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ALICE PECK DAY MEMORIAL HOSPITAL 403(B) RETIREMENT PLAN 401k Plan overview

Plan NameALICE PECK DAY MEMORIAL HOSPITAL 403(B) RETIREMENT PLAN
Plan identification number 002

ALICE PECK DAY MEMORIAL HOSPITAL 403(B) RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ALICE PECK DAY MEMORIAL HOSPITAL has sponsored the creation of one or more 401k plans.

Company Name:ALICE PECK DAY MEMORIAL HOSPITAL
Employer identification number (EIN):020222791
NAIC Classification:622000
NAIC Description: Hospitals

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ALICE PECK DAY MEMORIAL HOSPITAL 403(B) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01BRENDA BLAIR
0022016-01-01BRENDA BLAIR
0022015-01-01SUSAN MOONEY
0022014-01-01EVALIE CROSBY

Plan Statistics for ALICE PECK DAY MEMORIAL HOSPITAL 403(B) RETIREMENT PLAN

401k plan membership statisitcs for ALICE PECK DAY MEMORIAL HOSPITAL 403(B) RETIREMENT PLAN

Measure Date Value
2022: ALICE PECK DAY MEMORIAL HOSPITAL 403(B) RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01834
Total number of active participants reported on line 7a of the Form 55002022-01-01570
Number of retired or separated participants receiving benefits2022-01-0127
Number of other retired or separated participants entitled to future benefits2022-01-01277
Total of all active and inactive participants2022-01-01874
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01874
Number of participants with account balances2022-01-01838
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0146
2021: ALICE PECK DAY MEMORIAL HOSPITAL 403(B) RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01809
Total number of active participants reported on line 7a of the Form 55002021-01-01557
Number of retired or separated participants receiving benefits2021-01-0124
Number of other retired or separated participants entitled to future benefits2021-01-01253
Total of all active and inactive participants2021-01-01834
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01834
Number of participants with account balances2021-01-01788
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0137
2020: ALICE PECK DAY MEMORIAL HOSPITAL 403(B) RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01753
Total number of active participants reported on line 7a of the Form 55002020-01-01543
Number of retired or separated participants receiving benefits2020-01-0120
Number of other retired or separated participants entitled to future benefits2020-01-01241
Total of all active and inactive participants2020-01-01804
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01804
Number of participants with account balances2020-01-01786
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0141
2019: ALICE PECK DAY MEMORIAL HOSPITAL 403(B) RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01745
Total number of active participants reported on line 7a of the Form 55002019-01-01512
Number of retired or separated participants receiving benefits2019-01-0126
Number of other retired or separated participants entitled to future benefits2019-01-01214
Total of all active and inactive participants2019-01-01752
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01752
Number of participants with account balances2019-01-01728
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0155
2018: ALICE PECK DAY MEMORIAL HOSPITAL 403(B) RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01746
Total number of active participants reported on line 7a of the Form 55002018-01-01546
Number of retired or separated participants receiving benefits2018-01-0121
Number of other retired or separated participants entitled to future benefits2018-01-01178
Total of all active and inactive participants2018-01-01745
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01745
Number of participants with account balances2018-01-01715
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0149
2017: ALICE PECK DAY MEMORIAL HOSPITAL 403(B) RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01787
Total number of active participants reported on line 7a of the Form 55002017-01-01564
Number of retired or separated participants receiving benefits2017-01-017
Number of other retired or separated participants entitled to future benefits2017-01-01171
Total of all active and inactive participants2017-01-01742
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01743
Number of participants with account balances2017-01-01724
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0131
2016: ALICE PECK DAY MEMORIAL HOSPITAL 403(B) RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01754
Total number of active participants reported on line 7a of the Form 55002016-01-01606
Number of retired or separated participants receiving benefits2016-01-017
Number of other retired or separated participants entitled to future benefits2016-01-01173
Total of all active and inactive participants2016-01-01786
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01787
Number of participants with account balances2016-01-01744
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0149
2015: ALICE PECK DAY MEMORIAL HOSPITAL 403(B) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01760
Total number of active participants reported on line 7a of the Form 55002015-01-01614
Number of retired or separated participants receiving benefits2015-01-015
Number of other retired or separated participants entitled to future benefits2015-01-01134
Total of all active and inactive participants2015-01-01753
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01754
Number of participants with account balances2015-01-01710
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0126
2014: ALICE PECK DAY MEMORIAL HOSPITAL 403(B) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01693
Total number of active participants reported on line 7a of the Form 55002014-01-01595
Number of retired or separated participants receiving benefits2014-01-015
Number of other retired or separated participants entitled to future benefits2014-01-01160
Total of all active and inactive participants2014-01-01760
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01760
Number of participants with account balances2014-01-01706
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0117

Financial Data on ALICE PECK DAY MEMORIAL HOSPITAL 403(B) RETIREMENT PLAN

Measure Date Value
2022 : ALICE PECK DAY MEMORIAL HOSPITAL 403(B) RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-3,103,513
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$1,732,361
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,554,867
Expenses. Certain deemed distributions of participant loans2022-12-31$20,886
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$4,223,252
Value of total assets at end of year2022-12-31$43,187,469
Value of total assets at beginning of year2022-12-31$48,023,343
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$156,608
Total interest from all sources2022-12-31$109,216
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,974,178
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,974,178
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$5,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$2,729,981
Participant contributions at end of year2022-12-31$349,889
Participant contributions at beginning of year2022-12-31$327,249
Assets. Other investments not covered elsewhere at end of year2022-12-31$104,233
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$101,160
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$112,592
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-4,835,874
Value of net assets at end of year (total assets less liabilities)2022-12-31$43,187,469
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$48,023,343
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$31,940
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$37,117,237
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$41,804,360
Interest on participant loans2022-12-31$17,054
Interest earned on other investments2022-12-31$92,162
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$4,665,284
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$4,691,465
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-9,410,159
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,380,679
Employer contributions (assets) at end of year2022-12-31$950,826
Employer contributions (assets) at beginning of year2022-12-31$1,099,109
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,554,867
Contract administrator fees2022-12-31$124,668
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31CARON & BLETZER, PLLC
Accountancy firm EIN2022-12-31043499945
2021 : ALICE PECK DAY MEMORIAL HOSPITAL 403(B) RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$10,794,313
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$4,230,349
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$4,048,821
Expenses. Certain deemed distributions of participant loans2021-12-31$493
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$4,811,598
Value of total assets at end of year2021-12-31$48,023,343
Value of total assets at beginning of year2021-12-31$41,459,379
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$181,035
Total interest from all sources2021-12-31$106,950
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,602,598
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,602,598
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$2,421,410
Participant contributions at end of year2021-12-31$327,249
Participant contributions at beginning of year2021-12-31$328,046
Assets. Other investments not covered elsewhere at end of year2021-12-31$101,160
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$98,177
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$822,427
Other income not declared elsewhere2021-12-31$27,172
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$6,563,964
Value of net assets at end of year (total assets less liabilities)2021-12-31$48,023,343
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$41,459,379
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$31,010
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$41,804,360
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$35,833,146
Interest on participant loans2021-12-31$16,097
Interest earned on other investments2021-12-31$90,853
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$4,691,465
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$4,971,292
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$4,245,995
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,567,761
Employer contributions (assets) at end of year2021-12-31$1,099,109
Employer contributions (assets) at beginning of year2021-12-31$228,718
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$4,048,821
Contract administrator fees2021-12-31$150,025
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31CARON & BLETZER, PLLC
Accountancy firm EIN2021-12-31043499945
2020 : ALICE PECK DAY MEMORIAL HOSPITAL 403(B) RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$8,254,765
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$3,894,989
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$3,731,215
Expenses. Certain deemed distributions of participant loans2020-12-31$57,679
Value of total corrective distributions2020-12-31$2,251
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$3,302,256
Value of total assets at end of year2020-12-31$41,459,379
Value of total assets at beginning of year2020-12-31$37,099,603
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$103,844
Total interest from all sources2020-12-31$127,129
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,401,233
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,401,233
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$2,149,049
Participant contributions at end of year2020-12-31$328,046
Participant contributions at beginning of year2020-12-31$398,428
Assets. Other investments not covered elsewhere at end of year2020-12-31$98,177
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$101,262
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$235,194
Other income not declared elsewhere2020-12-31$35,225
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$4,359,776
Value of net assets at end of year (total assets less liabilities)2020-12-31$41,459,379
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$37,099,603
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$29,820
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$35,833,146
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$32,485,271
Interest on participant loans2020-12-31$20,221
Interest earned on other investments2020-12-31$106,908
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$4,971,292
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$4,114,642
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$3,388,922
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$918,013
Employer contributions (assets) at end of year2020-12-31$228,718
Employer contributions (assets) at beginning of year2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$3,731,215
Contract administrator fees2020-12-31$74,024
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31CARON & BLETZER, PLLC
Accountancy firm EIN2020-12-31043499945
2019 : ALICE PECK DAY MEMORIAL HOSPITAL 403(B) RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$8,900,700
Total income from all sources (including contributions)2019-12-31$8,900,700
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$2,250,218
Total of all expenses incurred2019-12-31$2,250,218
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,093,821
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,093,821
Expenses. Certain deemed distributions of participant loans2019-12-31$41,898
Expenses. Certain deemed distributions of participant loans2019-12-31$41,898
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,751,487
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,751,487
Value of total assets at end of year2019-12-31$37,099,603
Value of total assets at end of year2019-12-31$37,099,603
Value of total assets at beginning of year2019-12-31$30,449,121
Value of total assets at beginning of year2019-12-31$30,449,121
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$114,499
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$114,499
Total interest from all sources2019-12-31$128,169
Total interest from all sources2019-12-31$128,169
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,352,462
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,352,462
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,352,462
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,352,462
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,942,817
Contributions received from participants2019-12-31$1,942,817
Participant contributions at end of year2019-12-31$398,428
Participant contributions at end of year2019-12-31$398,428
Participant contributions at beginning of year2019-12-31$410,503
Participant contributions at beginning of year2019-12-31$410,503
Assets. Other investments not covered elsewhere at end of year2019-12-31$101,262
Assets. Other investments not covered elsewhere at end of year2019-12-31$101,262
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$114,173
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$114,173
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$235,877
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$235,877
Other income not declared elsewhere2019-12-31$18,947
Other income not declared elsewhere2019-12-31$18,947
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$6,650,482
Value of net income/loss2019-12-31$6,650,482
Value of net assets at end of year (total assets less liabilities)2019-12-31$37,099,603
Value of net assets at end of year (total assets less liabilities)2019-12-31$37,099,603
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$30,449,121
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$30,449,121
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$31,771
Investment advisory and management fees2019-12-31$31,771
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$32,485,271
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$32,485,271
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$25,494,132
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$25,494,132
Interest on participant loans2019-12-31$20,653
Interest on participant loans2019-12-31$20,653
Interest earned on other investments2019-12-31$107,516
Interest earned on other investments2019-12-31$107,516
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$4,114,642
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$4,114,642
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$4,430,313
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$4,430,313
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$4,649,635
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$4,649,635
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$572,793
Contributions received in cash from employer2019-12-31$572,793
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,093,821
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,093,821
Contract administrator fees2019-12-31$82,728
Contract administrator fees2019-12-31$82,728
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BAKER NEWMAN & NOYES LLC
Accountancy firm name2019-12-31BAKER NEWMAN & NOYES LLC
Accountancy firm EIN2019-12-31010494526
Accountancy firm EIN2019-12-31010494526
2018 : ALICE PECK DAY MEMORIAL HOSPITAL 403(B) RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$1,404,856
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$3,011,106
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,848,274
Expenses. Certain deemed distributions of participant loans2018-12-31$39,111
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$3,111,049
Value of total assets at end of year2018-12-31$30,449,121
Value of total assets at beginning of year2018-12-31$32,055,371
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$123,721
Total interest from all sources2018-12-31$115,537
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,737,106
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,737,106
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,977,302
Participant contributions at end of year2018-12-31$410,503
Participant contributions at beginning of year2018-12-31$451,545
Assets. Other investments not covered elsewhere at end of year2018-12-31$114,173
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$110,825
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$438,309
Other income not declared elsewhere2018-12-31$34,642
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,606,250
Value of net assets at end of year (total assets less liabilities)2018-12-31$30,449,121
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$32,055,371
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$31,281
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$25,494,132
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$27,280,527
Interest on participant loans2018-12-31$17,598
Interest earned on other investments2018-12-31$97,939
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$4,430,313
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$4,212,474
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-3,593,478
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$695,438
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,848,274
Contract administrator fees2018-12-31$92,440
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BAKER NEWMAN NOYES
Accountancy firm EIN2018-12-31010494526
2017 : ALICE PECK DAY MEMORIAL HOSPITAL 403(B) RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$7,761,209
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$2,132,620
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,971,334
Expenses. Certain deemed distributions of participant loans2017-12-31$16,163
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$3,507,889
Value of total assets at end of year2017-12-31$32,055,371
Value of total assets at beginning of year2017-12-31$26,426,782
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$145,123
Total interest from all sources2017-12-31$108,972
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,153,006
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,153,006
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,938,198
Participant contributions at end of year2017-12-31$451,545
Participant contributions at beginning of year2017-12-31$448,556
Assets. Other investments not covered elsewhere at end of year2017-12-31$110,825
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$107,568
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$854,228
Other income not declared elsewhere2017-12-31$38,126
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$5,628,589
Value of net assets at end of year (total assets less liabilities)2017-12-31$32,055,371
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$26,426,782
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$34,870
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$27,280,527
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$21,328,254
Interest on participant loans2017-12-31$20,245
Interest earned on other investments2017-12-31$88,727
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$4,212,474
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$4,542,404
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$2,953,216
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$715,463
Employer contributions (assets) at end of year2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,971,334
Contract administrator fees2017-12-31$110,253
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BAKER NEWMAN NOYES
Accountancy firm EIN2017-12-31010494526
2016 : ALICE PECK DAY MEMORIAL HOSPITAL 403(B) RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$4,763,259
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$2,209,062
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,054,901
Expenses. Certain deemed distributions of participant loans2016-12-31$42,064
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,133,410
Value of total assets at end of year2016-12-31$26,426,782
Value of total assets at beginning of year2016-12-31$23,872,585
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$112,097
Total interest from all sources2016-12-31$102,122
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$737,458
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$737,458
Administrative expenses professional fees incurred2016-12-31$822
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,997,593
Participant contributions at end of year2016-12-31$448,556
Participant contributions at beginning of year2016-12-31$371,456
Assets. Other investments not covered elsewhere at end of year2016-12-31$107,568
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$104,407
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$669,389
Other income not declared elsewhere2016-12-31$37,923
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,554,197
Value of net assets at end of year (total assets less liabilities)2016-12-31$26,426,782
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$23,872,585
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$33,854
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$21,328,254
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$18,990,889
Interest on participant loans2016-12-31$20,740
Interest earned on other investments2016-12-31$81,382
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$4,542,404
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$4,405,833
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$752,346
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$466,428
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,054,901
Contract administrator fees2016-12-31$77,421
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BAKER NEWMAN NOYES
Accountancy firm EIN2016-12-31010494526
2015 : ALICE PECK DAY MEMORIAL HOSPITAL 403(B) RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$4,391,634
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$2,710,557
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,585,512
Expenses. Certain deemed distributions of participant loans2015-12-31$13,075
Value of total corrective distributions2015-12-31$1,323
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$4,423,437
Value of total assets at end of year2015-12-31$23,872,585
Value of total assets at beginning of year2015-12-31$22,191,508
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$110,647
Total interest from all sources2015-12-31$91,723
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$946,104
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$946,104
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,972,808
Participant contributions at end of year2015-12-31$371,456
Participant contributions at beginning of year2015-12-31$320,301
Assets. Other investments not covered elsewhere at end of year2015-12-31$104,407
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$101,341
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$1,543,471
Other income not declared elsewhere2015-12-31$35,775
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,681,077
Value of net assets at end of year (total assets less liabilities)2015-12-31$23,872,585
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$22,191,508
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$32,868
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$18,990,889
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$17,174,582
Interest on participant loans2015-12-31$14,489
Interest earned on other investments2015-12-31$77,234
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$4,405,833
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$4,595,284
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,105,405
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$907,158
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,585,512
Contract administrator fees2015-12-31$77,779
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BAKER NEWMAN NOYES
Accountancy firm EIN2015-12-31010494526
2014 : ALICE PECK DAY MEMORIAL HOSPITAL 403(B) RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$3,603,951
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$3,695,812
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$3,605,653
Expenses. Certain deemed distributions of participant loans2014-12-31$59,100
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,487,504
Value of total assets at end of year2014-12-31$22,191,508
Value of total assets at beginning of year2014-12-31$22,283,369
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$31,059
Total interest from all sources2014-12-31$151,542
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$755,251
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$755,251
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$5,000,000
If this is an individual account plan, was there a blackout period2014-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,707,392
Participant contributions at end of year2014-12-31$320,301
Participant contributions at beginning of year2014-12-31$346,322
Assets. Other investments not covered elsewhere at end of year2014-12-31$101,341
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$98,365
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$464,670
Administrative expenses (other) incurred2014-12-31$2,627
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-91,861
Value of net assets at end of year (total assets less liabilities)2014-12-31$22,191,508
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$22,283,369
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$24,484
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$17,174,582
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$15,878,268
Interest on participant loans2014-12-31$14,432
Interest earned on other investments2014-12-31$137,110
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$4,595,284
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$5,960,414
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$209,654
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$315,442
Employer contributions (assets) at end of year2014-12-31$0
Employer contributions (assets) at beginning of year2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$3,605,653
Contract administrator fees2014-12-31$3,948
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31Yes
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BAKER NEWMAN NOYES
Accountancy firm EIN2014-12-31010494526

Form 5500 Responses for ALICE PECK DAY MEMORIAL HOSPITAL 403(B) RETIREMENT PLAN

2022: ALICE PECK DAY MEMORIAL HOSPITAL 403(B) RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ALICE PECK DAY MEMORIAL HOSPITAL 403(B) RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ALICE PECK DAY MEMORIAL HOSPITAL 403(B) RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ALICE PECK DAY MEMORIAL HOSPITAL 403(B) RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ALICE PECK DAY MEMORIAL HOSPITAL 403(B) RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ALICE PECK DAY MEMORIAL HOSPITAL 403(B) RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ALICE PECK DAY MEMORIAL HOSPITAL 403(B) RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ALICE PECK DAY MEMORIAL HOSPITAL 403(B) RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan benefit arrangement – InsuranceYes
2014: ALICE PECK DAY MEMORIAL HOSPITAL 403(B) RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number893916-007
Policy instance 1
Insurance contract or identification number893916-007
Number of Individuals Covered132
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number893916-007
Policy instance 1
Insurance contract or identification number893916-007
Number of Individuals Covered143
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number893916-007
Policy instance 1
Insurance contract or identification number893916-007
Number of Individuals Covered158
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number893916-007
Policy instance 1
Insurance contract or identification number893916-007
Number of Individuals Covered165
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number893916-007
Policy instance 1
Insurance contract or identification number893916-007
Number of Individuals Covered177
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number893916-007
Policy instance 1
Insurance contract or identification number893916-007
Number of Individuals Covered192
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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