JOHN LUCAS TREE EXPERT COMPANY, INC. has sponsored the creation of one or more 401k plans.
Measure | Date | Value |
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2022 : LUCAS TREE 401(K) PLAN 2022 401k financial data |
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Total income from all sources (including contributions) | 2022-12-31 | $-808,847 |
Total of all expenses incurred | 2022-12-31 | $425,514 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $355,002 |
Expenses. Certain deemed distributions of participant loans | 2022-12-31 | $41,938 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $1,378,633 |
Value of total assets at end of year | 2022-12-31 | $12,181,472 |
Value of total assets at beginning of year | 2022-12-31 | $13,415,833 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $28,574 |
Total interest from all sources | 2022-12-31 | $7,888 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $1,029,628 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $1,029,628 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $719,975 |
Participant contributions at end of year | 2022-12-31 | $227,296 |
Participant contributions at beginning of year | 2022-12-31 | $219,634 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $258,697 |
Administrative expenses (other) incurred | 2022-12-31 | $28,574 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-1,234,361 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $12,181,472 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $13,415,833 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $11,954,176 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $13,196,199 |
Interest on participant loans | 2022-12-31 | $7,888 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-3,224,996 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $399,961 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $355,002 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | BAKER NEWMAN & NOYES |
Accountancy firm EIN | 2022-12-31 | 010494526 |
2021 : LUCAS TREE 401(K) PLAN 2021 401k financial data |
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Total income from all sources (including contributions) | 2021-12-31 | $2,556,316 |
Total of all expenses incurred | 2021-12-31 | $662,697 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $634,877 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $931,963 |
Value of total assets at end of year | 2021-12-31 | $13,415,833 |
Value of total assets at beginning of year | 2021-12-31 | $11,522,214 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $27,820 |
Total interest from all sources | 2021-12-31 | $8,998 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $1,082,493 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $1,082,493 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $585,170 |
Participant contributions at end of year | 2021-12-31 | $219,634 |
Participant contributions at beginning of year | 2021-12-31 | $220,317 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $32,199 |
Administrative expenses (other) incurred | 2021-12-31 | $27,820 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $1,893,619 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $13,415,833 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $11,522,214 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $13,196,199 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $11,301,897 |
Interest on participant loans | 2021-12-31 | $8,998 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $532,862 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $314,594 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $634,877 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | BAKER NEWMAN & NOYES |
Accountancy firm EIN | 2021-12-31 | 010494526 |
2020 : LUCAS TREE 401(K) PLAN 2020 401k financial data |
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Total income from all sources (including contributions) | 2020-12-31 | $2,221,388 |
Total of all expenses incurred | 2020-12-31 | $1,538,596 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $1,495,477 |
Expenses. Certain deemed distributions of participant loans | 2020-12-31 | $16,485 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $865,742 |
Value of total assets at end of year | 2020-12-31 | $11,522,214 |
Value of total assets at beginning of year | 2020-12-31 | $10,839,422 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $26,634 |
Total interest from all sources | 2020-12-31 | $9,306 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $690,643 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $690,643 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $562,650 |
Participant contributions at end of year | 2020-12-31 | $220,317 |
Participant contributions at beginning of year | 2020-12-31 | $212,050 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $682,792 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $11,522,214 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $10,839,422 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Investment advisory and management fees | 2020-12-31 | $25,284 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $11,301,897 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $10,627,372 |
Interest on participant loans | 2020-12-31 | $9,306 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $655,697 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $303,092 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $1,495,477 |
Contract administrator fees | 2020-12-31 | $1,350 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | BAKER NEWMAN & NOYES |
Accountancy firm EIN | 2020-12-31 | 010494526 |
2019 : LUCAS TREE 401(K) PLAN 2019 401k financial data |
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Total income from all sources (including contributions) | 2019-12-31 | $2,827,276 |
Total of all expenses incurred | 2019-12-31 | $1,156,860 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $1,136,182 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $818,714 |
Value of total assets at end of year | 2019-12-31 | $10,839,422 |
Value of total assets at beginning of year | 2019-12-31 | $9,169,006 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $20,678 |
Total interest from all sources | 2019-12-31 | $11,760 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $508,103 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $508,103 |
Administrative expenses professional fees incurred | 2019-12-31 | $20,678 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $530,185 |
Participant contributions at end of year | 2019-12-31 | $212,050 |
Participant contributions at beginning of year | 2019-12-31 | $198,367 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $1,670,416 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $10,839,422 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $9,169,006 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $10,627,372 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $8,970,639 |
Interest on participant loans | 2019-12-31 | $9,148 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $2,612 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $1,488,699 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $288,529 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $1,136,182 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | BAKER NEWMAN & NOYES |
Accountancy firm EIN | 2019-12-31 | 010494526 |
2018 : LUCAS TREE 401(K) PLAN 2018 401k financial data |
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Total income from all sources (including contributions) | 2018-12-31 | $154,657 |
Total of all expenses incurred | 2018-12-31 | $257,288 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $234,413 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $781,073 |
Value of total assets at end of year | 2018-12-31 | $9,169,006 |
Value of total assets at beginning of year | 2018-12-31 | $9,271,637 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $22,875 |
Total interest from all sources | 2018-12-31 | $7,436 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $695,311 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $695,311 |
Administrative expenses professional fees incurred | 2018-12-31 | $22,875 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $495,206 |
Participant contributions at end of year | 2018-12-31 | $198,367 |
Participant contributions at beginning of year | 2018-12-31 | $184,118 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $13,830 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-102,631 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $9,169,006 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $9,271,637 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $8,970,639 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $9,087,519 |
Interest on participant loans | 2018-12-31 | $7,436 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-1,329,163 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $272,037 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $234,413 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | BAKER NEWMAN & NOYES |
Accountancy firm EIN | 2018-12-31 | 010494526 |
2017 : LUCAS TREE 401(K) PLAN 2017 401k financial data |
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Total transfer of assets to this plan | 2017-12-31 | $0 |
Total transfer of assets from this plan | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $2,063,979 |
Total of all expenses incurred | 2017-12-31 | $534,705 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $513,664 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $704,591 |
Value of total assets at end of year | 2017-12-31 | $9,271,637 |
Value of total assets at beginning of year | 2017-12-31 | $7,742,363 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $21,041 |
Total interest from all sources | 2017-12-31 | $5,077 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $363,531 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $363,531 |
Administrative expenses professional fees incurred | 2017-12-31 | $21,041 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $436,839 |
Participant contributions at end of year | 2017-12-31 | $184,118 |
Participant contributions at beginning of year | 2017-12-31 | $184,297 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $27,385 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $1,529,274 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $9,271,637 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $7,742,363 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $9,087,519 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $7,558,066 |
Interest on participant loans | 2017-12-31 | $5,077 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $990,780 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $240,367 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $513,664 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | BAKER NEWMAN & NOYES |
Accountancy firm EIN | 2017-12-31 | 010494526 |
2016 : LUCAS TREE 401(K) PLAN 2016 401k financial data |
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Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $14,717 |
Total income from all sources (including contributions) | 2016-12-31 | $1,136,179 |
Total of all expenses incurred | 2016-12-31 | $265,886 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $225,426 |
Expenses. Certain deemed distributions of participant loans | 2016-12-31 | $10,405 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $604,200 |
Value of total assets at end of year | 2016-12-31 | $7,742,363 |
Value of total assets at beginning of year | 2016-12-31 | $6,886,787 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $30,055 |
Total interest from all sources | 2016-12-31 | $6,755 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $260,899 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $260,899 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $383,296 |
Participant contributions at end of year | 2016-12-31 | $184,297 |
Participant contributions at beginning of year | 2016-12-31 | $212,482 |
Administrative expenses (other) incurred | 2016-12-31 | $1,175 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $870,293 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $7,742,363 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $6,872,070 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $7,558,066 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $6,674,305 |
Interest on participant loans | 2016-12-31 | $6,755 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $264,325 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $220,904 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $225,426 |
Contract administrator fees | 2016-12-31 | $28,880 |
Liabilities. Value of benefit claims payable at beginning of year | 2016-12-31 | $14,717 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | BAKER NEWMAN & NOYES |
Accountancy firm EIN | 2016-12-31 | 010494526 |
2015 : LUCAS TREE 401(K) PLAN 2015 401k financial data |
---|
Total transfer of assets to this plan | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $14,717 |
Total income from all sources (including contributions) | 2015-12-31 | $523,462 |
Total of all expenses incurred | 2015-12-31 | $273,187 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $262,415 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $578,294 |
Value of total assets at end of year | 2015-12-31 | $6,886,787 |
Value of total assets at beginning of year | 2015-12-31 | $6,621,795 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $10,772 |
Total interest from all sources | 2015-12-31 | $6,219 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $317,945 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $317,945 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $366,969 |
Participant contributions at end of year | 2015-12-31 | $212,482 |
Participant contributions at beginning of year | 2015-12-31 | $186,886 |
Participant contributions at beginning of year | 2015-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $2,286 |
Administrative expenses (other) incurred | 2015-12-31 | $1,345 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Income. Non cash contributions | 2015-12-31 | $0 |
Value of net income/loss | 2015-12-31 | $250,275 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $6,872,070 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $6,621,795 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Investment advisory and management fees | 2015-12-31 | $9,427 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $6,674,305 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $6,434,909 |
Interest on participant loans | 2015-12-31 | $6,219 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-378,996 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $209,039 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $262,415 |
Contract administrator fees | 2015-12-31 | $0 |
Liabilities. Value of benefit claims payable at end of year | 2015-12-31 | $14,717 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | BAKER NEWMAN & NOYES |
Accountancy firm EIN | 2015-12-31 | 010494526 |
2014 : LUCAS TREE 401(K) PLAN 2014 401k financial data |
---|
Total income from all sources (including contributions) | 2014-12-31 | $849,082 |
Total of all expenses incurred | 2014-12-31 | $899,921 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $878,997 |
Expenses. Certain deemed distributions of participant loans | 2014-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $512,327 |
Value of total assets at end of year | 2014-12-31 | $6,621,795 |
Value of total assets at beginning of year | 2014-12-31 | $6,672,634 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $20,924 |
Total interest from all sources | 2014-12-31 | $6,430 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $280,835 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $280,835 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $323,112 |
Participant contributions at end of year | 2014-12-31 | $186,886 |
Participant contributions at beginning of year | 2014-12-31 | $234,678 |
Participant contributions at end of year | 2014-12-31 | $0 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2014-12-31 | $0 |
Administrative expenses (other) incurred | 2014-12-31 | $2,695 |
Total non interest bearing cash at beginning of year | 2014-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $-50,839 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $6,621,795 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $6,672,634 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Investment advisory and management fees | 2014-12-31 | $18,229 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $6,434,909 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $6,437,956 |
Interest on participant loans | 2014-12-31 | $6,430 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $49,490 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $189,215 |
Employer contributions (assets) at end of year | 2014-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $878,997 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | BAKER NEWMAN & NOYES |
Accountancy firm EIN | 2014-12-31 | 010494526 |
2013 : LUCAS TREE 401(K) PLAN 2013 401k financial data |
---|
Total income from all sources (including contributions) | 2013-12-31 | $1,605,672 |
Total of all expenses incurred | 2013-12-31 | $492,718 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $467,998 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $501,209 |
Value of total assets at end of year | 2013-12-31 | $6,672,634 |
Value of total assets at beginning of year | 2013-12-31 | $5,559,680 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $24,720 |
Total interest from all sources | 2013-12-31 | $6,971 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $236,949 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $236,949 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $307,383 |
Participant contributions at end of year | 2013-12-31 | $234,678 |
Participant contributions at beginning of year | 2013-12-31 | $170,441 |
Participant contributions at beginning of year | 2013-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $3,347 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $0 |
Other income not declared elsewhere | 2013-12-31 | $2,086 |
Administrative expenses (other) incurred | 2013-12-31 | $3,710 |
Total non interest bearing cash at end of year | 2013-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2013-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $1,112,954 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $6,672,634 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $5,559,680 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Investment advisory and management fees | 2013-12-31 | $21,010 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $6,437,956 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $5,212,790 |
Interest on participant loans | 2013-12-31 | $6,971 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $176,449 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $858,457 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $190,479 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $467,998 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | BAKER NEWMAN & NOYES |
Accountancy firm EIN | 2013-12-31 | 010494526 |
2012 : LUCAS TREE 401(K) PLAN 2012 401k financial data |
---|
Total income from all sources (including contributions) | 2012-12-31 | $1,275,185 |
Total of all expenses incurred | 2012-12-31 | $271,362 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $253,287 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $528,458 |
Value of total assets at end of year | 2012-12-31 | $5,559,680 |
Value of total assets at beginning of year | 2012-12-31 | $4,555,857 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $18,075 |
Total interest from all sources | 2012-12-31 | $6,370 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $114,269 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $114,269 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | Yes |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $328,798 |
Participant contributions at end of year | 2012-12-31 | $170,441 |
Participant contributions at beginning of year | 2012-12-31 | $207,939 |
Administrative expenses (other) incurred | 2012-12-31 | $1,425 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $1,003,823 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $5,559,680 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $4,555,857 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Investment advisory and management fees | 2012-12-31 | $16,650 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $5,212,790 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $4,061,691 |
Interest on participant loans | 2012-12-31 | $6,370 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $176,449 |
Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $286,227 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $622,197 |
Net investment gain or loss from common/collective trusts | 2012-12-31 | $3,891 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $199,660 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $253,287 |
Contract administrator fees | 2012-12-31 | $0 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | Yes |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | BAKER NEWMAN & NOYES |
Accountancy firm EIN | 2012-12-31 | 010494526 |
2011 : LUCAS TREE 401(K) PLAN 2011 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $329,442 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $230,209 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $189,887 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $478,484 |
Value of total assets at end of year | 2011-12-31 | $4,555,857 |
Value of total assets at beginning of year | 2011-12-31 | $4,456,624 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $40,322 |
Total interest from all sources | 2011-12-31 | $7,404 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $18,127 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $18,127 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $4,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $296,695 |
Participant contributions at end of year | 2011-12-31 | $207,939 |
Participant contributions at beginning of year | 2011-12-31 | $214,238 |
Other income not declared elsewhere | 2011-12-31 | $26,621 |
Administrative expenses (other) incurred | 2011-12-31 | $40,322 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $99,233 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $4,555,857 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $4,456,624 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $4,061,691 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $4,029,258 |
Interest on participant loans | 2011-12-31 | $7,404 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $286,227 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $213,128 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-205,800 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $4,606 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $181,789 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $189,887 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | BAKER NEWMAN & NOYES |
Accountancy firm EIN | 2011-12-31 | 010494526 |
2010 : LUCAS TREE 401(K) PLAN 2010 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $952,371 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $522,879 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $476,107 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $449,926 |
Value of total assets at end of year | 2010-12-31 | $4,456,624 |
Value of total assets at beginning of year | 2010-12-31 | $4,027,132 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $46,772 |
Total interest from all sources | 2010-12-31 | $7,273 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $114,170 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $114,170 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $4,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $279,482 |
Participant contributions at end of year | 2010-12-31 | $214,238 |
Participant contributions at beginning of year | 2010-12-31 | $183,502 |
Other income not declared elsewhere | 2010-12-31 | $10,797 |
Administrative expenses (other) incurred | 2010-12-31 | $46,772 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $429,492 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $4,456,624 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $4,027,132 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $4,029,258 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $3,691,325 |
Interest on participant loans | 2010-12-31 | $7,273 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $213,128 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $152,305 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $363,858 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $6,347 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $170,444 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $476,107 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | BAKER NEWMAN NOYES LLC |
Accountancy firm EIN | 2010-12-31 | 010494526 |
2009 : LUCAS TREE 401(K) PLAN 2009 401k financial data |
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Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |