PRESIDENT AND TRUSTEES OF BATES COLLEGE has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan BATES COLLEGE 403(B) RETIREMENT PLAN
| Measure | Date | Value |
|---|
| 2023 : BATES COLLEGE 403(B) RETIREMENT PLAN 2023 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2023-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total income from all sources (including contributions) | 2023-12-31 | $27,266,979 |
| Total loss/gain on sale of assets | 2023-12-31 | $0 |
| Total of all expenses incurred | 2023-12-31 | $6,160,026 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $6,023,530 |
| Expenses. Certain deemed distributions of participant loans | 2023-12-31 | $19,777 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $6,897,563 |
| Value of total assets at end of year | 2023-12-31 | $156,408,848 |
| Value of total assets at beginning of year | 2023-12-31 | $135,301,895 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $116,719 |
| Total interest from all sources | 2023-12-31 | $1,319,554 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $1,591,415 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-12-31 | $1,591,415 |
| Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
| Value of fidelity bond cover | 2023-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Contributions received from participants | 2023-12-31 | $4,686,571 |
| Participant contributions at end of year | 2023-12-31 | $621,478 |
| Participant contributions at beginning of year | 2023-12-31 | $637,517 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-12-31 | $822,700 |
| Other income not declared elsewhere | 2023-12-31 | $91,043 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $21,106,953 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $156,408,848 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $135,301,895 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Investment advisory and management fees | 2023-12-31 | $31,017 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-12-31 | $117,903,025 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-12-31 | $96,441,969 |
| Value of interest in pooled separate accounts at end of year | 2023-12-31 | $6,319,873 |
| Value of interest in pooled separate accounts at beginning of year | 2023-12-31 | $7,265,667 |
| Interest on participant loans | 2023-12-31 | $36,142 |
| Interest earned on other investments | 2023-12-31 | $1,283,412 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-12-31 | $31,564,472 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-12-31 | $30,956,742 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2023-12-31 | $462,921 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-12-31 | $18,362,299 |
| Net investment gain/loss from pooled separate accounts | 2023-12-31 | $-994,895 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Contributions received in cash from employer | 2023-12-31 | $1,388,292 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $5,560,609 |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | BERRY, DUNN, MCNEIL & PARKER, LLC |
| Accountancy firm EIN | 2023-12-31 | 010523282 |
| Total unrealized appreciation/depreciation of assets | 2023-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total income from all sources (including contributions) | 2023-01-01 | $27,266,979 |
| Total loss/gain on sale of assets | 2023-01-01 | $0 |
| Total of all expenses incurred | 2023-01-01 | $6,160,026 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-01-01 | $6,023,530 |
| Expenses. Certain deemed distributions of participant loans | 2023-01-01 | $19,777 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-01-01 | $6,897,563 |
| Value of total assets at end of year | 2023-01-01 | $156,408,848 |
| Value of total assets at beginning of year | 2023-01-01 | $135,301,895 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-01-01 | $116,719 |
| Total interest from all sources | 2023-01-01 | $1,319,554 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-01-01 | $1,591,415 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-01-01 | $1,591,415 |
| Was this plan covered by a fidelity bond | 2023-01-01 | Yes |
| Value of fidelity bond cover | 2023-01-01 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-01-01 | No |
| Contributions received from participants | 2023-01-01 | $4,686,571 |
| Participant contributions at end of year | 2023-01-01 | $621,478 |
| Participant contributions at beginning of year | 2023-01-01 | $637,517 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-01-01 | $822,700 |
| Other income not declared elsewhere | 2023-01-01 | $91,043 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Value of net income/loss | 2023-01-01 | $21,106,953 |
| Value of net assets at end of year (total assets less liabilities) | 2023-01-01 | $156,408,848 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-01-01 | $135,301,895 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-01-01 | No |
| Investment advisory and management fees | 2023-01-01 | $31,017 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-01-01 | $117,903,025 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-01-01 | $96,441,969 |
| Value of interest in pooled separate accounts at end of year | 2023-01-01 | $6,319,873 |
| Value of interest in pooled separate accounts at beginning of year | 2023-01-01 | $7,265,667 |
| Interest on participant loans | 2023-01-01 | $36,142 |
| Interest earned on other investments | 2023-01-01 | $1,283,412 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-01-01 | $31,564,472 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-01-01 | $30,956,742 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2023-01-01 | $462,921 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-01-01 | $18,362,299 |
| Net investment gain/loss from pooled separate accounts | 2023-01-01 | $-994,895 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-01-01 | No |
| Contributions received in cash from employer | 2023-01-01 | $1,388,292 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-01-01 | $5,560,609 |
| Did the plan have assets held for investment | 2023-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-01-01 | 1 |
| Accountancy firm name | 2023-01-01 | BERRY, DUNN, MCNEIL & PARKER, LLC |
| Accountancy firm EIN | 2023-01-01 | 010523282 |
| 2022 : BATES COLLEGE 403(B) RETIREMENT PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total income from all sources (including contributions) | 2022-12-31 | $-12,851,605 |
| Total loss/gain on sale of assets | 2022-12-31 | $0 |
| Total of all expenses incurred | 2022-12-31 | $5,801,929 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $5,707,689 |
| Expenses. Certain deemed distributions of participant loans | 2022-12-31 | $3,454 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $6,534,411 |
| Value of total assets at end of year | 2022-12-31 | $135,301,895 |
| Value of total assets at beginning of year | 2022-12-31 | $153,955,429 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $90,786 |
| Total interest from all sources | 2022-12-31 | $1,091,692 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $2,194,686 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $2,194,686 |
| Administrative expenses professional fees incurred | 2022-12-31 | $12,500 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $4,522,221 |
| Participant contributions at end of year | 2022-12-31 | $637,517 |
| Participant contributions at beginning of year | 2022-12-31 | $541,249 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $691,181 |
| Other income not declared elsewhere | 2022-12-31 | $116,416 |
| Administrative expenses (other) incurred | 2022-12-31 | $48,338 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-18,653,534 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $135,301,895 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $153,955,429 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Investment advisory and management fees | 2022-12-31 | $29,948 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $96,441,969 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $116,634,628 |
| Value of interest in pooled separate accounts at end of year | 2022-12-31 | $7,265,667 |
| Value of interest in pooled separate accounts at beginning of year | 2022-12-31 | $6,718,297 |
| Interest on participant loans | 2022-12-31 | $26,815 |
| Interest earned on other investments | 2022-12-31 | $1,064,877 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $30,956,742 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $30,061,255 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2022-12-31 | $892,044 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-23,346,920 |
| Net investment gain/loss from pooled separate accounts | 2022-12-31 | $558,110 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $1,321,009 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $4,815,645 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | BERRY, DUNN, MCNEIL & PARKER, LLC |
| Accountancy firm EIN | 2022-12-31 | 010523282 |
| Total unrealized appreciation/depreciation of assets | 2022-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total income from all sources (including contributions) | 2022-01-01 | $-12,851,605 |
| Total loss/gain on sale of assets | 2022-01-01 | $0 |
| Total of all expenses incurred | 2022-01-01 | $5,801,929 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $5,707,689 |
| Expenses. Certain deemed distributions of participant loans | 2022-01-01 | $3,454 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $6,534,411 |
| Value of total assets at end of year | 2022-01-01 | $135,301,895 |
| Value of total assets at beginning of year | 2022-01-01 | $153,955,429 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $90,786 |
| Total interest from all sources | 2022-01-01 | $1,091,692 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $2,194,686 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-01-01 | $2,194,686 |
| Administrative expenses professional fees incurred | 2022-01-01 | $12,500 |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $4,522,221 |
| Participant contributions at end of year | 2022-01-01 | $637,517 |
| Participant contributions at beginning of year | 2022-01-01 | $541,249 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-01-01 | $691,181 |
| Other income not declared elsewhere | 2022-01-01 | $116,416 |
| Administrative expenses (other) incurred | 2022-01-01 | $48,338 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $-18,653,534 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $135,301,895 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $153,955,429 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Investment advisory and management fees | 2022-01-01 | $29,948 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-01-01 | $96,441,969 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-01-01 | $116,634,628 |
| Value of interest in pooled separate accounts at end of year | 2022-01-01 | $7,265,667 |
| Value of interest in pooled separate accounts at beginning of year | 2022-01-01 | $6,718,297 |
| Interest on participant loans | 2022-01-01 | $26,815 |
| Interest earned on other investments | 2022-01-01 | $1,064,877 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-01-01 | $30,956,742 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-01-01 | $30,061,255 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2022-01-01 | $892,044 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-01-01 | $-23,346,920 |
| Net investment gain/loss from pooled separate accounts | 2022-01-01 | $558,110 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Contributions received in cash from employer | 2022-01-01 | $1,321,009 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $4,815,645 |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | BERRY, DUNN, MCNEIL & PARKER, LLC |
| Accountancy firm EIN | 2022-01-01 | 010523282 |
| 2021 : BATES COLLEGE 403(B) RETIREMENT PLAN 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total income from all sources (including contributions) | 2021-12-31 | $28,139,394 |
| Total loss/gain on sale of assets | 2021-12-31 | $0 |
| Total of all expenses incurred | 2021-12-31 | $4,780,666 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $4,689,690 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $10,502,428 |
| Value of total assets at end of year | 2021-12-31 | $153,955,429 |
| Value of total assets at beginning of year | 2021-12-31 | $130,596,701 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $90,976 |
| Total interest from all sources | 2021-12-31 | $900,904 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $3,089,669 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $3,089,669 |
| Administrative expenses professional fees incurred | 2021-12-31 | $11,900 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $4,299,532 |
| Participant contributions at end of year | 2021-12-31 | $541,249 |
| Participant contributions at beginning of year | 2021-12-31 | $202,832 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $1,717,305 |
| Other income not declared elsewhere | 2021-12-31 | $119,400 |
| Administrative expenses (other) incurred | 2021-12-31 | $52,076 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $23,358,728 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $153,955,429 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $130,596,701 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Investment advisory and management fees | 2021-12-31 | $27,000 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $116,634,628 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $95,948,829 |
| Value of interest in pooled separate accounts at end of year | 2021-12-31 | $6,718,297 |
| Value of interest in pooled separate accounts at beginning of year | 2021-12-31 | $5,770,453 |
| Interest on participant loans | 2021-12-31 | $16,247 |
| Interest earned on other investments | 2021-12-31 | $884,657 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $30,061,255 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $28,674,587 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2021-12-31 | $26,998 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $12,495,173 |
| Net investment gain/loss from pooled separate accounts | 2021-12-31 | $1,031,820 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contributions received in cash from employer | 2021-12-31 | $4,485,591 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $4,662,692 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | BERRY, DUNN, MCNEIL & PARKER, LLC |
| Accountancy firm EIN | 2021-12-31 | 010523282 |
| 2020 : BATES COLLEGE 403(B) RETIREMENT PLAN 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total income from all sources (including contributions) | 2020-12-31 | $24,545,466 |
| Total loss/gain on sale of assets | 2020-12-31 | $0 |
| Total of all expenses incurred | 2020-12-31 | $5,520,782 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $5,444,290 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $8,411,992 |
| Value of total assets at end of year | 2020-12-31 | $130,596,701 |
| Value of total assets at beginning of year | 2020-12-31 | $111,572,017 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $76,492 |
| Total interest from all sources | 2020-12-31 | $932,484 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $1,528,495 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $1,528,495 |
| Administrative expenses professional fees incurred | 2020-12-31 | $11,650 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Contributions received from participants | 2020-12-31 | $4,261,012 |
| Participant contributions at end of year | 2020-12-31 | $202,832 |
| Participant contributions at beginning of year | 2020-12-31 | $65,339 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $1,260,082 |
| Other income not declared elsewhere | 2020-12-31 | $82,285 |
| Administrative expenses (other) incurred | 2020-12-31 | $40,959 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $19,024,684 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $130,596,701 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $111,572,017 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Investment advisory and management fees | 2020-12-31 | $23,883 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $95,948,829 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $78,337,168 |
| Value of interest in pooled separate accounts at end of year | 2020-12-31 | $5,770,453 |
| Value of interest in pooled separate accounts at beginning of year | 2020-12-31 | $6,129,457 |
| Interest earned on other investments | 2020-12-31 | $932,484 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $28,674,587 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $27,040,053 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2020-12-31 | $1,307,015 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $13,642,197 |
| Net investment gain/loss from pooled separate accounts | 2020-12-31 | $-51,987 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Contributions received in cash from employer | 2020-12-31 | $2,890,898 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $4,137,275 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
| Accountancy firm name | 2020-12-31 | BERRY, DUNN, MCNEIL & PARKER, LLC |
| Accountancy firm EIN | 2020-12-31 | 010523282 |
| 2019 : BATES COLLEGE 403(B) RETIREMENT PLAN 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total income from all sources (including contributions) | 2019-12-31 | $24,417,118 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total of all expenses incurred | 2019-12-31 | $5,741,892 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $5,678,936 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $7,719,625 |
| Value of total assets at end of year | 2019-12-31 | $111,572,017 |
| Value of total assets at beginning of year | 2019-12-31 | $92,896,791 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $62,956 |
| Total interest from all sources | 2019-12-31 | $902,504 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $998,112 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $998,112 |
| Administrative expenses professional fees incurred | 2019-12-31 | $11,800 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Contributions received from participants | 2019-12-31 | $4,253,067 |
| Participant contributions at end of year | 2019-12-31 | $65,339 |
| Participant contributions at beginning of year | 2019-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $2,210,952 |
| Other income not declared elsewhere | 2019-12-31 | $76,116 |
| Administrative expenses (other) incurred | 2019-12-31 | $31,733 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $18,675,226 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $111,572,017 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $92,896,791 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Investment advisory and management fees | 2019-12-31 | $19,423 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $78,337,168 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $60,993,628 |
| Value of interest in pooled separate accounts at end of year | 2019-12-31 | $6,129,457 |
| Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $5,745,452 |
| Interest earned on other investments | 2019-12-31 | $902,504 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $27,040,053 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $26,157,711 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2019-12-31 | $508,980 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $14,403,039 |
| Net investment gain/loss from pooled separate accounts | 2019-12-31 | $317,722 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Contributions received in cash from employer | 2019-12-31 | $1,255,606 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $5,169,956 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | BERRY, DUNN, MCNEIL & PARKER, LLC |
| Accountancy firm EIN | 2019-12-31 | 010523282 |
| 2018 : BATES COLLEGE 403(B) RETIREMENT PLAN 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total income from all sources (including contributions) | 2018-12-31 | $3,517,856 |
| Total loss/gain on sale of assets | 2018-12-31 | $0 |
| Total of all expenses incurred | 2018-12-31 | $5,808,803 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $5,749,127 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $6,848,958 |
| Value of total assets at end of year | 2018-12-31 | $92,896,791 |
| Value of total assets at beginning of year | 2018-12-31 | $95,187,738 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $59,676 |
| Total interest from all sources | 2018-12-31 | $903,695 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $962,590 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $962,590 |
| Administrative expenses professional fees incurred | 2018-12-31 | $11,800 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $4,142,629 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $1,502,713 |
| Other income not declared elsewhere | 2018-12-31 | $97,637 |
| Administrative expenses (other) incurred | 2018-12-31 | $24,353 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-2,290,947 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $92,896,791 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $95,187,738 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Investment advisory and management fees | 2018-12-31 | $23,523 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $60,993,628 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $64,280,550 |
| Value of interest in pooled separate accounts at end of year | 2018-12-31 | $5,745,452 |
| Value of interest in pooled separate accounts at beginning of year | 2018-12-31 | $5,190,695 |
| Interest earned on other investments | 2018-12-31 | $903,695 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $26,157,711 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $25,716,493 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2018-12-31 | $432,676 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-5,546,329 |
| Net investment gain/loss from pooled separate accounts | 2018-12-31 | $251,305 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $1,203,616 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $5,316,451 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | BERRY, DUNN, MCNEIL & PARKER, LLC |
| Accountancy firm EIN | 2018-12-31 | 010523282 |
| 2017 : BATES COLLEGE 403(B) RETIREMENT PLAN 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total income from all sources (including contributions) | 2017-12-31 | $17,380,404 |
| Total loss/gain on sale of assets | 2017-12-31 | $0 |
| Total of all expenses incurred | 2017-12-31 | $3,011,186 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $2,991,992 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $5,517,409 |
| Value of total assets at end of year | 2017-12-31 | $95,187,738 |
| Value of total assets at beginning of year | 2017-12-31 | $80,818,520 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $19,194 |
| Total interest from all sources | 2017-12-31 | $851,834 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $590,572 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $590,572 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $3,839,225 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $542,980 |
| Other income not declared elsewhere | 2017-12-31 | $19,074 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $14,369,218 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $95,187,738 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $80,818,520 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Investment advisory and management fees | 2017-12-31 | $19,194 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $64,280,550 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $51,774,412 |
| Value of interest in pooled separate accounts at end of year | 2017-12-31 | $5,190,695 |
| Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $4,767,970 |
| Interest earned on other investments | 2017-12-31 | $851,834 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $25,716,493 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $24,276,138 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2017-12-31 | $201,975 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $10,186,021 |
| Net investment gain/loss from pooled separate accounts | 2017-12-31 | $215,494 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $1,135,204 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $2,790,017 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | BERRY, DUNN, MCNEIL & PARKER, LLC |
| Accountancy firm EIN | 2017-12-31 | 010523282 |
| 2016 : BATES COLLEGE 403(B) RETIREMENT PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total income from all sources (including contributions) | 2016-12-31 | $10,785,943 |
| Total loss/gain on sale of assets | 2016-12-31 | $0 |
| Total of all expenses incurred | 2016-12-31 | $3,362,115 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $3,341,511 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $6,167,468 |
| Value of total assets at end of year | 2016-12-31 | $80,818,520 |
| Value of total assets at beginning of year | 2016-12-31 | $73,394,692 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $20,604 |
| Total interest from all sources | 2016-12-31 | $854,090 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $349,042 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $349,042 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $3,747,520 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $1,330,080 |
| Other income not declared elsewhere | 2016-12-31 | $20,388 |
| Administrative expenses (other) incurred | 2016-12-31 | $2 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $7,423,828 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $80,818,520 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $73,394,692 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Investment advisory and management fees | 2016-12-31 | $20,602 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $51,774,412 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $46,753,045 |
| Value of interest in pooled separate accounts at end of year | 2016-12-31 | $4,767,970 |
| Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $4,408,068 |
| Interest earned on other investments | 2016-12-31 | $854,090 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $24,276,138 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $22,233,579 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2016-12-31 | $148,805 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $3,164,301 |
| Net investment gain/loss from pooled separate accounts | 2016-12-31 | $230,654 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $1,089,868 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $3,192,706 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | BERRY, DUNN, MCNEIL & PARKER, LLC |
| Accountancy firm EIN | 2016-12-31 | 010523282 |
| 2015 : BATES COLLEGE 403(B) RETIREMENT PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total income from all sources (including contributions) | 2015-12-31 | $6,956,253 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $4,202,183 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $4,192,961 |
| Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $1,894 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $5,753,448 |
| Value of total assets at end of year | 2015-12-31 | $73,394,692 |
| Value of total assets at beginning of year | 2015-12-31 | $70,640,622 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $7,328 |
| Total interest from all sources | 2015-12-31 | $765,255 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $270,149 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $270,149 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $3,582,642 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $1,145,996 |
| Other income not declared elsewhere | 2015-12-31 | $7,230 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $2,754,070 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $73,394,692 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $70,640,622 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Investment advisory and management fees | 2015-12-31 | $7,328 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $46,753,045 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $45,180,816 |
| Value of interest in pooled separate accounts at end of year | 2015-12-31 | $4,408,068 |
| Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $4,026,155 |
| Interest earned on other investments | 2015-12-31 | $765,255 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $22,233,579 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $21,433,651 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2015-12-31 | $452,170 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-168,377 |
| Net investment gain/loss from pooled separate accounts | 2015-12-31 | $328,548 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $1,024,810 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $3,740,791 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | BERRY, DUNN, MCNEIL & PARKER, LLC |
| Accountancy firm EIN | 2015-12-31 | 010523282 |
| 2014 : BATES COLLEGE 403(B) RETIREMENT PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $18,884 |
| Total income from all sources (including contributions) | 2014-12-31 | $9,250,194 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $3,234,570 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $3,219,582 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $5,005,722 |
| Value of total assets at end of year | 2014-12-31 | $70,640,622 |
| Value of total assets at beginning of year | 2014-12-31 | $64,643,882 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $14,988 |
| Total interest from all sources | 2014-12-31 | $764,031 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $175,010 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $175,010 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $3,469,581 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $574,839 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $18,884 |
| Other income not declared elsewhere | 2014-12-31 | $14,908 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $6,015,624 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $70,640,622 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $64,624,998 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Investment advisory and management fees | 2014-12-31 | $14,988 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $45,180,816 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $40,523,491 |
| Value of interest in pooled separate accounts at end of year | 2014-12-31 | $4,026,155 |
| Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $3,601,309 |
| Interest earned on other investments | 2014-12-31 | $764,031 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $21,433,651 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $20,519,082 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2014-12-31 | $326,274 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $2,848,667 |
| Net investment gain/loss from pooled separate accounts | 2014-12-31 | $441,856 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $961,302 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $2,893,308 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | BERRY, DUNN, MCNEIL & PARKER, LLC |
| Accountancy firm EIN | 2014-12-31 | 010523282 |
| 2013 : BATES COLLEGE 403(B) RETIREMENT PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $18,884 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total income from all sources (including contributions) | 2013-12-31 | $12,327,617 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $1,801,881 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $1,788,200 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $4,020,369 |
| Value of total assets at end of year | 2013-12-31 | $64,643,882 |
| Value of total assets at beginning of year | 2013-12-31 | $54,099,262 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $13,681 |
| Total interest from all sources | 2013-12-31 | $711,487 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $51,185 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $51,185 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $3,266,899 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $23,589 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $18,884 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $0 |
| Other income not declared elsewhere | 2013-12-31 | $14,150 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $10,525,736 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $64,624,998 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $54,099,262 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Investment advisory and management fees | 2013-12-31 | $13,681 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $40,523,491 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $32,115,094 |
| Value of interest in pooled separate accounts at end of year | 2013-12-31 | $3,601,309 |
| Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $2,976,944 |
| Interest earned on other investments | 2013-12-31 | $711,487 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $20,519,082 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $19,007,224 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2013-12-31 | $19,246 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $7,227,924 |
| Net investment gain/loss from pooled separate accounts | 2013-12-31 | $302,502 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $729,881 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $1,768,954 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | BERRY, DUNN, MCNEIL & PARKER, LLC |
| Accountancy firm EIN | 2013-12-31 | 010523282 |
| 2012 : BATES COLLEGE 403(B) RETIREMENT PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $8,273,284 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $2,647,806 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $2,641,482 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $3,335,318 |
| Value of total assets at end of year | 2012-12-31 | $54,099,262 |
| Value of total assets at beginning of year | 2012-12-31 | $48,473,784 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $6,324 |
| Total interest from all sources | 2012-12-31 | $651,778 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $2,843,613 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $115,746 |
| Other income not declared elsewhere | 2012-12-31 | $6,528 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $5,625,478 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $54,099,262 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $48,473,784 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Investment advisory and management fees | 2012-12-31 | $6,324 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $32,115,094 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $28,064,903 |
| Value of interest in pooled separate accounts at end of year | 2012-12-31 | $2,976,944 |
| Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $2,518,329 |
| Interest earned on other investments | 2012-12-31 | $651,778 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $19,007,224 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $17,890,552 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2012-12-31 | $915,983 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $4,019,318 |
| Net investment gain/loss from pooled separate accounts | 2012-12-31 | $260,342 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $375,959 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $1,725,499 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | BERRY, DUNN, MCNEIL & PARKER, LLC |
| Accountancy firm EIN | 2012-12-31 | 010523282 |
| 2011 : BATES COLLEGE 403(B) RETIREMENT PLAN 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2011-12-31 | $0 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $0 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total transfer of assets to this plan | 2011-12-31 | $0 |
| Total transfer of assets from this plan | 2011-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Expenses. Interest paid | 2011-12-31 | $0 |
| Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $4,071,699 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $1,329,198 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $1,329,198 |
| Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $0 |
| Value of total corrective distributions | 2011-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $3,542,340 |
| Value of total assets at end of year | 2011-12-31 | $48,473,784 |
| Value of total assets at beginning of year | 2011-12-31 | $45,731,283 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $0 |
| Total interest from all sources | 2011-12-31 | $604,116 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Administrative expenses professional fees incurred | 2011-12-31 | $0 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $2,826,753 |
| Participant contributions at end of year | 2011-12-31 | $0 |
| Participant contributions at beginning of year | 2011-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $348,834 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2011-12-31 | $0 |
| Other income not declared elsewhere | 2011-12-31 | $88,528 |
| Administrative expenses (other) incurred | 2011-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $2,742,501 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $48,473,784 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $45,731,283 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Investment advisory and management fees | 2011-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $28,064,903 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $27,708,379 |
| Value of interest in pooled separate accounts at end of year | 2011-12-31 | $2,518,329 |
| Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $1,958,057 |
| Interest earned on other investments | 2011-12-31 | $604,116 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $17,890,552 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $16,064,847 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2011-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-438,776 |
| Net investment gain/loss from pooled separate accounts | 2011-12-31 | $275,491 |
| Net investment gain or loss from common/collective trusts | 2011-12-31 | $0 |
| Net gain/loss from 103.12 investment entities | 2011-12-31 | $0 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $366,753 |
| Employer contributions (assets) at end of year | 2011-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2011-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $1,329,198 |
| Contract administrator fees | 2011-12-31 | $0 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | BERRY DUNN MCNEIL & PARKER |
| Accountancy firm EIN | 2011-12-31 | 010523282 |
| 2010 : BATES COLLEGE 403(B) RETIREMENT PLAN 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $7,232,522 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $1,393,873 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $1,393,873 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $3,246,429 |
| Value of total assets at end of year | 2010-12-31 | $45,731,283 |
| Value of total assets at beginning of year | 2010-12-31 | $39,892,634 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $0 |
| Total interest from all sources | 2010-12-31 | $525,774 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Was this plan covered by a fidelity bond | 2010-12-31 | No |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $2,735,628 |
| Participant contributions at end of year | 2010-12-31 | $0 |
| Participant contributions at beginning of year | 2010-12-31 | $15,665 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $159,245 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $5,838,649 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $45,731,283 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $39,892,634 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $27,708,379 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $23,431,577 |
| Value of interest in pooled separate accounts at end of year | 2010-12-31 | $1,958,057 |
| Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $1,475,402 |
| Interest earned on other investments | 2010-12-31 | $525,774 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $16,064,847 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $14,967,330 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $3,244,095 |
| Net investment gain/loss from pooled separate accounts | 2010-12-31 | $216,224 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $351,556 |
| Employer contributions (assets) at end of year | 2010-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $2,660 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $1,393,873 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | BERRY DUNN |
| Accountancy firm EIN | 2010-12-31 | 010523282 |
| 2009 : BATES COLLEGE 403(B) RETIREMENT PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
