DEKA RESEARCH & DEVELOPMENT CORP. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN
| Measure | Date | Value |
|---|
| 2023 : DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 2023 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2023-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total income from all sources (including contributions) | 2023-12-31 | $26,863,396 |
| Total loss/gain on sale of assets | 2023-12-31 | $0 |
| Total of all expenses incurred | 2023-12-31 | $3,624,632 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $3,557,106 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $10,452,362 |
| Value of total assets at end of year | 2023-12-31 | $102,947,402 |
| Value of total assets at beginning of year | 2023-12-31 | $79,708,638 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $67,526 |
| Total interest from all sources | 2023-12-31 | $34,716 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $3,870,215 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-12-31 | $3,870,215 |
| Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
| Value of fidelity bond cover | 2023-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Contributions received from participants | 2023-12-31 | $7,747,657 |
| Participant contributions at end of year | 2023-12-31 | $584,041 |
| Participant contributions at beginning of year | 2023-12-31 | $491,571 |
| Assets. Other investments not covered elsewhere at end of year | 2023-12-31 | $8,206,028 |
| Assets. Other investments not covered elsewhere at beginning of year | 2023-12-31 | $6,667,461 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-12-31 | $475,668 |
| Other income not declared elsewhere | 2023-12-31 | $1,849,511 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $23,238,764 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $102,947,402 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $79,708,638 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-12-31 | $91,321,009 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-12-31 | $70,494,784 |
| Interest on participant loans | 2023-12-31 | $31,615 |
| Value of interest in common/collective trusts at end of year | 2023-12-31 | $2,749,045 |
| Value of interest in common/collective trusts at beginning of year | 2023-12-31 | $1,953,768 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2023-12-31 | $87,279 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2023-12-31 | $101,054 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2023-12-31 | $101,054 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2023-12-31 | $3,101 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-12-31 | $10,596,030 |
| Net investment gain or loss from common/collective trusts | 2023-12-31 | $60,562 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Contributions received in cash from employer | 2023-12-31 | $2,229,037 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $3,557,106 |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | TAWNEY, PLLC |
| Accountancy firm EIN | 2023-12-31 | 464585449 |
| Total unrealized appreciation/depreciation of assets | 2023-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total income from all sources (including contributions) | 2023-01-01 | $26,863,396 |
| Total loss/gain on sale of assets | 2023-01-01 | $0 |
| Total of all expenses incurred | 2023-01-01 | $3,624,632 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-01-01 | $3,557,106 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-01-01 | $10,452,362 |
| Value of total assets at end of year | 2023-01-01 | $102,947,402 |
| Value of total assets at beginning of year | 2023-01-01 | $79,708,638 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-01-01 | $67,526 |
| Total interest from all sources | 2023-01-01 | $34,716 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-01-01 | $3,870,215 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-01-01 | $3,870,215 |
| Was this plan covered by a fidelity bond | 2023-01-01 | Yes |
| Value of fidelity bond cover | 2023-01-01 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2023-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-01-01 | No |
| Contributions received from participants | 2023-01-01 | $7,747,657 |
| Participant contributions at end of year | 2023-01-01 | $584,041 |
| Participant contributions at beginning of year | 2023-01-01 | $491,571 |
| Assets. Other investments not covered elsewhere at end of year | 2023-01-01 | $8,206,028 |
| Assets. Other investments not covered elsewhere at beginning of year | 2023-01-01 | $6,667,461 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-01-01 | $475,668 |
| Other income not declared elsewhere | 2023-01-01 | $1,849,511 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Value of net income/loss | 2023-01-01 | $23,238,764 |
| Value of net assets at end of year (total assets less liabilities) | 2023-01-01 | $102,947,402 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-01-01 | $79,708,638 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-01-01 | $91,321,009 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-01-01 | $70,494,784 |
| Interest on participant loans | 2023-01-01 | $31,615 |
| Value of interest in common/collective trusts at end of year | 2023-01-01 | $2,749,045 |
| Value of interest in common/collective trusts at beginning of year | 2023-01-01 | $1,953,768 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2023-01-01 | $87,279 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2023-01-01 | $3,101 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-01-01 | $10,596,030 |
| Net investment gain or loss from common/collective trusts | 2023-01-01 | $60,562 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-01-01 | No |
| Contributions received in cash from employer | 2023-01-01 | $2,229,037 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-01-01 | $3,557,106 |
| Did the plan have assets held for investment | 2023-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-01-01 | 1 |
| Accountancy firm name | 2023-01-01 | TAWNEY, PLLC |
| Accountancy firm EIN | 2023-01-01 | 464585449 |
| 2022 : DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total income from all sources (including contributions) | 2022-12-31 | $-9,046,643 |
| Total loss/gain on sale of assets | 2022-12-31 | $0 |
| Total of all expenses incurred | 2022-12-31 | $5,249,689 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $5,204,055 |
| Value of total corrective distributions | 2022-12-31 | $645 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $8,538,555 |
| Value of total assets at end of year | 2022-12-31 | $79,708,638 |
| Value of total assets at beginning of year | 2022-12-31 | $94,004,970 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $44,989 |
| Total interest from all sources | 2022-12-31 | $152,752 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $5,536,860 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $5,536,860 |
| Administrative expenses professional fees incurred | 2022-12-31 | $600 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $6,349,855 |
| Participant contributions at end of year | 2022-12-31 | $491,571 |
| Participant contributions at beginning of year | 2022-12-31 | $557,529 |
| Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $6,667,461 |
| Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $8,017,663 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $240,804 |
| Other income not declared elsewhere | 2022-12-31 | $-1,888,002 |
| Administrative expenses (other) incurred | 2022-12-31 | $44,389 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-14,296,332 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $79,708,638 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $94,004,970 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $70,494,784 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $82,892,036 |
| Interest on participant loans | 2022-12-31 | $24,102 |
| Value of interest in common/collective trusts at end of year | 2022-12-31 | $1,953,768 |
| Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $2,468,087 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-12-31 | $101,054 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-31 | $69,655 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-31 | $69,655 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-12-31 | $128,650 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-21,435,859 |
| Net investment gain or loss from common/collective trusts | 2022-12-31 | $49,051 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $1,947,896 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $5,204,055 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | TAWNEY, PLLC |
| Accountancy firm EIN | 2022-12-31 | 464585449 |
| Total unrealized appreciation/depreciation of assets | 2022-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total income from all sources (including contributions) | 2022-01-01 | $-9,046,643 |
| Total loss/gain on sale of assets | 2022-01-01 | $0 |
| Total of all expenses incurred | 2022-01-01 | $5,249,689 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $5,204,055 |
| Value of total corrective distributions | 2022-01-01 | $645 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $8,538,555 |
| Value of total assets at end of year | 2022-01-01 | $79,708,638 |
| Value of total assets at beginning of year | 2022-01-01 | $94,004,970 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $44,989 |
| Total interest from all sources | 2022-01-01 | $152,752 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $5,536,860 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-01-01 | $5,536,860 |
| Administrative expenses professional fees incurred | 2022-01-01 | $600 |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $6,349,855 |
| Participant contributions at end of year | 2022-01-01 | $491,571 |
| Participant contributions at beginning of year | 2022-01-01 | $557,529 |
| Assets. Other investments not covered elsewhere at end of year | 2022-01-01 | $6,667,461 |
| Assets. Other investments not covered elsewhere at beginning of year | 2022-01-01 | $8,017,663 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-01-01 | $240,804 |
| Other income not declared elsewhere | 2022-01-01 | $-1,888,002 |
| Administrative expenses (other) incurred | 2022-01-01 | $44,389 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $-14,296,332 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $79,708,638 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $94,004,970 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-01-01 | $70,494,784 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-01-01 | $82,892,036 |
| Interest on participant loans | 2022-01-01 | $24,102 |
| Value of interest in common/collective trusts at end of year | 2022-01-01 | $1,953,768 |
| Value of interest in common/collective trusts at beginning of year | 2022-01-01 | $2,468,087 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-01-01 | $101,054 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-01-01 | $128,650 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-01-01 | $-21,435,859 |
| Net investment gain or loss from common/collective trusts | 2022-01-01 | $49,051 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Contributions received in cash from employer | 2022-01-01 | $1,947,896 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $5,204,055 |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | TAWNEY, PLLC |
| Accountancy firm EIN | 2022-01-01 | 464585449 |
| 2021 : DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total income from all sources (including contributions) | 2021-12-31 | $20,971,305 |
| Total loss/gain on sale of assets | 2021-12-31 | $0 |
| Total of all expenses incurred | 2021-12-31 | $5,965,982 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $5,895,924 |
| Expenses. Certain deemed distributions of participant loans | 2021-12-31 | $1,461 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $8,172,843 |
| Value of total assets at end of year | 2021-12-31 | $94,004,970 |
| Value of total assets at beginning of year | 2021-12-31 | $78,999,647 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $68,597 |
| Total interest from all sources | 2021-12-31 | $31,115 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $5,894,228 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $5,894,228 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $5,657,766 |
| Participant contributions at end of year | 2021-12-31 | $557,529 |
| Participant contributions at beginning of year | 2021-12-31 | $594,384 |
| Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $8,017,663 |
| Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $7,161,857 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $666,693 |
| Other income not declared elsewhere | 2021-12-31 | $1,663,158 |
| Administrative expenses (other) incurred | 2021-12-31 | $68,597 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $15,005,323 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $94,004,970 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $78,999,647 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $82,892,036 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $69,021,594 |
| Interest on participant loans | 2021-12-31 | $31,110 |
| Value of interest in common/collective trusts at end of year | 2021-12-31 | $2,468,087 |
| Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $2,155,130 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $69,655 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $66,682 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $66,682 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2021-12-31 | $5 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $5,172,582 |
| Net investment gain or loss from common/collective trusts | 2021-12-31 | $37,379 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contributions received in cash from employer | 2021-12-31 | $1,848,384 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $5,895,924 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Disclaimer |
| Accountancy firm name | 2021-12-31 | TAWNEY, PLLC |
| Accountancy firm EIN | 2021-12-31 | 464585449 |
| 2020 : DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total income from all sources (including contributions) | 2020-12-31 | $18,540,319 |
| Total loss/gain on sale of assets | 2020-12-31 | $0 |
| Total of all expenses incurred | 2020-12-31 | $7,524,221 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $7,472,201 |
| Expenses. Certain deemed distributions of participant loans | 2020-12-31 | $1,466 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $7,054,732 |
| Value of total assets at end of year | 2020-12-31 | $78,999,647 |
| Value of total assets at beginning of year | 2020-12-31 | $67,983,549 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $50,554 |
| Total interest from all sources | 2020-12-31 | $30,219 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $3,169,216 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $3,169,216 |
| Administrative expenses professional fees incurred | 2020-12-31 | $300 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Contributions received from participants | 2020-12-31 | $4,595,459 |
| Participant contributions at end of year | 2020-12-31 | $594,384 |
| Participant contributions at beginning of year | 2020-12-31 | $502,156 |
| Assets. Other investments not covered elsewhere at end of year | 2020-12-31 | $7,161,857 |
| Assets. Other investments not covered elsewhere at beginning of year | 2020-12-31 | $5,995,259 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $886,355 |
| Other income not declared elsewhere | 2020-12-31 | $1,783,333 |
| Administrative expenses (other) incurred | 2020-12-31 | $50,254 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $11,016,098 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $78,999,647 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $67,983,549 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $69,021,594 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $60,481,585 |
| Interest on participant loans | 2020-12-31 | $30,105 |
| Value of interest in common/collective trusts at end of year | 2020-12-31 | $2,155,130 |
| Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $964,284 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-12-31 | $66,682 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $40,265 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $40,265 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-12-31 | $114 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $6,466,887 |
| Net investment gain or loss from common/collective trusts | 2020-12-31 | $35,932 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Contributions received in cash from employer | 2020-12-31 | $1,572,918 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $7,472,201 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
| Accountancy firm name | 2020-12-31 | TAWNEY, PLLC |
| Accountancy firm EIN | 2020-12-31 | 464585449 |
| 2019 : DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total income from all sources (including contributions) | 2019-12-31 | $19,122,870 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total of all expenses incurred | 2019-12-31 | $3,366,322 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $3,312,478 |
| Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $1,461 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $6,323,920 |
| Value of total assets at end of year | 2019-12-31 | $67,983,549 |
| Value of total assets at beginning of year | 2019-12-31 | $52,227,001 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $52,383 |
| Total interest from all sources | 2019-12-31 | $30,145 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $2,833,699 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $2,833,699 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Contributions received from participants | 2019-12-31 | $4,186,020 |
| Participant contributions at end of year | 2019-12-31 | $502,156 |
| Participant contributions at beginning of year | 2019-12-31 | $516,853 |
| Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $5,995,259 |
| Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $4,443,111 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $814,406 |
| Other income not declared elsewhere | 2019-12-31 | $1,251,999 |
| Administrative expenses (other) incurred | 2019-12-31 | $52,083 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $15,756,548 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $67,983,549 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $52,227,001 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Investment advisory and management fees | 2019-12-31 | $300 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $60,481,585 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $46,914,536 |
| Interest on participant loans | 2019-12-31 | $29,518 |
| Value of interest in common/collective trusts at end of year | 2019-12-31 | $964,284 |
| Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $314,320 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $40,265 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $38,181 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $38,181 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $627 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $8,668,250 |
| Net investment gain or loss from common/collective trusts | 2019-12-31 | $14,857 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Contributions received in cash from employer | 2019-12-31 | $1,323,494 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $3,312,478 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | TAWNEY, PLLC |
| Accountancy firm EIN | 2019-12-31 | 464585449 |
| 2018 : DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total income from all sources (including contributions) | 2018-12-31 | $1,670,006 |
| Total loss/gain on sale of assets | 2018-12-31 | $0 |
| Total of all expenses incurred | 2018-12-31 | $3,381,857 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $3,335,793 |
| Expenses. Certain deemed distributions of participant loans | 2018-12-31 | $1,469 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $5,026,600 |
| Value of total assets at end of year | 2018-12-31 | $52,227,001 |
| Value of total assets at beginning of year | 2018-12-31 | $53,938,852 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $44,595 |
| Total interest from all sources | 2018-12-31 | $26,723 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $3,490,515 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $3,490,515 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $3,454,784 |
| Participant contributions at end of year | 2018-12-31 | $516,853 |
| Participant contributions at beginning of year | 2018-12-31 | $455,584 |
| Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $4,443,111 |
| Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $5,133,332 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $303,725 |
| Other income not declared elsewhere | 2018-12-31 | $80,484 |
| Administrative expenses (other) incurred | 2018-12-31 | $44,595 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-1,711,851 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $52,227,001 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $53,938,852 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $46,914,536 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $47,918,453 |
| Interest on participant loans | 2018-12-31 | $26,285 |
| Value of interest in common/collective trusts at end of year | 2018-12-31 | $314,320 |
| Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $38,181 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $431,483 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $431,483 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $438 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-6,959,709 |
| Net investment gain or loss from common/collective trusts | 2018-12-31 | $5,393 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $1,268,091 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $3,335,793 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | TAWNEY, PLLC |
| Accountancy firm EIN | 2018-12-31 | 464585449 |
| 2017 : DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total income from all sources (including contributions) | 2017-12-31 | $13,311,551 |
| Total loss/gain on sale of assets | 2017-12-31 | $0 |
| Total of all expenses incurred | 2017-12-31 | $1,598,326 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $1,573,759 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $4,607,950 |
| Value of total assets at end of year | 2017-12-31 | $53,938,852 |
| Value of total assets at beginning of year | 2017-12-31 | $42,225,627 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $24,567 |
| Total interest from all sources | 2017-12-31 | $28,030 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $2,246,724 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $2,246,724 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $3,179,445 |
| Participant contributions at end of year | 2017-12-31 | $455,584 |
| Participant contributions at beginning of year | 2017-12-31 | $455,780 |
| Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $5,133,332 |
| Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $3,293,126 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $316,280 |
| Other income not declared elsewhere | 2017-12-31 | $342,665 |
| Administrative expenses (other) incurred | 2017-12-31 | $24,567 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $11,713,225 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $53,938,852 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $42,225,627 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $47,918,453 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $37,885,359 |
| Interest on participant loans | 2017-12-31 | $26,313 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $431,483 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $591,362 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $591,362 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-12-31 | $1,717 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $6,086,182 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $1,112,225 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $1,573,759 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | Yes |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | TAWNEY, PLLC |
| Accountancy firm EIN | 2017-12-31 | 464585449 |
| 2016 : DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total income from all sources (including contributions) | 2016-12-31 | $7,492,323 |
| Total loss/gain on sale of assets | 2016-12-31 | $0 |
| Total of all expenses incurred | 2016-12-31 | $1,691,771 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $1,678,444 |
| Expenses. Certain deemed distributions of participant loans | 2016-12-31 | $9,979 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $4,403,766 |
| Value of total assets at end of year | 2016-12-31 | $42,225,627 |
| Value of total assets at beginning of year | 2016-12-31 | $36,425,075 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $3,348 |
| Total interest from all sources | 2016-12-31 | $18,913 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $1,557,278 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $1,557,278 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $2,767,888 |
| Participant contributions at end of year | 2016-12-31 | $455,780 |
| Participant contributions at beginning of year | 2016-12-31 | $479,804 |
| Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $3,293,126 |
| Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $3,043,396 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $600,765 |
| Other income not declared elsewhere | 2016-12-31 | $0 |
| Administrative expenses (other) incurred | 2016-12-31 | $3,348 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $5,800,552 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $42,225,627 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $36,425,075 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $37,885,359 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $32,227,448 |
| Interest on participant loans | 2016-12-31 | $18,814 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $591,362 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $674,427 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $674,427 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-31 | $99 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $1,512,366 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $1,035,113 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $1,678,444 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | TAWNEY, PLLC |
| Accountancy firm EIN | 2016-12-31 | 464585449 |
| 2015 : DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total income from all sources (including contributions) | 2015-12-31 | $3,770,555 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $2,348,076 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $2,283,122 |
| Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $61,302 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $3,819,749 |
| Value of total assets at end of year | 2015-12-31 | $36,425,075 |
| Value of total assets at beginning of year | 2015-12-31 | $35,002,596 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $3,652 |
| Total interest from all sources | 2015-12-31 | $19,292 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $1,978,972 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $1,978,972 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $2,648,748 |
| Participant contributions at end of year | 2015-12-31 | $479,804 |
| Participant contributions at beginning of year | 2015-12-31 | $445,109 |
| Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $3,043,396 |
| Assets. Other investments not covered elsewhere at beginning of year | 2015-12-31 | $3,745,749 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $179,616 |
| Administrative expenses (other) incurred | 2015-12-31 | $3,652 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $1,422,479 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $36,425,075 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $35,002,596 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $32,227,448 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $29,799,357 |
| Interest on participant loans | 2015-12-31 | $18,135 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $674,427 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $1,012,381 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $1,012,381 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $1,157 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-2,047,458 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $991,385 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $2,283,122 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | TAWNEY, PLLC |
| Accountancy firm EIN | 2015-12-31 | 464585449 |
| 2014 : DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $5,461,534 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $3,176,638 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $3,171,481 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $3,417,657 |
| Value of total assets at end of year | 2014-12-31 | $35,002,596 |
| Value of total assets at beginning of year | 2014-12-31 | $32,717,700 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $5,157 |
| Total interest from all sources | 2014-12-31 | $19,711 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $1,458,275 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $1,458,275 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $2,398,215 |
| Participant contributions at end of year | 2014-12-31 | $445,109 |
| Participant contributions at beginning of year | 2014-12-31 | $406,587 |
| Assets. Other investments not covered elsewhere at end of year | 2014-12-31 | $3,745,749 |
| Assets. Other investments not covered elsewhere at beginning of year | 2014-12-31 | $4,230,404 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $161,813 |
| Administrative expenses (other) incurred | 2014-12-31 | $5,157 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $2,284,896 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $35,002,596 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $32,717,700 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $29,799,357 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $26,983,404 |
| Interest on participant loans | 2014-12-31 | $18,942 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $1,012,381 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $1,097,305 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $1,097,305 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $769 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $565,891 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $857,629 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $3,171,481 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | TAWNEY & ASSOCIATES PLLC |
| Accountancy firm EIN | 2014-12-31 | 464585449 |
| 2013 : DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total income from all sources (including contributions) | 2013-12-31 | $8,577,340 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $1,190,289 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $1,171,476 |
| Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $13,563 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $2,859,581 |
| Value of total assets at end of year | 2013-12-31 | $32,717,700 |
| Value of total assets at beginning of year | 2013-12-31 | $25,330,649 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $5,250 |
| Total interest from all sources | 2013-12-31 | $104,775 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $821,081 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $821,081 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $2,043,729 |
| Participant contributions at end of year | 2013-12-31 | $406,587 |
| Participant contributions at beginning of year | 2013-12-31 | $343,000 |
| Assets. Other investments not covered elsewhere at end of year | 2013-12-31 | $4,230,404 |
| Assets. Other investments not covered elsewhere at beginning of year | 2013-12-31 | $3,222,603 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $43,317 |
| Administrative expenses (other) incurred | 2013-12-31 | $5,250 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $7,387,051 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $32,717,700 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $25,330,649 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $26,983,404 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $20,758,366 |
| Interest on participant loans | 2013-12-31 | $13,871 |
| Interest earned on other investments | 2013-12-31 | $90,772 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $1,097,305 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $1,006,680 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $1,006,680 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $132 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $4,791,903 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $772,535 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $1,171,476 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | TAWNEY, CHING & ASSOCIATES PLLC |
| Accountancy firm EIN | 2013-12-31 | 464585449 |
| 2012 : DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $5,746,173 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $840,702 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $836,702 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $2,592,425 |
| Value of total assets at end of year | 2012-12-31 | $25,330,649 |
| Value of total assets at beginning of year | 2012-12-31 | $20,425,178 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $4,000 |
| Total interest from all sources | 2012-12-31 | $14,914 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $528,704 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $528,704 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $1,810,577 |
| Participant contributions at end of year | 2012-12-31 | $343,000 |
| Participant contributions at beginning of year | 2012-12-31 | $340,765 |
| Assets. Other investments not covered elsewhere at end of year | 2012-12-31 | $3,222,603 |
| Assets. Other investments not covered elsewhere at beginning of year | 2012-12-31 | $2,435,450 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $40,403 |
| Administrative expenses (other) incurred | 2012-12-31 | $4,000 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $4,905,471 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $25,330,649 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $20,425,178 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $20,758,366 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $16,592,270 |
| Interest on participant loans | 2012-12-31 | $14,801 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $1,006,680 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $1,056,693 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $1,056,693 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $113 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $2,610,130 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $741,445 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $836,702 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | BERRY DUNN MCNEIL AND PARKER |
| Accountancy firm EIN | 2012-12-31 | 010523282 |
| 2011 : DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $2,169,464 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $645,759 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $620,112 |
| Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $20,578 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $2,715,285 |
| Value of total assets at end of year | 2011-12-31 | $20,425,178 |
| Value of total assets at beginning of year | 2011-12-31 | $18,901,473 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $5,069 |
| Total interest from all sources | 2011-12-31 | $13,478 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $338,260 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $338,260 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $1,663,246 |
| Participant contributions at end of year | 2011-12-31 | $340,765 |
| Participant contributions at beginning of year | 2011-12-31 | $341,717 |
| Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $2,435,450 |
| Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $2,358,281 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $372,078 |
| Administrative expenses (other) incurred | 2011-12-31 | $5,069 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $1,523,705 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $20,425,178 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $18,901,473 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $16,592,270 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $15,275,252 |
| Interest on participant loans | 2011-12-31 | $13,270 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $1,056,693 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $926,223 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $926,223 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $208 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-897,559 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $679,961 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $620,112 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | BERRY DUNN MCNEIL AND PARKER |
| Accountancy firm EIN | 2011-12-31 | 010523282 |
| 2010 : DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $4,840,331 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $1,648,317 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $1,640,906 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $2,352,105 |
| Value of total assets at end of year | 2010-12-31 | $18,901,473 |
| Value of total assets at beginning of year | 2010-12-31 | $15,709,459 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $7,411 |
| Total interest from all sources | 2010-12-31 | $15,730 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $280,558 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $280,558 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $1,636,615 |
| Participant contributions at end of year | 2010-12-31 | $341,717 |
| Participant contributions at beginning of year | 2010-12-31 | $291,296 |
| Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $2,358,281 |
| Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $2,361,194 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $61,838 |
| Administrative expenses (other) incurred | 2010-12-31 | $7,411 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $3,192,014 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $18,901,473 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $15,709,459 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $15,275,252 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $12,125,008 |
| Interest on participant loans | 2010-12-31 | $15,620 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $926,223 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $931,961 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $931,961 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $110 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $2,191,938 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $653,652 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $1,640,906 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | BERRY DUNN MCNEIL AND PARKER |
| Accountancy firm EIN | 2010-12-31 | 010523282 |
| 2009 : DEKA RESEARCH & DEVELOPMENT CORP 401(K) PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |