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MIDCOUNTRY FINANCIAL CORP. 401(K) & SUPPLEMENTAL RETIREMENT PLAN 401k Plan overview

Plan NameMIDCOUNTRY FINANCIAL CORP. 401(K) & SUPPLEMENTAL RETIREMENT PLAN
Plan identification number 001

MIDCOUNTRY FINANCIAL CORP. 401(K) & SUPPLEMENTAL RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

MIDCOUNTRY FINANCIAL CORP. has sponsored the creation of one or more 401k plans.

Company Name:MIDCOUNTRY FINANCIAL CORP.
Employer identification number (EIN):020601695
NAIC Classification:551112
NAIC Description:Offices of Other Holding Companies

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MIDCOUNTRY FINANCIAL CORP. 401(K) & SUPPLEMENTAL RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012020-01-01ROY JONES2020-12-30 ROY JONES2020-12-30
0012020-01-01ROY JONES2020-12-30 ROY JONES2020-12-30
0012019-01-01
0012018-01-01
0012017-10-01JENNIFER FLOYD JENNIFER FLOYD2018-10-05
0012016-10-01JENNIFER FLOYD JENNIFER FLOYD2018-04-24
0012015-10-01JENNIFER B FLOYD JENNIFER B FLOYD2017-05-01
0012014-10-01DAVID P TURK DAVID P TURK2016-07-15
0012013-10-01PAUL VAN DYNE DAVID P. TURK2015-07-08
0012012-10-01KELSEY ZABEL DAVID P TURK2014-04-09
0012012-10-01KELSEY ZABEL DAVID TURK2014-04-28
0012011-10-01JULIA SCHALLER JULIA SCHALLER2013-02-21
0012010-10-01JULIA SCHALLER
0012009-10-01JULIA SCHALLER THOMAS H. HOLCOM JR.2011-05-06
0012009-10-01JULIA SCHALLER THOMAS H. HOLCOM JR.2011-05-06
0012009-10-01JULIA SCHALLER

Plan Statistics for MIDCOUNTRY FINANCIAL CORP. 401(K) & SUPPLEMENTAL RETIREMENT PLAN

401k plan membership statisitcs for MIDCOUNTRY FINANCIAL CORP. 401(K) & SUPPLEMENTAL RETIREMENT PLAN

Measure Date Value
2019: MIDCOUNTRY FINANCIAL CORP. 401(K) & SUPPLEMENTAL RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,221
Total number of active participants reported on line 7a of the Form 55002019-01-01500
Number of retired or separated participants receiving benefits2019-01-012
Number of other retired or separated participants entitled to future benefits2019-01-0158
Total of all active and inactive participants2019-01-01560
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01560
Number of participants with account balances2019-01-01114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0141
2018: MIDCOUNTRY FINANCIAL CORP. 401(K) & SUPPLEMENTAL RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,345
Total number of active participants reported on line 7a of the Form 55002018-01-01838
Number of retired or separated participants receiving benefits2018-01-013
Number of other retired or separated participants entitled to future benefits2018-01-01370
Total of all active and inactive participants2018-01-011,211
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-011,211
Number of participants with account balances2018-01-01942
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0169
2017: MIDCOUNTRY FINANCIAL CORP. 401(K) & SUPPLEMENTAL RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-10-011,400
Total number of active participants reported on line 7a of the Form 55002017-10-01883
Number of retired or separated participants receiving benefits2017-10-013
Number of other retired or separated participants entitled to future benefits2017-10-01445
Total of all active and inactive participants2017-10-011,331
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-10-010
Total participants2017-10-011,331
Number of participants with account balances2017-10-011,260
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-10-0128
2016: MIDCOUNTRY FINANCIAL CORP. 401(K) & SUPPLEMENTAL RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-10-011,397
Total number of active participants reported on line 7a of the Form 55002016-10-01912
Number of retired or separated participants receiving benefits2016-10-014
Number of other retired or separated participants entitled to future benefits2016-10-01470
Total of all active and inactive participants2016-10-011,386
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-10-010
Total participants2016-10-011,386
Number of participants with account balances2016-10-011,314
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-10-01146
2015: MIDCOUNTRY FINANCIAL CORP. 401(K) & SUPPLEMENTAL RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-10-011,310
Total number of active participants reported on line 7a of the Form 55002015-10-01991
Number of retired or separated participants receiving benefits2015-10-013
Number of other retired or separated participants entitled to future benefits2015-10-01392
Total of all active and inactive participants2015-10-011,386
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-10-010
Total participants2015-10-011,386
Number of participants with account balances2015-10-011,322
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-10-0149
2014: MIDCOUNTRY FINANCIAL CORP. 401(K) & SUPPLEMENTAL RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-10-011,301
Total number of active participants reported on line 7a of the Form 55002014-10-011,003
Number of retired or separated participants receiving benefits2014-10-011
Number of other retired or separated participants entitled to future benefits2014-10-01289
Total of all active and inactive participants2014-10-011,293
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-10-010
Total participants2014-10-011,293
Number of participants with account balances2014-10-011,264
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-10-01106
2013: MIDCOUNTRY FINANCIAL CORP. 401(K) & SUPPLEMENTAL RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-10-011,361
Total number of active participants reported on line 7a of the Form 55002013-10-01969
Number of retired or separated participants receiving benefits2013-10-011
Number of other retired or separated participants entitled to future benefits2013-10-01310
Total of all active and inactive participants2013-10-011,280
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-10-011
Total participants2013-10-011,281
Number of participants with account balances2013-10-011,254
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-10-01214
2012: MIDCOUNTRY FINANCIAL CORP. 401(K) & SUPPLEMENTAL RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-10-011,325
Total number of active participants reported on line 7a of the Form 55002012-10-011,056
Number of retired or separated participants receiving benefits2012-10-010
Number of other retired or separated participants entitled to future benefits2012-10-01292
Total of all active and inactive participants2012-10-011,348
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-10-010
Total participants2012-10-011,348
Number of participants with account balances2012-10-011,324
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-10-01125
2011: MIDCOUNTRY FINANCIAL CORP. 401(K) & SUPPLEMENTAL RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-10-011,402
Total number of active participants reported on line 7a of the Form 55002011-10-011,102
Number of retired or separated participants receiving benefits2011-10-010
Number of other retired or separated participants entitled to future benefits2011-10-01199
Total of all active and inactive participants2011-10-011,301
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-10-010
Total participants2011-10-011,301
Number of participants with account balances2011-10-011,264
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-10-01273
2010: MIDCOUNTRY FINANCIAL CORP. 401(K) & SUPPLEMENTAL RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-10-011,255
Total number of active participants reported on line 7a of the Form 55002010-10-011,083
Number of retired or separated participants receiving benefits2010-10-010
Number of other retired or separated participants entitled to future benefits2010-10-01294
Total of all active and inactive participants2010-10-011,377
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-10-010
Total participants2010-10-011,377
Number of participants with account balances2010-10-011,224
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-10-01164
2009: MIDCOUNTRY FINANCIAL CORP. 401(K) & SUPPLEMENTAL RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-10-011,272
Total number of active participants reported on line 7a of the Form 55002009-10-011,065
Number of retired or separated participants receiving benefits2009-10-010
Number of other retired or separated participants entitled to future benefits2009-10-01169
Total of all active and inactive participants2009-10-011,234
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-10-010
Total participants2009-10-011,234
Number of participants with account balances2009-10-011,098
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-10-01123
Number of employers contributing to the scheme2009-10-010

Financial Data on MIDCOUNTRY FINANCIAL CORP. 401(K) & SUPPLEMENTAL RETIREMENT PLAN

Measure Date Value
2019 : MIDCOUNTRY FINANCIAL CORP. 401(K) & SUPPLEMENTAL RETIREMENT PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$13,733
Total unrealized appreciation/depreciation of assets2019-12-31$13,733
Total transfer of assets from this plan2019-12-31$23,517,481
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$2,220,844
Total income from all sources (including contributions)2019-12-31$7,613,028
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$5,102,953
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$4,976,100
Expenses. Certain deemed distributions of participant loans2019-12-31$25,556
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,361,923
Value of total assets at end of year2019-12-31$3,540,583
Value of total assets at beginning of year2019-12-31$26,768,833
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$101,297
Total interest from all sources2019-12-31$28,837
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,053,754
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,053,754
Administrative expenses professional fees incurred2019-12-31$92,950
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,493,806
Participant contributions at end of year2019-12-31$107
Participant contributions at beginning of year2019-12-31$522,554
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$42,679
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$2,220,844
Other income not declared elsewhere2019-12-31$720
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,510,075
Value of net assets at end of year (total assets less liabilities)2019-12-31$3,540,583
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$24,547,989
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$8,347
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$3,223,884
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$20,960,840
Interest on participant loans2019-12-31$28,837
Value of interest in common/collective trusts at end of year2019-12-31$300,297
Value of interest in common/collective trusts at beginning of year2019-12-31$4,798,882
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$4,099,918
Net investment gain or loss from common/collective trusts2019-12-31$54,143
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at beginning of year2019-12-31$180,525
Contributions received in cash from employer2019-12-31$825,438
Employer contributions (assets) at end of year2019-12-31$16,295
Employer contributions (assets) at beginning of year2019-12-31$306,032
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$4,976,100
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31ELLIOTT DAVIS
Accountancy firm EIN2019-12-31570381582
2018 : MIDCOUNTRY FINANCIAL CORP. 401(K) & SUPPLEMENTAL RETIREMENT PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$24,752
Total unrealized appreciation/depreciation of assets2018-12-31$24,752
Total transfer of assets from this plan2018-12-31$22,741,029
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$2,220,844
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$2,940,056
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$8,394,729
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$8,152,289
Expenses. Certain deemed distributions of participant loans2018-12-31$58,380
Value of total corrective distributions2018-12-31$6,840
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$5,717,263
Value of total assets at end of year2018-12-31$26,768,833
Value of total assets at beginning of year2018-12-31$52,743,691
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$177,220
Total interest from all sources2018-12-31$57,284
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$2,418,246
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$2,418,246
Administrative expenses professional fees incurred2018-12-31$155,388
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$3,305,788
Participant contributions at end of year2018-12-31$522,554
Participant contributions at beginning of year2018-12-31$1,192,837
Participant contributions at beginning of year2018-12-31$37,806
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$354,268
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$2,220,844
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-5,454,673
Value of net assets at end of year (total assets less liabilities)2018-12-31$24,547,989
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$52,743,691
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$21,832
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$20,960,840
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$45,035,807
Interest on participant loans2018-12-31$57,284
Value of interest in common/collective trusts at end of year2018-12-31$4,798,882
Value of interest in common/collective trusts at beginning of year2018-12-31$6,026,608
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-5,377,140
Net investment gain or loss from common/collective trusts2018-12-31$99,651
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$180,525
Assets. Invements in employer securities at beginning of year2018-12-31$155,774
Contributions received in cash from employer2018-12-31$2,057,207
Employer contributions (assets) at end of year2018-12-31$306,032
Employer contributions (assets) at beginning of year2018-12-31$294,859
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$8,152,289
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31ELLIOTT DAVIS
Accountancy firm EIN2018-12-31570381582
2017 : MIDCOUNTRY FINANCIAL CORP. 401(K) & SUPPLEMENTAL RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$3,177,302
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,306,329
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,267,572
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,247,250
Value of total assets at end of year2017-12-31$52,743,691
Value of total assets at beginning of year2017-12-31$50,872,718
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$38,757
Total interest from all sources2017-12-31$11,725
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,667,922
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,667,922
Administrative expenses professional fees incurred2017-12-31$38,757
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$798,735
Participant contributions at end of year2017-12-31$1,192,837
Participant contributions at beginning of year2017-12-31$1,168,013
Participant contributions at end of year2017-12-31$37,806
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$21,039
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,870,973
Value of net assets at end of year (total assets less liabilities)2017-12-31$52,743,691
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$50,872,718
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$45,035,807
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$43,084,576
Interest on participant loans2017-12-31$11,725
Value of interest in common/collective trusts at end of year2017-12-31$6,026,608
Value of interest in common/collective trusts at beginning of year2017-12-31$6,194,277
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$224,917
Net investment gain or loss from common/collective trusts2017-12-31$25,488
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$155,774
Assets. Invements in employer securities at beginning of year2017-12-31$155,774
Contributions received in cash from employer2017-12-31$427,476
Employer contributions (assets) at end of year2017-12-31$294,859
Employer contributions (assets) at beginning of year2017-12-31$270,078
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,267,572
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31ELLIOTT DAVIS
Accountancy firm EIN2017-12-31570381582
Unrealized appreciation/depreciation of other (non real estate) assets2017-09-30$15,873
Total unrealized appreciation/depreciation of assets2017-09-30$15,873
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$0
Total income from all sources (including contributions)2017-09-30$12,800,177
Total loss/gain on sale of assets2017-09-30$0
Total of all expenses incurred2017-09-30$6,350,671
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-09-30$6,157,409
Expenses. Certain deemed distributions of participant loans2017-09-30$39,152
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-09-30$6,706,951
Value of total assets at end of year2017-09-30$50,872,718
Value of total assets at beginning of year2017-09-30$44,423,212
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-09-30$154,110
Total interest from all sources2017-09-30$48,692
Total dividends received (eg from common stock, registered investment company shares)2017-09-30$1,894,787
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2017-09-30$1,894,787
Administrative expenses professional fees incurred2017-09-30$135,225
Was this plan covered by a fidelity bond2017-09-30Yes
Value of fidelity bond cover2017-09-30$1,000,000
If this is an individual account plan, was there a blackout period2017-09-30No
Were there any nonexempt tranactions with any party-in-interest2017-09-30No
Contributions received from participants2017-09-30$3,545,504
Participant contributions at end of year2017-09-30$1,168,013
Participant contributions at beginning of year2017-09-30$1,056,570
Income. Received or receivable in cash from other sources (including rollovers)2017-09-30$932,072
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Value of net income/loss2017-09-30$6,449,506
Value of net assets at end of year (total assets less liabilities)2017-09-30$50,872,718
Value of net assets at beginning of year (total assets less liabilities)2017-09-30$44,423,212
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-09-30No
Were any leases to which the plan was party in default or uncollectible2017-09-30No
Investment advisory and management fees2017-09-30$18,885
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-09-30$43,084,576
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-09-30$36,064,633
Interest on participant loans2017-09-30$48,692
Value of interest in common/collective trusts at end of year2017-09-30$6,194,277
Value of interest in common/collective trusts at beginning of year2017-09-30$6,925,577
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-09-30$4,034,547
Net investment gain or loss from common/collective trusts2017-09-30$99,327
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-09-30No
Was there a failure to transmit to the plan any participant contributions2017-09-30No
Has the plan failed to provide any benefit when due under the plan2017-09-30No
Assets. Invements in employer securities at end of year2017-09-30$155,774
Assets. Invements in employer securities at beginning of year2017-09-30$139,901
Contributions received in cash from employer2017-09-30$2,229,375
Employer contributions (assets) at end of year2017-09-30$270,078
Employer contributions (assets) at beginning of year2017-09-30$236,531
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-09-30$6,157,409
Did the plan have assets held for investment2017-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-09-30Yes
Opinion of an independent qualified public accountant for this plan2017-09-30Disclaimer
Accountancy firm name2017-09-30ELLIOTT DAVIS
Accountancy firm EIN2017-09-30570381582
2016 : MIDCOUNTRY FINANCIAL CORP. 401(K) & SUPPLEMENTAL RETIREMENT PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-09-30$-9,416
Total unrealized appreciation/depreciation of assets2016-09-30$-9,416
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$0
Total income from all sources (including contributions)2016-09-30$9,971,392
Total loss/gain on sale of assets2016-09-30$0
Total of all expenses incurred2016-09-30$2,899,214
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-09-30$2,679,121
Expenses. Certain deemed distributions of participant loans2016-09-30$58,427
Value of total corrective distributions2016-09-30$32,375
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-09-30$6,252,316
Value of total assets at end of year2016-09-30$44,423,212
Value of total assets at beginning of year2016-09-30$37,351,034
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-09-30$129,291
Total interest from all sources2016-09-30$48,151
Total dividends received (eg from common stock, registered investment company shares)2016-09-30$2,391,640
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2016-09-30$2,391,640
Administrative expenses professional fees incurred2016-09-30$113,194
Was this plan covered by a fidelity bond2016-09-30Yes
Value of fidelity bond cover2016-09-30$1,000,000
If this is an individual account plan, was there a blackout period2016-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-09-30$0
Were there any nonexempt tranactions with any party-in-interest2016-09-30No
Contributions received from participants2016-09-30$3,768,596
Participant contributions at end of year2016-09-30$1,056,570
Participant contributions at beginning of year2016-09-30$1,127,363
Income. Received or receivable in cash from other sources (including rollovers)2016-09-30$139,602
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Value of net income/loss2016-09-30$7,072,178
Value of net assets at end of year (total assets less liabilities)2016-09-30$44,423,212
Value of net assets at beginning of year (total assets less liabilities)2016-09-30$37,351,034
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-09-30No
Were any leases to which the plan was party in default or uncollectible2016-09-30No
Investment advisory and management fees2016-09-30$16,097
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-09-30$36,064,633
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-09-30$29,323,732
Interest on participant loans2016-09-30$48,151
Value of interest in common/collective trusts at end of year2016-09-30$6,925,577
Value of interest in common/collective trusts at beginning of year2016-09-30$6,313,070
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-09-30$1,194,369
Net investment gain or loss from common/collective trusts2016-09-30$94,332
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-09-30No
Was there a failure to transmit to the plan any participant contributions2016-09-30Yes
Has the plan failed to provide any benefit when due under the plan2016-09-30No
Assets. Invements in employer securities at end of year2016-09-30$139,901
Assets. Invements in employer securities at beginning of year2016-09-30$149,317
Contributions received in cash from employer2016-09-30$2,344,118
Employer contributions (assets) at end of year2016-09-30$236,531
Employer contributions (assets) at beginning of year2016-09-30$437,552
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-09-30$2,679,121
Did the plan have assets held for investment2016-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-09-30Yes
Opinion of an independent qualified public accountant for this plan2016-09-30Disclaimer
Accountancy firm name2016-09-30BKD, LLP
Accountancy firm EIN2016-09-30440160260
2015 : MIDCOUNTRY FINANCIAL CORP. 401(K) & SUPPLEMENTAL RETIREMENT PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-09-30$30,940
Total unrealized appreciation/depreciation of assets2015-09-30$30,940
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$31,337
Total income from all sources (including contributions)2015-09-30$4,793,597
Total loss/gain on sale of assets2015-09-30$0
Total of all expenses incurred2015-09-30$4,625,703
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-09-30$4,414,699
Expenses. Certain deemed distributions of participant loans2015-09-30$81,762
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-09-30$5,323,513
Value of total assets at end of year2015-09-30$37,351,034
Value of total assets at beginning of year2015-09-30$37,214,477
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-09-30$129,242
Total interest from all sources2015-09-30$46,259
Total dividends received (eg from common stock, registered investment company shares)2015-09-30$1,624,294
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2015-09-30$1,624,294
Administrative expenses professional fees incurred2015-09-30$129,242
Was this plan covered by a fidelity bond2015-09-30Yes
Value of fidelity bond cover2015-09-30$1,000,000
If this is an individual account plan, was there a blackout period2015-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-09-30$0
Were there any nonexempt tranactions with any party-in-interest2015-09-30No
Contributions received from participants2015-09-30$3,365,020
Participant contributions at end of year2015-09-30$1,127,363
Participant contributions at beginning of year2015-09-30$1,145,249
Income. Received or receivable in cash from other sources (including rollovers)2015-09-30$240,248
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-09-30$31,337
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Value of net income/loss2015-09-30$167,894
Value of net assets at end of year (total assets less liabilities)2015-09-30$37,351,034
Value of net assets at beginning of year (total assets less liabilities)2015-09-30$37,183,140
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-09-30No
Were any leases to which the plan was party in default or uncollectible2015-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-09-30$29,323,732
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-09-30$29,217,671
Interest on participant loans2015-09-30$46,259
Value of interest in common/collective trusts at end of year2015-09-30$6,313,070
Value of interest in common/collective trusts at beginning of year2015-09-30$6,732,929
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-09-30$-2,308,023
Net investment gain or loss from common/collective trusts2015-09-30$76,614
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-09-30No
Was there a failure to transmit to the plan any participant contributions2015-09-30No
Has the plan failed to provide any benefit when due under the plan2015-09-30No
Assets. Invements in employer securities at end of year2015-09-30$149,317
Assets. Invements in employer securities at beginning of year2015-09-30$118,628
Contributions received in cash from employer2015-09-30$1,718,245
Employer contributions (assets) at end of year2015-09-30$437,552
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-09-30$4,414,699
Did the plan have assets held for investment2015-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-09-30Yes
Opinion of an independent qualified public accountant for this plan2015-09-30Disclaimer
Accountancy firm name2015-09-30BKD, LLP
Accountancy firm EIN2015-09-30440160260
2014 : MIDCOUNTRY FINANCIAL CORP. 401(K) & SUPPLEMENTAL RETIREMENT PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-09-30$-66,594
Total unrealized appreciation/depreciation of assets2014-09-30$-66,594
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$31,337
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$25,930
Total income from all sources (including contributions)2014-09-30$7,510,308
Total loss/gain on sale of assets2014-09-30$0
Total of all expenses incurred2014-09-30$6,511,561
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-09-30$6,197,927
Expenses. Certain deemed distributions of participant loans2014-09-30$176,071
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-09-30$4,358,095
Value of total assets at end of year2014-09-30$37,214,477
Value of total assets at beginning of year2014-09-30$36,210,323
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-09-30$137,563
Total interest from all sources2014-09-30$40,572
Total dividends received (eg from common stock, registered investment company shares)2014-09-30$987,395
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2014-09-30$987,395
Administrative expenses professional fees incurred2014-09-30$9,500
Was this plan covered by a fidelity bond2014-09-30Yes
Value of fidelity bond cover2014-09-30$1,000,000
If this is an individual account plan, was there a blackout period2014-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-09-30$0
Were there any nonexempt tranactions with any party-in-interest2014-09-30No
Contributions received from participants2014-09-30$3,083,215
Participant contributions at end of year2014-09-30$1,145,249
Participant contributions at beginning of year2014-09-30$908,959
Income. Received or receivable in cash from other sources (including rollovers)2014-09-30$103,727
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-09-30$31,337
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-09-30$25,930
Other income not declared elsewhere2014-09-30$383
Administrative expenses (other) incurred2014-09-30$106,262
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Value of net income/loss2014-09-30$998,747
Value of net assets at end of year (total assets less liabilities)2014-09-30$37,183,140
Value of net assets at beginning of year (total assets less liabilities)2014-09-30$36,184,393
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-09-30No
Were any leases to which the plan was party in default or uncollectible2014-09-30No
Investment advisory and management fees2014-09-30$21,801
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-09-30$29,217,671
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-09-30$27,000,526
Interest on participant loans2014-09-30$40,572
Value of interest in common/collective trusts at end of year2014-09-30$6,732,929
Value of interest in common/collective trusts at beginning of year2014-09-30$7,680,412
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-09-30$2,122,291
Net investment gain or loss from common/collective trusts2014-09-30$68,166
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-09-30No
Was there a failure to transmit to the plan any participant contributions2014-09-30No
Has the plan failed to provide any benefit when due under the plan2014-09-30No
Assets. Invements in employer securities at end of year2014-09-30$118,628
Assets. Invements in employer securities at beginning of year2014-09-30$185,373
Contributions received in cash from employer2014-09-30$1,171,153
Employer contributions (assets) at beginning of year2014-09-30$435,053
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-09-30$6,197,927
Did the plan have assets held for investment2014-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-09-30Yes
Opinion of an independent qualified public accountant for this plan2014-09-30Disclaimer
Accountancy firm name2014-09-30BKD, LLP
Accountancy firm EIN2014-09-30440160260
2013 : MIDCOUNTRY FINANCIAL CORP. 401(K) & SUPPLEMENTAL RETIREMENT PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-09-30$-29,142
Total unrealized appreciation/depreciation of assets2013-09-30$-29,142
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$25,930
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$20,484
Total income from all sources (including contributions)2013-09-30$8,802,536
Total loss/gain on sale of assets2013-09-30$0
Total of all expenses incurred2013-09-30$4,345,380
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-09-30$4,187,823
Expenses. Certain deemed distributions of participant loans2013-09-30$24,518
Value of total corrective distributions2013-09-30$7,859
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-09-30$4,826,107
Value of total assets at end of year2013-09-30$36,210,323
Value of total assets at beginning of year2013-09-30$31,747,721
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-09-30$125,180
Total interest from all sources2013-09-30$35,625
Total dividends received (eg from common stock, registered investment company shares)2013-09-30$724,090
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2013-09-30$724,090
Administrative expenses professional fees incurred2013-09-30$9,500
Was this plan covered by a fidelity bond2013-09-30Yes
Value of fidelity bond cover2013-09-30$1,000,000
If this is an individual account plan, was there a blackout period2013-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-09-30$0
Were there any nonexempt tranactions with any party-in-interest2013-09-30No
Contributions received from participants2013-09-30$3,029,709
Participant contributions at end of year2013-09-30$908,959
Participant contributions at beginning of year2013-09-30$833,624
Income. Received or receivable in cash from other sources (including rollovers)2013-09-30$199,443
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-09-30$30
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-09-30$25,930
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-09-30$20,484
Administrative expenses (other) incurred2013-09-30$94,888
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Value of net income/loss2013-09-30$4,457,156
Value of net assets at end of year (total assets less liabilities)2013-09-30$36,184,393
Value of net assets at beginning of year (total assets less liabilities)2013-09-30$31,727,237
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-09-30No
Were any leases to which the plan was party in default or uncollectible2013-09-30No
Investment advisory and management fees2013-09-30$20,792
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-09-30$27,000,526
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-09-30$21,978,650
Interest on participant loans2013-09-30$35,625
Value of interest in common/collective trusts at end of year2013-09-30$7,680,412
Value of interest in common/collective trusts at beginning of year2013-09-30$7,922,807
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-09-30$3,157,261
Net investment gain or loss from common/collective trusts2013-09-30$88,595
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-09-30No
Was there a failure to transmit to the plan any participant contributions2013-09-30No
Has the plan failed to provide any benefit when due under the plan2013-09-30No
Assets. Invements in employer securities at end of year2013-09-30$185,373
Assets. Invements in employer securities at beginning of year2013-09-30$214,515
Contributions received in cash from employer2013-09-30$1,596,955
Employer contributions (assets) at end of year2013-09-30$435,053
Employer contributions (assets) at beginning of year2013-09-30$798,125
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-09-30$4,187,793
Did the plan have assets held for investment2013-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-09-30Yes
Opinion of an independent qualified public accountant for this plan2013-09-30Disclaimer
Accountancy firm name2013-09-30BKD, LLP
Accountancy firm EIN2013-09-30440160260
2012 : MIDCOUNTRY FINANCIAL CORP. 401(K) & SUPPLEMENTAL RETIREMENT PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-09-30$-45,331
Total unrealized appreciation/depreciation of assets2012-09-30$-45,331
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$20,484
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$3,327
Total income from all sources (including contributions)2012-09-30$8,852,777
Total loss/gain on sale of assets2012-09-30$0
Total of all expenses incurred2012-09-30$4,000,180
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-09-30$3,836,556
Value of total corrective distributions2012-09-30$44,157
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-09-30$4,825,433
Value of total assets at end of year2012-09-30$31,747,721
Value of total assets at beginning of year2012-09-30$26,877,967
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-09-30$119,467
Total interest from all sources2012-09-30$32,835
Total dividends received (eg from common stock, registered investment company shares)2012-09-30$533,490
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2012-09-30$533,490
Administrative expenses professional fees incurred2012-09-30$9,500
Was this plan covered by a fidelity bond2012-09-30Yes
Value of fidelity bond cover2012-09-30$500,000
If this is an individual account plan, was there a blackout period2012-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-09-30$0
Were there any nonexempt tranactions with any party-in-interest2012-09-30No
Contributions received from participants2012-09-30$2,844,975
Participant contributions at end of year2012-09-30$833,624
Participant contributions at beginning of year2012-09-30$778,114
Income. Received or receivable in cash from other sources (including rollovers)2012-09-30$91,397
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-09-30$53
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-09-30$20,484
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-09-30$3,327
Administrative expenses (other) incurred2012-09-30$89,145
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Value of net income/loss2012-09-30$4,852,597
Value of net assets at end of year (total assets less liabilities)2012-09-30$31,727,237
Value of net assets at beginning of year (total assets less liabilities)2012-09-30$26,874,640
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-09-30No
Were any leases to which the plan was party in default or uncollectible2012-09-30No
Investment advisory and management fees2012-09-30$20,822
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-09-30$21,978,650
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-09-30$16,713,310
Interest on participant loans2012-09-30$32,835
Value of interest in common/collective trusts at end of year2012-09-30$7,922,807
Value of interest in common/collective trusts at beginning of year2012-09-30$8,314,858
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-09-30$3,467,752
Net investment gain or loss from common/collective trusts2012-09-30$38,598
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-09-30No
Was there a failure to transmit to the plan any participant contributions2012-09-30No
Has the plan failed to provide any benefit when due under the plan2012-09-30No
Assets. Invements in employer securities at end of year2012-09-30$214,515
Assets. Invements in employer securities at beginning of year2012-09-30$268,513
Contributions received in cash from employer2012-09-30$1,889,061
Employer contributions (assets) at end of year2012-09-30$798,125
Employer contributions (assets) at beginning of year2012-09-30$803,172
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-09-30$3,836,503
Did the plan have assets held for investment2012-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-09-30Yes
Opinion of an independent qualified public accountant for this plan2012-09-30Disclaimer
Accountancy firm name2012-09-30BKD, LLP
Accountancy firm EIN2012-09-30440160260
2011 : MIDCOUNTRY FINANCIAL CORP. 401(K) & SUPPLEMENTAL RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$3,327
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$0
Total income from all sources (including contributions)2011-09-30$4,163,523
Total loss/gain on sale of assets2011-09-30$0
Total of all expenses incurred2011-09-30$2,893,832
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-09-30$2,720,494
Expenses. Certain deemed distributions of participant loans2011-09-30$45,951
Value of total corrective distributions2011-09-30$13,270
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-09-30$4,488,142
Value of total assets at end of year2011-09-30$26,877,967
Value of total assets at beginning of year2011-09-30$25,604,949
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-09-30$114,117
Total interest from all sources2011-09-30$30,510
Total dividends received (eg from common stock, registered investment company shares)2011-09-30$539,030
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2011-09-30$458,448
Administrative expenses professional fees incurred2011-09-30$9,000
Was this plan covered by a fidelity bond2011-09-30Yes
Value of fidelity bond cover2011-09-30$1,000,000
If this is an individual account plan, was there a blackout period2011-09-30No
Were there any nonexempt tranactions with any party-in-interest2011-09-30No
Contributions received from participants2011-09-30$2,661,330
Participant contributions at end of year2011-09-30$778,114
Participant contributions at beginning of year2011-09-30$615,437
Income. Received or receivable in cash from other sources (including rollovers)2011-09-30$60,359
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-09-30$3,327
Administrative expenses (other) incurred2011-09-30$81,710
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Value of net income/loss2011-09-30$1,269,691
Value of net assets at end of year (total assets less liabilities)2011-09-30$26,874,640
Value of net assets at beginning of year (total assets less liabilities)2011-09-30$25,604,949
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-09-30No
Were any leases to which the plan was party in default or uncollectible2011-09-30No
Investment advisory and management fees2011-09-30$23,407
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-09-30$16,713,310
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-09-30$16,096,862
Interest on participant loans2011-09-30$30,510
Value of interest in common/collective trusts at end of year2011-09-30$8,314,858
Value of interest in common/collective trusts at beginning of year2011-09-30$7,886,092
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-09-30$-925,177
Net investment gain or loss from common/collective trusts2011-09-30$31,018
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-09-30No
Was there a failure to transmit to the plan any participant contributions2011-09-30No
Has the plan failed to provide any benefit when due under the plan2011-09-30No
Assets. Invements in employer securities at end of year2011-09-30$268,513
Assets. Invements in employer securities at beginning of year2011-09-30$187,931
Contributions received in cash from employer2011-09-30$1,766,453
Employer contributions (assets) at end of year2011-09-30$803,172
Employer contributions (assets) at beginning of year2011-09-30$818,627
Income. Dividends from common stock2011-09-30$80,582
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-09-30$2,720,494
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-09-30No
Did the plan have assets held for investment2011-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-09-30Yes
Opinion of an independent qualified public accountant for this plan2011-09-30Disclaimer
Accountancy firm name2011-09-30BKD, LLP
Accountancy firm EIN2011-09-30440160260

Form 5500 Responses for MIDCOUNTRY FINANCIAL CORP. 401(K) & SUPPLEMENTAL RETIREMENT PLAN

2019: MIDCOUNTRY FINANCIAL CORP. 401(K) & SUPPLEMENTAL RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: MIDCOUNTRY FINANCIAL CORP. 401(K) & SUPPLEMENTAL RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: MIDCOUNTRY FINANCIAL CORP. 401(K) & SUPPLEMENTAL RETIREMENT PLAN 2017 form 5500 responses
2017-10-01Type of plan entitySingle employer plan
2017-10-01Submission has been amendedNo
2017-10-01This submission is the final filingNo
2017-10-01This return/report is a short plan year return/report (less than 12 months)Yes
2017-10-01Plan is a collectively bargained planNo
2017-10-01Plan funding arrangement – TrustYes
2017-10-01Plan benefit arrangement - TrustYes
2016: MIDCOUNTRY FINANCIAL CORP. 401(K) & SUPPLEMENTAL RETIREMENT PLAN 2016 form 5500 responses
2016-10-01Type of plan entitySingle employer plan
2016-10-01Submission has been amendedNo
2016-10-01This submission is the final filingNo
2016-10-01This return/report is a short plan year return/report (less than 12 months)No
2016-10-01Plan is a collectively bargained planNo
2016-10-01Plan funding arrangement – TrustYes
2016-10-01Plan benefit arrangement - TrustYes
2015: MIDCOUNTRY FINANCIAL CORP. 401(K) & SUPPLEMENTAL RETIREMENT PLAN 2015 form 5500 responses
2015-10-01Type of plan entitySingle employer plan
2015-10-01Submission has been amendedNo
2015-10-01This submission is the final filingNo
2015-10-01This return/report is a short plan year return/report (less than 12 months)No
2015-10-01Plan is a collectively bargained planNo
2015-10-01Plan funding arrangement – TrustYes
2015-10-01Plan benefit arrangement - TrustYes
2014: MIDCOUNTRY FINANCIAL CORP. 401(K) & SUPPLEMENTAL RETIREMENT PLAN 2014 form 5500 responses
2014-10-01Type of plan entitySingle employer plan
2014-10-01Submission has been amendedNo
2014-10-01This submission is the final filingNo
2014-10-01This return/report is a short plan year return/report (less than 12 months)No
2014-10-01Plan is a collectively bargained planNo
2014-10-01Plan funding arrangement – TrustYes
2014-10-01Plan benefit arrangement - TrustYes
2013: MIDCOUNTRY FINANCIAL CORP. 401(K) & SUPPLEMENTAL RETIREMENT PLAN 2013 form 5500 responses
2013-10-01Type of plan entitySingle employer plan
2013-10-01Submission has been amendedNo
2013-10-01This submission is the final filingNo
2013-10-01This return/report is a short plan year return/report (less than 12 months)No
2013-10-01Plan is a collectively bargained planNo
2013-10-01Plan funding arrangement – TrustYes
2013-10-01Plan benefit arrangement - TrustYes
2012: MIDCOUNTRY FINANCIAL CORP. 401(K) & SUPPLEMENTAL RETIREMENT PLAN 2012 form 5500 responses
2012-10-01Type of plan entitySingle employer plan
2012-10-01Submission has been amendedNo
2012-10-01This submission is the final filingNo
2012-10-01This return/report is a short plan year return/report (less than 12 months)No
2012-10-01Plan is a collectively bargained planNo
2012-10-01Plan funding arrangement – TrustYes
2012-10-01Plan benefit arrangement - TrustYes
2011: MIDCOUNTRY FINANCIAL CORP. 401(K) & SUPPLEMENTAL RETIREMENT PLAN 2011 form 5500 responses
2011-10-01Type of plan entitySingle employer plan
2011-10-01Submission has been amendedNo
2011-10-01This submission is the final filingNo
2011-10-01This return/report is a short plan year return/report (less than 12 months)No
2011-10-01Plan is a collectively bargained planNo
2011-10-01Plan funding arrangement – TrustYes
2011-10-01Plan benefit arrangement - TrustYes
2010: MIDCOUNTRY FINANCIAL CORP. 401(K) & SUPPLEMENTAL RETIREMENT PLAN 2010 form 5500 responses
2010-10-01Type of plan entitySingle employer plan
2010-10-01Submission has been amendedYes
2010-10-01This submission is the final filingNo
2010-10-01This return/report is a short plan year return/report (less than 12 months)No
2010-10-01Plan is a collectively bargained planNo
2010-10-01Plan funding arrangement – TrustYes
2010-10-01Plan benefit arrangement - TrustYes
2009: MIDCOUNTRY FINANCIAL CORP. 401(K) & SUPPLEMENTAL RETIREMENT PLAN 2009 form 5500 responses
2009-10-01Type of plan entitySingle employer plan
2009-10-01Submission has been amendedYes
2009-10-01This submission is the final filingNo
2009-10-01This return/report is a short plan year return/report (less than 12 months)No
2009-10-01Plan is a collectively bargained planNo
2009-10-01Plan funding arrangement – TrustYes
2009-10-01Plan benefit arrangement - TrustYes

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