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DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 401k Plan overview

Plan NameDEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN
Plan identification number 333

DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

DEKA RESEARCH & DEVELOPMENT CORP. has sponsored the creation of one or more 401k plans.

Company Name:DEKA RESEARCH & DEVELOPMENT CORP.
Employer identification number (EIN):020361515
NAIC Classification:541700

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
3332024-01-01CHRISTOPHER R. SYNER
3332023-01-01
3332023-01-01BRENDAN J. DUFFY
3332022-01-01
3332022-01-01BRENDAN J. DUFFY
3332021-01-01
3332021-01-01BRENDAN J. DUFFY
3332020-01-01
3332019-01-01
3332018-01-01
3332017-01-01BRENDAN J. DUFFY BRENDAN J. DUFFY2018-10-12
3332016-01-01BRENDAN DUFFY
3332015-01-01BRENDAN DUFFY
3332014-01-01BRENDAN DUFFY
3332013-01-01BRENDAN DUFFY
3332012-01-01BRENDAN DUFFY
3332011-01-01BRENDAN DUFFY
3332009-01-01BRENDAN DUFFY, AUTHORIZED SIGNER BRENDAN DUFFY, AUTHORIZED SIGNER2010-10-12
3332009-01-01BRENDAN DUFFY, AUTHORIZED SIGNER BRENDAN DUFFY, AUTHORIZED SIGNER2010-10-13

Plan Statistics for DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN

401k plan membership statisitcs for DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN

Measure Date Value
2023: DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-011,202
Total number of active participants reported on line 7a of the Form 55002023-01-01902
Number of retired or separated participants receiving benefits2023-01-0112
Number of other retired or separated participants entitled to future benefits2023-01-01360
Total of all active and inactive participants2023-01-011,274
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-013
Total participants2023-01-011,277
Number of participants with account balances2023-01-011,256
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-0169
2022: DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,069
Total number of active participants reported on line 7a of the Form 55002022-01-01852
Number of retired or separated participants receiving benefits2022-01-0113
Number of other retired or separated participants entitled to future benefits2022-01-01337
Total of all active and inactive participants2022-01-011,202
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-012
Total participants2022-01-011,204
Number of participants with account balances2022-01-011,177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0186
2021: DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01949
Total number of active participants reported on line 7a of the Form 55002021-01-01761
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01312
Total of all active and inactive participants2021-01-011,073
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-011,074
Number of participants with account balances2021-01-011,045
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0187
2020: DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01980
Total number of active participants reported on line 7a of the Form 55002020-01-01701
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01248
Total of all active and inactive participants2020-01-01949
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-01950
Number of participants with account balances2020-01-01927
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0135
2019: DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01840
Total number of active participants reported on line 7a of the Form 55002019-01-01629
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01353
Total of all active and inactive participants2019-01-01982
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-012
Total participants2019-01-01984
Number of participants with account balances2019-01-01954
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0133
2018: DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01709
Total number of active participants reported on line 7a of the Form 55002018-01-01559
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01281
Total of all active and inactive participants2018-01-01840
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-01841
Number of participants with account balances2018-01-01825
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0110
2017: DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01683
Total number of active participants reported on line 7a of the Form 55002017-01-01457
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01251
Total of all active and inactive participants2017-01-01708
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01709
Number of participants with account balances2017-01-01695
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-016
2016: DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01603
Total number of active participants reported on line 7a of the Form 55002016-01-01465
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01191
Total of all active and inactive participants2016-01-01656
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-012
Total participants2016-01-01658
Number of participants with account balances2016-01-01644
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0118
2015: DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01572
Total number of active participants reported on line 7a of the Form 55002015-01-01424
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01172
Total of all active and inactive participants2015-01-01596
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01597
Number of participants with account balances2015-01-01590
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0133
2014: DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01522
Total number of active participants reported on line 7a of the Form 55002014-01-01439
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01131
Total of all active and inactive participants2014-01-01570
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-01572
Number of participants with account balances2014-01-01568
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0123
2013: DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01465
Total number of active participants reported on line 7a of the Form 55002013-01-01411
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01109
Total of all active and inactive participants2013-01-01520
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-012
Total participants2013-01-01522
Number of participants with account balances2013-01-01510
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-018
2012: DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01385
Total number of active participants reported on line 7a of the Form 55002012-01-01363
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01100
Total of all active and inactive participants2012-01-01463
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-012
Total participants2012-01-01465
Number of participants with account balances2012-01-01455
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-014
2011: DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01394
Total number of active participants reported on line 7a of the Form 55002011-01-01320
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0183
Total of all active and inactive participants2011-01-01403
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-012
Total participants2011-01-01405
Number of participants with account balances2011-01-01388
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-019
2009: DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01328
Total number of active participants reported on line 7a of the Form 55002009-01-01302
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0141
Total of all active and inactive participants2009-01-01343
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01343
Number of participants with account balances2009-01-01336
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-017

Financial Data on DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN

Measure Date Value
2023 : DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total income from all sources (including contributions)2023-12-31$26,863,396
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$3,624,632
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$3,557,106
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$10,452,362
Value of total assets at end of year2023-12-31$102,947,402
Value of total assets at beginning of year2023-12-31$79,708,638
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$67,526
Total interest from all sources2023-12-31$34,716
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$3,870,215
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$3,870,215
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$500,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$7,747,657
Participant contributions at end of year2023-12-31$584,041
Participant contributions at beginning of year2023-12-31$491,571
Assets. Other investments not covered elsewhere at end of year2023-12-31$8,206,028
Assets. Other investments not covered elsewhere at beginning of year2023-12-31$6,667,461
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$475,668
Other income not declared elsewhere2023-12-31$1,849,511
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$23,238,764
Value of net assets at end of year (total assets less liabilities)2023-12-31$102,947,402
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$79,708,638
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$91,321,009
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$70,494,784
Interest on participant loans2023-12-31$31,615
Value of interest in common/collective trusts at end of year2023-12-31$2,749,045
Value of interest in common/collective trusts at beginning of year2023-12-31$1,953,768
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2023-12-31$87,279
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2023-12-31$101,054
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2023-12-31$101,054
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-12-31$3,101
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$10,596,030
Net investment gain or loss from common/collective trusts2023-12-31$60,562
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$2,229,037
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$3,557,106
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31TAWNEY, PLLC
Accountancy firm EIN2023-12-31464585449
Total unrealized appreciation/depreciation of assets2023-01-01$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-01-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-01-01$0
Total income from all sources (including contributions)2023-01-01$26,863,396
Total loss/gain on sale of assets2023-01-01$0
Total of all expenses incurred2023-01-01$3,624,632
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-01-01$3,557,106
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-01-01$10,452,362
Value of total assets at end of year2023-01-01$102,947,402
Value of total assets at beginning of year2023-01-01$79,708,638
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-01-01$67,526
Total interest from all sources2023-01-01$34,716
Total dividends received (eg from common stock, registered investment company shares)2023-01-01$3,870,215
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-01-01No
Total dividends received from registered investment company shares (eg mutual funds)2023-01-01$3,870,215
Was this plan covered by a fidelity bond2023-01-01Yes
Value of fidelity bond cover2023-01-01$500,000
If this is an individual account plan, was there a blackout period2023-01-01No
Were there any nonexempt tranactions with any party-in-interest2023-01-01No
Contributions received from participants2023-01-01$7,747,657
Participant contributions at end of year2023-01-01$584,041
Participant contributions at beginning of year2023-01-01$491,571
Assets. Other investments not covered elsewhere at end of year2023-01-01$8,206,028
Assets. Other investments not covered elsewhere at beginning of year2023-01-01$6,667,461
Income. Received or receivable in cash from other sources (including rollovers)2023-01-01$475,668
Other income not declared elsewhere2023-01-01$1,849,511
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-01No
Value of net income/loss2023-01-01$23,238,764
Value of net assets at end of year (total assets less liabilities)2023-01-01$102,947,402
Value of net assets at beginning of year (total assets less liabilities)2023-01-01$79,708,638
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2023-01-01No
Were any leases to which the plan was party in default or uncollectible2023-01-01No
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-01-01$91,321,009
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-01-01$70,494,784
Interest on participant loans2023-01-01$31,615
Value of interest in common/collective trusts at end of year2023-01-01$2,749,045
Value of interest in common/collective trusts at beginning of year2023-01-01$1,953,768
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2023-01-01$87,279
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-01-01$3,101
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-01-01$10,596,030
Net investment gain or loss from common/collective trusts2023-01-01$60,562
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-01-01No
Was there a failure to transmit to the plan any participant contributions2023-01-01No
Has the plan failed to provide any benefit when due under the plan2023-01-01No
Contributions received in cash from employer2023-01-01$2,229,037
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-01-01$3,557,106
Did the plan have assets held for investment2023-01-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-01-01No
Opinion of an independent qualified public accountant for this plan2023-01-011
Accountancy firm name2023-01-01TAWNEY, PLLC
Accountancy firm EIN2023-01-01464585449
2022 : DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-9,046,643
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$5,249,689
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$5,204,055
Value of total corrective distributions2022-12-31$645
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$8,538,555
Value of total assets at end of year2022-12-31$79,708,638
Value of total assets at beginning of year2022-12-31$94,004,970
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$44,989
Total interest from all sources2022-12-31$152,752
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$5,536,860
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$5,536,860
Administrative expenses professional fees incurred2022-12-31$600
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$6,349,855
Participant contributions at end of year2022-12-31$491,571
Participant contributions at beginning of year2022-12-31$557,529
Assets. Other investments not covered elsewhere at end of year2022-12-31$6,667,461
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$8,017,663
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$240,804
Other income not declared elsewhere2022-12-31$-1,888,002
Administrative expenses (other) incurred2022-12-31$44,389
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-14,296,332
Value of net assets at end of year (total assets less liabilities)2022-12-31$79,708,638
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$94,004,970
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$70,494,784
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$82,892,036
Interest on participant loans2022-12-31$24,102
Value of interest in common/collective trusts at end of year2022-12-31$1,953,768
Value of interest in common/collective trusts at beginning of year2022-12-31$2,468,087
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$101,054
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$69,655
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$69,655
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$128,650
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-21,435,859
Net investment gain or loss from common/collective trusts2022-12-31$49,051
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,947,896
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$5,204,055
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31TAWNEY, PLLC
Accountancy firm EIN2022-12-31464585449
Total unrealized appreciation/depreciation of assets2022-01-01$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-01$0
Total income from all sources (including contributions)2022-01-01$-9,046,643
Total loss/gain on sale of assets2022-01-01$0
Total of all expenses incurred2022-01-01$5,249,689
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-01-01$5,204,055
Value of total corrective distributions2022-01-01$645
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-01-01$8,538,555
Value of total assets at end of year2022-01-01$79,708,638
Value of total assets at beginning of year2022-01-01$94,004,970
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-01-01$44,989
Total interest from all sources2022-01-01$152,752
Total dividends received (eg from common stock, registered investment company shares)2022-01-01$5,536,860
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-01-01No
Total dividends received from registered investment company shares (eg mutual funds)2022-01-01$5,536,860
Administrative expenses professional fees incurred2022-01-01$600
Was this plan covered by a fidelity bond2022-01-01Yes
Value of fidelity bond cover2022-01-01$500,000
If this is an individual account plan, was there a blackout period2022-01-01No
Were there any nonexempt tranactions with any party-in-interest2022-01-01No
Contributions received from participants2022-01-01$6,349,855
Participant contributions at end of year2022-01-01$491,571
Participant contributions at beginning of year2022-01-01$557,529
Assets. Other investments not covered elsewhere at end of year2022-01-01$6,667,461
Assets. Other investments not covered elsewhere at beginning of year2022-01-01$8,017,663
Income. Received or receivable in cash from other sources (including rollovers)2022-01-01$240,804
Other income not declared elsewhere2022-01-01$-1,888,002
Administrative expenses (other) incurred2022-01-01$44,389
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Value of net income/loss2022-01-01$-14,296,332
Value of net assets at end of year (total assets less liabilities)2022-01-01$79,708,638
Value of net assets at beginning of year (total assets less liabilities)2022-01-01$94,004,970
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2022-01-01No
Were any leases to which the plan was party in default or uncollectible2022-01-01No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-01-01$70,494,784
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-01-01$82,892,036
Interest on participant loans2022-01-01$24,102
Value of interest in common/collective trusts at end of year2022-01-01$1,953,768
Value of interest in common/collective trusts at beginning of year2022-01-01$2,468,087
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-01-01$101,054
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-01-01$128,650
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-01-01$-21,435,859
Net investment gain or loss from common/collective trusts2022-01-01$49,051
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-01-01No
Was there a failure to transmit to the plan any participant contributions2022-01-01No
Has the plan failed to provide any benefit when due under the plan2022-01-01No
Contributions received in cash from employer2022-01-01$1,947,896
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-01-01$5,204,055
Did the plan have assets held for investment2022-01-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-01-01No
Opinion of an independent qualified public accountant for this plan2022-01-011
Accountancy firm name2022-01-01TAWNEY, PLLC
Accountancy firm EIN2022-01-01464585449
2021 : DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$20,971,305
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$5,965,982
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$5,895,924
Expenses. Certain deemed distributions of participant loans2021-12-31$1,461
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$8,172,843
Value of total assets at end of year2021-12-31$94,004,970
Value of total assets at beginning of year2021-12-31$78,999,647
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$68,597
Total interest from all sources2021-12-31$31,115
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$5,894,228
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$5,894,228
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$5,657,766
Participant contributions at end of year2021-12-31$557,529
Participant contributions at beginning of year2021-12-31$594,384
Assets. Other investments not covered elsewhere at end of year2021-12-31$8,017,663
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$7,161,857
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$666,693
Other income not declared elsewhere2021-12-31$1,663,158
Administrative expenses (other) incurred2021-12-31$68,597
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$15,005,323
Value of net assets at end of year (total assets less liabilities)2021-12-31$94,004,970
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$78,999,647
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$82,892,036
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$69,021,594
Interest on participant loans2021-12-31$31,110
Value of interest in common/collective trusts at end of year2021-12-31$2,468,087
Value of interest in common/collective trusts at beginning of year2021-12-31$2,155,130
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$69,655
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$66,682
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$66,682
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$5
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$5,172,582
Net investment gain or loss from common/collective trusts2021-12-31$37,379
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,848,384
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$5,895,924
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31TAWNEY, PLLC
Accountancy firm EIN2021-12-31464585449
2020 : DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$18,540,319
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$7,524,221
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$7,472,201
Expenses. Certain deemed distributions of participant loans2020-12-31$1,466
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$7,054,732
Value of total assets at end of year2020-12-31$78,999,647
Value of total assets at beginning of year2020-12-31$67,983,549
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$50,554
Total interest from all sources2020-12-31$30,219
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$3,169,216
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$3,169,216
Administrative expenses professional fees incurred2020-12-31$300
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$4,595,459
Participant contributions at end of year2020-12-31$594,384
Participant contributions at beginning of year2020-12-31$502,156
Assets. Other investments not covered elsewhere at end of year2020-12-31$7,161,857
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$5,995,259
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$886,355
Other income not declared elsewhere2020-12-31$1,783,333
Administrative expenses (other) incurred2020-12-31$50,254
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$11,016,098
Value of net assets at end of year (total assets less liabilities)2020-12-31$78,999,647
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$67,983,549
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$69,021,594
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$60,481,585
Interest on participant loans2020-12-31$30,105
Value of interest in common/collective trusts at end of year2020-12-31$2,155,130
Value of interest in common/collective trusts at beginning of year2020-12-31$964,284
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$66,682
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$40,265
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$40,265
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$114
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$6,466,887
Net investment gain or loss from common/collective trusts2020-12-31$35,932
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,572,918
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$7,472,201
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31TAWNEY, PLLC
Accountancy firm EIN2020-12-31464585449
2019 : DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$19,122,870
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$3,366,322
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$3,312,478
Expenses. Certain deemed distributions of participant loans2019-12-31$1,461
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$6,323,920
Value of total assets at end of year2019-12-31$67,983,549
Value of total assets at beginning of year2019-12-31$52,227,001
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$52,383
Total interest from all sources2019-12-31$30,145
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,833,699
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,833,699
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$4,186,020
Participant contributions at end of year2019-12-31$502,156
Participant contributions at beginning of year2019-12-31$516,853
Assets. Other investments not covered elsewhere at end of year2019-12-31$5,995,259
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$4,443,111
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$814,406
Other income not declared elsewhere2019-12-31$1,251,999
Administrative expenses (other) incurred2019-12-31$52,083
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$15,756,548
Value of net assets at end of year (total assets less liabilities)2019-12-31$67,983,549
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$52,227,001
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$300
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$60,481,585
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$46,914,536
Interest on participant loans2019-12-31$29,518
Value of interest in common/collective trusts at end of year2019-12-31$964,284
Value of interest in common/collective trusts at beginning of year2019-12-31$314,320
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$40,265
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$38,181
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$38,181
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$627
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$8,668,250
Net investment gain or loss from common/collective trusts2019-12-31$14,857
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,323,494
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$3,312,478
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31TAWNEY, PLLC
Accountancy firm EIN2019-12-31464585449
2018 : DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$1,670,006
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$3,381,857
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$3,335,793
Expenses. Certain deemed distributions of participant loans2018-12-31$1,469
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$5,026,600
Value of total assets at end of year2018-12-31$52,227,001
Value of total assets at beginning of year2018-12-31$53,938,852
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$44,595
Total interest from all sources2018-12-31$26,723
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$3,490,515
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$3,490,515
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$3,454,784
Participant contributions at end of year2018-12-31$516,853
Participant contributions at beginning of year2018-12-31$455,584
Assets. Other investments not covered elsewhere at end of year2018-12-31$4,443,111
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$5,133,332
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$303,725
Other income not declared elsewhere2018-12-31$80,484
Administrative expenses (other) incurred2018-12-31$44,595
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,711,851
Value of net assets at end of year (total assets less liabilities)2018-12-31$52,227,001
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$53,938,852
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$46,914,536
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$47,918,453
Interest on participant loans2018-12-31$26,285
Value of interest in common/collective trusts at end of year2018-12-31$314,320
Value of interest in common/collective trusts at beginning of year2018-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$38,181
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$431,483
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$431,483
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$438
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-6,959,709
Net investment gain or loss from common/collective trusts2018-12-31$5,393
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,268,091
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$3,335,793
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31TAWNEY, PLLC
Accountancy firm EIN2018-12-31464585449
2017 : DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$13,311,551
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,598,326
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,573,759
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$4,607,950
Value of total assets at end of year2017-12-31$53,938,852
Value of total assets at beginning of year2017-12-31$42,225,627
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$24,567
Total interest from all sources2017-12-31$28,030
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$2,246,724
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$2,246,724
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$3,179,445
Participant contributions at end of year2017-12-31$455,584
Participant contributions at beginning of year2017-12-31$455,780
Assets. Other investments not covered elsewhere at end of year2017-12-31$5,133,332
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$3,293,126
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$316,280
Other income not declared elsewhere2017-12-31$342,665
Administrative expenses (other) incurred2017-12-31$24,567
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$11,713,225
Value of net assets at end of year (total assets less liabilities)2017-12-31$53,938,852
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$42,225,627
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$47,918,453
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$37,885,359
Interest on participant loans2017-12-31$26,313
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$431,483
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$591,362
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$591,362
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$1,717
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$6,086,182
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,112,225
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,573,759
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31TAWNEY, PLLC
Accountancy firm EIN2017-12-31464585449
2016 : DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$7,492,323
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,691,771
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,678,444
Expenses. Certain deemed distributions of participant loans2016-12-31$9,979
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$4,403,766
Value of total assets at end of year2016-12-31$42,225,627
Value of total assets at beginning of year2016-12-31$36,425,075
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$3,348
Total interest from all sources2016-12-31$18,913
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,557,278
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,557,278
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,767,888
Participant contributions at end of year2016-12-31$455,780
Participant contributions at beginning of year2016-12-31$479,804
Assets. Other investments not covered elsewhere at end of year2016-12-31$3,293,126
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$3,043,396
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$600,765
Other income not declared elsewhere2016-12-31$0
Administrative expenses (other) incurred2016-12-31$3,348
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$5,800,552
Value of net assets at end of year (total assets less liabilities)2016-12-31$42,225,627
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$36,425,075
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$37,885,359
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$32,227,448
Interest on participant loans2016-12-31$18,814
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$591,362
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$674,427
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$674,427
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$99
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,512,366
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,035,113
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,678,444
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31TAWNEY, PLLC
Accountancy firm EIN2016-12-31464585449
2015 : DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$3,770,555
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$2,348,076
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,283,122
Expenses. Certain deemed distributions of participant loans2015-12-31$61,302
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,819,749
Value of total assets at end of year2015-12-31$36,425,075
Value of total assets at beginning of year2015-12-31$35,002,596
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$3,652
Total interest from all sources2015-12-31$19,292
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,978,972
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,978,972
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,648,748
Participant contributions at end of year2015-12-31$479,804
Participant contributions at beginning of year2015-12-31$445,109
Assets. Other investments not covered elsewhere at end of year2015-12-31$3,043,396
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$3,745,749
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$179,616
Administrative expenses (other) incurred2015-12-31$3,652
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,422,479
Value of net assets at end of year (total assets less liabilities)2015-12-31$36,425,075
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$35,002,596
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$32,227,448
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$29,799,357
Interest on participant loans2015-12-31$18,135
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$674,427
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$1,012,381
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$1,012,381
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$1,157
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-2,047,458
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$991,385
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,283,122
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31TAWNEY, PLLC
Accountancy firm EIN2015-12-31464585449
2014 : DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$5,461,534
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$3,176,638
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$3,171,481
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$3,417,657
Value of total assets at end of year2014-12-31$35,002,596
Value of total assets at beginning of year2014-12-31$32,717,700
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$5,157
Total interest from all sources2014-12-31$19,711
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,458,275
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,458,275
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,398,215
Participant contributions at end of year2014-12-31$445,109
Participant contributions at beginning of year2014-12-31$406,587
Assets. Other investments not covered elsewhere at end of year2014-12-31$3,745,749
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$4,230,404
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$161,813
Administrative expenses (other) incurred2014-12-31$5,157
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$2,284,896
Value of net assets at end of year (total assets less liabilities)2014-12-31$35,002,596
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$32,717,700
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$29,799,357
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$26,983,404
Interest on participant loans2014-12-31$18,942
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$1,012,381
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$1,097,305
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$1,097,305
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$769
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$565,891
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$857,629
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$3,171,481
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31TAWNEY & ASSOCIATES PLLC
Accountancy firm EIN2014-12-31464585449
2013 : DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$8,577,340
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,190,289
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,171,476
Expenses. Certain deemed distributions of participant loans2013-12-31$13,563
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,859,581
Value of total assets at end of year2013-12-31$32,717,700
Value of total assets at beginning of year2013-12-31$25,330,649
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$5,250
Total interest from all sources2013-12-31$104,775
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$821,081
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$821,081
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,043,729
Participant contributions at end of year2013-12-31$406,587
Participant contributions at beginning of year2013-12-31$343,000
Assets. Other investments not covered elsewhere at end of year2013-12-31$4,230,404
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$3,222,603
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$43,317
Administrative expenses (other) incurred2013-12-31$5,250
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$7,387,051
Value of net assets at end of year (total assets less liabilities)2013-12-31$32,717,700
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$25,330,649
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$26,983,404
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$20,758,366
Interest on participant loans2013-12-31$13,871
Interest earned on other investments2013-12-31$90,772
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$1,097,305
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$1,006,680
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$1,006,680
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$132
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$4,791,903
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$772,535
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,171,476
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31TAWNEY, CHING & ASSOCIATES PLLC
Accountancy firm EIN2013-12-31464585449
2012 : DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$5,746,173
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$840,702
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$836,702
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,592,425
Value of total assets at end of year2012-12-31$25,330,649
Value of total assets at beginning of year2012-12-31$20,425,178
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$4,000
Total interest from all sources2012-12-31$14,914
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$528,704
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$528,704
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,810,577
Participant contributions at end of year2012-12-31$343,000
Participant contributions at beginning of year2012-12-31$340,765
Assets. Other investments not covered elsewhere at end of year2012-12-31$3,222,603
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$2,435,450
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$40,403
Administrative expenses (other) incurred2012-12-31$4,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$4,905,471
Value of net assets at end of year (total assets less liabilities)2012-12-31$25,330,649
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$20,425,178
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$20,758,366
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$16,592,270
Interest on participant loans2012-12-31$14,801
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$1,006,680
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$1,056,693
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$1,056,693
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$113
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$2,610,130
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$741,445
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$836,702
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BERRY DUNN MCNEIL AND PARKER
Accountancy firm EIN2012-12-31010523282
2011 : DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$2,169,464
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$645,759
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$620,112
Expenses. Certain deemed distributions of participant loans2011-12-31$20,578
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,715,285
Value of total assets at end of year2011-12-31$20,425,178
Value of total assets at beginning of year2011-12-31$18,901,473
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$5,069
Total interest from all sources2011-12-31$13,478
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$338,260
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$338,260
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,663,246
Participant contributions at end of year2011-12-31$340,765
Participant contributions at beginning of year2011-12-31$341,717
Assets. Other investments not covered elsewhere at end of year2011-12-31$2,435,450
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$2,358,281
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$372,078
Administrative expenses (other) incurred2011-12-31$5,069
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,523,705
Value of net assets at end of year (total assets less liabilities)2011-12-31$20,425,178
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$18,901,473
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$16,592,270
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$15,275,252
Interest on participant loans2011-12-31$13,270
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$1,056,693
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$926,223
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$926,223
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$208
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-897,559
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$679,961
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$620,112
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BERRY DUNN MCNEIL AND PARKER
Accountancy firm EIN2011-12-31010523282
2010 : DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$4,840,331
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,648,317
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,640,906
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,352,105
Value of total assets at end of year2010-12-31$18,901,473
Value of total assets at beginning of year2010-12-31$15,709,459
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$7,411
Total interest from all sources2010-12-31$15,730
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$280,558
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$280,558
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,636,615
Participant contributions at end of year2010-12-31$341,717
Participant contributions at beginning of year2010-12-31$291,296
Assets. Other investments not covered elsewhere at end of year2010-12-31$2,358,281
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$2,361,194
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$61,838
Administrative expenses (other) incurred2010-12-31$7,411
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$3,192,014
Value of net assets at end of year (total assets less liabilities)2010-12-31$18,901,473
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$15,709,459
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$15,275,252
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$12,125,008
Interest on participant loans2010-12-31$15,620
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$926,223
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$931,961
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$931,961
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$110
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$2,191,938
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$653,652
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,640,906
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BERRY DUNN MCNEIL AND PARKER
Accountancy firm EIN2010-12-31010523282
2009 : DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN

2023: DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement - TrustYes
2022: DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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