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SENIORSPLUS PENSION PLAN 401k Plan overview

Plan NameSENIORSPLUS PENSION PLAN
Plan identification number 001

SENIORSPLUS PENSION PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SENIORSPLUS has sponsored the creation of one or more 401k plans.

Company Name:SENIORSPLUS
Employer identification number (EIN):010317103
NAIC Classification:621610
NAIC Description:Home Health Care Services

Additional information about SENIORSPLUS

Jurisdiction of Incorporation: Maine Bureau of Corporations, Elections & Commissions
Incorporation Date:
Company Identification Number: 19720031ND

More information about SENIORSPLUS

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SENIORSPLUS PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01BRIAN LACROIX
0012016-01-01BRIAN LACROIX BRIAN LACROIX2017-07-05
0012015-01-01BRIAN LACROIX
0012014-01-01BRIAN LACROIX2015-10-13
0012013-01-01MICHAEL MCCLUSKEY2014-05-05 MICHAEL MCCLUSKEY2014-05-05
0012012-01-01MICHAEL MCCLUSKEY2013-06-20
0012011-01-01DEBRA PARRY2012-04-18
0012010-07-01DEBRA PARRY2011-03-14

Plan Statistics for SENIORSPLUS PENSION PLAN

401k plan membership statisitcs for SENIORSPLUS PENSION PLAN

Measure Date Value
2022: SENIORSPLUS PENSION PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01169
Total number of active participants reported on line 7a of the Form 55002022-01-01140
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0136
Total of all active and inactive participants2022-01-01176
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01176
Number of participants with account balances2022-01-0198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-013
2021: SENIORSPLUS PENSION PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01159
Total number of active participants reported on line 7a of the Form 55002021-01-01130
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0136
Total of all active and inactive participants2021-01-01166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01166
Number of participants with account balances2021-01-0196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-013
2020: SENIORSPLUS PENSION PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01155
Total number of active participants reported on line 7a of the Form 55002020-01-01123
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0133
Total of all active and inactive participants2020-01-01156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01156
Number of participants with account balances2020-01-0198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: SENIORSPLUS PENSION PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01151
Total number of active participants reported on line 7a of the Form 55002019-01-01118
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0133
Total of all active and inactive participants2019-01-01151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01151
Number of participants with account balances2019-01-0199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-014
2018: SENIORSPLUS PENSION PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01156
Total number of active participants reported on line 7a of the Form 55002018-01-01117
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0134
Total of all active and inactive participants2018-01-01151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01151
Number of participants with account balances2018-01-0198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-015
2017: SENIORSPLUS PENSION PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01172
Total number of active participants reported on line 7a of the Form 55002017-01-01121
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0134
Total of all active and inactive participants2017-01-01155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01155
Number of participants with account balances2017-01-01100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-011
2016: SENIORSPLUS PENSION PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01148
Total number of active participants reported on line 7a of the Form 55002016-01-01131
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0140
Total of all active and inactive participants2016-01-01171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01171
Number of participants with account balances2016-01-01107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-014
2015: SENIORSPLUS PENSION PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01125
Total number of active participants reported on line 7a of the Form 55002015-01-01104
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0131
Total of all active and inactive participants2015-01-01135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01135
Number of participants with account balances2015-01-0198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-016

Financial Data on SENIORSPLUS PENSION PLAN

Measure Date Value
2022 : SENIORSPLUS PENSION PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-793,480
Total of all expenses incurred2022-12-31$765,527
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$762,554
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$440,670
Value of total assets at end of year2022-12-31$5,919,672
Value of total assets at beginning of year2022-12-31$7,478,679
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$2,973
Total interest from all sources2022-12-31$8,784
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$3,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$250,843
Participant contributions at end of year2022-12-31$103,911
Participant contributions at beginning of year2022-12-31$122,392
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$46,754
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,559,007
Value of net assets at end of year (total assets less liabilities)2022-12-31$5,919,672
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$7,478,679
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in pooled separate accounts at end of year2022-12-31$5,510,438
Value of interest in pooled separate accounts at beginning of year2022-12-31$6,913,047
Interest on participant loans2022-12-31$4,709
Interest earned on other investments2022-12-31$4,075
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$305,323
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$443,240
Net investment gain/loss from pooled separate accounts2022-12-31$-1,242,934
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$143,073
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$762,554
Contract administrator fees2022-12-31$2,973
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31OUELLETTE & ASSOCIATES, PA
Accountancy firm EIN2022-12-31010448675
2021 : SENIORSPLUS PENSION PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$1,439,885
Total of all expenses incurred2021-12-31$381,159
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$378,949
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$516,692
Value of total assets at end of year2021-12-31$7,478,679
Value of total assets at beginning of year2021-12-31$6,419,953
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$2,210
Total interest from all sources2021-12-31$8,871
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$3,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$249,051
Participant contributions at end of year2021-12-31$122,392
Participant contributions at beginning of year2021-12-31$88,893
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$121,840
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,058,726
Value of net assets at end of year (total assets less liabilities)2021-12-31$7,478,679
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$6,419,953
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in pooled separate accounts at end of year2021-12-31$6,913,047
Value of interest in pooled separate accounts at beginning of year2021-12-31$5,711,755
Interest on participant loans2021-12-31$4,349
Interest earned on other investments2021-12-31$4,522
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$443,240
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$619,305
Net investment gain/loss from pooled separate accounts2021-12-31$914,322
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$145,801
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$378,949
Contract administrator fees2021-12-31$2,210
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31OUELLETTE & ASSOCIATES, PA
Accountancy firm EIN2021-12-31010448675
2020 : SENIORSPLUS PENSION PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$1,268,766
Total of all expenses incurred2020-12-31$311,267
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$308,667
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$430,837
Value of total assets at end of year2020-12-31$6,419,953
Value of total assets at beginning of year2020-12-31$5,462,454
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$2,600
Total interest from all sources2020-12-31$9,635
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$3,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$249,683
Participant contributions at end of year2020-12-31$88,893
Participant contributions at beginning of year2020-12-31$100,466
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$31,120
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$957,499
Value of net assets at end of year (total assets less liabilities)2020-12-31$6,419,953
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$5,462,454
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in pooled separate accounts at end of year2020-12-31$5,711,755
Value of interest in pooled separate accounts at beginning of year2020-12-31$4,916,102
Interest on participant loans2020-12-31$4,824
Interest earned on other investments2020-12-31$4,811
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$619,305
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$445,886
Net investment gain/loss from pooled separate accounts2020-12-31$828,294
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$150,034
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$308,667
Contract administrator fees2020-12-31$2,600
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31OUELLETTE & ASSOCIATES, PA
Accountancy firm EIN2020-12-31010448675
2019 : SENIORSPLUS PENSION PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$1,324,357
Total of all expenses incurred2019-12-31$255,854
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$253,934
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$407,705
Value of total assets at end of year2019-12-31$5,462,454
Value of total assets at beginning of year2019-12-31$4,393,951
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$1,920
Total interest from all sources2019-12-31$12,280
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$3,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$223,724
Participant contributions at end of year2019-12-31$100,466
Participant contributions at beginning of year2019-12-31$63,395
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$48,116
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,068,503
Value of net assets at end of year (total assets less liabilities)2019-12-31$5,462,454
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$4,393,951
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$4,916,102
Value of interest in pooled separate accounts at beginning of year2019-12-31$3,908,083
Interest on participant loans2019-12-31$4,761
Interest earned on other investments2019-12-31$7,519
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$445,886
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$422,473
Net investment gain/loss from pooled separate accounts2019-12-31$904,372
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$135,865
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$253,934
Contract administrator fees2019-12-31$1,920
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31OUELLETTE & ASSOCIATES, PA
Accountancy firm EIN2019-12-31010448675
2018 : SENIORSPLUS PENSION PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$141,389
Total of all expenses incurred2018-12-31$386,046
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$383,966
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$368,624
Value of total assets at end of year2018-12-31$4,393,951
Value of total assets at beginning of year2018-12-31$4,638,608
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$2,080
Total interest from all sources2018-12-31$6,727
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$3,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$204,464
Participant contributions at end of year2018-12-31$63,395
Participant contributions at beginning of year2018-12-31$29,295
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$40,340
Administrative expenses (other) incurred2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Income. Non cash contributions2018-12-31$0
Value of net income/loss2018-12-31$-244,657
Value of net assets at end of year (total assets less liabilities)2018-12-31$4,393,951
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$4,638,608
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$3,908,083
Value of interest in pooled separate accounts at beginning of year2018-12-31$4,227,831
Interest on participant loans2018-12-31$2,356
Interest earned on other investments2018-12-31$4,371
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$422,473
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$381,482
Net investment gain/loss from pooled separate accounts2018-12-31$-233,962
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$123,820
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$383,966
Contract administrator fees2018-12-31$2,080
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31OUELLETTE & ASSOCIATES, PA
Accountancy firm EIN2018-12-31010448675
2017 : SENIORSPLUS PENSION PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$1,343,884
Total of all expenses incurred2017-12-31$461,358
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$459,338
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$753,921
Value of total assets at end of year2017-12-31$4,638,608
Value of total assets at beginning of year2017-12-31$3,756,082
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$2,020
Total interest from all sources2017-12-31$7,853
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$2,020
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$3,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$174,713
Participant contributions at end of year2017-12-31$29,295
Participant contributions at beginning of year2017-12-31$8,427
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$478,327
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Income. Non cash contributions2017-12-31$0
Value of net income/loss2017-12-31$882,526
Value of net assets at end of year (total assets less liabilities)2017-12-31$4,638,608
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$3,756,082
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$4,227,831
Value of interest in pooled separate accounts at beginning of year2017-12-31$3,048,563
Interest on participant loans2017-12-31$600
Interest earned on other investments2017-12-31$7,253
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$381,482
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$699,092
Net investment gain/loss from pooled separate accounts2017-12-31$582,110
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$100,881
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$459,338
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31OUELLETTE & ASSOCIATES, PA
Accountancy firm EIN2017-12-31010448675
2016 : SENIORSPLUS PENSION PLAN 2016 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$505,892
Total of all expenses incurred2016-12-31$130,485
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$128,395
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$309,363
Value of total assets at end of year2016-12-31$3,756,082
Value of total assets at beginning of year2016-12-31$3,380,675
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$2,090
Total interest from all sources2016-12-31$11,894
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$2,090
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$3,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$154,215
Participant contributions at end of year2016-12-31$8,427
Participant contributions at beginning of year2016-12-31$12,513
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$64,724
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$0
Other income not declared elsewhere2016-12-31$52
Total non interest bearing cash at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$375,407
Value of net assets at end of year (total assets less liabilities)2016-12-31$3,756,082
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$3,380,675
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$0
Value of interest in pooled separate accounts at end of year2016-12-31$3,048,563
Value of interest in pooled separate accounts at beginning of year2016-12-31$2,654,313
Interest on participant loans2016-12-31$343
Interest earned on other investments2016-12-31$11,551
Value of interest in common/collective trusts at beginning of year2016-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2016-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$699,092
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$713,849
Net investment gain/loss from pooled separate accounts2016-12-31$184,583
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$90,424
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$128,395
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31OUELLETTE & ASSOCIATES, PA
Accountancy firm EIN2016-12-31010448675
2015 : SENIORSPLUS PENSION PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$242,217
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$137,598
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$135,738
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$265,791
Value of total assets at end of year2015-12-31$3,380,675
Value of total assets at beginning of year2015-12-31$3,276,056
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$1,860
Total interest from all sources2015-12-31$3,740
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$3,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$165,711
Participant contributions at end of year2015-12-31$12,513
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$2,056
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Other income not declared elsewhere2015-12-31$89
Administrative expenses (other) incurred2015-12-31$1,860
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$104,619
Value of net assets at end of year (total assets less liabilities)2015-12-31$3,380,675
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$3,276,056
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$0
Value of interest in pooled separate accounts at end of year2015-12-31$2,654,313
Value of interest in pooled separate accounts at beginning of year2015-12-31$2,628,627
Interest on participant loans2015-12-31$375
Interest earned on other investments2015-12-31$3,365
Value of interest in common/collective trusts at end of year2015-12-31$0
Value of interest in common/collective trusts at beginning of year2015-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2015-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2015-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$713,849
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$647,429
Net investment gain/loss from pooled separate accounts2015-12-31$-27,403
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$98,024
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$135,738
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31OUELLETTE & ASSOCIATES, PA
Accountancy firm EIN2015-12-31010448675

Form 5500 Responses for SENIORSPLUS PENSION PLAN

2022: SENIORSPLUS PENSION PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SENIORSPLUS PENSION PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SENIORSPLUS PENSION PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SENIORSPLUS PENSION PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SENIORSPLUS PENSION PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SENIORSPLUS PENSION PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SENIORSPLUS PENSION PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SENIORSPLUS PENSION PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberG76170
Policy instance 2
Insurance contract or identification numberG76170
Number of Individuals Covered96
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $30,821
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $30,821
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVF6859
Policy instance 1
Insurance contract or identification numberVF6859
Number of Individuals Covered2
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $28
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $28
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVF6859
Policy instance 2
Insurance contract or identification numberVF6859
Number of Individuals Covered2
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $31
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $31
Insurance broker organization code?3
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberG76170
Policy instance 1
Insurance contract or identification numberG76170
Number of Individuals Covered94
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $33,880
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $33,880
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVF6859
Policy instance 2
Insurance contract or identification numberVF6859
Number of Individuals Covered2
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $23
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $23
Insurance broker organization code?3
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberG76170
Policy instance 1
Insurance contract or identification numberG76170
Number of Individuals Covered96
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $27,185
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $27,185
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVF6859
Policy instance 1
Insurance contract or identification numberVF6859
Number of Individuals Covered2
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $29
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $29
Insurance broker organization code?3
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberG76170
Policy instance 2
Insurance contract or identification numberG76170
Number of Individuals Covered97
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $24,789
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $24,789
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVF6859
Policy instance 2
Insurance contract or identification numberVF6859
Number of Individuals Covered3
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $35
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $35
Insurance broker organization code?3
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberG76170
Policy instance 1
Insurance contract or identification numberG76170
Number of Individuals Covered95
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $21,010
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $19,219
Insurance broker organization code?3
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberG76170
Policy instance 2
Insurance contract or identification numberG76170
Number of Individuals Covered98
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $21,101
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $21,101
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker namePROEQUITIES,INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVF6859
Policy instance 1
Insurance contract or identification numberVF6859
Number of Individuals Covered4
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $128
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $128
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker namePROEQUITIES, INC
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberG76170
Policy instance 2
Insurance contract or identification numberG76170
Number of Individuals Covered96
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $14,901
Total amount of fees paid to insurance companyUSD $0
Commission paid to Insurance BrokerUSD $14,901
Insurance broker organization code?3
Insurance broker namePROEQUITIES,INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVF6859
Policy instance 1
Insurance contract or identification numberVF6859
Number of Individuals Covered22
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $383
Total amount of fees paid to insurance companyUSD $0
Commission paid to Insurance BrokerUSD $383
Insurance broker organization code?3
Insurance broker namePROEQUITIES, INC

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