401k Plan data: WATERLINE INDUSTRIES CORP. RETIREMENT PLAN plan

WATERLINE INDUSTRIES CORP. RETIREMENT PLAN 401k Plan overview

Plan Name	WATERLINE INDUSTRIES CORP. RETIREMENT PLAN
Plan identification number	002

WATERLINE INDUSTRIES CORP. RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

WATERLINE INDUSTRIES CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: WATERLINE INDUSTRIES CORPORATION

Employer identification number (EIN): 020417129

NAIC Classification: 238900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WATERLINE INDUSTRIES CORP. RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2018-01-01 MARIA VOTTO 2019-05-02
002 2017-01-01 MARIA VOTTO 2018-04-23
002 2016-01-01 MARIA VOTTO 2017-06-21
002 2015-01-01 MARIA VOTTO 2016-04-06
002 2014-01-01 MARIA VOTTO 2015-07-06
002 2013-01-01 MARIA VOTTO
002 2012-01-01 MARIA VOTTO
002 2011-01-01 MARIA VOTTO
002 2010-01-01 MARIA VOTTO 2011-07-12
002 2009-01-01 MARIA VOTTO MARIA VOTTO 2010-07-28

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2018-01-01	MARIA VOTTO	2019-05-02
002	2017-01-01	MARIA VOTTO	2018-04-23
002	2016-01-01	MARIA VOTTO	2017-06-21
002	2015-01-01	MARIA VOTTO	2016-04-06
002	2014-01-01	MARIA VOTTO	2015-07-06
002	2013-01-01	MARIA VOTTO
002	2012-01-01	MARIA VOTTO
002	2011-01-01	MARIA VOTTO
002	2010-01-01	MARIA VOTTO	2011-07-12
002	2009-01-01	MARIA VOTTO		MARIA VOTTO	2010-07-28

Plan Statistics for WATERLINE INDUSTRIES CORP. RETIREMENT PLAN

401k plan membership statisitcs for WATERLINE INDUSTRIES CORP. RETIREMENT PLAN

Measure Date Value
2013: WATERLINE INDUSTRIES CORP. RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 108
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 66
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 31
Total of all active and inactive participants 2013-01-01 97
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 97
Number of participants with account balances 2013-01-01 92
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: WATERLINE INDUSTRIES CORP. RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 138
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 73
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 34
Total of all active and inactive participants 2012-01-01 107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 107
Number of participants with account balances 2012-01-01 94
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: WATERLINE INDUSTRIES CORP. RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 127
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 97
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 38
Total of all active and inactive participants 2011-01-01 135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 135
Number of participants with account balances 2011-01-01 125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 14
2009: WATERLINE INDUSTRIES CORP. RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 96
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 84
Number of retired or separated participants receiving benefits 2009-01-01 3
Number of other retired or separated participants entitled to future benefits 2009-01-01 16
Total of all active and inactive participants 2009-01-01 103
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 103
Number of participants with account balances 2009-01-01 78
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 3

Measure	Date	Value
2013: WATERLINE INDUSTRIES CORP. RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	108
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	66
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	31
Total of all active and inactive participants	2013-01-01	97
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	97
Number of participants with account balances	2013-01-01	92
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: WATERLINE INDUSTRIES CORP. RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	138
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	73
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	34
Total of all active and inactive participants	2012-01-01	107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	107
Number of participants with account balances	2012-01-01	94
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: WATERLINE INDUSTRIES CORP. RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	127
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	97
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	38
Total of all active and inactive participants	2011-01-01	135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	135
Number of participants with account balances	2011-01-01	125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	14
2009: WATERLINE INDUSTRIES CORP. RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	96
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	84
Number of retired or separated participants receiving benefits	2009-01-01	3
Number of other retired or separated participants entitled to future benefits	2009-01-01	16
Total of all active and inactive participants	2009-01-01	103
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	103
Number of participants with account balances	2009-01-01	78
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	3

Financial Data on WATERLINE INDUSTRIES CORP. RETIREMENT PLAN

Measure	Date	Value
2013 : WATERLINE INDUSTRIES CORP. RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$1,522,106
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$323,985
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$317,810
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$652,118
Value of total assets at end of year	2013-12-31	$6,427,130
Value of total assets at beginning of year	2013-12-31	$5,229,009
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$6,175
Total interest from all sources	2013-12-31	$7,931
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$317,168
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$317,168
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$400,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$259,898
Participant contributions at end of year	2013-12-31	$213,597
Participant contributions at beginning of year	2013-12-31	$210,503
Administrative expenses (other) incurred	2013-12-31	$6,175
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,198,121
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$6,427,130
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$5,229,009
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$6,209,802
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$5,010,288
Interest on participant loans	2013-12-31	$7,930
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$3,731
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$8,218
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$8,218
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$1
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$544,889
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$392,220
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$317,810
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	FEELEY & DRISCOLL PC
Accountancy firm EIN	2013-12-31	042684828
2012 : WATERLINE INDUSTRIES CORP. RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$1,306,171
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$430,957
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$429,145
Expenses. Certain deemed distributions of participant loans	2012-12-31	$1,050
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$803,699
Value of total assets at end of year	2012-12-31	$5,229,009
Value of total assets at beginning of year	2012-12-31	$4,353,795
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$762
Total interest from all sources	2012-12-31	$7,675
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$108,372
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$108,372
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$400,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$309,346
Participant contributions at end of year	2012-12-31	$210,503
Participant contributions at beginning of year	2012-12-31	$136,648
Administrative expenses (other) incurred	2012-12-31	$762
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$875,214
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$5,229,009
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$4,353,795
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$5,010,288
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$0
Value of interest in pooled separate accounts at end of year	2012-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$4,217,147
Interest on participant loans	2012-12-31	$7,675
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$8,218
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$386,425
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$494,353
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$429,145
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	FEELEY & DRISCOLL PC
Accountancy firm EIN	2012-12-31	042684828
2011 : WATERLINE INDUSTRIES CORP. RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$882,590
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$150,556
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$149,992
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$992,382
Value of total assets at end of year	2011-12-31	$4,353,795
Value of total assets at beginning of year	2011-12-31	$3,621,761
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$564
Total interest from all sources	2011-12-31	$6,368
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$356,921
Participant contributions at end of year	2011-12-31	$136,648
Participant contributions at beginning of year	2011-12-31	$172,513
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$27,787
Administrative expenses (other) incurred	2011-12-31	$564
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$732,034
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$4,353,795
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$3,621,761
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in pooled separate accounts at end of year	2011-12-31	$4,217,147
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$3,424,391
Interest on participant loans	2011-12-31	$5,893
Interest earned on other investments	2011-12-31	$475
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$24,857
Net investment gain/loss from pooled separate accounts	2011-12-31	$-116,160
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$607,674
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$149,992
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	FEELEY & DRISCOLL PC
Accountancy firm EIN	2011-12-31	042684828
2009 : WATERLINE INDUSTRIES CORP. RETIREMENT PLAN 2009 401k financial data
Transfers to/from the plan	2009-12-31	$0
Total plan liabilities at end of year	2009-12-31	$0
Total plan liabilities at beginning of year	2009-12-31	$0
Total income from all sources	2009-12-31	$954,782
Expenses. Total of all expenses incurred	2009-12-31	$218,517
Benefits paid (including direct rollovers)	2009-12-31	$218,517
Total plan assets at end of year	2009-12-31	$2,841,177
Total plan assets at beginning of year	2009-12-31	$2,104,912
Value of fidelity bond covering the plan	2009-12-31	$265,000
Total contributions received or receivable from participants	2009-12-31	$368,834
Expenses. Other expenses not covered elsewhere	2009-12-31	$0
Contributions received from other sources (not participants or employers)	2009-12-31	$89,639
Other income received	2009-12-31	$496,309
Noncash contributions received	2009-12-31	$0
Net income (gross income less expenses)	2009-12-31	$736,265
Net plan assets at end of year (total assets less liabilities)	2009-12-31	$2,841,177
Net plan assets at beginning of year (total assets less liabilities)	2009-12-31	$2,104,912
Assets. Value of participant loans	2009-12-31	$130,994
Total contributions received or receivable from employer(s)	2009-12-31	$0
Value of certain deemed distributions of participant loans	2009-12-31	$0
Value of corrective distributions	2009-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2009-12-31	$0

Form 5500 Responses for WATERLINE INDUSTRIES CORP. RETIREMENT PLAN

2013: WATERLINE INDUSTRIES CORP. RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: WATERLINE INDUSTRIES CORP. RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: WATERLINE INDUSTRIES CORP. RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: WATERLINE INDUSTRIES CORP. RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA - 711842

Policy instance

Insurance contract or identification number	GA - 711842
Number of Individuals Covered	0
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA - 711842

Policy instance

Insurance contract or identification number	GA - 711842
Number of Individuals Covered	0
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $10,090
Total amount of fees paid to insurance company	USD $1,682
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $10,090
Insurance broker organization code?	3
Amount paid for insurance broker fees	1632
Additional information about fees paid to insurance broker	TPA ADMINISTRATOR ALLOWANCE
Insurance broker name	MORGAN STANLEY SMITH BARNEY LLC

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA - 711842

Policy instance

Insurance contract or identification number	GA - 711842
Number of Individuals Covered	125
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $14,004
Total amount of fees paid to insurance company	USD $1,947
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	WATERLINE INDUSTRIES CORPORATION
Employer identification number (EIN):	020417129
NAIC Classification:	238900