CLEARBRIDGE INVESTMENTS, LLC has sponsored the creation of one or more 401k plans.
| Measure | Date | Value |
|---|
| 2019 : GLOBAL CURRENTS GROUP TRUST 2019 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2019-12-10 | $3,393,240 |
| Total unrealized appreciation/depreciation of assets | 2019-12-10 | $3,393,240 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-10 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-10 | $234,297 |
| Total income from all sources (including contributions) | 2019-12-10 | $2,602,828 |
| Total loss/gain on sale of assets | 2019-12-10 | $-1,104,864 |
| Total of all expenses incurred | 2019-12-10 | $32,320,738 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-10 | $32,231,847 |
| Value of total assets at end of year | 2019-12-10 | $0 |
| Value of total assets at beginning of year | 2019-12-10 | $29,952,207 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-10 | $88,891 |
| Total interest from all sources | 2019-12-10 | $11,149 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-10 | $303,303 |
| Administrative expenses professional fees incurred | 2019-12-10 | $88,891 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-10 | No |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-10 | $685,239 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-12-10 | $223,184 |
| Liabilities. Value of operating payables at end of year | 2019-12-10 | $0 |
| Liabilities. Value of operating payables at beginning of year | 2019-12-10 | $11,113 |
| Value of net income/loss | 2019-12-10 | $-29,717,910 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-10 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-10 | $29,717,910 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-10 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-10 | No |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-10 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-10 | $1,574,992 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-10 | $1,574,992 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-10 | $11,149 |
| Income. Dividends from common stock | 2019-12-10 | $303,303 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-10 | $32,231,847 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2019-12-10 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2019-12-10 | $27,691,976 |
| Did the plan have assets held for investment | 2019-12-10 | No |
| Aggregate proceeds on sale of assets | 2019-12-10 | $32,904,054 |
| Aggregate carrying amount (costs) on sale of assets | 2019-12-10 | $34,008,918 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-10 | No |
| Opinion of an independent qualified public accountant for this plan | 2019-12-10 | Unqualified |
| Accountancy firm name | 2019-12-10 | KREISCHER MILLER |
| Accountancy firm EIN | 2019-12-10 | 231980475 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2019-05-31 | $-8,797,554 |
| Total unrealized appreciation/depreciation of assets | 2019-05-31 | $-8,797,554 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-05-31 | $234,297 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-05-31 | $163,975 |
| Total income from all sources (including contributions) | 2019-05-31 | $-8,579,984 |
| Total loss/gain on sale of assets | 2019-05-31 | $-5,251,092 |
| Total of all expenses incurred | 2019-05-31 | $42,513,942 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-05-31 | $42,425,912 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-05-31 | $3,687,500 |
| Value of total assets at end of year | 2019-05-31 | $29,952,207 |
| Value of total assets at beginning of year | 2019-05-31 | $80,975,811 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-05-31 | $88,030 |
| Total interest from all sources | 2019-05-31 | $37,058 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-05-31 | $1,744,104 |
| Administrative expenses professional fees incurred | 2019-05-31 | $88,030 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-05-31 | No |
| Contributions received from participants | 2019-05-31 | $3,687,500 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-05-31 | $685,239 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-05-31 | $710,039 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-05-31 | $223,184 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-05-31 | $158,201 |
| Liabilities. Value of operating payables at end of year | 2019-05-31 | $11,113 |
| Liabilities. Value of operating payables at beginning of year | 2019-05-31 | $5,774 |
| Value of net income/loss | 2019-05-31 | $-51,093,926 |
| Value of net assets at end of year (total assets less liabilities) | 2019-05-31 | $29,717,910 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-05-31 | $80,811,836 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-05-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-05-31 | No |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-05-31 | $1,574,992 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-05-31 | $442,782 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-05-31 | $442,782 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-05-31 | $37,058 |
| Income. Dividends from common stock | 2019-05-31 | $1,744,104 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-05-31 | $42,425,912 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2019-05-31 | $27,691,976 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2019-05-31 | $79,822,990 |
| Did the plan have assets held for investment | 2019-05-31 | Yes |
| Aggregate proceeds on sale of assets | 2019-05-31 | $16,595,387 |
| Aggregate carrying amount (costs) on sale of assets | 2019-05-31 | $21,846,479 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-05-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2019-05-31 | Unqualified |
| Accountancy firm name | 2019-05-31 | KREEISCHER MILLER |
| Accountancy firm EIN | 2019-05-31 | 231980475 |
| 2018 : GLOBAL CURRENTS GROUP TRUST 2018 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2018-05-31 | $-3,462,934 |
| Total unrealized appreciation/depreciation of assets | 2018-05-31 | $-3,462,934 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-05-31 | $163,975 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-05-31 | $5,436 |
| Total income from all sources (including contributions) | 2018-05-31 | $5,101,865 |
| Total loss/gain on sale of assets | 2018-05-31 | $4,981,037 |
| Total of all expenses incurred | 2018-05-31 | $4,583,467 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-05-31 | $4,490,000 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-05-31 | $1,300,000 |
| Value of total assets at end of year | 2018-05-31 | $80,975,811 |
| Value of total assets at beginning of year | 2018-05-31 | $80,298,874 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-05-31 | $93,467 |
| Total interest from all sources | 2018-05-31 | $25,784 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-05-31 | $2,257,978 |
| Administrative expenses professional fees incurred | 2018-05-31 | $93,467 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-05-31 | No |
| Contributions received from participants | 2018-05-31 | $1,300,000 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-05-31 | $710,039 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-05-31 | $664,778 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-05-31 | $158,201 |
| Liabilities. Value of operating payables at end of year | 2018-05-31 | $5,774 |
| Liabilities. Value of operating payables at beginning of year | 2018-05-31 | $5,436 |
| Value of net income/loss | 2018-05-31 | $518,398 |
| Value of net assets at end of year (total assets less liabilities) | 2018-05-31 | $80,811,836 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-05-31 | $80,293,438 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-05-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-05-31 | No |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-05-31 | $442,782 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-05-31 | $2,971,750 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-05-31 | $2,971,750 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-05-31 | $25,784 |
| Income. Dividends from common stock | 2018-05-31 | $2,257,978 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-05-31 | $4,490,000 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2018-05-31 | $79,822,990 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2018-05-31 | $76,662,346 |
| Did the plan have assets held for investment | 2018-05-31 | Yes |
| Aggregate proceeds on sale of assets | 2018-05-31 | $18,991,007 |
| Aggregate carrying amount (costs) on sale of assets | 2018-05-31 | $14,009,970 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-05-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2018-05-31 | Unqualified |
| Accountancy firm name | 2018-05-31 | KREISCHER MILLER |
| Accountancy firm EIN | 2018-05-31 | 231980475 |
| 2017 : GLOBAL CURRENTS GROUP TRUST 2017 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2017-05-31 | $8,832,565 |
| Total unrealized appreciation/depreciation of assets | 2017-05-31 | $8,832,565 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-05-31 | $5,436 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-05-31 | $15,418 |
| Total income from all sources (including contributions) | 2017-05-31 | $15,217,940 |
| Total loss/gain on sale of assets | 2017-05-31 | $3,136,195 |
| Total of all expenses incurred | 2017-05-31 | $3,608,193 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-05-31 | $3,506,000 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-05-31 | $1,259,000 |
| Value of total assets at end of year | 2017-05-31 | $80,298,874 |
| Value of total assets at beginning of year | 2017-05-31 | $68,699,109 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-05-31 | $102,193 |
| Total interest from all sources | 2017-05-31 | $16,487 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-05-31 | $1,973,693 |
| Administrative expenses professional fees incurred | 2017-05-31 | $102,193 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-05-31 | No |
| Contributions received from participants | 2017-05-31 | $1,259,000 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-05-31 | $664,778 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-05-31 | $673,899 |
| Liabilities. Value of operating payables at end of year | 2017-05-31 | $5,436 |
| Liabilities. Value of operating payables at beginning of year | 2017-05-31 | $15,418 |
| Value of net income/loss | 2017-05-31 | $11,609,747 |
| Value of net assets at end of year (total assets less liabilities) | 2017-05-31 | $80,293,438 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-05-31 | $68,683,691 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-05-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-05-31 | No |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-05-31 | $2,971,750 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-05-31 | $1,130,978 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-05-31 | $1,130,978 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-05-31 | $16,487 |
| Income. Dividends from common stock | 2017-05-31 | $1,973,693 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-05-31 | $3,506,000 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2017-05-31 | $76,662,346 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2017-05-31 | $66,894,232 |
| Did the plan have assets held for investment | 2017-05-31 | Yes |
| Aggregate proceeds on sale of assets | 2017-05-31 | $18,492,260 |
| Aggregate carrying amount (costs) on sale of assets | 2017-05-31 | $15,356,065 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-05-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2017-05-31 | Unqualified |
| Accountancy firm name | 2017-05-31 | KREISCHER MILLER |
| Accountancy firm EIN | 2017-05-31 | 231980475 |
| 2016 : GLOBAL CURRENTS GROUP TRUST 2016 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2016-05-31 | $-9,821,535 |
| Total unrealized appreciation/depreciation of assets | 2016-05-31 | $-9,821,535 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-05-31 | $15,418 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-05-31 | $9,958 |
| Total income from all sources (including contributions) | 2016-05-31 | $1,325,520 |
| Total loss/gain on sale of assets | 2016-05-31 | $1,266,379 |
| Total of all expenses incurred | 2016-05-31 | $7,509,110 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-05-31 | $7,408,000 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-05-31 | $8,012,800 |
| Value of total assets at end of year | 2016-05-31 | $68,699,109 |
| Value of total assets at beginning of year | 2016-05-31 | $74,877,239 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-05-31 | $101,110 |
| Total interest from all sources | 2016-05-31 | $5,256 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-05-31 | $1,862,620 |
| Administrative expenses professional fees incurred | 2016-05-31 | $101,110 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-05-31 | No |
| Contributions received from participants | 2016-05-31 | $8,012,800 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-05-31 | $673,899 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-05-31 | $941,206 |
| Liabilities. Value of operating payables at end of year | 2016-05-31 | $15,418 |
| Liabilities. Value of operating payables at beginning of year | 2016-05-31 | $9,958 |
| Value of net income/loss | 2016-05-31 | $-6,183,590 |
| Value of net assets at end of year (total assets less liabilities) | 2016-05-31 | $68,683,691 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-05-31 | $74,867,281 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-05-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-05-31 | No |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-05-31 | $1,130,978 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-05-31 | $2,802,018 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-05-31 | $2,802,018 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-05-31 | $5,256 |
| Income. Dividends from common stock | 2016-05-31 | $1,862,620 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-05-31 | $7,408,000 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2016-05-31 | $66,894,232 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2016-05-31 | $71,134,015 |
| Did the plan have assets held for investment | 2016-05-31 | Yes |
| Aggregate proceeds on sale of assets | 2016-05-31 | $21,799,562 |
| Aggregate carrying amount (costs) on sale of assets | 2016-05-31 | $20,533,183 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-05-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2016-05-31 | Unqualified |
| Accountancy firm name | 2016-05-31 | KREISCHER MILLER |
| Accountancy firm EIN | 2016-05-31 | 231980475 |
