value of net income/loss	2013-01-31	$-12,812,838
Value of net assets at end of year (total assets less liabilities)	2013-01-31	$17,027,691
Value of net assets at beginning of year (total assets less liabilities)	2013-01-31	$88,463,542
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-01-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-01-31	No
Were any leases to which the plan was party in default or uncollectible	2013-01-31	No
Investment advisory and management fees	2013-01-31	$389,950
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-01-31	$4,795,665
Income. Interest from US Government securities	2013-01-31	$208,972
Income. Interest from corporate debt instruments	2013-01-31	$784,733
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-01-31	$3,283,119
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-01-31	$3,283,119
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-01-31	$3,678
Asset value of US Government securities at beginning of year	2013-01-31	$12,979,559
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-01-31	$236,565
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-01-31	Yes
Was there a failure to transmit to the plan any participant contributions	2013-01-31	No
Has the plan failed to provide any benefit when due under the plan	2013-01-31	No
Contributions received in cash from employer	2013-01-31	$2,454,419
Employer contributions (assets) at beginning of year	2013-01-31	$288,616
Income. Dividends from preferred stock	2013-01-31	$2,805
Income. Dividends from common stock	2013-01-31	$964,085
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-01-31	$22,332,631
Asset. Corporate debt instrument preferred debt at beginning of year	2013-01-31	$8,360,035
Asset. Corporate debt instrument debt (other) at beginning of year	2013-01-31	$12,023,142
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-01-31	$50,469,657
Did the plan have assets held for investment	2013-01-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-01-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-01-31	No
Aggregate proceeds on sale of assets	2013-01-31	$108,624,513
Aggregate carrying amount (costs) on sale of assets	2013-01-31	$107,611,812
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-01-31	No
Opinion of an independent qualified public accountant for this plan	2013-01-31	Unqualified
Accountancy firm name	2013-01-31	DESMOND M. KOTAKE, CPA
Accountancy firm EIN	2013-01-31	990276359
2012 : HAWAII SHEET METAL WORKERS ANNUITY FUND MP 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-01-31	$878,200
Total unrealized appreciation/depreciation of assets	2012-01-31	$878,200
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-01-31	$10,364,914
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-01-31	$9,734,804
Total income from all sources (including contributions)	2012-01-31	$6,049,256
Total loss/gain on sale of assets	2012-01-31	$-291,853
Total of all expenses incurred	2012-01-31	$6,151,508
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-01-31	$5,383,227
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-01-31	$2,729,718
Value of total assets at end of year	2012-01-31	$98,828,456
Value of total assets at beginning of year	2012-01-31	$98,300,598
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-01-31	$768,281
Total income from rents	2012-01-31	$38,419
Total interest from all sources	2012-01-31	$1,270,177
Total dividends received (eg from common stock, registered investment company shares)	2012-01-31	$1,045,425
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-01-31	No
Assets. Real estate other than employer real property at end of year	2012-01-31	$462,049
Assets. Real estate other than employer real property at beginning of year	2012-01-31	$460,237
Administrative expenses professional fees incurred	2012-01-31	$79,265
Assets. Corporate prefeered stocks other than exployer securities at end of year	2012-01-31	$37,716
Was this plan covered by a fidelity bond	2012-01-31	Yes
Value of fidelity bond cover	2012-01-31	$500,000
If this is an individual account plan, was there a blackout period	2012-01-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-01-31	$0
Funding deficiency by the employer to the plan for this plan year	2012-01-31	$0
Minimum employer required contribution for this plan year	2012-01-31	$2,729,718
Amount contributed by the employer to the plan for this plan year	2012-01-31	$2,729,718
Were there any nonexempt tranactions with any party-in-interest	2012-01-31	No
Assets. Other investments not covered elsewhere at end of year	2012-01-31	$542,471
Assets. Other investments not covered elsewhere at beginning of year	2012-01-31	$365,377
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-01-31	$5,333,795
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-01-31	$5,182,357
Other income not declared elsewhere	2012-01-31	$68,892
Administrative expenses (other) incurred	2012-01-31	$209,613
Liabilities. Value of operating payables at end of year	2012-01-31	$10,364,914
Liabilities. Value of operating payables at beginning of year	2012-01-31	$9,734,804
Total non interest bearing cash at end of year	2012-01-31	$252,632
Total non interest bearing cash at beginning of year	2012-01-31	$241,812
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-01-31	No
Value of net income/loss	2012-01-31	$-102,252
Value of net assets at end of year (total assets less liabilities)	2012-01-31	$88,463,542
Value of net assets at beginning of year (total assets less liabilities)	2012-01-31	$88,565,794
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-01-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-01-31	No
Were any leases to which the plan was party in default or uncollectible	2012-01-31	No
Investment advisory and management fees	2012-01-31	$479,403
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-01-31	$4,795,665
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-01-31	$4,433,246
Income. Interest from US Government securities	2012-01-31	$300,692
Income. Interest from corporate debt instruments	2012-01-31	$967,608
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-01-31	$3,283,119
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-01-31	$6,449,135
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-01-31	$6,449,135
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-01-31	$1,877
Assets. Value of investments in 103.12 investment entities at beginning of year	2012-01-31	$0
Asset value of US Government securities at end of year	2012-01-31	$12,979,559
Asset value of US Government securities at beginning of year	2012-01-31	$13,216,451
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-01-31	$310,278
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-01-31	Yes
Was there a failure to transmit to the plan any participant contributions	2012-01-31	No
Has the plan failed to provide any benefit when due under the plan	2012-01-31	No
Contributions received in cash from employer	2012-01-31	$2,729,718
Employer contributions (assets) at end of year	2012-01-31	$288,616
Employer contributions (assets) at beginning of year	2012-01-31	$250,474
Income. Dividends from preferred stock	2012-01-31	$4,190
Income. Dividends from common stock	2012-01-31	$1,041,235
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-01-31	$5,383,227
Asset. Corporate debt instrument preferred debt at end of year	2012-01-31	$8,360,035
Asset. Corporate debt instrument preferred debt at beginning of year	2012-01-31	$7,335,391
Asset. Corporate debt instrument debt (other) at end of year	2012-01-31	$12,023,142
Asset. Corporate debt instrument debt (other) at beginning of year	2012-01-31	$10,995,483
Assets. Corporate common stocks other than exployer securities at end of year	2012-01-31	$50,469,657
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-01-31	$49,370,635
Did the plan have assets held for investment	2012-01-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-01-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-01-31	No
Aggregate proceeds on sale of assets	2012-01-31	$122,131,475
Aggregate carrying amount (costs) on sale of assets	2012-01-31	$122,423,328
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-01-31	No
Opinion of an independent qualified public accountant for this plan	2012-01-31	Unqualified
Accountancy firm name	2012-01-31	DESMOND M. KOTAKE, CPA
Accountancy firm EIN	2012-01-31	990276359
2011 : HAWAII SHEET METAL WORKERS ANNUITY FUND MP 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-01-31	$8,225,579
Total unrealized appreciation/depreciation of assets	2011-01-31	$8,225,579
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-01-31	$9,734,804
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-01-31	$11,013,498
Total income from all sources (including contributions)	2011-01-31	$14,649,679
Total loss/gain on sale of assets	2011-01-31	$1,395,312
Total of all expenses incurred	2011-01-31	$4,419,117
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-01-31	$3,791,089
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-01-31	$2,844,611
Value of total assets at end of year	2011-01-31	$98,300,598
Value of total assets at beginning of year	2011-01-31	$89,348,730
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-01-31	$628,028
Total income from rents	2011-01-31	$17,876
Total interest from all sources	2011-01-31	$1,248,814
Total dividends received (eg from common stock, registered investment company shares)	2011-01-31	$799,160
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-01-31	No
Assets. Real estate other than employer real property at end of year	2011-01-31	$460,237
Assets. Real estate other than employer real property at beginning of year	2011-01-31	$450,943
Administrative expenses professional fees incurred	2011-01-31	$48,885
Was this plan covered by a fidelity bond	2011-01-31	Yes
Value of fidelity bond cover	2011-01-31	$500,000
If this is an individual account plan, was there a blackout period	2011-01-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-01-31	$0
Funding deficiency by the employer to the plan for this plan year	2011-01-31	$0
Minimum employer required contribution for this plan year	2011-01-31	$2,844,611
Amount contributed by the employer to the plan for this plan year	2011-01-31	$2,844,611
Were there any nonexempt tranactions with any party-in-interest	2011-01-31	No
Assets. Other investments not covered elsewhere at end of year	2011-01-31	$365,377
Assets. Other investments not covered elsewhere at beginning of year	2011-01-31	$161,668
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-01-31	$5,182,357
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-01-31	$6,136,713
Other income not declared elsewhere	2011-01-31	$107,124
Administrative expenses (other) incurred	2011-01-31	$159,584
Liabilities. Value of operating payables at end of year	2011-01-31	$9,734,804
Liabilities. Value of operating payables at beginning of year	2011-01-31	$11,013,498
Total non interest bearing cash at end of year	2011-01-31	$241,812
Total non interest bearing cash at beginning of year	2011-01-31	$219,607
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-01-31	No
Value of net income/loss	2011-01-31	$10,230,562
Value of net assets at end of year (total assets less liabilities)	2011-01-31	$88,565,794
Value of net assets at beginning of year (total assets less liabilities)	2011-01-31	$78,335,232
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-01-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-01-31	No
Were any leases to which the plan was party in default or uncollectible	2011-01-31	No
Investment advisory and management fees	2011-01-31	$419,559
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-01-31	$4,433,246
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-01-31	$3,026,201
Income. Interest from US Government securities	2011-01-31	$282,034
Income. Interest from corporate debt instruments	2011-01-31	$964,698
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-01-31	$6,449,135
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-01-31	$7,228,620
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-01-31	$7,228,620
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-01-31	$2,082
Assets. Value of investments in 103.12 investment entities at end of year	2011-01-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2011-01-31	$1,723,839
Asset value of US Government securities at end of year	2011-01-31	$13,216,451
Asset value of US Government securities at beginning of year	2011-01-31	$13,174,799
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-01-31	$30,523
Net gain/loss from 103.12 investment entities	2011-01-31	$-19,320
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-01-31	Yes
Was there a failure to transmit to the plan any participant contributions	2011-01-31	No
Has the plan failed to provide any benefit when due under the plan	2011-01-31	No
Contributions received in cash from employer	2011-01-31	$2,844,611
Employer contributions (assets) at end of year	2011-01-31	$250,474
Employer contributions (assets) at beginning of year	2011-01-31	$214,680
Income. Dividends from preferred stock	2011-01-31	$4,065
Income. Dividends from common stock	2011-01-31	$795,095
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-01-31	$3,791,089
Asset. Corporate debt instrument preferred debt at end of year	2011-01-31	$7,335,391
Asset. Corporate debt instrument preferred debt at beginning of year	2011-01-31	$7,881,106
Asset. Corporate debt instrument debt (other) at end of year	2011-01-31	$10,995,483
Asset. Corporate debt instrument debt (other) at beginning of year	2011-01-31	$9,376,543
Assets. Corporate common stocks other than exployer securities at end of year	2011-01-31	$49,370,635
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-01-31	$39,754,011
Did the plan have assets held for investment	2011-01-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-01-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-01-31	No
Aggregate proceeds on sale of assets	2011-01-31	$127,094,422
Aggregate carrying amount (costs) on sale of assets	2011-01-31	$125,699,110
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-01-31	No
Opinion of an independent qualified public accountant for this plan	2011-01-31	Unqualified
Accountancy firm name	2011-01-31	DESMOND M. KOTAKE, CPA
Accountancy firm EIN	2011-01-31	990276359
2010 : HAWAII SHEET METAL WORKERS ANNUITY FUND MP 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-01-31	$0
Funding deficiency by the employer to the plan for this plan year	2010-01-31	$0
Minimum employer required contribution for this plan year	2010-01-31	$2,732,131
Amount contributed by the employer to the plan for this plan year	2010-01-31	$2,732,131

Form 5500 Responses for HAWAII SHEET METAL WORKERS ANNUITY FUND MP

2013: HAWAII SHEET METAL WORKERS ANNUITY FUND MP 2013 form 5500 responses
2013-02-01	Type of plan entity	Multi-employer plan
2013-02-01	Submission has been amended	No
2013-02-01	This submission is the final filing	Yes
2013-02-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2013-02-01	Plan is a collectively bargained plan	Yes
2013-02-01	Plan funding arrangement – Trust	Yes
2013-02-01	Plan benefit arrangement - Trust	Yes
2012: HAWAII SHEET METAL WORKERS ANNUITY FUND MP 2012 form 5500 responses
2012-02-01	Type of plan entity	Multi-employer plan
2012-02-01	Submission has been amended	No
2012-02-01	This submission is the final filing	No
2012-02-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-02-01	Plan is a collectively bargained plan	Yes
2012-02-01	Plan funding arrangement – Trust	Yes
2012-02-01	Plan benefit arrangement - Trust	Yes
2011: HAWAII SHEET METAL WORKERS ANNUITY FUND MP 2011 form 5500 responses
2011-02-01	Type of plan entity	Multi-employer plan
2011-02-01	Submission has been amended	No
2011-02-01	This submission is the final filing	No
2011-02-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-02-01	Plan is a collectively bargained plan	Yes
2011-02-01	Plan funding arrangement – Trust	Yes
2011-02-01	Plan benefit arrangement - Trust	Yes
2010: HAWAII SHEET METAL WORKERS ANNUITY FUND MP 2010 form 5500 responses
2010-02-01	Type of plan entity	Multi-employer plan
2010-02-01	Submission has been amended	No
2010-02-01	This submission is the final filing	No
2010-02-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-02-01	Plan is a collectively bargained plan	Yes
2010-02-01	Plan funding arrangement – Trust	Yes
2010-02-01	Plan benefit arrangement - Trust	Yes
2009: HAWAII SHEET METAL WORKERS ANNUITY FUND MP 2009 form 5500 responses
2009-02-01	Type of plan entity	Multi-employer plan
2009-02-01	Submission has been amended	No
2009-02-01	This submission is the final filing	No
2009-02-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-02-01	Plan is a collectively bargained plan	Yes
2009-02-01	Plan funding arrangement – Trust	Yes
2009-02-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	HAWAII SHEET METAL WORKERS ANNUITY
Employer identification number (EIN):	996027785
NAIC Classification:	238220
NAIC Description:	Plumbing, Heating, and Air-Conditioning Contractors