401k Plan data: THE WALDRON GROUP 401(K) RETIREMENT PLAN plan

THE WALDRON GROUP 401(K) RETIREMENT PLAN 401k Plan overview

Plan Name	THE WALDRON GROUP 401(K) RETIREMENT PLAN
Plan identification number	333

THE WALDRON GROUP 401(K) RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THE WALDRON GROUP has sponsored the creation of one or more 401k plans.

Company Name: THE WALDRON GROUP

Employer identification number (EIN): 010474448

NAIC Classification: 541600

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE WALDRON GROUP 401(K) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
333 2017-01-01 BRENDA MARKLEY BRENDA MARKLEY 2018-10-05
333 2016-01-01 WILLIAM G WALDRON JR WILLIAM G WALDRON JR 2017-07-14
333 2015-01-01 WILLIAM G. WALDRON
333 2014-01-01 WILLIAM G. WALDRON 2015-10-14 WILLIAM G. WALDRON 2015-10-14
333 2013-01-01 WILLIAM G. WALDRON WILLIAM G. WALDRON 2014-10-08
333 2012-01-01 WILLIAM G. WALDRON WILLIAM G. WALDRON 2013-10-14
333 2011-01-01 WILLIAM W. BAMFORD WILLIAM W. BAMFORD 2012-09-21
333 2010-01-01 WILLIAM W. BAMFORD WILLIAM W. BAMFORD 2011-10-14
333 2009-01-01 WILLIAM W BAMFORD

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
333	2017-01-01	BRENDA MARKLEY		BRENDA MARKLEY	2018-10-05
333	2016-01-01	WILLIAM G WALDRON JR		WILLIAM G WALDRON JR	2017-07-14
333	2015-01-01	WILLIAM G. WALDRON
333	2014-01-01	WILLIAM G. WALDRON	2015-10-14	WILLIAM G. WALDRON	2015-10-14
333	2013-01-01	WILLIAM G. WALDRON		WILLIAM G. WALDRON	2014-10-08
333	2012-01-01	WILLIAM G. WALDRON		WILLIAM G. WALDRON	2013-10-14
333	2011-01-01	WILLIAM W. BAMFORD		WILLIAM W. BAMFORD	2012-09-21
333	2010-01-01	WILLIAM W. BAMFORD		WILLIAM W. BAMFORD	2011-10-14
333	2009-01-01	WILLIAM W BAMFORD

Plan Statistics for THE WALDRON GROUP 401(K) RETIREMENT PLAN

401k plan membership statisitcs for THE WALDRON GROUP 401(K) RETIREMENT PLAN

Measure Date Value
2017: THE WALDRON GROUP 401(K) RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 1
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 0
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 0
Number of participants with account balances 2017-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: THE WALDRON GROUP 401(K) RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 97
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 0
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 1
Total of all active and inactive participants 2016-01-01 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 1
Number of participants with account balances 2016-01-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: THE WALDRON GROUP 401(K) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 276
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 88
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 69
Total of all active and inactive participants 2015-01-01 157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 157
Number of participants with account balances 2015-01-01 77
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: THE WALDRON GROUP 401(K) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 430
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 197
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 81
Total of all active and inactive participants 2014-01-01 278
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 278
Number of participants with account balances 2014-01-01 93
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 3
2013: THE WALDRON GROUP 401(K) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 524
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 317
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 113
Total of all active and inactive participants 2013-01-01 430
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 430
Number of participants with account balances 2013-01-01 166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 6
2012: THE WALDRON GROUP 401(K) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 507
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 467
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 52
Total of all active and inactive participants 2012-01-01 519
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 519
Number of participants with account balances 2012-01-01 234
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 7
2011: THE WALDRON GROUP 401(K) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 506
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 457
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 50
Total of all active and inactive participants 2011-01-01 507
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 507
Number of participants with account balances 2011-01-01 236
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 7
2010: THE WALDRON GROUP 401(K) RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 459
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 407
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 82
Total of all active and inactive participants 2010-01-01 489
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 489
Number of participants with account balances 2010-01-01 254
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 8
2009: THE WALDRON GROUP 401(K) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 452
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 364
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 71
Total of all active and inactive participants 2009-01-01 435
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 435
Number of participants with account balances 2009-01-01 296
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 6

Measure	Date	Value
2017: THE WALDRON GROUP 401(K) RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	1
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	0
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	0
Number of participants with account balances	2017-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: THE WALDRON GROUP 401(K) RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	97
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	0
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	1
Total of all active and inactive participants	2016-01-01	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	1
Number of participants with account balances	2016-01-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: THE WALDRON GROUP 401(K) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	276
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	88
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	69
Total of all active and inactive participants	2015-01-01	157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	157
Number of participants with account balances	2015-01-01	77
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: THE WALDRON GROUP 401(K) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	430
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	197
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	81
Total of all active and inactive participants	2014-01-01	278
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	278
Number of participants with account balances	2014-01-01	93
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	3
2013: THE WALDRON GROUP 401(K) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	524
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	317
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	113
Total of all active and inactive participants	2013-01-01	430
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	430
Number of participants with account balances	2013-01-01	166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	6
2012: THE WALDRON GROUP 401(K) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	507
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	467
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	52
Total of all active and inactive participants	2012-01-01	519
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	519
Number of participants with account balances	2012-01-01	234
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	7
2011: THE WALDRON GROUP 401(K) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	506
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	457
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	50
Total of all active and inactive participants	2011-01-01	507
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	507
Number of participants with account balances	2011-01-01	236
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	7
2010: THE WALDRON GROUP 401(K) RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	459
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	407
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	82
Total of all active and inactive participants	2010-01-01	489
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	489
Number of participants with account balances	2010-01-01	254
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	8
2009: THE WALDRON GROUP 401(K) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	452
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	364
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	71
Total of all active and inactive participants	2009-01-01	435
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	435
Number of participants with account balances	2009-01-01	296
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	6

Financial Data on THE WALDRON GROUP 401(K) RETIREMENT PLAN

Measure	Date	Value
2017 : THE WALDRON GROUP 401(K) RETIREMENT PLAN 2017 401k financial data
Total income from all sources	2017-12-31	$0
Expenses. Total of all expenses incurred	2017-12-31	$3
Benefits paid (including direct rollovers)	2017-12-31	$3
Total plan assets at end of year	2017-12-31	$0
Total plan assets at beginning of year	2017-12-31	$3
Value of fidelity bond covering the plan	2017-12-31	$500,000
Total contributions received or receivable from participants	2017-12-31	$0
Expenses. Other expenses not covered elsewhere	2017-12-31	$0
Contributions received from other sources (not participants or employers)	2017-12-31	$0
Other income received	2017-12-31	$0
Noncash contributions received	2017-12-31	$0
Net income (gross income less expenses)	2017-12-31	$-3
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$3
Total contributions received or receivable from employer(s)	2017-12-31	$0
Value of certain deemed distributions of participant loans	2017-12-31	$0
Value of corrective distributions	2017-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$0
2016 : THE WALDRON GROUP 401(K) RETIREMENT PLAN 2016 401k financial data
Total plan liabilities at beginning of year	2016-12-31	$13,287
Total income from all sources	2016-12-31	$204,863
Expenses. Total of all expenses incurred	2016-12-31	$4,320,547
Benefits paid (including direct rollovers)	2016-12-31	$4,309,963
Total plan assets at end of year	2016-12-31	$3
Total plan assets at beginning of year	2016-12-31	$4,128,974
Value of fidelity bond covering the plan	2016-12-31	$500,000
Total contributions received or receivable from participants	2016-12-31	$19,787
Contributions received from other sources (not participants or employers)	2016-12-31	$0
Other income received	2016-12-31	$181,435
Noncash contributions received	2016-12-31	$0
Net income (gross income less expenses)	2016-12-31	$-4,115,684
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$3
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$4,115,687
Assets. Value of participant loans	2016-12-31	$0
Total contributions received or receivable from employer(s)	2016-12-31	$3,641
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$10,584
2015 : THE WALDRON GROUP 401(K) RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$13,287
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$54,847
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$362,726
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$352,999
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$49,009
Value of total assets at end of year	2015-12-31	$4,128,974
Value of total assets at beginning of year	2015-12-31	$4,423,566
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$9,727
Total interest from all sources	2015-12-31	$452
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$177,054
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$177,054
Administrative expenses professional fees incurred	2015-12-31	$9,500
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$46,622
Participant contributions at end of year	2015-12-31	$6,223
Participant contributions at beginning of year	2015-12-31	$10,587
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$13,287
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$0
Administrative expenses (other) incurred	2015-12-31	$156
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-307,879
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$4,115,687
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$4,423,566
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$71
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$3,652,418
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$3,958,454
Interest on participant loans	2015-12-31	$452
Value of interest in common/collective trusts at end of year	2015-12-31	$470,333
Value of interest in common/collective trusts at beginning of year	2015-12-31	$454,525
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-172,881
Net investment gain or loss from common/collective trusts	2015-12-31	$1,213
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$2,387
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$352,999
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	ALBIN, RANDALL & BENNETT
Accountancy firm EIN	2015-12-31	010448006
2014 : THE WALDRON GROUP 401(K) RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets from this plan	2014-12-31	$3,297,679
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$314,980
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$1,483,066
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,472,763
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$51,186
Value of total assets at end of year	2014-12-31	$4,423,566
Value of total assets at beginning of year	2014-12-31	$8,889,331
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$10,303
Total interest from all sources	2014-12-31	$809
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$157,741
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$157,741
Administrative expenses professional fees incurred	2014-12-31	$9,000
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$46,167
Participant contributions at end of year	2014-12-31	$10,587
Participant contributions at beginning of year	2014-12-31	$132,965
Other income not declared elsewhere	2014-12-31	$3,878
Administrative expenses (other) incurred	2014-12-31	$579
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-1,168,086
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$4,423,566
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$8,889,331
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$724
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$3,958,454
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$7,956,607
Interest on participant loans	2014-12-31	$809
Value of interest in common/collective trusts at end of year	2014-12-31	$454,525
Value of interest in common/collective trusts at beginning of year	2014-12-31	$799,759
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$96,027
Net investment gain or loss from common/collective trusts	2014-12-31	$5,339
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$5,019
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,472,763
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	ALBIN, RANDALL & BENNETT
Accountancy firm EIN	2014-12-31	010448006
2013 : THE WALDRON GROUP 401(K) RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$2,423,034
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$6,703,528
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$6,671,423
Value of total corrective distributions	2013-12-31	$19,267
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$639,046
Value of total assets at end of year	2013-12-31	$8,889,331
Value of total assets at beginning of year	2013-12-31	$13,169,825
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$12,838
Total interest from all sources	2013-12-31	$13,491
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$251,312
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$251,312
Administrative expenses professional fees incurred	2013-12-31	$9,750
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$517,104
Participant contributions at end of year	2013-12-31	$132,965
Participant contributions at beginning of year	2013-12-31	$479,166
Other income not declared elsewhere	2013-12-31	$7,431
Administrative expenses (other) incurred	2013-12-31	$3,088
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$-4,280,494
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$8,889,331
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$13,169,825
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$7,956,607
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$11,159,249
Interest on participant loans	2013-12-31	$13,491
Value of interest in common/collective trusts at end of year	2013-12-31	$799,759
Value of interest in common/collective trusts at beginning of year	2013-12-31	$1,531,410
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,544,120
Net investment gain or loss from common/collective trusts	2013-12-31	$-32,366
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$121,942
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$6,671,423
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	ALBIN, RANDALL & BENNETT
Accountancy firm EIN	2013-12-31	010448006
2012 : THE WALDRON GROUP 401(K) RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$2,708,438
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$637,134
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$621,357
Expenses. Certain deemed distributions of participant loans	2012-12-31	$4,029
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,166,390
Value of total assets at end of year	2012-12-31	$13,169,825
Value of total assets at beginning of year	2012-12-31	$11,098,521
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$11,748
Total interest from all sources	2012-12-31	$20,554
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$289,477
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$289,477
Administrative expenses professional fees incurred	2012-12-31	$8,500
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$886,427
Participant contributions at end of year	2012-12-31	$479,166
Participant contributions at beginning of year	2012-12-31	$468,164
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$59,201
Other income not declared elsewhere	2012-12-31	$8,848
Administrative expenses (other) incurred	2012-12-31	$3,248
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$2,071,304
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$13,169,825
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$11,098,521
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$11,159,249
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$9,960,524
Interest on participant loans	2012-12-31	$20,554
Value of interest in common/collective trusts at end of year	2012-12-31	$1,531,410
Value of interest in common/collective trusts at beginning of year	2012-12-31	$669,833
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$1,159,596
Net investment gain or loss from common/collective trusts	2012-12-31	$63,573
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$220,762
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$621,357
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	ALBIN, RANDALL & BENNETT
Accountancy firm EIN	2012-12-31	010448006
2011 : THE WALDRON GROUP 401(K) RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$1,619,406
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$882,858
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$853,049
Value of total corrective distributions	2011-12-31	$17,732
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,703,488
Value of total assets at end of year	2011-12-31	$11,098,521
Value of total assets at beginning of year	2011-12-31	$10,361,973
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$12,077
Total interest from all sources	2011-12-31	$21,086
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$205,488
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$205,488
Administrative expenses professional fees incurred	2011-12-31	$8,500
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$804,108
Participant contributions at end of year	2011-12-31	$468,164
Participant contributions at beginning of year	2011-12-31	$397,920
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$712,697
Other income not declared elsewhere	2011-12-31	$6,714
Administrative expenses (other) incurred	2011-12-31	$3,577
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$736,548
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$11,098,521
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$10,361,973
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$9,960,524
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$9,682,855
Interest on participant loans	2011-12-31	$21,086
Value of interest in common/collective trusts at end of year	2011-12-31	$669,833
Value of interest in common/collective trusts at beginning of year	2011-12-31	$281,198
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-345,743
Net investment gain or loss from common/collective trusts	2011-12-31	$28,373
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$186,683
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$853,049
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	ALBIN, RANDALL & BENNETT
Accountancy firm EIN	2011-12-31	010448006
2010 : THE WALDRON GROUP 401(K) RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total transfer of assets from this plan	2010-12-31	$3,846,432
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$2,935,575
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$424,466
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$382,980
Value of total corrective distributions	2010-12-31	$30,904
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,354,532
Value of total assets at end of year	2010-12-31	$10,361,973
Value of total assets at beginning of year	2010-12-31	$11,697,296
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$10,582
Total interest from all sources	2010-12-31	$26,986
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$193,780
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$193,780
Administrative expenses professional fees incurred	2010-12-31	$8,700
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,033,785
Participant contributions at end of year	2010-12-31	$397,920
Participant contributions at beginning of year	2010-12-31	$339,480
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$77,934
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$47,841
Other income not declared elsewhere	2010-12-31	$4,064
Administrative expenses (other) incurred	2010-12-31	$1,844
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$2,511,109
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$10,361,973
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$11,697,296
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$38
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$9,682,855
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$0
Value of interest in pooled separate accounts at end of year	2010-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$8,938,008
Interest on participant loans	2010-12-31	$21,831
Interest earned on other investments	2010-12-31	$5,155
Value of interest in common/collective trusts at end of year	2010-12-31	$281,198
Value of interest in common/collective trusts at beginning of year	2010-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$2,341,874
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$1,474,511
Net investment gain/loss from pooled separate accounts	2010-12-31	$-135,909
Net investment gain or loss from common/collective trusts	2010-12-31	$17,611
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$272,906
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$382,980
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	Yes
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	ALBIN, RANDALL & BENNETT
Accountancy firm EIN	2010-12-31	010448006
2009 : THE WALDRON GROUP 401(K) RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for THE WALDRON GROUP 401(K) RETIREMENT PLAN

2017: THE WALDRON GROUP 401(K) RETIREMENT PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	Yes
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: THE WALDRON GROUP 401(K) RETIREMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: THE WALDRON GROUP 401(K) RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: THE WALDRON GROUP 401(K) RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: THE WALDRON GROUP 401(K) RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: THE WALDRON GROUP 401(K) RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: THE WALDRON GROUP 401(K) RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: THE WALDRON GROUP 401(K) RETIREMENT PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: THE WALDRON GROUP 401(K) RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

038888

Policy instance

Insurance contract or identification number	038888
Number of Individuals Covered	0
Insurance policy start date	2010-01-01
Insurance policy end date	2010-02-01
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $2,391
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	THE WALDRON GROUP
Employer identification number (EIN):	010474448
NAIC Classification:	541600