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ANDROSCOGGIN VALLEY HOSPITAL 403(B) RETIREMENT PLAN 401k Plan overview

Plan NameANDROSCOGGIN VALLEY HOSPITAL 403(B) RETIREMENT PLAN
Plan identification number 002

ANDROSCOGGIN VALLEY HOSPITAL 403(B) RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ANDROSCOGGIN VALLEY HOSPITAL, INC. has sponsored the creation of one or more 401k plans.

Company Name:ANDROSCOGGIN VALLEY HOSPITAL, INC.
Employer identification number (EIN):020280367
NAIC Classification:622000
NAIC Description: Hospitals

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ANDROSCOGGIN VALLEY HOSPITAL 403(B) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022017-01-01LINDA ARSENAULT
0022016-01-01LINDA ARSENAULT
0022015-01-01JOHN MORRIS
0022014-01-01JOHN MORRIS
0022013-01-01JOHN MORRIS
0022012-01-01JOHN MORRIS JOHN MORRIS2013-10-10
0022011-01-01JOHN MORRIS JOHN MORRIS2012-10-03
0022009-01-01JOHN MORRIS JOHN MORRIS2010-10-14

Plan Statistics for ANDROSCOGGIN VALLEY HOSPITAL 403(B) RETIREMENT PLAN

401k plan membership statisitcs for ANDROSCOGGIN VALLEY HOSPITAL 403(B) RETIREMENT PLAN

Measure Date Value
2017: ANDROSCOGGIN VALLEY HOSPITAL 403(B) RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01360
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-010
Number of participants with account balances2017-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: ANDROSCOGGIN VALLEY HOSPITAL 403(B) RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01366
Total number of active participants reported on line 7a of the Form 55002016-01-01308
Number of retired or separated participants receiving benefits2016-01-013
Number of other retired or separated participants entitled to future benefits2016-01-0149
Total of all active and inactive participants2016-01-01360
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01360
Number of participants with account balances2016-01-01343
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: ANDROSCOGGIN VALLEY HOSPITAL 403(B) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01381
Total number of active participants reported on line 7a of the Form 55002015-01-01340
Number of retired or separated participants receiving benefits2015-01-012
Number of other retired or separated participants entitled to future benefits2015-01-0123
Total of all active and inactive participants2015-01-01365
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01366
Number of participants with account balances2015-01-01354
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: ANDROSCOGGIN VALLEY HOSPITAL 403(B) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01391
Total number of active participants reported on line 7a of the Form 55002014-01-01350
Number of retired or separated participants receiving benefits2014-01-013
Number of other retired or separated participants entitled to future benefits2014-01-0128
Total of all active and inactive participants2014-01-01381
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01381
Number of participants with account balances2014-01-01361
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: ANDROSCOGGIN VALLEY HOSPITAL 403(B) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01460
Total number of active participants reported on line 7a of the Form 55002013-01-01364
Number of retired or separated participants receiving benefits2013-01-012
Number of other retired or separated participants entitled to future benefits2013-01-0125
Total of all active and inactive participants2013-01-01391
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01391
Number of participants with account balances2013-01-01382
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: ANDROSCOGGIN VALLEY HOSPITAL 403(B) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01465
Total number of active participants reported on line 7a of the Form 55002012-01-01405
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-0154
Total of all active and inactive participants2012-01-01460
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01460
Number of participants with account balances2012-01-01405
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: ANDROSCOGGIN VALLEY HOSPITAL 403(B) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01529
Total number of active participants reported on line 7a of the Form 55002011-01-01407
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0158
Total of all active and inactive participants2011-01-01465
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01465
Number of participants with account balances2011-01-01409
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: ANDROSCOGGIN VALLEY HOSPITAL 403(B) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01337
Total number of active participants reported on line 7a of the Form 55002009-01-01513
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-015
Total of all active and inactive participants2009-01-01518
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01518
Number of participants with account balances2009-01-01410
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on ANDROSCOGGIN VALLEY HOSPITAL 403(B) RETIREMENT PLAN

Measure Date Value
2017 : ANDROSCOGGIN VALLEY HOSPITAL 403(B) RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-10-31$0
Total transfer of assets from this plan2017-10-31$20,883,410
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-10-31$0
Total income from all sources (including contributions)2017-10-31$3,125,855
Total loss/gain on sale of assets2017-10-31$0
Total of all expenses incurred2017-10-31$1,069,973
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-10-31$1,027,139
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-10-31$1,248,537
Value of total assets at end of year2017-10-31$0
Value of total assets at beginning of year2017-10-31$18,827,528
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-10-31$42,834
Total interest from all sources2017-10-31$105,550
Total dividends received (eg from common stock, registered investment company shares)2017-10-31$137,550
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-10-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2017-10-31$0
Total dividends received from registered investment company shares (eg mutual funds)2017-10-31$137,550
Was this plan covered by a fidelity bond2017-10-31Yes
Value of fidelity bond cover2017-10-31$1,000,000
If this is an individual account plan, was there a blackout period2017-10-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-10-31$0
Were there any nonexempt tranactions with any party-in-interest2017-10-31No
Contributions received from participants2017-10-31$920,917
Participant contributions at end of year2017-10-31$0
Participant contributions at beginning of year2017-10-31$180,949
Income. Received or receivable in cash from other sources (including rollovers)2017-10-31$88,351
Other income not declared elsewhere2017-10-31$42,297
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-10-31No
Value of net income/loss2017-10-31$2,055,882
Value of net assets at end of year (total assets less liabilities)2017-10-31$0
Value of net assets at beginning of year (total assets less liabilities)2017-10-31$18,827,528
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-10-31No
Were any leases to which the plan was party in default or uncollectible2017-10-31No
Investment advisory and management fees2017-10-31$42,297
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-10-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-10-31$12,396,799
Interest on participant loans2017-10-31$8,669
Interest earned on other investments2017-10-31$96,881
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-10-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-10-31$6,249,780
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-10-31$1,591,921
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-10-31No
Was there a failure to transmit to the plan any participant contributions2017-10-31No
Has the plan failed to provide any benefit when due under the plan2017-10-31No
Contributions received in cash from employer2017-10-31$239,269
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-10-31$1,027,139
Contract administrator fees2017-10-31$537
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-10-31Yes
Did the plan have assets held for investment2017-10-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-10-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-10-31Yes
Opinion of an independent qualified public accountant for this plan2017-10-31Disclaimer
Accountancy firm name2017-10-31TAWNEY, PLLC
Accountancy firm EIN2017-10-31464585449
2016 : ANDROSCOGGIN VALLEY HOSPITAL 403(B) RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$6,458,044
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,566,938
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,522,065
Expenses. Certain deemed distributions of participant loans2016-12-31$3,632
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$5,263,017
Value of total assets at end of year2016-12-31$18,827,528
Value of total assets at beginning of year2016-12-31$13,936,422
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$41,241
Total interest from all sources2016-12-31$106,218
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$550,524
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$550,524
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,120,167
Participant contributions at end of year2016-12-31$180,949
Participant contributions at beginning of year2016-12-31$186,533
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$3,837,189
Other income not declared elsewhere2016-12-31$41,309
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$4,891,106
Value of net assets at end of year (total assets less liabilities)2016-12-31$18,827,528
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$13,936,422
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$40,510
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$12,396,799
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$9,489,290
Interest on participant loans2016-12-31$8,542
Interest earned on other investments2016-12-31$97,676
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$6,249,780
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$4,260,599
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$496,976
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$305,661
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,522,065
Contract administrator fees2016-12-31$731
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31TAWNEY, PLLC
Accountancy firm EIN2016-12-31464585449
2015 : ANDROSCOGGIN VALLEY HOSPITAL 403(B) RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,459,681
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,219,238
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,181,687
Expenses. Certain deemed distributions of participant loans2015-12-31$1,786
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,468,562
Value of total assets at end of year2015-12-31$13,936,422
Value of total assets at beginning of year2015-12-31$13,695,979
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$35,765
Total interest from all sources2015-12-31$81,771
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$617,608
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$617,608
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,140,723
Participant contributions at end of year2015-12-31$186,533
Participant contributions at beginning of year2015-12-31$169,484
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$29,506
Other income not declared elsewhere2015-12-31$35,046
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$240,443
Value of net assets at end of year (total assets less liabilities)2015-12-31$13,936,422
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$13,695,979
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$35,046
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$9,489,290
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$9,641,946
Interest on participant loans2015-12-31$10,409
Interest earned on other investments2015-12-31$71,362
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$4,260,599
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$3,884,549
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-743,306
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$298,333
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,181,687
Contract administrator fees2015-12-31$719
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BERRY, DUNN, MCNEIL & PARKER, LLC
Accountancy firm EIN2015-12-31010523282
2014 : ANDROSCOGGIN VALLEY HOSPITAL 403(B) RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,970,052
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$747,256
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$713,665
Expenses. Certain deemed distributions of participant loans2014-12-31$967
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,409,913
Value of total assets at end of year2014-12-31$13,695,979
Value of total assets at beginning of year2014-12-31$12,473,183
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$32,624
Total interest from all sources2014-12-31$70,045
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$659,624
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$659,624
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,048,575
Participant contributions at end of year2014-12-31$169,484
Participant contributions at beginning of year2014-12-31$175,915
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$61,928
Other income not declared elsewhere2014-12-31$31,974
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,222,796
Value of net assets at end of year (total assets less liabilities)2014-12-31$13,695,979
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$12,473,183
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$31,974
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$9,641,946
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$8,887,451
Interest on participant loans2014-12-31$7,718
Interest earned on other investments2014-12-31$62,327
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$3,884,549
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$3,409,817
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-201,504
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$299,410
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$713,665
Contract administrator fees2014-12-31$650
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31TYLER, SIMMS & ST. SAUVEUR, P.C.
Accountancy firm EIN2014-12-31020476956
2013 : ANDROSCOGGIN VALLEY HOSPITAL 403(B) RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$3,118,498
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$781,709
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$731,863
Expenses. Certain deemed distributions of participant loans2013-12-31$22,172
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,473,872
Value of total assets at end of year2013-12-31$12,473,183
Value of total assets at beginning of year2013-12-31$10,136,394
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$27,674
Total interest from all sources2013-12-31$59,423
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$540,970
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$540,970
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,153,575
Participant contributions at end of year2013-12-31$175,915
Participant contributions at beginning of year2013-12-31$164,272
Other income not declared elsewhere2013-12-31$27,124
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,336,789
Value of net assets at end of year (total assets less liabilities)2013-12-31$12,473,183
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$10,136,394
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$27,124
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$8,887,451
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$7,227,167
Interest on participant loans2013-12-31$6,270
Interest earned on other investments2013-12-31$53,153
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$3,409,817
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$2,744,955
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,017,109
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$320,297
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$731,863
Contract administrator fees2013-12-31$550
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31TYLER SIMMS & ST. SAUVEUR
Accountancy firm EIN2013-12-31020476956
2012 : ANDROSCOGGIN VALLEY HOSPITAL 403(B) RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$3,544
Total income from all sources (including contributions)2012-12-31$2,468,832
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$410,823
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$400,464
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,626,935
Value of total assets at end of year2012-12-31$10,136,394
Value of total assets at beginning of year2012-12-31$8,081,929
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$10,359
Total interest from all sources2012-12-31$51,619
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$188,328
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$188,328
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,187,347
Participant contributions at end of year2012-12-31$164,272
Participant contributions at beginning of year2012-12-31$85,043
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$114,690
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$3,543
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$3,544
Other income not declared elsewhere2012-12-31$5,045
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Income. Non cash contributions2012-12-31$0
Value of net income/loss2012-12-31$2,058,009
Value of net assets at end of year (total assets less liabilities)2012-12-31$10,136,394
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$8,078,385
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$5,045
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$7,227,167
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$5,578,725
Interest on participant loans2012-12-31$5,871
Interest earned on other investments2012-12-31$45,748
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$3,151
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$3,151
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$2,744,955
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$2,411,467
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$596,905
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$324,898
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$400,464
Contract administrator fees2012-12-31$5,314
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31TYLER SIMMS & ST. SAUVEUR
Accountancy firm EIN2012-12-31020476956
2011 : ANDROSCOGGIN VALLEY HOSPITAL 403(B) RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$3,544
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$62,021
Total income from all sources (including contributions)2011-12-31$1,556,505
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$211,957
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$203,039
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,604,461
Value of total assets at end of year2011-12-31$8,081,929
Value of total assets at beginning of year2011-12-31$6,795,858
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$8,918
Total interest from all sources2011-12-31$40,299
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$132,046
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$132,046
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$2,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,147,907
Participant contributions at end of year2011-12-31$85,043
Participant contributions at beginning of year2011-12-31$76,871
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$145,210
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$3,543
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$3,199
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$3,544
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$62,021
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,344,548
Value of net assets at end of year (total assets less liabilities)2011-12-31$8,078,385
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$6,733,837
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$5,578,725
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$4,873,022
Interest on participant loans2011-12-31$3,451
Interest earned on other investments2011-12-31$36,847
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$3,151
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$61,774
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$61,774
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$1
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$2,411,467
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$1,780,992
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-220,301
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$311,344
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$203,039
Contract administrator fees2011-12-31$8,918
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31TYLER SIMMS & ST. SAUVEUR
Accountancy firm EIN2011-12-31020476956
2010 : ANDROSCOGGIN VALLEY HOSPITAL 403(B) RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$62,021
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$2,816
Total income from all sources (including contributions)2010-12-31$2,310,900
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$93,337
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$84,786
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,752,483
Value of total assets at end of year2010-12-31$6,795,858
Value of total assets at beginning of year2010-12-31$4,519,090
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$8,551
Total interest from all sources2010-12-31$1,410
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,432,159
Participant contributions at end of year2010-12-31$76,871
Participant contributions at beginning of year2010-12-31$22,651
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$3,199
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$2,816
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$62,021
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$2,816
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,217,563
Value of net assets at end of year (total assets less liabilities)2010-12-31$6,733,837
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$4,516,274
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$4,873,022
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$3,388,713
Interest on participant loans2010-12-31$1,410
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$61,774
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$2,952
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$2,952
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$1,780,992
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$1,101,958
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$557,007
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$320,324
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$84,786
Contract administrator fees2010-12-31$8,551
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31TYLER SIMMS & ST. SAUVEUR
Accountancy firm EIN2010-12-31020476956
2009 : ANDROSCOGGIN VALLEY HOSPITAL 403(B) RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ANDROSCOGGIN VALLEY HOSPITAL 403(B) RETIREMENT PLAN

2017: ANDROSCOGGIN VALLEY HOSPITAL 403(B) RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingYes
2017-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ANDROSCOGGIN VALLEY HOSPITAL 403(B) RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ANDROSCOGGIN VALLEY HOSPITAL 403(B) RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ANDROSCOGGIN VALLEY HOSPITAL 403(B) RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ANDROSCOGGIN VALLEY HOSPITAL 403(B) RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ANDROSCOGGIN VALLEY HOSPITAL 403(B) RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ANDROSCOGGIN VALLEY HOSPITAL 403(B) RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: ANDROSCOGGIN VALLEY HOSPITAL 403(B) RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number892565-007
Policy instance 1
Insurance contract or identification number892565-007
Number of Individuals Covered0
Insurance policy start date2017-01-01
Insurance policy end date2017-10-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number892565-007
Policy instance 1
Insurance contract or identification number892565-007
Number of Individuals Covered327
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number892565-007
Policy instance 1
Insurance contract or identification number892565-007
Number of Individuals Covered334
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number892565-007
Policy instance 1
Insurance contract or identification number892565-007
Number of Individuals Covered344
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number892565-007
Policy instance 1
Insurance contract or identification number892565-007
Number of Individuals Covered378
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number892565-007
Policy instance 1
Insurance contract or identification number892565-007
Number of Individuals Covered380
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number892565-007
Policy instance 1
Insurance contract or identification number892565-007
Number of Individuals Covered369
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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