401k Plan data: AWS 401(K) PLAN plan

AWS 401(K) PLAN 401k Plan overview

Plan Name	AWS 401(K) PLAN
Plan identification number	001

AWS 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

AWS, INC. has sponsored the creation of one or more 401k plans.

Company Name: AWS, INC.

Employer identification number (EIN): 010918012

NAIC Classification: 238900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AWS 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 BELINDA MCCROSSIN 2023-07-26 BELINDA MCCROSSIN 2023-07-26
001 2021-01-01 BELINDA MCCROSSIN 2022-07-01 BELINDA MCCROSSIN 2022-07-01
001 2020-01-01 BELINDA MCCROSSIN 2021-07-05 BELINDA MCCROSSIN 2021-07-05
001 2019-01-01 BELINDA MCCROSSIN 2020-06-26 BELINDA MCCROSSIN 2020-06-26
001 2018-01-01 BELINDA MCCROSSIN 2019-06-04 BELINDA MCCROSSIN 2019-06-04
001 2017-01-01 BELINDA MCCROSSIN 2018-06-08 BELINDA MCCROSSIN 2018-06-08
001 2016-01-01 BELINDA MCCROSSIN 2017-07-25 BELINDA MCCROSSIN 2017-07-25
001 2015-01-01 BELINDA MCCROSSIN 2016-07-26 BELINDA MCCROSSIN 2016-07-26
001 2014-01-01 BELINDA MCCROSSIN BELINDA MCCROSSIN 2015-07-27
001 2013-01-01 BELINDA MCCROSSIN BELINDA MCCROSSIN 2014-07-31
001 2012-01-01 BELINDA MCCROSSIN BELINDA MCCROSSIN 2013-07-30
001 2011-01-01 BELINDA MCCROSSIN BELINDA MCCROSSIN 2012-07-30
001 2009-01-01 BELINDA MCCROSSIN BELINDA MCCROSSIN 2010-10-13
001 2009-01-01 BELINDA MCCROSSIN BELINDA MCCROSSIN 2010-07-22

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01	BELINDA MCCROSSIN	2023-07-26	BELINDA MCCROSSIN	2023-07-26
001	2021-01-01	BELINDA MCCROSSIN	2022-07-01	BELINDA MCCROSSIN	2022-07-01
001	2020-01-01	BELINDA MCCROSSIN	2021-07-05	BELINDA MCCROSSIN	2021-07-05
001	2019-01-01	BELINDA MCCROSSIN	2020-06-26	BELINDA MCCROSSIN	2020-06-26
001	2018-01-01	BELINDA MCCROSSIN	2019-06-04	BELINDA MCCROSSIN	2019-06-04
001	2017-01-01	BELINDA MCCROSSIN	2018-06-08	BELINDA MCCROSSIN	2018-06-08
001	2016-01-01	BELINDA MCCROSSIN	2017-07-25	BELINDA MCCROSSIN	2017-07-25
001	2015-01-01	BELINDA MCCROSSIN	2016-07-26	BELINDA MCCROSSIN	2016-07-26
001	2014-01-01	BELINDA MCCROSSIN		BELINDA MCCROSSIN	2015-07-27
001	2013-01-01	BELINDA MCCROSSIN		BELINDA MCCROSSIN	2014-07-31
001	2012-01-01	BELINDA MCCROSSIN		BELINDA MCCROSSIN	2013-07-30
001	2011-01-01	BELINDA MCCROSSIN		BELINDA MCCROSSIN	2012-07-30
001	2009-01-01	BELINDA MCCROSSIN		BELINDA MCCROSSIN	2010-10-13
001	2009-01-01	BELINDA MCCROSSIN		BELINDA MCCROSSIN	2010-07-22

Plan Statistics for AWS 401(K) PLAN

401k plan membership statisitcs for AWS 401(K) PLAN

Measure Date Value
2014: AWS 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 112
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 94
Number of other retired or separated participants entitled to future benefits 2014-01-01 4
Total of all active and inactive participants 2014-01-01 98
Total participants 2014-01-01 98
Number of participants with account balances 2014-01-01 51
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 2
2013: AWS 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 100
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 103
Number of retired or separated participants receiving benefits 2013-01-01 4
Number of other retired or separated participants entitled to future benefits 2013-01-01 4
Total of all active and inactive participants 2013-01-01 111
Total participants 2013-01-01 111
Number of participants with account balances 2013-01-01 58
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 3
2012: AWS 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 118
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 94
Number of other retired or separated participants entitled to future benefits 2012-01-01 7
Total of all active and inactive participants 2012-01-01 101
Total participants 2012-01-01 101
Number of participants with account balances 2012-01-01 58
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 4
2011: AWS 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 109
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 99
Number of other retired or separated participants entitled to future benefits 2011-01-01 19
Total of all active and inactive participants 2011-01-01 118
Total participants 2011-01-01 118
Number of participants with account balances 2011-01-01 68
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 7
2009: AWS 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 134
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 92
Number of other retired or separated participants entitled to future benefits 2009-01-01 23
Total of all active and inactive participants 2009-01-01 115
Total participants 2009-01-01 115
Number of participants with account balances 2009-01-01 68
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 6

Measure	Date	Value
2014: AWS 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	112
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	94
Number of other retired or separated participants entitled to future benefits	2014-01-01	4
Total of all active and inactive participants	2014-01-01	98
Total participants	2014-01-01	98
Number of participants with account balances	2014-01-01	51
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	2
2013: AWS 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	100
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	103
Number of retired or separated participants receiving benefits	2013-01-01	4
Number of other retired or separated participants entitled to future benefits	2013-01-01	4
Total of all active and inactive participants	2013-01-01	111
Total participants	2013-01-01	111
Number of participants with account balances	2013-01-01	58
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	3
2012: AWS 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	118
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	94
Number of other retired or separated participants entitled to future benefits	2012-01-01	7
Total of all active and inactive participants	2012-01-01	101
Total participants	2012-01-01	101
Number of participants with account balances	2012-01-01	58
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	4
2011: AWS 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	109
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	99
Number of other retired or separated participants entitled to future benefits	2011-01-01	19
Total of all active and inactive participants	2011-01-01	118
Total participants	2011-01-01	118
Number of participants with account balances	2011-01-01	68
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	7
2009: AWS 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	134
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	92
Number of other retired or separated participants entitled to future benefits	2009-01-01	23
Total of all active and inactive participants	2009-01-01	115
Total participants	2009-01-01	115
Number of participants with account balances	2009-01-01	68
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	6

Financial Data on AWS 401(K) PLAN

Measure	Date	Value
2014 : AWS 401(K) PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$141,656
Total of all expenses incurred	2014-12-31	$34,150
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$15,264
Value of total corrective distributions	2014-12-31	$6,919
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$113,299
Value of total assets at end of year	2014-12-31	$864,251
Value of total assets at beginning of year	2014-12-31	$756,745
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$11,967
Total interest from all sources	2014-12-31	$2,040
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$800,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$113,299
Participant contributions at end of year	2014-12-31	$51,736
Participant contributions at beginning of year	2014-12-31	$34,704
Administrative expenses (other) incurred	2014-12-31	$11,967
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$107,506
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$864,251
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$756,745
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$544,967
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$463,279
Interest on participant loans	2014-12-31	$2,060
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$-20
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$267,548
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$251,467
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$26,317
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Employer contributions (assets) at beginning of year	2014-12-31	$7,295
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$15,264
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	CARON & BLETZER, PLLC
Accountancy firm EIN	2014-12-31	043499945
2013 : AWS 401(K) PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$216,563
Total of all expenses incurred	2013-12-31	$26,364
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$10,852
Value of total corrective distributions	2013-12-31	$5,415
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$121,409
Value of total assets at end of year	2013-12-31	$756,745
Value of total assets at beginning of year	2013-12-31	$566,546
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$10,097
Total interest from all sources	2013-12-31	$455
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$114,114
Participant contributions at end of year	2013-12-31	$34,704
Participant contributions at beginning of year	2013-12-31	$32,649
Participant contributions at beginning of year	2013-12-31	$2,507
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$422
Administrative expenses (other) incurred	2013-12-31	$10,097
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$190,199
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$756,745
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$566,546
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$463,279
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$306,956
Interest on participant loans	2013-12-31	$1,297
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$-842
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$251,467
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$214,012
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$94,699
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$7,295
Employer contributions (assets) at end of year	2013-12-31	$7,295
Employer contributions (assets) at beginning of year	2013-12-31	$10,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$10,852
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	CARON & BLETZER, PLLC
Accountancy firm EIN	2013-12-31	043499945
2012 : AWS 401(K) PLAN 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$161,522
Total of all expenses incurred	2012-12-31	$36,496
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$20,770
Value of total corrective distributions	2012-12-31	$7,069
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$119,179
Value of total assets at end of year	2012-12-31	$566,546
Value of total assets at beginning of year	2012-12-31	$441,520
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$8,657
Total interest from all sources	2012-12-31	$1,032
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$109,179
Participant contributions at end of year	2012-12-31	$32,649
Participant contributions at beginning of year	2012-12-31	$19,934
Participant contributions at end of year	2012-12-31	$2,507
Participant contributions at beginning of year	2012-12-31	$1,940
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$422
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$260
Administrative expenses (other) incurred	2012-12-31	$8,657
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$125,026
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$566,546
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$441,520
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$306,956
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$229,482
Interest on participant loans	2012-12-31	$1,096
Interest earned on other investments	2012-12-31	$9
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$-73
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$214,012
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$182,404
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$41,311
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$10,000
Employer contributions (assets) at end of year	2012-12-31	$10,000
Employer contributions (assets) at beginning of year	2012-12-31	$7,500
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$20,770
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	CARON & BLETZER, PLLC
Accountancy firm EIN	2012-12-31	043499945
2011 : AWS 401(K) PLAN 2011 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$64
Total income from all sources (including contributions)	2011-12-31	$88,107
Total of all expenses incurred	2011-12-31	$66,984
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$52,449
Value of total corrective distributions	2011-12-31	$7,831
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$96,740
Value of total assets at end of year	2011-12-31	$441,520
Value of total assets at beginning of year	2011-12-31	$420,461
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$6,704
Total interest from all sources	2011-12-31	$686
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$89,240
Participant contributions at end of year	2011-12-31	$19,934
Participant contributions at beginning of year	2011-12-31	$7,809
Participant contributions at end of year	2011-12-31	$1,940
Participant contributions at beginning of year	2011-12-31	$3,684
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$260
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$365
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$64
Administrative expenses (other) incurred	2011-12-31	$6,704
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$21,123
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$441,520
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$420,397
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$229,482
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$270,116
Interest on participant loans	2011-12-31	$767
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$-81
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$182,404
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$128,487
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-9,319
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$7,500
Employer contributions (assets) at end of year	2011-12-31	$7,500
Employer contributions (assets) at beginning of year	2011-12-31	$10,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$52,449
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Liabilities. Value of acquisition indebtedness at beginning of year	2011-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	CARON & BLETZER, PLLC
Accountancy firm EIN	2011-12-31	043499945
2010 : AWS 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$64
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$137,551
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$97,521
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$89,604
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$98,192
Value of total assets at end of year	2010-12-31	$420,461
Value of total assets at beginning of year	2010-12-31	$380,367
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$7,917
Total interest from all sources	2010-12-31	$358
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$425,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$88,192
Participant contributions at end of year	2010-12-31	$7,809
Participant contributions at beginning of year	2010-12-31	$8,768
Participant contributions at end of year	2010-12-31	$3,684
Participant contributions at beginning of year	2010-12-31	$1,334
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$365
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$79
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$64
Administrative expenses (other) incurred	2010-12-31	$7,917
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$40,030
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$420,397
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$380,367
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$270,116
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$278,161
Interest on participant loans	2010-12-31	$549
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$-191
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$128,487
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$92,025
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$39,001
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$10,000
Employer contributions (assets) at end of year	2010-12-31	$10,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$89,604
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Liabilities. Value of acquisition indebtedness at end of year	2010-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	CARON & BLETZER, PLLC
Accountancy firm EIN	2010-12-31	043499945

Form 5500 Responses for AWS 401(K) PLAN

2014: AWS 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: AWS 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: AWS 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: AWS 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: AWS 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-BO-YW82

Policy instance

Insurance contract or identification number	GAP-BO-YW82
Number of Individuals Covered	6
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $2,480
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $2,480
Amount paid for insurance broker fees	0
Insurance broker organization code?	3
Insurance broker name	INVESTORS CAPITAL CORP

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-BO-YW82

Policy instance

Insurance contract or identification number	GAP-BO-YW82
Number of Individuals Covered	6
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $2,261
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $2,261
Insurance broker organization code?	3
Insurance broker name	INVESTORS CAPITAL CORP

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-BO-YW82

Policy instance

Insurance contract or identification number	GAP-BO-YW82
Number of Individuals Covered	6
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $1,844
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $1,844
Insurance broker organization code?	3
Insurance broker name	INVESTORS CAPITAL CORP

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-BO-YW82

Policy instance

Insurance contract or identification number	GAP-BO-YW82
Number of Individuals Covered	6
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $1,641
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-BO-YW82

Policy instance

Insurance contract or identification number	GAP-BO-YW82
Number of Individuals Covered	5
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $1,195
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $1,195
Insurance broker organization code?	3
Insurance broker name	INVESTORS CAPITAL CORP

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Company Name:	AWS, INC.
Employer identification number (EIN):	010918012
NAIC Classification:	238900