401k Plan data: OA CENTERS FOR ORTHOPAEDICS 401(K) PLAN plan

OA CENTERS FOR ORTHOPAEDICS 401(K) PLAN 401k Plan overview

Plan Name	OA CENTERS FOR ORTHOPAEDICS 401(K) PLAN
Plan identification number	002

OA CENTERS FOR ORTHOPAEDICS 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ORTHOPAEDIC ASSOCIATES OF PORTLAND, P.A. has sponsored the creation of one or more 401k plans.

Company Name: ORTHOPAEDIC ASSOCIATES OF PORTLAND, P.A.

Employer identification number (EIN): 010356992

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan OA CENTERS FOR ORTHOPAEDICS 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2014-01-01
002 2013-01-01
002 2012-01-01 KIM M FOGLIO KIM M FOGLIO 2013-07-26
002 2011-01-01 KIM M FOGLIO KIM M FOGLIO 2012-08-24
002 2009-01-01 KIM FOGLIO KIM FOGLIO 2010-09-24

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2014-01-01
002	2013-01-01
002	2012-01-01	KIM M FOGLIO	KIM M FOGLIO	2013-07-26
002	2011-01-01	KIM M FOGLIO	KIM M FOGLIO	2012-08-24
002	2009-01-01	KIM FOGLIO	KIM FOGLIO	2010-09-24

Plan Statistics for OA CENTERS FOR ORTHOPAEDICS 401(K) PLAN

401k plan membership statisitcs for OA CENTERS FOR ORTHOPAEDICS 401(K) PLAN

Measure Date Value
2014: OA CENTERS FOR ORTHOPAEDICS 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 234
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 0
Number of participants with account balances 2014-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: OA CENTERS FOR ORTHOPAEDICS 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 234
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 182
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 41
Total of all active and inactive participants 2013-01-01 223
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 224
Number of participants with account balances 2013-01-01 224
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 5
2012: OA CENTERS FOR ORTHOPAEDICS 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 242
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 182
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 42
Total of all active and inactive participants 2012-01-01 224
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 224
Number of participants with account balances 2012-01-01 224
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 13
2011: OA CENTERS FOR ORTHOPAEDICS 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 234
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 179
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 48
Total of all active and inactive participants 2011-01-01 227
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 227
Number of participants with account balances 2011-01-01 227
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 15
2009: OA CENTERS FOR ORTHOPAEDICS 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 207
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 188
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 25
Total of all active and inactive participants 2009-01-01 213
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 213
Number of participants with account balances 2009-01-01 212
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 8

Measure	Date	Value
2014: OA CENTERS FOR ORTHOPAEDICS 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	234
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	0
Number of participants with account balances	2014-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: OA CENTERS FOR ORTHOPAEDICS 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	234
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	182
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	41
Total of all active and inactive participants	2013-01-01	223
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	224
Number of participants with account balances	2013-01-01	224
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	5
2012: OA CENTERS FOR ORTHOPAEDICS 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	242
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	182
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	42
Total of all active and inactive participants	2012-01-01	224
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	224
Number of participants with account balances	2012-01-01	224
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	13
2011: OA CENTERS FOR ORTHOPAEDICS 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	234
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	179
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	48
Total of all active and inactive participants	2011-01-01	227
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	227
Number of participants with account balances	2011-01-01	227
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	15
2009: OA CENTERS FOR ORTHOPAEDICS 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	207
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	188
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	25
Total of all active and inactive participants	2009-01-01	213
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	213
Number of participants with account balances	2009-01-01	212
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	8

Financial Data on OA CENTERS FOR ORTHOPAEDICS 401(K) PLAN

Measure	Date	Value
2014 : OA CENTERS FOR ORTHOPAEDICS 401(K) PLAN 2014 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-06-30	$436
Total income from all sources (including contributions)	2014-06-30	$1,474,777
Total of all expenses incurred	2014-06-30	$36,379,539
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-06-30	$36,339,724
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-06-30	$481,464
Value of total assets at end of year	2014-06-30	$0
Value of total assets at beginning of year	2014-06-30	$34,905,198
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-06-30	$39,815
Total interest from all sources	2014-06-30	$3,405
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-06-30	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2014-06-30	$0
Was this plan covered by a fidelity bond	2014-06-30	Yes
Value of fidelity bond cover	2014-06-30	$1,000,000
If this is an individual account plan, was there a blackout period	2014-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2014-06-30	No
Contributions received from participants	2014-06-30	$238,295
Participant contributions at end of year	2014-06-30	$0
Participant contributions at beginning of year	2014-06-30	$225,388
Assets. Other investments not covered elsewhere at end of year	2014-06-30	$0
Assets. Other investments not covered elsewhere at beginning of year	2014-06-30	$2,398,871
Income. Received or receivable in cash from other sources (including rollovers)	2014-06-30	$269
Other income not declared elsewhere	2014-06-30	$64,336
Liabilities. Value of operating payables at beginning of year	2014-06-30	$436
Total non interest bearing cash at end of year	2014-06-30	$0
Total non interest bearing cash at beginning of year	2014-06-30	$976,826
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Value of net income/loss	2014-06-30	$-34,904,762
Value of net assets at end of year (total assets less liabilities)	2014-06-30	$0
Value of net assets at beginning of year (total assets less liabilities)	2014-06-30	$34,904,762
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-06-30	No
Were any leases to which the plan was party in default or uncollectible	2014-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-06-30	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-06-30	$31,304,113
Interest on participant loans	2014-06-30	$3,405
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-06-30	$925,572
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-06-30	No
Was there a failure to transmit to the plan any participant contributions	2014-06-30	No
Has the plan failed to provide any benefit when due under the plan	2014-06-30	No
Contributions received in cash from employer	2014-06-30	$242,900
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-06-30	$36,339,724
Contract administrator fees	2014-06-30	$39,815
Did the plan have assets held for investment	2014-06-30	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2014-06-30	Disclaimer
Accountancy firm name	2014-06-30	BERRY DUNN
Accountancy firm EIN	2014-06-30	010523282
2013 : OA CENTERS FOR ORTHOPAEDICS 401(K) PLAN 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$436
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$436
Total income from all sources (including contributions)	2013-12-31	$7,620,608
Total of all expenses incurred	2013-12-31	$1,346,155
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,302,847
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$2,022,654
Value of total assets at end of year	2013-12-31	$34,905,198
Value of total assets at beginning of year	2013-12-31	$28,630,745
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$43,308
Total interest from all sources	2013-12-31	$9,078
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$902,309
Participant contributions at end of year	2013-12-31	$225,388
Participant contributions at beginning of year	2013-12-31	$194,188
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$2,398,871
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$1,966,626
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$11,762
Other income not declared elsewhere	2013-12-31	$259,001
Liabilities. Value of operating payables at end of year	2013-12-31	$436
Liabilities. Value of operating payables at beginning of year	2013-12-31	$436
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$6,274,453
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$34,904,762
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$28,630,309
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$31,304,113
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$25,516,605
Interest on participant loans	2013-12-31	$9,078
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$5,329,875
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$1,108,583
Employer contributions (assets) at end of year	2013-12-31	$976,826
Employer contributions (assets) at beginning of year	2013-12-31	$953,326
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,302,847
Contract administrator fees	2013-12-31	$43,308
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
2012 : OA CENTERS FOR ORTHOPAEDICS 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$0
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$436
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$96
Total income from all sources (including contributions)	2012-12-31	$5,588,043
Total of all expenses incurred	2012-12-31	$4,528,165
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$4,479,611
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,995,795
Value of total assets at end of year	2012-12-31	$28,630,745
Value of total assets at beginning of year	2012-12-31	$27,570,527
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$48,554
Total interest from all sources	2012-12-31	$9,800
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$901,032
Participant contributions at end of year	2012-12-31	$194,188
Participant contributions at beginning of year	2012-12-31	$231,479
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$1,966,626
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$2,284,283
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$10,073
Other income not declared elsewhere	2012-12-31	$179,856
Liabilities. Value of operating payables at end of year	2012-12-31	$436
Liabilities. Value of operating payables at beginning of year	2012-12-31	$96
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,059,878
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$28,630,309
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$27,570,431
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$25,516,605
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$23,938,361
Interest on participant loans	2012-12-31	$9,800
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$3,402,592
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$1,084,690
Employer contributions (assets) at end of year	2012-12-31	$953,326
Employer contributions (assets) at beginning of year	2012-12-31	$1,116,404
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$4,479,611
Contract administrator fees	2012-12-31	$48,554
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	BERRY DUNN
Accountancy firm EIN	2012-12-31	010523282
2011 : OA CENTERS FOR ORTHOPAEDICS 401(K) PLAN 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$96
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$12,537
Total income from all sources (including contributions)	2011-12-31	$1,457,147
Total of all expenses incurred	2011-12-31	$3,297,820
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$3,270,885
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$2,307,337
Value of total assets at end of year	2011-12-31	$27,570,527
Value of total assets at beginning of year	2011-12-31	$29,423,641
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$26,935
Total interest from all sources	2011-12-31	$10,440
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$1,007,094
Participant contributions at end of year	2011-12-31	$231,479
Participant contributions at beginning of year	2011-12-31	$209,124
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$2,284,283
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$3,229,601
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$37,660
Other income not declared elsewhere	2011-12-31	$-7,198
Liabilities. Value of operating payables at end of year	2011-12-31	$96
Liabilities. Value of operating payables at beginning of year	2011-12-31	$12,537
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-1,840,673
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$27,570,431
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$29,411,104
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$23,938,361
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$24,828,398
Interest on participant loans	2011-12-31	$10,440
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-853,432
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$1,262,583
Employer contributions (assets) at end of year	2011-12-31	$1,116,404
Employer contributions (assets) at beginning of year	2011-12-31	$1,156,518
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$3,270,885
Contract administrator fees	2011-12-31	$26,935
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	BARRY DUNN MCNEIL & PARKER
Accountancy firm EIN	2011-12-31	010523282
2010 : OA CENTERS FOR ORTHOPAEDICS 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$12,537
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$2,125
Total income from all sources (including contributions)	2010-12-31	$5,074,339
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$679,108
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$655,266
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$2,458,987
Value of total assets at end of year	2010-12-31	$29,423,641
Value of total assets at beginning of year	2010-12-31	$25,017,998
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$23,842
Total interest from all sources	2010-12-31	$12,511
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,013,057
Participant contributions at end of year	2010-12-31	$209,124
Participant contributions at beginning of year	2010-12-31	$235,789
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$3,229,601
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$2,809,479
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$140,403
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$1,750
Other income not declared elsewhere	2010-12-31	$296,342
Administrative expenses (other) incurred	2010-12-31	$23,842
Liabilities. Value of operating payables at end of year	2010-12-31	$12,537
Liabilities. Value of operating payables at beginning of year	2010-12-31	$375
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$4,395,231
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$29,411,104
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$25,015,873
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$24,828,398
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$20,883,635
Interest on participant loans	2010-12-31	$12,511
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$2,306,499
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$1,305,527
Employer contributions (assets) at end of year	2010-12-31	$1,156,518
Employer contributions (assets) at beginning of year	2010-12-31	$1,089,095
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$655,266
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	BERRY DUNN MCNEIL & PARKER
Accountancy firm EIN	2010-12-31	010523282

Form 5500 Responses for OA CENTERS FOR ORTHOPAEDICS 401(K) PLAN

2014: OA CENTERS FOR ORTHOPAEDICS 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	Yes
2014-01-01	This submission is the final filing	Yes
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: OA CENTERS FOR ORTHOPAEDICS 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: OA CENTERS FOR ORTHOPAEDICS 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: OA CENTERS FOR ORTHOPAEDICS 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: OA CENTERS FOR ORTHOPAEDICS 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ORTHOPAEDIC ASSOCIATES OF PORTLAND, P.A.
Employer identification number (EIN):	010356992
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)