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PRO CON, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NamePRO CON, INC. 401(K) PROFIT SHARING PLAN
Plan identification number 002

PRO CON, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

PROCON, INC. has sponsored the creation of one or more 401k plans.

Company Name:PROCON, INC.
Employer identification number (EIN):020308505
NAIC Classification:236200

Additional information about PROCON, INC.

Jurisdiction of Incorporation: Oregon Secretary of State Corporations Division
Incorporation Date: 2016-01-21
Company Identification Number: 118004993
Legal Registered Office Address: 31836 HEADGATE RD

LEBANON
United States of America (USA)
97355

More information about PROCON, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PRO CON, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01GREGG CROWELL2023-10-02
0022021-01-01GREGG CROWELL2022-10-05
0022020-01-01GREGG CROWELL2021-10-13
0022019-01-01GREGG CROWELL2020-09-23
0022018-01-01GREGG CROWELL2019-09-18
0022017-01-01
0022016-01-01
0022015-01-01
0022014-01-01MARK R. STEBBINS
0022013-01-01BRUCE DESMARAIS
0022012-01-01BRUCE DESMARAIS
0022011-01-01BRUCE DESMARAIS
0022009-01-01BRUCE DESMARAIS BRUCE DESMARAIS2010-10-08

Plan Statistics for PRO CON, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for PRO CON, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: PRO CON, INC. 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01193
Total number of active participants reported on line 7a of the Form 55002022-01-01150
Number of retired or separated participants receiving benefits2022-01-014
Number of other retired or separated participants entitled to future benefits2022-01-0143
Total of all active and inactive participants2022-01-01197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01197
Number of participants with account balances2022-01-01191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-017
2021: PRO CON, INC. 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01191
Total number of active participants reported on line 7a of the Form 55002021-01-01133
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0160
Total of all active and inactive participants2021-01-01193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01193
Number of participants with account balances2021-01-01190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0110
2020: PRO CON, INC. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01217
Total number of active participants reported on line 7a of the Form 55002020-01-01137
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0154
Total of all active and inactive participants2020-01-01191
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01191
Number of participants with account balances2020-01-01189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0116
2019: PRO CON, INC. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01207
Total number of active participants reported on line 7a of the Form 55002019-01-01185
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0132
Total of all active and inactive participants2019-01-01217
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01217
Number of participants with account balances2019-01-01205
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-016
2018: PRO CON, INC. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01230
Total number of active participants reported on line 7a of the Form 55002018-01-01178
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0129
Total of all active and inactive participants2018-01-01207
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01207
Number of participants with account balances2018-01-01191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-017
2017: PRO CON, INC. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01229
Total number of active participants reported on line 7a of the Form 55002017-01-01193
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0137
Total of all active and inactive participants2017-01-01230
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01230
Number of participants with account balances2017-01-01205
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-018
2016: PRO CON, INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01225
Total number of active participants reported on line 7a of the Form 55002016-01-01191
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0138
Total of all active and inactive participants2016-01-01229
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01229
Number of participants with account balances2016-01-01191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-019
2015: PRO CON, INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01186
Total number of active participants reported on line 7a of the Form 55002015-01-01195
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0127
Total of all active and inactive participants2015-01-01222
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01222
Number of participants with account balances2015-01-01153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-012
2014: PRO CON, INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01162
Total number of active participants reported on line 7a of the Form 55002014-01-01157
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0128
Total of all active and inactive participants2014-01-01185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01185
Number of participants with account balances2014-01-01135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: PRO CON, INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01130
Total number of active participants reported on line 7a of the Form 55002013-01-01130
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0128
Total of all active and inactive participants2013-01-01158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01158
Number of participants with account balances2013-01-01118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: PRO CON, INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01100
Total number of active participants reported on line 7a of the Form 55002012-01-01106
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0124
Total of all active and inactive participants2012-01-01130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01130
Number of participants with account balances2012-01-01103
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: PRO CON, INC. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01100
Total number of active participants reported on line 7a of the Form 55002011-01-0162
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0135
Total of all active and inactive participants2011-01-0197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0197
Number of participants with account balances2011-01-0194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: PRO CON, INC. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01170
Total number of active participants reported on line 7a of the Form 55002009-01-0167
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0148
Total of all active and inactive participants2009-01-01115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01115
Number of participants with account balances2009-01-01107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-014

Financial Data on PRO CON, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2022 : PRO CON, INC. 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-2,940,610
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$1,590,972
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,558,473
Expenses. Certain deemed distributions of participant loans2022-12-31$-31,620
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,896,295
Value of total assets at end of year2022-12-31$23,796,882
Value of total assets at beginning of year2022-12-31$28,328,464
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$64,119
Total interest from all sources2022-12-31$24,029
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$745,497
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$745,497
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,513,811
Participant contributions at end of year2022-12-31$156,645
Participant contributions at beginning of year2022-12-31$157,125
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$1,994
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-4,531,582
Value of net assets at end of year (total assets less liabilities)2022-12-31$23,796,882
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$28,328,464
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$22,316,236
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$27,326,392
Interest on participant loans2022-12-31$8,086
Interest earned on other investments2022-12-31$15,943
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$943,511
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$497,896
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-5,606,431
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$380,490
Employer contributions (assets) at end of year2022-12-31$380,490
Employer contributions (assets) at beginning of year2022-12-31$347,051
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,558,473
Contract administrator fees2022-12-31$64,119
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BAKER NEWMAN NOYES LLC
Accountancy firm EIN2022-12-31010494526
2021 : PRO CON, INC. 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$19,626
Total income from all sources (including contributions)2021-12-31$6,124,216
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$4,005,508
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$3,860,547
Expenses. Certain deemed distributions of participant loans2021-12-31$36,218
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,109,150
Value of total assets at end of year2021-12-31$28,328,464
Value of total assets at beginning of year2021-12-31$26,229,382
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$108,743
Total interest from all sources2021-12-31$21,316
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$950,400
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$950,400
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,389,381
Participant contributions at end of year2021-12-31$157,125
Participant contributions at beginning of year2021-12-31$265,211
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$134
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$372,718
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$19,626
Other income not declared elsewhere2021-12-31$40,000
Administrative expenses (other) incurred2021-12-31$108,743
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$2,118,708
Value of net assets at end of year (total assets less liabilities)2021-12-31$28,328,464
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$26,209,756
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$27,326,392
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$24,980,144
Interest on participant loans2021-12-31$11,052
Interest earned on other investments2021-12-31$10,264
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$497,896
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$651,715
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$3,003,350
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$347,051
Employer contributions (assets) at end of year2021-12-31$347,051
Employer contributions (assets) at beginning of year2021-12-31$332,178
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$3,860,547
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BAKER NEWMAN NOYES LLC
Accountancy firm EIN2021-12-31010494526
2020 : PRO CON, INC. 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$19,626
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$5,337,102
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$2,868,357
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,741,567
Expenses. Certain deemed distributions of participant loans2020-12-31$48,586
Value of total corrective distributions2020-12-31$19,626
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$2,033,207
Value of total assets at end of year2020-12-31$26,229,382
Value of total assets at beginning of year2020-12-31$23,741,011
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$58,578
Total interest from all sources2020-12-31$25,681
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$676,792
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$676,792
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,457,593
Participant contributions at end of year2020-12-31$265,211
Participant contributions at beginning of year2020-12-31$271,405
Participant contributions at end of year2020-12-31$134
Participant contributions at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$251,329
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$19,626
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$0
Administrative expenses (other) incurred2020-12-31$58,578
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,468,745
Value of net assets at end of year (total assets less liabilities)2020-12-31$26,209,756
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$23,741,011
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$24,980,144
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$23,002,633
Interest on participant loans2020-12-31$15,114
Interest earned on other investments2020-12-31$10,567
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$651,715
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$138,276
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$2,601,422
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$324,285
Employer contributions (assets) at end of year2020-12-31$332,178
Employer contributions (assets) at beginning of year2020-12-31$328,697
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,741,567
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31BAKER NEWMAN NOYES LLC
Accountancy firm EIN2020-12-31010494526
2019 : PRO CON, INC. 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$6,652,625
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$2,925,163
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,864,475
Expenses. Certain deemed distributions of participant loans2019-12-31$4,883
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,102,131
Value of total assets at end of year2019-12-31$23,741,011
Value of total assets at beginning of year2019-12-31$20,013,549
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$55,805
Total interest from all sources2019-12-31$14,766
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$659,162
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$659,162
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,763,260
Participant contributions at end of year2019-12-31$271,405
Participant contributions at beginning of year2019-12-31$211,065
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$18,060
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$3,727,462
Value of net assets at end of year (total assets less liabilities)2019-12-31$23,741,011
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$20,013,549
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$40,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$23,002,633
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$19,366,222
Interest on participant loans2019-12-31$12,317
Interest earned on other investments2019-12-31$2,449
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$138,276
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$110,386
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$3,876,566
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$320,811
Employer contributions (assets) at end of year2019-12-31$328,697
Employer contributions (assets) at beginning of year2019-12-31$325,876
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,864,475
Contract administrator fees2019-12-31$15,805
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BAKER NEWMAN NOYES LLC
Accountancy firm EIN2019-12-31010494526
2018 : PRO CON, INC. 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$9,309
Total income from all sources (including contributions)2018-12-31$1,048,290
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$2,261,349
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,187,824
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,239,343
Value of total assets at end of year2018-12-31$20,013,549
Value of total assets at beginning of year2018-12-31$21,235,917
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$73,525
Total interest from all sources2018-12-31$11,357
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,717,726
Participant contributions at end of year2018-12-31$211,065
Participant contributions at beginning of year2018-12-31$231,777
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$194,326
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$9,309
Other income not declared elsewhere2018-12-31$13,333
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,213,059
Value of net assets at end of year (total assets less liabilities)2018-12-31$20,013,549
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$21,226,608
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$19,366,222
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$20,682,486
Interest on participant loans2018-12-31$10,429
Interest earned on other investments2018-12-31$928
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$110,386
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,215,743
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$327,291
Employer contributions (assets) at end of year2018-12-31$325,876
Employer contributions (assets) at beginning of year2018-12-31$321,654
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,187,824
Contract administrator fees2018-12-31$73,525
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31Yes
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BAKER NEWMAN NOYES LLC
Accountancy firm EIN2018-12-31010494526
2017 : PRO CON, INC. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$9,309
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$55,759
Total income from all sources (including contributions)2017-12-31$5,078,773
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$841,410
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$737,515
Expenses. Certain deemed distributions of participant loans2017-12-31$4,775
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,077,246
Value of total assets at end of year2017-12-31$21,235,917
Value of total assets at beginning of year2017-12-31$17,045,004
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$99,120
Total interest from all sources2017-12-31$9,795
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,476,775
Participant contributions at end of year2017-12-31$231,777
Participant contributions at beginning of year2017-12-31$228,035
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$276,648
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$9,309
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$55,759
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$4,237,363
Value of net assets at end of year (total assets less liabilities)2017-12-31$21,226,608
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$16,989,245
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$40,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$20,682,486
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$16,482,732
Interest on participant loans2017-12-31$9,795
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$2,991,732
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$323,823
Employer contributions (assets) at end of year2017-12-31$321,654
Employer contributions (assets) at beginning of year2017-12-31$334,237
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$737,515
Contract administrator fees2017-12-31$59,120
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BAKER NEWMAN NOYES LLC
Accountancy firm EIN2017-12-31010494526
2016 : PRO CON, INC. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$55,759
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$3,156,209
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,173,628
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,041,187
Value of total corrective distributions2016-12-31$42,396
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,858,768
Value of total assets at end of year2016-12-31$17,045,004
Value of total assets at beginning of year2016-12-31$15,006,664
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$90,045
Total interest from all sources2016-12-31$9,127
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Administrative expenses professional fees incurred2016-12-31$81,499
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,202,583
Participant contributions at end of year2016-12-31$228,035
Participant contributions at beginning of year2016-12-31$211,074
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$321,948
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$55,759
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,982,581
Value of net assets at end of year (total assets less liabilities)2016-12-31$16,989,245
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$15,006,664
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$16,482,732
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$14,351,366
Interest on participant loans2016-12-31$9,127
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$144,224
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$144,224
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,288,314
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$334,237
Employer contributions (assets) at end of year2016-12-31$334,237
Employer contributions (assets) at beginning of year2016-12-31$300,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,041,187
Contract administrator fees2016-12-31$8,546
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BAKER NEWMAN NOYES LLC
Accountancy firm EIN2016-12-31010494526
2015 : PRO CON, INC. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,041,310
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$188,521
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$54,573
Value of total corrective distributions2015-12-31$40,865
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,367,140
Value of total assets at end of year2015-12-31$15,006,664
Value of total assets at beginning of year2015-12-31$14,153,875
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$93,083
Total interest from all sources2015-12-31$9,754
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$972,322
Participant contributions at end of year2015-12-31$211,074
Participant contributions at beginning of year2015-12-31$238,377
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$93,355
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$852,789
Value of net assets at end of year (total assets less liabilities)2015-12-31$15,006,664
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$14,153,875
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$86,453
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$14,351,366
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$13,583,717
Interest on participant loans2015-12-31$9,754
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$144,224
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$131,781
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$131,781
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-335,584
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$301,463
Employer contributions (assets) at end of year2015-12-31$300,000
Employer contributions (assets) at beginning of year2015-12-31$200,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$54,573
Contract administrator fees2015-12-31$6,630
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31ANNE M ROMANO, CPA
Accountancy firm EIN2015-12-31010537876
2014 : PRO CON, INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,025,580
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$224,518
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$88,505
Value of total corrective distributions2014-12-31$14,924
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,318,187
Value of total assets at end of year2014-12-31$14,153,875
Value of total assets at beginning of year2014-12-31$12,352,813
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$121,089
Total interest from all sources2014-12-31$6,514
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$794,937
Participant contributions at end of year2014-12-31$238,377
Participant contributions at beginning of year2014-12-31$159,036
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$323,250
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,801,062
Value of net assets at end of year (total assets less liabilities)2014-12-31$14,153,875
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$12,352,813
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$66,270
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$13,583,717
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$11,910,006
Interest on participant loans2014-12-31$6,514
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$131,781
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$133,771
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$133,771
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$700,879
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$200,000
Employer contributions (assets) at end of year2014-12-31$200,000
Employer contributions (assets) at beginning of year2014-12-31$150,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$88,505
Contract administrator fees2014-12-31$54,819
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31ANNE M ROMANO, CPA
Accountancy firm EIN2014-12-31010537876
2013 : PRO CON, INC. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$2,895,465
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,172,031
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,031,003
Expenses. Certain deemed distributions of participant loans2013-12-31$11,562
Value of total corrective distributions2013-12-31$26,430
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$808,598
Value of total assets at end of year2013-12-31$12,352,813
Value of total assets at beginning of year2013-12-31$10,629,379
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$103,036
Total interest from all sources2013-12-31$5,936
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$646,054
Participant contributions at end of year2013-12-31$159,036
Participant contributions at beginning of year2013-12-31$120,134
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$12,544
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,723,434
Value of net assets at end of year (total assets less liabilities)2013-12-31$12,352,813
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$10,629,379
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$56,602
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$11,910,006
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$10,414,027
Interest on participant loans2013-12-31$5,936
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$133,771
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$95,218
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$95,218
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$2,080,931
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$150,000
Employer contributions (assets) at end of year2013-12-31$150,000
Employer contributions (assets) at beginning of year2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,031,003
Contract administrator fees2013-12-31$46,434
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ANNE M ROMANO, CPA
Accountancy firm EIN2013-12-31010537876
2012 : PRO CON, INC. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,900,469
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$556,211
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$442,290
Expenses. Certain deemed distributions of participant loans2012-12-31$2,513
Value of total corrective distributions2012-12-31$8,963
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$496,987
Value of total assets at end of year2012-12-31$10,629,379
Value of total assets at beginning of year2012-12-31$9,285,121
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$102,445
Total interest from all sources2012-12-31$3,575
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$485,536
Participant contributions at end of year2012-12-31$120,134
Participant contributions at beginning of year2012-12-31$80,737
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$11,451
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,344,258
Value of net assets at end of year (total assets less liabilities)2012-12-31$10,629,379
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$9,285,121
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$38,149
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$10,414,027
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$9,111,194
Interest on participant loans2012-12-31$3,575
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$95,218
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$93,190
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$93,190
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,399,907
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$442,290
Contract administrator fees2012-12-31$64,296
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31ANNE M ROMANO, CPA
Accountancy firm EIN2012-12-31010537876
2011 : PRO CON, INC. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$145,533
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$383,417
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$284,673
Value of total corrective distributions2011-12-31$11,046
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$409,980
Value of total assets at end of year2011-12-31$9,285,121
Value of total assets at beginning of year2011-12-31$9,523,005
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$87,698
Total interest from all sources2011-12-31$5,362
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$400,386
Participant contributions at end of year2011-12-31$80,737
Participant contributions at beginning of year2011-12-31$114,655
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$9,594
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-237,884
Value of net assets at end of year (total assets less liabilities)2011-12-31$9,285,121
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$9,523,005
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$9,111,194
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$9,316,792
Interest on participant loans2011-12-31$5,362
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$93,190
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$91,558
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$91,558
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-269,809
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$284,673
Contract administrator fees2011-12-31$87,698
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31ANNE M ROMANO, CPA
Accountancy firm EIN2011-12-31010537876
2010 : PRO CON, INC. 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,947,745
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$766,678
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$670,312
Value of total corrective distributions2010-12-31$24,334
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$348,118
Value of total assets at end of year2010-12-31$9,523,005
Value of total assets at beginning of year2010-12-31$8,341,938
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$72,032
Total interest from all sources2010-12-31$7,586
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$332,783
Participant contributions at end of year2010-12-31$114,655
Participant contributions at beginning of year2010-12-31$128,092
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$7,377
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$15,335
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,181,067
Value of net assets at end of year (total assets less liabilities)2010-12-31$9,523,005
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$8,341,938
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$9,316,792
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$8,121,662
Interest on participant loans2010-12-31$7,586
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$91,558
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$84,807
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$84,807
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,592,041
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$670,312
Contract administrator fees2010-12-31$72,032
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31ANNE M. ROMANO, CPA
Accountancy firm EIN2010-12-31010537876
2009 : PRO CON, INC. 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for PRO CON, INC. 401(K) PROFIT SHARING PLAN

2022: PRO CON, INC. 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entityMulitple employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: PRO CON, INC. 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entityMulitple employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: PRO CON, INC. 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entityMulitple employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: PRO CON, INC. 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entityMulitple employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: PRO CON, INC. 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entityMulitple employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: PRO CON, INC. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entityMulitple employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: PRO CON, INC. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entityMulitple employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: PRO CON, INC. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entityMulitple employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: PRO CON, INC. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entityMulitple employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: PRO CON, INC. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entityMulitple employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: PRO CON, INC. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entityMulitple employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: PRO CON, INC. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entityMulitple employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: PRO CON, INC. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entityMulitple employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number504574-01
Policy instance 1
Insurance contract or identification number504574-01
Number of Individuals Covered191
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number504574-01
Policy instance 1
Insurance contract or identification number504574-01
Number of Individuals Covered14
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number504574-01
Policy instance 1
Insurance contract or identification number504574-01
Number of Individuals Covered189
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number504574-01
Policy instance 1
Insurance contract or identification number504574-01
Number of Individuals Covered205
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number504574-01
Policy instance 1
Insurance contract or identification number504574-01
Number of Individuals Covered191
Insurance policy start date2018-09-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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