401k Plan data: PORTLAND GASTROENTEROLOGY ASSOCIATES, P.A. PROFIT SHARING PLAN plan

PORTLAND GASTROENTEROLOGY ASSOCIATES, P.A. PROFIT SHARING PLAN 401k Plan overview

Plan Name	PORTLAND GASTROENTEROLOGY ASSOCIATES, P.A. PROFIT SHARING PLAN
Plan identification number	001

PORTLAND GASTROENTEROLOGY ASSOCIATES, P.A. PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

PORTLAND GASTROENTEROLOGY ASSOCIATES, P.A. has sponsored the creation of one or more 401k plans.

Company Name: PORTLAND GASTROENTEROLOGY ASSOCIATES, P.A.

Employer identification number (EIN): 010372062

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PORTLAND GASTROENTEROLOGY ASSOCIATES, P.A. PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 MELISSA S. GOUSSE 2023-10-19 MELISSA S. GOUSSE 2023-10-19
001 2021-01-01 MELISSA S. GOUSSE 2022-10-11 MELISSA S. GOUSSE 2022-10-11
001 2020-01-01 MELISSA S. GOUSSE 2021-10-01 MELISSA S. GOUSSE 2021-10-01
001 2019-01-01 MELISSA S. GOUSSE 2020-10-02 MELISSA S. GOUSSE 2020-10-02
001 2018-01-01 MELISSA S. GOUSSE 2019-10-09 MELISSA S. GOUSSE 2019-10-09
001 2017-01-01
001 2016-01-01
001 2015-01-01
001 2014-01-01
001 2013-01-01
001 2012-01-01 MELISSA S GOUSSE 2013-03-25 MELISSA S GOUSSE 2013-03-25
001 2011-01-01 MELISSA S GOUSSE 2012-02-16 MELISSA S GOUSSE 2012-02-16
001 2010-01-01 MELISSA S GOUSSE 2011-03-04 MELISSA S GOUSSE 2011-03-04

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01	MELISSA S. GOUSSE	2023-10-19	MELISSA S. GOUSSE	2023-10-19
001	2021-01-01	MELISSA S. GOUSSE	2022-10-11	MELISSA S. GOUSSE	2022-10-11
001	2020-01-01	MELISSA S. GOUSSE	2021-10-01	MELISSA S. GOUSSE	2021-10-01
001	2019-01-01	MELISSA S. GOUSSE	2020-10-02	MELISSA S. GOUSSE	2020-10-02
001	2018-01-01	MELISSA S. GOUSSE	2019-10-09	MELISSA S. GOUSSE	2019-10-09
001	2017-01-01
001	2016-01-01
001	2015-01-01
001	2014-01-01
001	2013-01-01
001	2012-01-01	MELISSA S GOUSSE	2013-03-25	MELISSA S GOUSSE	2013-03-25
001	2011-01-01	MELISSA S GOUSSE	2012-02-16	MELISSA S GOUSSE	2012-02-16
001	2010-01-01	MELISSA S GOUSSE	2011-03-04	MELISSA S GOUSSE	2011-03-04

Plan Statistics for PORTLAND GASTROENTEROLOGY ASSOCIATES, P.A. PROFIT SHARING PLAN

401k plan membership statisitcs for PORTLAND GASTROENTEROLOGY ASSOCIATES, P.A. PROFIT SHARING PLAN

Measure Date Value
2022: PORTLAND GASTROENTEROLOGY ASSOCIATES, P.A. PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 175
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 120
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 55
Total of all active and inactive participants 2022-01-01 175
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 1
Total participants 2022-01-01 176
Number of participants with account balances 2022-01-01 176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 17
2021: PORTLAND GASTROENTEROLOGY ASSOCIATES, P.A. PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 174
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 123
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 45
Total of all active and inactive participants 2021-01-01 168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 168
Number of participants with account balances 2021-01-01 168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 15
2020: PORTLAND GASTROENTEROLOGY ASSOCIATES, P.A. PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 165
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 107
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 58
Total of all active and inactive participants 2020-01-01 165
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 165
Number of participants with account balances 2020-01-01 165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 24
2019: PORTLAND GASTROENTEROLOGY ASSOCIATES, P.A. PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 142
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 117
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 38
Total of all active and inactive participants 2019-01-01 155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 155
Number of participants with account balances 2019-01-01 155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 19
2018: PORTLAND GASTROENTEROLOGY ASSOCIATES, P.A. PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 135
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 98
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 31
Total of all active and inactive participants 2018-01-01 129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 129
Number of participants with account balances 2018-01-01 129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 14

Measure	Date	Value
2022: PORTLAND GASTROENTEROLOGY ASSOCIATES, P.A. PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	175
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	120
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	55
Total of all active and inactive participants	2022-01-01	175
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	1
Total participants	2022-01-01	176
Number of participants with account balances	2022-01-01	176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	17
2021: PORTLAND GASTROENTEROLOGY ASSOCIATES, P.A. PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	174
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	123
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	45
Total of all active and inactive participants	2021-01-01	168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	168
Number of participants with account balances	2021-01-01	168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	15
2020: PORTLAND GASTROENTEROLOGY ASSOCIATES, P.A. PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	165
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	107
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	58
Total of all active and inactive participants	2020-01-01	165
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	165
Number of participants with account balances	2020-01-01	165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	24
2019: PORTLAND GASTROENTEROLOGY ASSOCIATES, P.A. PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	142
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	117
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	38
Total of all active and inactive participants	2019-01-01	155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	155
Number of participants with account balances	2019-01-01	155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	19
2018: PORTLAND GASTROENTEROLOGY ASSOCIATES, P.A. PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	135
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	98
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	31
Total of all active and inactive participants	2018-01-01	129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	129
Number of participants with account balances	2018-01-01	129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	14

Financial Data on PORTLAND GASTROENTEROLOGY ASSOCIATES, P.A. PROFIT SHARING PLAN

Measure	Date	Value
2022 : PORTLAND GASTROENTEROLOGY ASSOCIATES, P.A. PROFIT SHARING PLAN 2022 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$431
Total income from all sources (including contributions)	2022-12-31	$-2,238,621
Total of all expenses incurred	2022-12-31	$926,450
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$842,634
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$1,697,094
Value of total assets at end of year	2022-12-31	$18,181,983
Value of total assets at beginning of year	2022-12-31	$21,347,485
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$83,816
Total interest from all sources	2022-12-31	$1,713
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$625,372
Participant contributions at end of year	2022-12-31	$23,071
Participant contributions at beginning of year	2022-12-31	$37,265
Participant contributions at end of year	2022-12-31	$179
Participant contributions at beginning of year	2022-12-31	$48,430
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$202,942
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2022-12-31	$431
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-3,165,071
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$18,181,983
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$21,347,054
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$17,799,026
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$20,931,684
Interest on participant loans	2022-12-31	$1,713
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-3,937,428
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$868,780
Employer contributions (assets) at end of year	2022-12-31	$359,707
Employer contributions (assets) at beginning of year	2022-12-31	$330,106
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$842,634
Contract administrator fees	2022-12-31	$83,816
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	MARCUM LLP
Accountancy firm EIN	2022-12-31	111986323
2021 : PORTLAND GASTROENTEROLOGY ASSOCIATES, P.A. PROFIT SHARING PLAN 2021 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$431
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$2,669
Total income from all sources (including contributions)	2021-12-31	$5,441,420
Total of all expenses incurred	2021-12-31	$10,494,917
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$10,389,787
Value of total corrective distributions	2021-12-31	$3,233
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$1,600,513
Value of total assets at end of year	2021-12-31	$21,347,485
Value of total assets at beginning of year	2021-12-31	$26,403,220
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$101,897
Total interest from all sources	2021-12-31	$2,140
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$607,214
Participant contributions at end of year	2021-12-31	$37,265
Participant contributions at beginning of year	2021-12-31	$38,908
Participant contributions at end of year	2021-12-31	$48,430
Participant contributions at beginning of year	2021-12-31	$37,963
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$115,975
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2021-12-31	$431
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2021-12-31	$2,669
Other income not declared elsewhere	2021-12-31	$1,152,182
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$-5,053,497
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$21,347,054
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$26,400,551
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$20,931,684
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$25,972,958
Interest on participant loans	2021-12-31	$2,140
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$2,686,585
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$877,324
Employer contributions (assets) at end of year	2021-12-31	$330,106
Employer contributions (assets) at beginning of year	2021-12-31	$353,391
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$10,389,787
Contract administrator fees	2021-12-31	$101,897
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	MARCUM LLP
Accountancy firm EIN	2021-12-31	111986323
2020 : PORTLAND GASTROENTEROLOGY ASSOCIATES, P.A. PROFIT SHARING PLAN 2020 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$2,669
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$937
Total income from all sources (including contributions)	2020-12-31	$5,772,619
Total of all expenses incurred	2020-12-31	$535,497
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$453,613
Value of total corrective distributions	2020-12-31	$45
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$1,397,799
Value of total assets at end of year	2020-12-31	$26,403,220
Value of total assets at beginning of year	2020-12-31	$21,164,366
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$81,839
Total interest from all sources	2020-12-31	$2,984
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$540,340
Participant contributions at end of year	2020-12-31	$38,908
Participant contributions at beginning of year	2020-12-31	$92,304
Participant contributions at end of year	2020-12-31	$37,963
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$53,333
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2020-12-31	$2,669
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-12-31	$937
Other income not declared elsewhere	2020-12-31	$1,262,383
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$5,237,122
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$26,400,551
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$21,163,429
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$25,972,958
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$5,703,907
Value of interest in pooled separate accounts at beginning of year	2020-12-31	$15,088,306
Interest on participant loans	2020-12-31	$2,984
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$3,109,453
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$804,126
Employer contributions (assets) at end of year	2020-12-31	$353,391
Employer contributions (assets) at beginning of year	2020-12-31	$279,849
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$453,613
Contract administrator fees	2020-12-31	$81,839
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	MARCUM LLP
Accountancy firm EIN	2020-12-31	111986323
2019 : PORTLAND GASTROENTEROLOGY ASSOCIATES, P.A. PROFIT SHARING PLAN 2019 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$937
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$937
Total income from all sources (including contributions)	2019-12-31	$5,357,138
Total income from all sources (including contributions)	2019-12-31	$5,357,138
Total of all expenses incurred	2019-12-31	$1,628,327
Total of all expenses incurred	2019-12-31	$1,628,327
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$1,554,025
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$1,554,025
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,346,255
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,346,255
Value of total assets at end of year	2019-12-31	$21,164,366
Value of total assets at end of year	2019-12-31	$21,164,366
Value of total assets at beginning of year	2019-12-31	$17,434,618
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$74,302
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$74,302
Total interest from all sources	2019-12-31	$4,322
Total interest from all sources	2019-12-31	$4,322
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$512,167
Participant contributions at end of year	2019-12-31	$92,304
Participant contributions at beginning of year	2019-12-31	$74,954
Participant contributions at beginning of year	2019-12-31	$51,140
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$115,182
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$115,182
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$937
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$937
Other income not declared elsewhere	2019-12-31	$1,311,317
Other income not declared elsewhere	2019-12-31	$1,311,317
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$3,728,811
Value of net income/loss	2019-12-31	$3,728,811
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$21,163,429
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$21,163,429
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$17,434,618
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$5,703,907
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$5,703,907
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$4,710,796
Value of interest in pooled separate accounts at end of year	2019-12-31	$15,088,306
Value of interest in pooled separate accounts at end of year	2019-12-31	$15,088,306
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$12,365,975
Interest on participant loans	2019-12-31	$4,322
Interest on participant loans	2019-12-31	$4,322
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$2,695,244
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$2,695,244
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$718,906
Contributions received in cash from employer	2019-12-31	$718,906
Employer contributions (assets) at end of year	2019-12-31	$279,849
Employer contributions (assets) at beginning of year	2019-12-31	$231,753
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$1,554,025
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$1,554,025
Contract administrator fees	2019-12-31	$74,302
Contract administrator fees	2019-12-31	$74,302
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	MARCUM LLP
Accountancy firm name	2019-12-31	MARCUM LLP
Accountancy firm EIN	2019-12-31	111986323
Accountancy firm EIN	2019-12-31	111986323
2018 : PORTLAND GASTROENTEROLOGY ASSOCIATES, P.A. PROFIT SHARING PLAN 2018 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$842
Total income from all sources (including contributions)	2018-12-31	$171,310
Total of all expenses incurred	2018-12-31	$3,603,431
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$3,580,777
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$1,054,111
Value of total assets at end of year	2018-12-31	$17,434,618
Value of total assets at beginning of year	2018-12-31	$20,867,581
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$22,654
Total interest from all sources	2018-12-31	$4,981
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$0
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$435,140
Participant contributions at end of year	2018-12-31	$74,954
Participant contributions at beginning of year	2018-12-31	$100,461
Participant contributions at end of year	2018-12-31	$51,140
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-12-31	$842
Other income not declared elsewhere	2018-12-31	$-143,550
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-3,432,121
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$17,434,618
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$20,866,739
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$4,710,796
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$4,823,156
Value of interest in pooled separate accounts at end of year	2018-12-31	$12,365,975
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$15,711,752
Income. Interest from loans (other than to participants)	2018-12-31	$4,981
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-744,232
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$618,971
Employer contributions (assets) at end of year	2018-12-31	$231,753
Employer contributions (assets) at beginning of year	2018-12-31	$232,212
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$3,580,777
Contract administrator fees	2018-12-31	$22,654
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	MARCUM LLP
Accountancy firm EIN	2018-12-31	111986323

Form 5500 Responses for PORTLAND GASTROENTEROLOGY ASSOCIATES, P.A. PROFIT SHARING PLAN

2022: PORTLAND GASTROENTEROLOGY ASSOCIATES, P.A. PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: PORTLAND GASTROENTEROLOGY ASSOCIATES, P.A. PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: PORTLAND GASTROENTEROLOGY ASSOCIATES, P.A. PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: PORTLAND GASTROENTEROLOGY ASSOCIATES, P.A. PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: PORTLAND GASTROENTEROLOGY ASSOCIATES, P.A. PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

96541

Policy instance

Insurance contract or identification number	96541
Number of Individuals Covered	172
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $36,860
Total amount of fees paid to insurance company	USD $6,549
Are there contracts with allocated funds for types other than group deferred annuity or individual?	Yes
Other information about contract	GROUP ANNUITY
Commission paid to Insurance Broker	USD $36,860
Insurance broker organization code?	7
Amount paid for insurance broker fees	6549
Additional information about fees paid to insurance broker	TPA ADMIN FEES

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

96541

Policy instance

Insurance contract or identification number	96541
Number of Individuals Covered	166
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $41,286
Total amount of fees paid to insurance company	USD $6,111
Are there contracts with allocated funds for types other than group deferred annuity or individual?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Other information about contract	GROUP ANNUITY
Commission paid to Insurance Broker	USD $41,286
Insurance broker organization code?	7
Amount paid for insurance broker fees	6111
Additional information about fees paid to insurance broker	TPA ADMIN

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

96541

Policy instance

Insurance contract or identification number	96541
Number of Individuals Covered	170
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $38,773
Total amount of fees paid to insurance company	USD $4,671
Are there contracts with allocated funds for types other than group deferred annuity or individual?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Other information about contract	GROUP ANNUITY
Commission paid to Insurance Broker	USD $38,773
Insurance broker organization code?	7
Amount paid for insurance broker fees	4671
Additional information about fees paid to insurance broker	THIRD PARTY ADMIN

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

96541

Policy instance

Insurance contract or identification number	96541
Number of Individuals Covered	146
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $35,029
Total amount of fees paid to insurance company	USD $4,242
Are there contracts with allocated funds for types other than group deferred annuity or individual?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Other information about contract	GROUP ANNUITY
Commission paid to Insurance Broker	USD $35,029
Insurance broker organization code?	7
Amount paid for insurance broker fees	4242
Additional information about fees paid to insurance broker	THIRD PARTY ADMIN

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

96541

Policy instance

Insurance contract or identification number	96541
Number of Individuals Covered	121
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $51,159
Total amount of fees paid to insurance company	USD $5,142
Are there contracts with allocated funds for types other than group deferred annuity or individual?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Other information about contract	GROUP ANNUITY
Commission paid to Insurance Broker	USD $51,159
Insurance broker organization code?	7
Amount paid for insurance broker fees	5142
Additional information about fees paid to insurance broker	THIRD PARTY ADMIN

Potentially related plans

PORTLAND GASTROENTEROLOGY CENTER LONG TERM DISABILITY PLAN [EIN = 010372602]

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Company Name:	PORTLAND GASTROENTEROLOGY ASSOCIATES, P.A.
Employer identification number (EIN):	010372062
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)