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MAINE BEHAVIORAL HEALTHCARE 403(B) PLAN 401k Plan overview

Plan NameMAINE BEHAVIORAL HEALTHCARE 403(B) PLAN
Plan identification number 002

MAINE BEHAVIORAL HEALTHCARE 403(B) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SPRING HARBOR HOSPITAL has sponsored the creation of one or more 401k plans.

Company Name:SPRING HARBOR HOSPITAL
Employer identification number (EIN):010524834
NAIC Classification:622000
NAIC Description: Hospitals

Additional information about SPRING HARBOR HOSPITAL

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 3024747

More information about SPRING HARBOR HOSPITAL

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MAINE BEHAVIORAL HEALTHCARE 403(B) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022017-01-01REBECCA COREY
0022016-01-01TIM MCNULTY
0022015-01-01TIM MCNULTY
0022014-01-01TIM MCNULTY

Plan Statistics for MAINE BEHAVIORAL HEALTHCARE 403(B) PLAN

401k plan membership statisitcs for MAINE BEHAVIORAL HEALTHCARE 403(B) PLAN

Measure Date Value
2017: MAINE BEHAVIORAL HEALTHCARE 403(B) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,638
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: MAINE BEHAVIORAL HEALTHCARE 403(B) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,435
Total number of active participants reported on line 7a of the Form 55002016-01-011,356
Number of retired or separated participants receiving benefits2016-01-015
Number of other retired or separated participants entitled to future benefits2016-01-01274
Total of all active and inactive participants2016-01-011,635
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-013
Total participants2016-01-011,638
Number of participants with account balances2016-01-011,551
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0170
2015: MAINE BEHAVIORAL HEALTHCARE 403(B) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,548
Total number of active participants reported on line 7a of the Form 55002015-01-011,120
Number of retired or separated participants receiving benefits2015-01-016
Number of other retired or separated participants entitled to future benefits2015-01-01306
Total of all active and inactive participants2015-01-011,432
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-013
Total participants2015-01-011,435
Number of participants with account balances2015-01-011,368
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0154
2014: MAINE BEHAVIORAL HEALTHCARE 403(B) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,456
Total number of active participants reported on line 7a of the Form 55002014-01-011,105
Number of retired or separated participants receiving benefits2014-01-012
Number of other retired or separated participants entitled to future benefits2014-01-01438
Total of all active and inactive participants2014-01-011,545
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-013
Total participants2014-01-011,548
Number of participants with account balances2014-01-011,481
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0147

Financial Data on MAINE BEHAVIORAL HEALTHCARE 403(B) PLAN

Measure Date Value
2017 : MAINE BEHAVIORAL HEALTHCARE 403(B) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-11$0
Total transfer of assets from this plan2017-12-11$27,818,226
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-11$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-11$0
Total income from all sources (including contributions)2017-12-11$175,746
Total loss/gain on sale of assets2017-12-11$0
Total of all expenses incurred2017-12-11$5,911
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-11$5,911
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-11$0
Value of total assets at end of year2017-12-11$0
Value of total assets at beginning of year2017-12-11$27,648,391
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-11$0
Total interest from all sources2017-12-11$2,834
Total dividends received (eg from common stock, registered investment company shares)2017-12-11$12,256
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-11No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-11$12,256
Was this plan covered by a fidelity bond2017-12-11Yes
Value of fidelity bond cover2017-12-11$1,000,000
If this is an individual account plan, was there a blackout period2017-12-11Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-11$0
Were there any nonexempt tranactions with any party-in-interest2017-12-11No
Contributions received from participants2017-12-11$0
Participant contributions at end of year2017-12-11$0
Participant contributions at beginning of year2017-12-11$484,357
Income. Received or receivable in cash from other sources (including rollovers)2017-12-11$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-11No
Value of net income/loss2017-12-11$169,835
Value of net assets at end of year (total assets less liabilities)2017-12-11$0
Value of net assets at beginning of year (total assets less liabilities)2017-12-11$27,648,391
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-11No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-11No
Were any leases to which the plan was party in default or uncollectible2017-12-11No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-11$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-11$19,383,168
Value of interest in pooled separate accounts at end of year2017-12-11$0
Value of interest in pooled separate accounts at beginning of year2017-12-11$129,081
Interest on participant loans2017-12-11$1,421
Interest earned on other investments2017-12-11$1,076
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-11$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-11$106,559
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-11$106,559
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-11$337
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-11$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-11$7,545,226
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-11$138,484
Net investment gain/loss from pooled separate accounts2017-12-11$22,172
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-11No
Was there a failure to transmit to the plan any participant contributions2017-12-11No
Has the plan failed to provide any benefit when due under the plan2017-12-11No
Contributions received in cash from employer2017-12-11$0
Employer contributions (assets) at end of year2017-12-11$0
Employer contributions (assets) at beginning of year2017-12-11$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-11$5,911
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-11Yes
Did the plan have assets held for investment2017-12-11No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-11No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-11Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-11Yes
Opinion of an independent qualified public accountant for this plan2017-12-11Disclaimer
Accountancy firm name2017-12-11BAKER, NEWMAN AND NOYES
Accountancy firm EIN2017-12-11010494526
2016 : MAINE BEHAVIORAL HEALTHCARE 403(B) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$6,136,197
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$2,090,657
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,968,763
Expenses. Certain deemed distributions of participant loans2016-12-31$3,848
Value of total corrective distributions2016-12-31$3,922
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$4,659,463
Value of total assets at end of year2016-12-31$27,648,391
Value of total assets at beginning of year2016-12-31$23,602,851
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$114,124
Total interest from all sources2016-12-31$140,285
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$600,827
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$600,827
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,788,162
Participant contributions at end of year2016-12-31$484,357
Participant contributions at beginning of year2016-12-31$358,640
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$678,188
Other income not declared elsewhere2016-12-31$799
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$4,045,540
Value of net assets at end of year (total assets less liabilities)2016-12-31$27,648,391
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$23,602,851
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$19,383,168
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$16,263,061
Value of interest in pooled separate accounts at end of year2016-12-31$129,081
Value of interest in pooled separate accounts at beginning of year2016-12-31$119,714
Interest on participant loans2016-12-31$17,231
Interest earned on other investments2016-12-31$123,002
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$106,559
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$111,178
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$111,178
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$52
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$7,545,226
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$6,750,258
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$725,030
Net investment gain/loss from pooled separate accounts2016-12-31$9,793
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,193,113
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,968,763
Contract administrator fees2016-12-31$114,124
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BAKER, NEWMAN AND NOYES
Accountancy firm EIN2016-12-31010494526
2015 : MAINE BEHAVIORAL HEALTHCARE 403(B) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$3,994,242
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$2,892,906
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,763,875
Expenses. Certain deemed distributions of participant loans2015-12-31$24,311
Value of total corrective distributions2015-12-31$1,093
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,893,388
Value of total assets at end of year2015-12-31$23,602,851
Value of total assets at beginning of year2015-12-31$22,501,515
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$103,627
Total interest from all sources2015-12-31$132,482
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$815,167
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$815,167
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,412,076
Participant contributions at end of year2015-12-31$358,640
Participant contributions at beginning of year2015-12-31$344,119
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$482,906
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,101,336
Value of net assets at end of year (total assets less liabilities)2015-12-31$23,602,851
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$22,501,515
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$16,263,061
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$15,129,581
Value of interest in pooled separate accounts at end of year2015-12-31$119,714
Value of interest in pooled separate accounts at beginning of year2015-12-31$123,109
Interest on participant loans2015-12-31$14,945
Interest earned on other investments2015-12-31$117,520
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$111,178
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$115,851
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$115,851
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$17
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$6,750,258
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$6,763,421
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-844,682
Net investment gain/loss from pooled separate accounts2015-12-31$-2,113
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$998,406
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$25,434
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,763,875
Contract administrator fees2015-12-31$103,627
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BAKER, NEWMAN AND NOYES
Accountancy firm EIN2015-12-31010494526
2014 : MAINE BEHAVIORAL HEALTHCARE 403(B) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$4,423,400
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,970,769
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,833,700
Expenses. Certain deemed distributions of participant loans2014-12-31$39,768
Value of total corrective distributions2014-12-31$567
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$3,249,534
Value of total assets at end of year2014-12-31$22,501,515
Value of total assets at beginning of year2014-12-31$20,048,884
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$96,734
Total interest from all sources2014-12-31$116,001
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$771,477
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$771,477
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,172,248
Participant contributions at end of year2014-12-31$344,119
Participant contributions at beginning of year2014-12-31$303,154
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$278,607
Total non interest bearing cash at end of year2014-12-31$0
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$2,452,631
Value of net assets at end of year (total assets less liabilities)2014-12-31$22,501,515
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$20,048,884
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$15,129,581
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$13,838,578
Value of interest in pooled separate accounts at end of year2014-12-31$123,109
Value of interest in pooled separate accounts at beginning of year2014-12-31$178,368
Interest on participant loans2014-12-31$12,726
Interest earned on other investments2014-12-31$103,263
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$115,851
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$120,548
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$120,548
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$12
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$6,763,421
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$5,608,236
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$280,946
Net investment gain/loss from pooled separate accounts2014-12-31$5,442
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$798,679
Employer contributions (assets) at end of year2014-12-31$25,434
Employer contributions (assets) at beginning of year2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,833,700
Contract administrator fees2014-12-31$96,734
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BAKER, NEWMAN AND NOYES
Accountancy firm EIN2014-12-31010494526

Form 5500 Responses for MAINE BEHAVIORAL HEALTHCARE 403(B) PLAN

2017: MAINE BEHAVIORAL HEALTHCARE 403(B) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingYes
2017-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: MAINE BEHAVIORAL HEALTHCARE 403(B) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: MAINE BEHAVIORAL HEALTHCARE 403(B) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: MAINE BEHAVIORAL HEALTHCARE 403(B) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number893432007
Policy instance 1
Insurance contract or identification number893432007
Number of Individuals Covered0
Insurance policy start date2017-01-01
Insurance policy end date2017-12-11
Total amount of commissions paid to insurance brokerUSD $1,529
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,529
Insurance broker organization code?4
Insurance broker nameCAPFINANCIAL SECURITIES INC

Potentially related plans

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