401k Plan data: NORTHEAST BANCORP 401(K) SAVINGS & RETIREMENT PLAN plan

NORTHEAST BANCORP 401(K) SAVINGS & RETIREMENT PLAN 401k Plan overview

Plan Name	NORTHEAST BANCORP 401(K) SAVINGS & RETIREMENT PLAN
Plan identification number	002

NORTHEAST BANCORP 401(K) SAVINGS & RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

NORTHEAST BANCORP has sponsored the creation of one or more 401k plans.

Company Name: NORTHEAST BANCORP

Employer identification number (EIN): 010425066

NAIC Classification: 522120
NAIC Description: Savings Institutions

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NORTHEAST BANCORP 401(K) SAVINGS & RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2017-01-01 THOMAS FORESE JR
002 2016-01-01 THOMAS FORESE JR
002 2015-01-01 THOMAS FORESE JR
002 2014-01-01 BRIAN SHAUGHNESSY BRIAN SHAUGHNESSY 2015-10-14
002 2013-01-01 CLAIRE BEAN CLAIRE BEAN 2014-10-14
002 2012-01-01 CLAIRE BEAN CLAIRE BEAN 2013-10-14
002 2011-01-01 CLAIRE BEAN CLAIRE BEAN 2012-10-11
002 2010-01-01 ROBERT JOHNSON ROBERT JOHNSON 2011-10-17
002 2009-01-01 ROBERT JOHNSON

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2017-01-01	THOMAS FORESE JR
002	2016-01-01	THOMAS FORESE JR
002	2015-01-01	THOMAS FORESE JR
002	2014-01-01	BRIAN SHAUGHNESSY	BRIAN SHAUGHNESSY	2015-10-14
002	2013-01-01	CLAIRE BEAN	CLAIRE BEAN	2014-10-14
002	2012-01-01	CLAIRE BEAN	CLAIRE BEAN	2013-10-14
002	2011-01-01	CLAIRE BEAN	CLAIRE BEAN	2012-10-11
002	2010-01-01	ROBERT JOHNSON	ROBERT JOHNSON	2011-10-17
002	2009-01-01	ROBERT JOHNSON

Plan Statistics for NORTHEAST BANCORP 401(K) SAVINGS & RETIREMENT PLAN

401k plan membership statisitcs for NORTHEAST BANCORP 401(K) SAVINGS & RETIREMENT PLAN

Measure Date Value
2017: NORTHEAST BANCORP 401(K) SAVINGS & RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 286
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 204
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 72
Total of all active and inactive participants 2017-01-01 276
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 276
Number of participants with account balances 2017-01-01 223
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 9
2016: NORTHEAST BANCORP 401(K) SAVINGS & RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 286
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 219
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 67
Total of all active and inactive participants 2016-01-01 286
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 286
Number of participants with account balances 2016-01-01 226
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 11
2015: NORTHEAST BANCORP 401(K) SAVINGS & RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 220
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 211
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 75
Total of all active and inactive participants 2015-01-01 286
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 286
Number of participants with account balances 2015-01-01 228
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 22
2014: NORTHEAST BANCORP 401(K) SAVINGS & RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 254
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 164
Number of retired or separated participants receiving benefits 2014-01-01 56
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 220
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 220
Number of participants with account balances 2014-01-01 202
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 29
2013: NORTHEAST BANCORP 401(K) SAVINGS & RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 256
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 193
Number of retired or separated participants receiving benefits 2013-01-01 55
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 248
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 249
Number of participants with account balances 2013-01-01 228
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 24
2012: NORTHEAST BANCORP 401(K) SAVINGS & RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 259
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 196
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 47
Total of all active and inactive participants 2012-01-01 243
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 244
Number of participants with account balances 2012-01-01 221
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 13
2011: NORTHEAST BANCORP 401(K) SAVINGS & RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 279
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 180
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 71
Total of all active and inactive participants 2011-01-01 251
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 251
Number of participants with account balances 2011-01-01 243
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 20
2010: NORTHEAST BANCORP 401(K) SAVINGS & RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 281
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 233
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 29
Total of all active and inactive participants 2010-01-01 262
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 262
Number of participants with account balances 2010-01-01 250
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 19
2009: NORTHEAST BANCORP 401(K) SAVINGS & RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 279
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 230
Number of retired or separated participants receiving benefits 2009-01-01 1
Number of other retired or separated participants entitled to future benefits 2009-01-01 45
Total of all active and inactive participants 2009-01-01 276
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 276
Number of participants with account balances 2009-01-01 262
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 18

Measure	Date	Value
2017: NORTHEAST BANCORP 401(K) SAVINGS & RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	286
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	204
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	72
Total of all active and inactive participants	2017-01-01	276
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	276
Number of participants with account balances	2017-01-01	223
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	9
2016: NORTHEAST BANCORP 401(K) SAVINGS & RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	286
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	219
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	67
Total of all active and inactive participants	2016-01-01	286
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	286
Number of participants with account balances	2016-01-01	226
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	11
2015: NORTHEAST BANCORP 401(K) SAVINGS & RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	220
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	211
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	75
Total of all active and inactive participants	2015-01-01	286
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	286
Number of participants with account balances	2015-01-01	228
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	22
2014: NORTHEAST BANCORP 401(K) SAVINGS & RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	254
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	164
Number of retired or separated participants receiving benefits	2014-01-01	56
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	220
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	220
Number of participants with account balances	2014-01-01	202
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	29
2013: NORTHEAST BANCORP 401(K) SAVINGS & RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	256
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	193
Number of retired or separated participants receiving benefits	2013-01-01	55
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	248
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	249
Number of participants with account balances	2013-01-01	228
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	24
2012: NORTHEAST BANCORP 401(K) SAVINGS & RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	259
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	196
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	47
Total of all active and inactive participants	2012-01-01	243
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	244
Number of participants with account balances	2012-01-01	221
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	13
2011: NORTHEAST BANCORP 401(K) SAVINGS & RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	279
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	180
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	71
Total of all active and inactive participants	2011-01-01	251
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	251
Number of participants with account balances	2011-01-01	243
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	20
2010: NORTHEAST BANCORP 401(K) SAVINGS & RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	281
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	233
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	29
Total of all active and inactive participants	2010-01-01	262
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	262
Number of participants with account balances	2010-01-01	250
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	19
2009: NORTHEAST BANCORP 401(K) SAVINGS & RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	279
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	230
Number of retired or separated participants receiving benefits	2009-01-01	1
Number of other retired or separated participants entitled to future benefits	2009-01-01	45
Total of all active and inactive participants	2009-01-01	276
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	276
Number of participants with account balances	2009-01-01	262
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	18

Financial Data on NORTHEAST BANCORP 401(K) SAVINGS & RETIREMENT PLAN

Measure	Date	Value
2017 : NORTHEAST BANCORP 401(K) SAVINGS & RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$3,246,225
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$709,878
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$709,878
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,488,334
Value of total assets at end of year	2017-12-31	$13,458,487
Value of total assets at beginning of year	2017-12-31	$10,922,140
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$0
Total interest from all sources	2017-12-31	$13,502
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$1,024,500
Participant contributions at end of year	2017-12-31	$275,855
Participant contributions at beginning of year	2017-12-31	$285,665
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$111,784
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$2,536,347
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$13,458,487
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$10,922,140
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Interest on participant loans	2017-12-31	$13,502
Value of interest in common/collective trusts at end of year	2017-12-31	$13,182,632
Value of interest in common/collective trusts at beginning of year	2017-12-31	$10,636,475
Net investment gain or loss from common/collective trusts	2017-12-31	$1,744,389
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$352,050
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$709,878
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	No
Opinion of an independent qualified public accountant for this plan	2017-12-31	Unqualified
Accountancy firm name	2017-12-31	JOHNSON OCONNOR FERON & CARUCCI LLP
Accountancy firm EIN	2017-12-31	203985546
2016 : NORTHEAST BANCORP 401(K) SAVINGS & RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$2,257,844
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$582,422
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$572,584
Expenses. Certain deemed distributions of participant loans	2016-12-31	$9,838
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,458,157
Value of total assets at end of year	2016-12-31	$10,922,140
Value of total assets at beginning of year	2016-12-31	$9,246,718
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$0
Total interest from all sources	2016-12-31	$12,861
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$940,128
Participant contributions at end of year	2016-12-31	$285,665
Participant contributions at beginning of year	2016-12-31	$277,702
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$182,918
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$1,675,422
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$10,922,140
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$9,246,718
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Interest on participant loans	2016-12-31	$12,861
Value of interest in common/collective trusts at end of year	2016-12-31	$10,636,475
Value of interest in common/collective trusts at beginning of year	2016-12-31	$8,969,016
Net investment gain or loss from common/collective trusts	2016-12-31	$786,826
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$335,111
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$572,584
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	No
Opinion of an independent qualified public accountant for this plan	2016-12-31	Unqualified
Accountancy firm name	2016-12-31	JOHNSON OCONNOR FERON & CARUCCI LLP
Accountancy firm EIN	2016-12-31	203985546
2015 : NORTHEAST BANCORP 401(K) SAVINGS & RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$1,196,420
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$1,354,086
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,304,795
Expenses. Certain deemed distributions of participant loans	2015-12-31	$49,291
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,371,036
Value of total assets at end of year	2015-12-31	$9,246,718
Value of total assets at beginning of year	2015-12-31	$9,404,384
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$0
Total interest from all sources	2015-12-31	$13,472
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$911,537
Participant contributions at end of year	2015-12-31	$277,702
Participant contributions at beginning of year	2015-12-31	$292,552
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$136,342
Total non interest bearing cash at beginning of year	2015-12-31	$9,111,832
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-157,666
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$9,246,718
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$9,404,384
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Interest on participant loans	2015-12-31	$13,472
Value of interest in common/collective trusts at end of year	2015-12-31	$8,969,016
Net investment gain or loss from common/collective trusts	2015-12-31	$-188,088
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$323,157
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,304,795
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	No
Opinion of an independent qualified public accountant for this plan	2015-12-31	Unqualified
Accountancy firm name	2015-12-31	JOHNSON OCONNOR FERON & CARUCCI LLP
Accountancy firm EIN	2015-12-31	203985546
2014 : NORTHEAST BANCORP 401(K) SAVINGS & RETIREMENT PLAN 2014 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$6,094
Total income from all sources (including contributions)	2014-12-31	$1,826,700
Total of all expenses incurred	2014-12-31	$1,886,827
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,836,983
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,254,348
Value of total assets at end of year	2014-12-31	$9,404,384
Value of total assets at beginning of year	2014-12-31	$9,470,605
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$49,844
Total interest from all sources	2014-12-31	$13,890
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$589,500
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$589,500
Administrative expenses professional fees incurred	2014-12-31	$0
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$6,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$868,059
Participant contributions at end of year	2014-12-31	$292,552
Participant contributions at beginning of year	2014-12-31	$268,498
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$88,421
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$79,036
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$6,094
Total non interest bearing cash at end of year	2014-12-31	$9,111,832
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-60,127
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$9,404,384
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$9,464,511
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$33,601
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$8,553,875
Interest on participant loans	2014-12-31	$13,890
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$48,291
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$48,291
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$511,520
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$-31,038
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$307,253
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,836,983
Contract administrator fees	2014-12-31	$16,243
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	Yes
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	ERNST & YOUNG
Accountancy firm EIN	2014-12-31	346565596
2013 : NORTHEAST BANCORP 401(K) SAVINGS & RETIREMENT PLAN 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$6,094
Total income from all sources (including contributions)	2013-12-31	$3,006,944
Total of all expenses incurred	2013-12-31	$1,384,476
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,338,597
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,369,023
Value of total assets at end of year	2013-12-31	$9,470,605
Value of total assets at beginning of year	2013-12-31	$7,842,043
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$45,879
Total interest from all sources	2013-12-31	$14,788
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$619,856
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$619,856
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$958,993
Participant contributions at end of year	2013-12-31	$268,498
Participant contributions at beginning of year	2013-12-31	$212,215
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$88,421
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$63,691
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$48,276
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$6,094
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,622,468
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$9,464,511
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$7,842,043
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$31,656
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$8,553,875
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$7,048,064
Interest on participant loans	2013-12-31	$13,586
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$48,291
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$37,402
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$37,402
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$1,202
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$511,520
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$480,671
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,003,277
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$361,754
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,338,597
Contract administrator fees	2013-12-31	$14,223
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	ERNST & YOUNG
Accountancy firm EIN	2013-12-31	346565596
2012 : NORTHEAST BANCORP 401(K) SAVINGS & RETIREMENT PLAN 2012 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$1,690
Total income from all sources (including contributions)	2012-12-31	$2,139,632
Total of all expenses incurred	2012-12-31	$1,694,761
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,626,401
Expenses. Certain deemed distributions of participant loans	2012-12-31	$25,705
Value of total corrective distributions	2012-12-31	$2,188
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,245,834
Value of total assets at end of year	2012-12-31	$7,842,043
Value of total assets at beginning of year	2012-12-31	$7,398,862
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$40,467
Total interest from all sources	2012-12-31	$13,044
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$213,269
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$213,269
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$828,487
Participant contributions at end of year	2012-12-31	$212,215
Participant contributions at beginning of year	2012-12-31	$293,696
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$63,691
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$38,805
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$94,850
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$1,690
Other income not declared elsewhere	2012-12-31	$-1,679
Total non interest bearing cash at beginning of year	2012-12-31	$604
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Income. Non cash contributions	2012-12-31	$0
Value of net income/loss	2012-12-31	$444,871
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$7,842,043
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$7,397,172
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$235
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$7,048,064
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$6,468,107
Interest on participant loans	2012-12-31	$13,044
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$37,402
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$22,928
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$22,928
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$480,671
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$574,722
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$669,164
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$322,497
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,626,401
Contract administrator fees	2012-12-31	$40,232
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	ERNST & YOUNG
Accountancy firm EIN	2012-12-31	346565596
2011 : NORTHEAST BANCORP 401(K) SAVINGS & RETIREMENT PLAN 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$1,690
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$1,088,379
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$1,431,298
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,387,189
Value of total corrective distributions	2011-12-31	$3,060
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,171,894
Value of total assets at end of year	2011-12-31	$7,398,862
Value of total assets at beginning of year	2011-12-31	$7,740,091
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$41,049
Total interest from all sources	2011-12-31	$17,572
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$142,014
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$142,014
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$829,874
Participant contributions at end of year	2011-12-31	$293,696
Participant contributions at beginning of year	2011-12-31	$312,980
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$38,805
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$15,183
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$10,806
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$1,690
Other income not declared elsewhere	2011-12-31	$-5,199
Total non interest bearing cash at end of year	2011-12-31	$604
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-342,919
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$7,397,172
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$7,740,091
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$6,468,107
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$6,555,611
Interest on participant loans	2011-12-31	$17,169
Interest earned on other investments	2011-12-31	$402
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$22,928
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$62,390
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$62,390
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$1
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$574,722
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$793,927
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-237,902
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$331,214
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,387,189
Contract administrator fees	2011-12-31	$41,049
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	SHATSWELL MACLEOD & CO, PC
Accountancy firm EIN	2011-12-31	043238170
2010 : NORTHEAST BANCORP 401(K) SAVINGS & RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$1,709,588
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$1,273,002
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,228,363
Value of total corrective distributions	2010-12-31	$11,451
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,003,549
Value of total assets at end of year	2010-12-31	$7,740,091
Value of total assets at beginning of year	2010-12-31	$7,303,505
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$33,188
Total interest from all sources	2010-12-31	$17,868
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$703,143
Participant contributions at end of year	2010-12-31	$312,980
Participant contributions at beginning of year	2010-12-31	$250,114
Participant contributions at beginning of year	2010-12-31	$13,332
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$15,183
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$13,308
Other income not declared elsewhere	2010-12-31	$19,573
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$436,586
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$7,740,091
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$7,303,505
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$6,555,611
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$6,078,262
Interest on participant loans	2010-12-31	$16,865
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$62,390
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$1,003
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$793,927
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$956,705
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$837,229
Net investment gain/loss from pooled separate accounts	2010-12-31	$-168,631
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$287,098
Employer contributions (assets) at beginning of year	2010-12-31	$5,092
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,228,363
Contract administrator fees	2010-12-31	$33,188
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	Yes
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	SHATSWELL MACLEOD & CO, PC
Accountancy firm EIN	2010-12-31	043238170
2009 : NORTHEAST BANCORP 401(K) SAVINGS & RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for NORTHEAST BANCORP 401(K) SAVINGS & RETIREMENT PLAN

2017: NORTHEAST BANCORP 401(K) SAVINGS & RETIREMENT PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: NORTHEAST BANCORP 401(K) SAVINGS & RETIREMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: NORTHEAST BANCORP 401(K) SAVINGS & RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: NORTHEAST BANCORP 401(K) SAVINGS & RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: NORTHEAST BANCORP 401(K) SAVINGS & RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: NORTHEAST BANCORP 401(K) SAVINGS & RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: NORTHEAST BANCORP 401(K) SAVINGS & RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: NORTHEAST BANCORP 401(K) SAVINGS & RETIREMENT PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	Yes
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: NORTHEAST BANCORP 401(K) SAVINGS & RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-BO-CZ7H

Policy instance

Insurance contract or identification number	GAP-BO-CZ7H
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $472
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $472
Insurance broker organization code?	4
Insurance broker name	COMMONWEALTH FINANCIAL NETWORK

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-BO-CZ7H

Policy instance

Insurance contract or identification number	GAP-BO-CZ7H
Number of Individuals Covered	249
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $496
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $496
Amount paid for insurance broker fees	0
Insurance broker organization code?	4
Insurance broker name	COMMONWEALTH FINANCIAL NETWORK

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-BO-CZ7H

Policy instance

Insurance contract or identification number	GAP-BO-CZ7H
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $509
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $509
Amount paid for insurance broker fees	0
Insurance broker organization code?	4
Insurance broker name	COMMONWEALTH FINANCIAL NETWORK

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-BO-CZ7H

Policy instance

Insurance contract or identification number	GAP-BO-CZ7H
Number of Individuals Covered	243
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $706
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-BO-CZ7H

Policy instance

Insurance contract or identification number	GAP-BO-CZ7H
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $908
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

990794-000

Policy instance

Insurance contract or identification number	990794-000
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $8,749
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes

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Company Name:	NORTHEAST BANCORP
Employer identification number (EIN):	010425066
NAIC Classification:	522120
NAIC Description:	Savings Institutions