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AFFILIATED SURGERY CENTERS RETIREMENT PLAN 401k Plan overview

Plan NameAFFILIATED SURGERY CENTERS RETIREMENT PLAN
Plan identification number 001

AFFILIATED SURGERY CENTERS RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

WAVERLEY SURGERY CENTER, L.P. has sponsored the creation of one or more 401k plans.

Company Name:WAVERLEY SURGERY CENTER, L.P.
Employer identification number (EIN):020554398
NAIC Classification:621493
NAIC Description:Freestanding Ambulatory Surgical and Emergency Centers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AFFILIATED SURGERY CENTERS RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012013-01-01ROZANNE SCHIRO ROZANNE SCHIRO2014-10-15
0012012-01-01KIMBERLY SEITZ KIMBERLY SEITZ2013-10-14
0012011-01-01KIMBERLY SEITZ KIMBERLY SEITZ2012-10-15
0012010-01-01KIMBERLY SEITZ KIMBERLY SEITZ2011-10-10

Plan Statistics for AFFILIATED SURGERY CENTERS RETIREMENT PLAN

401k plan membership statisitcs for AFFILIATED SURGERY CENTERS RETIREMENT PLAN

Measure Date Value
2013: AFFILIATED SURGERY CENTERS RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01220
Total number of active participants reported on line 7a of the Form 55002013-01-01272
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0142
Total of all active and inactive participants2013-01-01314
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01314
Number of participants with account balances2013-01-01247
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-018
2012: AFFILIATED SURGERY CENTERS RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01200
Total number of active participants reported on line 7a of the Form 55002012-01-01181
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0132
Total of all active and inactive participants2012-01-01213
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01213
Number of participants with account balances2012-01-01198
2011: AFFILIATED SURGERY CENTERS RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01210
Total number of active participants reported on line 7a of the Form 55002011-01-01156
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0137
Total of all active and inactive participants2011-01-01193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01193
Number of participants with account balances2011-01-01178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-015
2010: AFFILIATED SURGERY CENTERS RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01206
Total number of active participants reported on line 7a of the Form 55002010-01-01151
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0151
Total of all active and inactive participants2010-01-01202
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01202
Number of participants with account balances2010-01-01189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-015

Financial Data on AFFILIATED SURGERY CENTERS RETIREMENT PLAN

Measure Date Value
2013 : AFFILIATED SURGERY CENTERS RETIREMENT PLAN 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$7,317,188
Total of all expenses incurred2013-12-31$505,648
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$408,838
Value of total corrective distributions2013-12-31$82,010
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$4,812,395
Value of total assets at end of year2013-12-31$20,813,208
Value of total assets at beginning of year2013-12-31$14,001,668
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$14,800
Total interest from all sources2013-12-31$30,710
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$408,319
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,523,534
Participant contributions at end of year2013-12-31$570,925
Participant contributions at beginning of year2013-12-31$581,733
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$2,555,848
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$6,811,540
Value of net assets at end of year (total assets less liabilities)2013-12-31$20,813,208
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$14,001,668
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$19,498,095
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$12,785,567
Interest on participant loans2013-12-31$30,710
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$13,609
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$13,609
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$2,065,764
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$733,013
Employer contributions (assets) at end of year2013-12-31$744,188
Employer contributions (assets) at beginning of year2013-12-31$620,759
Income. Dividends from common stock2013-12-31$408,319
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$408,838
Contract administrator fees2013-12-31$14,800
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31JOHANSON & YAU ACCOUNTANCY CORP
Accountancy firm EIN2013-12-31942702860
2012 : AFFILIATED SURGERY CENTERS RETIREMENT PLAN 2012 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$13,535
Total income from all sources (including contributions)2012-12-31$3,366,541
Total of all expenses incurred2012-12-31$339,200
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$313,447
Value of total corrective distributions2012-12-31$10,418
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,978,967
Value of total assets at end of year2012-12-31$14,001,668
Value of total assets at beginning of year2012-12-31$10,987,862
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$15,335
Total interest from all sources2012-12-31$25,033
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$286,496
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$286,496
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,200,599
Participant contributions at end of year2012-12-31$581,733
Participant contributions at beginning of year2012-12-31$410,688
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$157,609
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,027,341
Value of net assets at end of year (total assets less liabilities)2012-12-31$14,001,668
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$10,974,327
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$12,785,567
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$10,048,888
Interest on participant loans2012-12-31$25,033
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$13,609
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$13,535
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$13,535
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,076,045
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$620,759
Employer contributions (assets) at end of year2012-12-31$620,759
Employer contributions (assets) at beginning of year2012-12-31$514,751
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$313,447
Contract administrator fees2012-12-31$15,335
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$13,535
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31JOHANSON & YAU ACCOUNTANCY CORP
Accountancy firm EIN2012-12-31942702860
2011 : AFFILIATED SURGERY CENTERS RETIREMENT PLAN 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$13,535
Total income from all sources (including contributions)2011-12-31$1,526,464
Total of all expenses incurred2011-12-31$672,828
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$657,187
Value of total corrective distributions2011-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,583,131
Value of total assets at end of year2011-12-31$10,987,862
Value of total assets at beginning of year2011-12-31$10,120,691
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$15,641
Total interest from all sources2011-12-31$22,389
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$224,274
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$224,274
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$996,046
Participant contributions at end of year2011-12-31$410,688
Participant contributions at beginning of year2011-12-31$423,646
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$72,334
Other income not declared elsewhere2011-12-31$-420
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$853,636
Value of net assets at end of year (total assets less liabilities)2011-12-31$10,974,327
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$10,120,691
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$10,048,888
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$8,521,203
Interest on participant loans2011-12-31$22,389
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$13,535
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$666,279
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$666,279
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-302,910
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$514,751
Employer contributions (assets) at end of year2011-12-31$514,751
Employer contributions (assets) at beginning of year2011-12-31$509,563
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$657,187
Contract administrator fees2011-12-31$15,641
Liabilities. Value of benefit claims payable at end of year2011-12-31$13,535
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31JOHANSON & YAU ACCOUNTANCY CORP
Accountancy firm EIN2011-12-31942702860
2010 : AFFILIATED SURGERY CENTERS RETIREMENT PLAN 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$2,691,870
Total of all expenses incurred2010-12-31$773,642
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$756,147
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,589,925
Value of total assets at end of year2010-12-31$10,120,691
Value of total assets at beginning of year2010-12-31$8,202,463
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$17,495
Total interest from all sources2010-12-31$19,329
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$191,136
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$191,136
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,016,242
Participant contributions at end of year2010-12-31$423,646
Participant contributions at beginning of year2010-12-31$253,210
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$64,120
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,918,228
Value of net assets at end of year (total assets less liabilities)2010-12-31$10,120,691
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$8,202,463
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$8,521,203
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$6,622,769
Interest on participant loans2010-12-31$19,324
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$666,279
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$774,114
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$774,114
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$5
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$891,480
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$509,563
Employer contributions (assets) at end of year2010-12-31$509,563
Employer contributions (assets) at beginning of year2010-12-31$552,370
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$756,147
Contract administrator fees2010-12-31$17,495
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31JOHANSON & YAU ACCOUNTANCY CORP
Accountancy firm EIN2010-12-31942702860

Form 5500 Responses for AFFILIATED SURGERY CENTERS RETIREMENT PLAN

2013: AFFILIATED SURGERY CENTERS RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: AFFILIATED SURGERY CENTERS RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: AFFILIATED SURGERY CENTERS RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: AFFILIATED SURGERY CENTERS RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes

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