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FARRIS, HESELTON, LADD & BOBROWIECKI, P.A. 401k Plan overview

Plan NameFARRIS, HESELTON, LADD & BOBROWIECKI, P.A.
Plan identification number 001

FARRIS, HESELTON, LADD & BOBROWIECKI, P.A. Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

FARRIS, HESELTON, LADD & has sponsored the creation of one or more 401k plans.

Company Name:FARRIS, HESELTON, LADD &
Employer identification number (EIN):010477118
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FARRIS, HESELTON, LADD & BOBROWIECKI, P.A.

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01GREGORY J. FARRIS2023-07-26 GREGORY J. FARRIS2023-07-26
0012021-01-01GREGORY J. FARRIS2022-07-25 GREGORY J. FARRIS2022-07-25
0012020-01-01GREGORY J. FARRIS2021-07-26 GREGORY J. FARRIS2021-07-26
0012019-01-01GREGORY J. FARRIS2020-07-29 GREGORY J. FARRIS2020-07-29
0012018-01-01GREGORY J. FARRIS2019-07-29 GREGORY J. FARRIS2019-07-29
0012017-01-01GREGORY J. FARRIS2018-07-26 GREGORY J. FARRIS2018-07-26
0012016-01-01GREGORY J. FARRIS2017-07-28 GREGORY J. FARRIS2017-07-28
0012015-01-01GREGORY J. FARRIS GREGORY J. FARRIS2017-12-08
0012014-01-01GREGORY J. FARRIS GREGORY J. FARRIS2015-07-27
0012013-01-01GREGORY J. FARRIS GREGORY J. FARRIS2014-07-29
0012012-01-01GREGORY J. FARRIS GREGORY J. FARRIS2013-07-29
0012011-01-01GREGORY J. FARRIS GREGORY J. FARRIS2012-10-11
0012009-01-01GREGORY FARRIS
0012009-01-01TOBIN MALDOVAN

Plan Statistics for FARRIS, HESELTON, LADD & BOBROWIECKI, P.A.

401k plan membership statisitcs for FARRIS, HESELTON, LADD & BOBROWIECKI, P.A.

Measure Date Value
2015: FARRIS, HESELTON, LADD & BOBROWIECKI, P.A. 2015 401k membership
Total participants, beginning-of-year2015-01-0125
Total number of active participants reported on line 7a of the Form 55002015-01-0121
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-011
Total of all active and inactive participants2015-01-0122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0122
Number of participants with account balances2015-01-0122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: FARRIS, HESELTON, LADD & BOBROWIECKI, P.A. 2014 401k membership
Total participants, beginning-of-year2014-01-0125
Total number of active participants reported on line 7a of the Form 55002014-01-0120
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-011
Total of all active and inactive participants2014-01-0121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0121
Number of participants with account balances2014-01-0120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: FARRIS, HESELTON, LADD & BOBROWIECKI, P.A. 2013 401k membership
Total participants, beginning-of-year2013-01-0126
Total number of active participants reported on line 7a of the Form 55002013-01-0121
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-011
Total of all active and inactive participants2013-01-0122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0122
Number of participants with account balances2013-01-0122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: FARRIS, HESELTON, LADD & BOBROWIECKI, P.A. 2012 401k membership
Total participants, beginning-of-year2012-01-0121
Total number of active participants reported on line 7a of the Form 55002012-01-0122
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-011
Total of all active and inactive participants2012-01-0123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0123
Number of participants with account balances2012-01-0123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: FARRIS, HESELTON, LADD & BOBROWIECKI, P.A. 2011 401k membership
Total participants, beginning-of-year2011-01-0126
Total number of active participants reported on line 7a of the Form 55002011-01-0123
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-011
Total of all active and inactive participants2011-01-0124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0124
Number of participants with account balances2011-01-0123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: FARRIS, HESELTON, LADD & BOBROWIECKI, P.A. 2009 401k membership
Total participants, beginning-of-year2009-01-0127
Total number of active participants reported on line 7a of the Form 55002009-01-0124
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-011
Total of all active and inactive participants2009-01-0125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0125
Number of participants with account balances2009-01-0125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on FARRIS, HESELTON, LADD & BOBROWIECKI, P.A.

Measure Date Value
2015 : FARRIS, HESELTON, LADD & BOBROWIECKI, P.A. 2015 401k financial data
Total income from all sources2015-12-31$93,640
Expenses. Total of all expenses incurred2015-12-31$6,313
Benefits paid (including direct rollovers)2015-12-31$6,313
Total plan assets at end of year2015-12-31$1,717,767
Total plan assets at beginning of year2015-12-31$1,630,440
Total contributions received or receivable from participants2015-12-31$43,553
Other income received2015-12-31$25,172
Net income (gross income less expenses)2015-12-31$87,327
Net plan assets at end of year (total assets less liabilities)2015-12-31$1,717,767
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$1,630,440
Assets. Value of participant loans2015-12-31$5,315
Total contributions received or receivable from employer(s)2015-12-31$24,915
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : FARRIS, HESELTON, LADD & BOBROWIECKI, P.A. 2014 401k financial data
Total income from all sources2014-12-31$119,674
Expenses. Total of all expenses incurred2014-12-31$205,167
Benefits paid (including direct rollovers)2014-12-31$205,167
Total plan assets at end of year2014-12-31$1,630,440
Total plan assets at beginning of year2014-12-31$1,715,933
Total contributions received or receivable from participants2014-12-31$36,118
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$58,642
Net income (gross income less expenses)2014-12-31$-85,493
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,630,440
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,715,933
Assets. Value of participant loans2014-12-31$10,060
Total contributions received or receivable from employer(s)2014-12-31$24,914
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Funding deficiency by the employer to the plan for this plan year2014-12-31$0
Minimum employer required contribution for this plan year2014-12-31$0
Amount contributed by the employer to the plan for this plan year2014-12-31$0
2013 : FARRIS, HESELTON, LADD & BOBROWIECKI, P.A. 2013 401k financial data
Total income from all sources2013-12-31$648,392
Expenses. Total of all expenses incurred2013-12-31$61,250
Benefits paid (including direct rollovers)2013-12-31$61,250
Total plan assets at end of year2013-12-31$1,715,933
Total plan assets at beginning of year2013-12-31$1,128,791
Total contributions received or receivable from participants2013-12-31$33,571
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$593,079
Net income (gross income less expenses)2013-12-31$587,142
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,715,933
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$1,128,791
Assets. Value of participant loans2013-12-31$15,733
Total contributions received or receivable from employer(s)2013-12-31$21,742
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Funding deficiency by the employer to the plan for this plan year2013-12-31$0
Minimum employer required contribution for this plan year2013-12-31$0
Amount contributed by the employer to the plan for this plan year2013-12-31$0
2012 : FARRIS, HESELTON, LADD & BOBROWIECKI, P.A. 2012 401k financial data
Total income from all sources2012-12-31$183,613
Expenses. Total of all expenses incurred2012-12-31$19,396
Benefits paid (including direct rollovers)2012-12-31$18,291
Total plan assets at end of year2012-12-31$1,128,791
Total plan assets at beginning of year2012-12-31$964,574
Total contributions received or receivable from participants2012-12-31$15,597
Expenses. Other expenses not covered elsewhere2012-12-31$0
Contributions received from other sources (not participants or employers)2012-12-31$0
Other income received2012-12-31$150,711
Net income (gross income less expenses)2012-12-31$164,217
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,128,791
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$964,574
Assets. Value of participant loans2012-12-31$36,261
Total contributions received or receivable from employer(s)2012-12-31$17,305
Value of certain deemed distributions of participant loans2012-12-31$1,105
Value of corrective distributions2012-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Funding deficiency by the employer to the plan for this plan year2012-12-31$0
Minimum employer required contribution for this plan year2012-12-31$0
Amount contributed by the employer to the plan for this plan year2012-12-31$0
2011 : FARRIS, HESELTON, LADD & BOBROWIECKI, P.A. 2011 401k financial data
Total income from all sources2011-12-31$-7,394
Expenses. Total of all expenses incurred2011-12-31$24,951
Benefits paid (including direct rollovers)2011-12-31$24,951
Total plan assets at end of year2011-12-31$964,574
Total plan assets at beginning of year2011-12-31$996,919
Total contributions received or receivable from participants2011-12-31$25,575
Expenses. Other expenses not covered elsewhere2011-12-31$0
Contributions received from other sources (not participants or employers)2011-12-31$1,280
Other income received2011-12-31$-55,505
Net income (gross income less expenses)2011-12-31$-32,345
Net plan assets at end of year (total assets less liabilities)2011-12-31$964,574
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$996,919
Assets. Value of participant loans2011-12-31$28,017
Total contributions received or receivable from employer(s)2011-12-31$21,256
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Funding deficiency by the employer to the plan for this plan year2011-12-31$0
Minimum employer required contribution for this plan year2011-12-31$0
Amount contributed by the employer to the plan for this plan year2011-12-31$0
2010 : FARRIS, HESELTON, LADD & BOBROWIECKI, P.A. 2010 401k financial data
Total income from all sources2010-12-31$245,065
Expenses. Total of all expenses incurred2010-12-31$53,602
Benefits paid (including direct rollovers)2010-12-31$39,157
Total plan assets at end of year2010-12-31$996,919
Total plan assets at beginning of year2010-12-31$805,456
Total contributions received or receivable from participants2010-12-31$32,776
Expenses. Other expenses not covered elsewhere2010-12-31$0
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$192,990
Net income (gross income less expenses)2010-12-31$191,463
Net plan assets at end of year (total assets less liabilities)2010-12-31$996,919
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$805,456
Assets. Value of participant loans2010-12-31$35,134
Total contributions received or receivable from employer(s)2010-12-31$19,299
Value of certain deemed distributions of participant loans2010-12-31$14,445
Value of corrective distributions2010-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Funding deficiency by the employer to the plan for this plan year2010-12-31$0
Minimum employer required contribution for this plan year2010-12-31$0
Amount contributed by the employer to the plan for this plan year2010-12-31$0
2009 : FARRIS, HESELTON, LADD & BOBROWIECKI, P.A. 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0
Funding deficiency by the employer to the plan for this plan year2009-12-31$0
Minimum employer required contribution for this plan year2009-12-31$0
Amount contributed by the employer to the plan for this plan year2009-12-31$0

Form 5500 Responses for FARRIS, HESELTON, LADD & BOBROWIECKI, P.A.

2015: FARRIS, HESELTON, LADD & BOBROWIECKI, P.A. 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: FARRIS, HESELTON, LADD & BOBROWIECKI, P.A. 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: FARRIS, HESELTON, LADD & BOBROWIECKI, P.A. 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: FARRIS, HESELTON, LADD & BOBROWIECKI, P.A. 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: FARRIS, HESELTON, LADD & BOBROWIECKI, P.A. 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: FARRIS, HESELTON, LADD & BOBROWIECKI, P.A. 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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