401k Plan data: REGENCY MORTGAGE CORP 401(K) RETIREMENT SAVINGS PLAN plan

REGENCY MORTGAGE CORP 401(K) RETIREMENT SAVINGS PLAN 401k Plan overview

Plan Name	REGENCY MORTGAGE CORP 401(K) RETIREMENT SAVINGS PLAN
Plan identification number	001

REGENCY MORTGAGE CORP 401(K) RETIREMENT SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

LENDUS, LLC has sponsored the creation of one or more 401k plans.

Company Name: LENDUS, LLC

Employer identification number (EIN): 020486480

NAIC Classification: 522291
NAIC Description: Consumer Lending

Form 5500 Filing Information

Submission information for form 5500 for 401k plan REGENCY MORTGAGE CORP 401(K) RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2018-01-01
001 2016-01-01 DIANE MORRISSETTE 2016-07-21 DIANE MORRISSETTE 2016-07-21
001 2015-01-01 DIANE MORRISSETTE 2016-07-13 DIANE MORRISSETTE 2016-07-13
001 2014-01-15 LYNN PLAKYDA 2015-07-28 LYNN PLAKYDA 2015-07-28

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01
001	2021-01-01
001	2020-01-01
001	2019-01-01
001	2018-01-01
001	2018-01-01
001	2016-01-01	DIANE MORRISSETTE	2016-07-21	DIANE MORRISSETTE	2016-07-21
001	2015-01-01	DIANE MORRISSETTE	2016-07-13	DIANE MORRISSETTE	2016-07-13
001	2014-01-15	LYNN PLAKYDA	2015-07-28	LYNN PLAKYDA	2015-07-28

Plan Statistics for REGENCY MORTGAGE CORP 401(K) RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for REGENCY MORTGAGE CORP 401(K) RETIREMENT SAVINGS PLAN

Measure Date Value
2022: REGENCY MORTGAGE CORP 401(K) RETIREMENT SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 1,314
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 0
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 0
Total of all active and inactive participants 2022-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 0
Number of participants with account balances 2022-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: REGENCY MORTGAGE CORP 401(K) RETIREMENT SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 1,284
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 883
Number of retired or separated participants receiving benefits 2021-01-01 1
Number of other retired or separated participants entitled to future benefits 2021-01-01 429
Total of all active and inactive participants 2021-01-01 1,313
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 1
Total participants 2021-01-01 1,314
Number of participants with account balances 2021-01-01 1,232
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 128
2020: REGENCY MORTGAGE CORP 401(K) RETIREMENT SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 1,210
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 844
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 439
Total of all active and inactive participants 2020-01-01 1,283
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 1
Total participants 2020-01-01 1,284
Number of participants with account balances 2020-01-01 1,142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 35
2019: REGENCY MORTGAGE CORP 401(K) RETIREMENT SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 1,262
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 704
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 505
Total of all active and inactive participants 2019-01-01 1,209
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 1
Total participants 2019-01-01 1,210
Number of participants with account balances 2019-01-01 1,129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 80
2018: REGENCY MORTGAGE CORP 401(K) RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 1,047
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 803
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 459
Total of all active and inactive participants 2018-01-01 1,262
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 1,262
Number of participants with account balances 2018-01-01 1,150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 241

Measure	Date	Value
2022: REGENCY MORTGAGE CORP 401(K) RETIREMENT SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	1,314
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	0
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	0
Total of all active and inactive participants	2022-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	0
Number of participants with account balances	2022-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: REGENCY MORTGAGE CORP 401(K) RETIREMENT SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	1,284
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	883
Number of retired or separated participants receiving benefits	2021-01-01	1
Number of other retired or separated participants entitled to future benefits	2021-01-01	429
Total of all active and inactive participants	2021-01-01	1,313
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	1
Total participants	2021-01-01	1,314
Number of participants with account balances	2021-01-01	1,232
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	128
2020: REGENCY MORTGAGE CORP 401(K) RETIREMENT SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	1,210
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	844
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	439
Total of all active and inactive participants	2020-01-01	1,283
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	1
Total participants	2020-01-01	1,284
Number of participants with account balances	2020-01-01	1,142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	35
2019: REGENCY MORTGAGE CORP 401(K) RETIREMENT SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	1,262
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	704
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	505
Total of all active and inactive participants	2019-01-01	1,209
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	1
Total participants	2019-01-01	1,210
Number of participants with account balances	2019-01-01	1,129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	80
2018: REGENCY MORTGAGE CORP 401(K) RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	1,047
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	803
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	459
Total of all active and inactive participants	2018-01-01	1,262
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	1,262
Number of participants with account balances	2018-01-01	1,150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	241

Financial Data on REGENCY MORTGAGE CORP 401(K) RETIREMENT SAVINGS PLAN

Measure	Date	Value
2022 : REGENCY MORTGAGE CORP 401(K) RETIREMENT SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-10-27	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-10-27	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-10-27	$0
Total income from all sources (including contributions)	2022-10-27	$-5,285,713
Total loss/gain on sale of assets	2022-10-27	$0
Total of all expenses incurred	2022-10-27	$48,443,631
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-10-27	$48,291,940
Value of total corrective distributions	2022-10-27	$1,164
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-10-27	$3,358,572
Value of total assets at end of year	2022-10-27	$0
Value of total assets at beginning of year	2022-10-27	$53,729,344
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-10-27	$150,527
Total interest from all sources	2022-10-27	$38,785
Total dividends received (eg from common stock, registered investment company shares)	2022-10-27	$82,155
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-10-27	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2022-10-27	$0
Total dividends received from registered investment company shares (eg mutual funds)	2022-10-27	$82,155
Was this plan covered by a fidelity bond	2022-10-27	Yes
Value of fidelity bond cover	2022-10-27	$500,000
If this is an individual account plan, was there a blackout period	2022-10-27	No
Were there any nonexempt tranactions with any party-in-interest	2022-10-27	No
Contributions received from participants	2022-10-27	$2,635,939
Participant contributions at end of year	2022-10-27	$0
Participant contributions at beginning of year	2022-10-27	$790,170
Income. Received or receivable in cash from other sources (including rollovers)	2022-10-27	$152,794
Other income not declared elsewhere	2022-10-27	$18,729
Administrative expenses (other) incurred	2022-10-27	$150,527
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-10-27	No
Value of net income/loss	2022-10-27	$-53,729,344
Value of net assets at end of year (total assets less liabilities)	2022-10-27	$0
Value of net assets at beginning of year (total assets less liabilities)	2022-10-27	$53,729,344
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-10-27	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-10-27	No
Were any leases to which the plan was party in default or uncollectible	2022-10-27	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-10-27	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-10-27	$21,421,032
Interest on participant loans	2022-10-27	$13,228
Interest earned on other investments	2022-10-27	$25,557
Value of interest in common/collective trusts at end of year	2022-10-27	$0
Value of interest in common/collective trusts at beginning of year	2022-10-27	$27,835,899
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-10-27	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-10-27	$3,682,243
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-10-27	$-3,933,905
Net investment gain or loss from common/collective trusts	2022-10-27	$-4,850,049
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-10-27	No
Was there a failure to transmit to the plan any participant contributions	2022-10-27	No
Has the plan failed to provide any benefit when due under the plan	2022-10-27	No
Contributions received in cash from employer	2022-10-27	$569,839
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-10-27	$48,291,940
Did the plan have assets held for investment	2022-10-27	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-10-27	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-10-27	Yes
Opinion of an independent qualified public accountant for this plan	2022-10-27	Disclaimer
Accountancy firm name	2022-10-27	METZ & ASSOCIATES, PLLC
Accountancy firm EIN	2022-10-27	464558541
2021 : REGENCY MORTGAGE CORP 401(K) RETIREMENT SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$15,254,316
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$5,640,495
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$5,450,147
Value of total corrective distributions	2021-12-31	$58,910
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$8,564,520
Value of total assets at end of year	2021-12-31	$53,729,344
Value of total assets at beginning of year	2021-12-31	$44,115,523
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$131,438
Total interest from all sources	2021-12-31	$68,598
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$1,085,660
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$1,085,660
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$6,760,126
Participant contributions at end of year	2021-12-31	$790,170
Participant contributions at beginning of year	2021-12-31	$544,612
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$904,058
Other income not declared elsewhere	2021-12-31	$5,384
Administrative expenses (other) incurred	2021-12-31	$131,438
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$9,613,821
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$53,729,344
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$44,115,523
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$21,421,032
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$19,929,213
Interest on participant loans	2021-12-31	$29,932
Interest earned on other investments	2021-12-31	$38,666
Value of interest in common/collective trusts at end of year	2021-12-31	$27,835,899
Value of interest in common/collective trusts at beginning of year	2021-12-31	$19,816,900
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$3,682,243
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$3,824,798
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$1,831,333
Net investment gain or loss from common/collective trusts	2021-12-31	$3,698,821
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$900,336
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$5,450,147
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Disclaimer
Accountancy firm name	2021-12-31	METZ & ASSOCIATES, PLLC
Accountancy firm EIN	2021-12-31	464558541
2020 : REGENCY MORTGAGE CORP 401(K) RETIREMENT SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$11,603,619
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$3,066,177
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$2,828,016
Expenses. Certain deemed distributions of participant loans	2020-12-31	$1,012
Value of total corrective distributions	2020-12-31	$872
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$5,728,591
Value of total assets at end of year	2020-12-31	$44,115,523
Value of total assets at beginning of year	2020-12-31	$35,578,081
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$236,277
Total interest from all sources	2020-12-31	$73,276
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$758,482
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$758,482
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$5,616,439
Participant contributions at end of year	2020-12-31	$544,612
Participant contributions at beginning of year	2020-12-31	$622,658
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$112,152
Other income not declared elsewhere	2020-12-31	$147
Administrative expenses (other) incurred	2020-12-31	$236,277
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$8,537,442
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$44,115,523
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$35,578,081
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$19,929,213
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$32,239,135
Interest on participant loans	2020-12-31	$37,645
Interest earned on other investments	2020-12-31	$35,631
Value of interest in common/collective trusts at end of year	2020-12-31	$19,816,900
Value of interest in common/collective trusts at beginning of year	2020-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$3,824,798
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$2,716,288
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$2,781,505
Net investment gain or loss from common/collective trusts	2020-12-31	$2,261,618
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$2,828,016
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	METZ & ASSOCIATES, PLLC
Accountancy firm EIN	2020-12-31	464558541
2019 : REGENCY MORTGAGE CORP 401(K) RETIREMENT SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$11,404,920
Total income from all sources (including contributions)	2019-12-31	$11,404,920
Total loss/gain on sale of assets	2019-12-31	$0
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$10,862,013
Total of all expenses incurred	2019-12-31	$10,862,013
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$10,760,224
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$10,760,224
Expenses. Certain deemed distributions of participant loans	2019-12-31	$-4,658
Expenses. Certain deemed distributions of participant loans	2019-12-31	$-4,658
Value of total corrective distributions	2019-12-31	$154
Value of total corrective distributions	2019-12-31	$154
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$4,445,446
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$4,445,446
Value of total assets at end of year	2019-12-31	$35,578,081
Value of total assets at end of year	2019-12-31	$35,578,081
Value of total assets at beginning of year	2019-12-31	$35,035,174
Value of total assets at beginning of year	2019-12-31	$35,035,174
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$106,293
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$106,293
Total interest from all sources	2019-12-31	$67,096
Total interest from all sources	2019-12-31	$67,096
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$1,154,291
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$1,154,291
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$1,154,291
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$1,154,291
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$4,299,239
Contributions received from participants	2019-12-31	$4,299,239
Participant contributions at end of year	2019-12-31	$622,658
Participant contributions at end of year	2019-12-31	$622,658
Participant contributions at beginning of year	2019-12-31	$750,807
Participant contributions at beginning of year	2019-12-31	$750,807
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$128,827
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$128,827
Other income not declared elsewhere	2019-12-31	$4,512
Other income not declared elsewhere	2019-12-31	$4,512
Administrative expenses (other) incurred	2019-12-31	$106,293
Administrative expenses (other) incurred	2019-12-31	$106,293
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$542,907
Value of net income/loss	2019-12-31	$542,907
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$35,578,081
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$35,578,081
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$35,035,174
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$35,035,174
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$32,239,135
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$32,239,135
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$31,863,849
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$31,863,849
Interest on participant loans	2019-12-31	$36,952
Interest on participant loans	2019-12-31	$36,952
Interest earned on other investments	2019-12-31	$30,144
Interest earned on other investments	2019-12-31	$30,144
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$2,716,288
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$2,716,288
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$2,420,518
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$2,420,518
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$5,733,575
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$5,733,575
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$17,380
Contributions received in cash from employer	2019-12-31	$17,380
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$10,760,224
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$10,760,224
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	METZ & ASSOCIATES, PLLC
Accountancy firm name	2019-12-31	METZ & ASSOCIATES, PLLC
Accountancy firm EIN	2019-12-31	464558541
Accountancy firm EIN	2019-12-31	464558541
2018 : REGENCY MORTGAGE CORP 401(K) RETIREMENT SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total transfer of assets to this plan	2018-12-31	$5,124,224
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$7,958,783
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$7,799,052
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$7,596,531
Expenses. Certain deemed distributions of participant loans	2018-12-31	$20,770
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$7,595,713
Value of total assets at end of year	2018-12-31	$37,684,876
Value of total assets at beginning of year	2018-12-31	$32,400,921
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$181,751
Total interest from all sources	2018-12-31	$69,246
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$1,616,590
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$1,616,590
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$6,169,443
Participant contributions at end of year	2018-12-31	$750,807
Participant contributions at beginning of year	2018-12-31	$719,750
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$209,243
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-12-31	$4,753,078
Other income not declared elsewhere	2018-12-31	$16,248
Administrative expenses (other) incurred	2018-12-31	$181,751
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$159,731
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$37,684,876
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$32,400,921
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$31,863,849
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$24,763,552
Interest on participant loans	2018-12-31	$33,439
Interest earned on other investments	2018-12-31	$35,807
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$5,070,220
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$2,164,541
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-1,339,014
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$1,217,027
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$7,596,531
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	Yes
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	METZ & ASSOCIATES, PLLC
Accountancy firm EIN	2018-12-31	464558541

Form 5500 Responses for REGENCY MORTGAGE CORP 401(K) RETIREMENT SAVINGS PLAN

2022: REGENCY MORTGAGE CORP 401(K) RETIREMENT SAVINGS PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	Yes
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: REGENCY MORTGAGE CORP 401(K) RETIREMENT SAVINGS PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: REGENCY MORTGAGE CORP 401(K) RETIREMENT SAVINGS PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: REGENCY MORTGAGE CORP 401(K) RETIREMENT SAVINGS PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: REGENCY MORTGAGE CORP 401(K) RETIREMENT SAVINGS PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

DH1267

Policy instance

Insurance contract or identification number	DH1267
Number of Individuals Covered	0
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

DH1267

Policy instance

Insurance contract or identification number	DH1267
Number of Individuals Covered	1314
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

DH1267

Policy instance

Insurance contract or identification number	DH1267
Number of Individuals Covered	1284
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

DH1267

Policy instance

Insurance contract or identification number	DH1267
Number of Individuals Covered	1210
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

937949-01

Policy instance

Insurance contract or identification number	937949-01
Number of Individuals Covered	0
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

DH1267

Policy instance

Insurance contract or identification number	DH1267
Number of Individuals Covered	1262
Insurance policy start date	2018-10-29
Insurance policy end date	2028-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

937949-01

Policy instance

Insurance contract or identification number	937949-01
Number of Individuals Covered	1
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

Potentially related plans

REGENCY MORTGAGE SERVICES 401(K) PLAN [EIN = 742902311]

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Company Name:	LENDUS, LLC
Employer identification number (EIN):	020486480
NAIC Classification:	522291
NAIC Description:	Consumer Lending