401k Plan data: GRIMSHAW ARCHITECTS PC 401(K) RETIREMENT PLAN plan

GRIMSHAW ARCHITECTS PC 401(K) RETIREMENT PLAN 401k Plan overview

Plan Name	GRIMSHAW ARCHITECTS PC 401(K) RETIREMENT PLAN
Plan identification number	001

GRIMSHAW ARCHITECTS PC 401(K) RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

GRIMSHAW ARCHITECTS PC has sponsored the creation of one or more 401k plans.

Company Name: GRIMSHAW ARCHITECTS PC

Employer identification number (EIN): 020622328

NAIC Classification: 541310
NAIC Description: Architectural Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GRIMSHAW ARCHITECTS PC 401(K) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2019-01-01 ANDREW WHALLEY 2020-10-12
001 2018-01-01 ANDREW WHALLEY 2019-10-13
001 2018-01-01 ANDREW WHALLEY 2020-05-11
001 2017-01-01
001 2017-01-01
001 2016-01-01
001 2016-01-01 ANDREW WHALLEY 2017-10-16
001 2015-01-01 ANDREW WHALLEY
001 2015-01-01 ANDREW WHALLEY
001 2014-01-01 ANDREW WHALLEY
001 2013-01-01 ANDREW WHALLEY 2014-10-14
001 2012-01-01 ANDREW WHALLEY 2013-10-14
001 2011-01-01 ANDREW WHALLEY 2012-10-13
001 2010-01-01 EDGARDO SAADE 2011-06-09

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2019-01-01	ANDREW WHALLEY	2020-10-12
001	2018-01-01	ANDREW WHALLEY	2019-10-13
001	2018-01-01	ANDREW WHALLEY	2020-05-11
001	2017-01-01
001	2017-01-01
001	2016-01-01
001	2016-01-01	ANDREW WHALLEY	2017-10-16
001	2015-01-01	ANDREW WHALLEY
001	2015-01-01	ANDREW WHALLEY
001	2014-01-01	ANDREW WHALLEY
001	2013-01-01	ANDREW WHALLEY	2014-10-14
001	2012-01-01	ANDREW WHALLEY	2013-10-14
001	2011-01-01	ANDREW WHALLEY	2012-10-13
001	2010-01-01	EDGARDO SAADE	2011-06-09

Plan Statistics for GRIMSHAW ARCHITECTS PC 401(K) RETIREMENT PLAN

401k plan membership statisitcs for GRIMSHAW ARCHITECTS PC 401(K) RETIREMENT PLAN

Measure Date Value
2019: GRIMSHAW ARCHITECTS PC 401(K) RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 192
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 115
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 79
Total of all active and inactive participants 2019-01-01 194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 194
Number of participants with account balances 2019-01-01 176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: GRIMSHAW ARCHITECTS PC 401(K) RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 168
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 125
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 67
Total of all active and inactive participants 2018-01-01 192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 192
Number of participants with account balances 2018-01-01 158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: GRIMSHAW ARCHITECTS PC 401(K) RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 148
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 106
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 60
Total of all active and inactive participants 2017-01-01 166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 166
Number of participants with account balances 2017-01-01 139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: GRIMSHAW ARCHITECTS PC 401(K) RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 135
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 88
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 58
Total of all active and inactive participants 2016-01-01 146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 146
Number of participants with account balances 2016-01-01 123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: GRIMSHAW ARCHITECTS PC 401(K) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 120
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 82
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 50
Total of all active and inactive participants 2015-01-01 132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 132
Number of participants with account balances 2015-01-01 114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: GRIMSHAW ARCHITECTS PC 401(K) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 123
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 82
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 35
Total of all active and inactive participants 2014-01-01 117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 117
Number of participants with account balances 2014-01-01 110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0

Measure	Date	Value
2019: GRIMSHAW ARCHITECTS PC 401(K) RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	192
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	115
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	79
Total of all active and inactive participants	2019-01-01	194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	194
Number of participants with account balances	2019-01-01	176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: GRIMSHAW ARCHITECTS PC 401(K) RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	168
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	125
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	67
Total of all active and inactive participants	2018-01-01	192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	192
Number of participants with account balances	2018-01-01	158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: GRIMSHAW ARCHITECTS PC 401(K) RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	148
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	106
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	60
Total of all active and inactive participants	2017-01-01	166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	166
Number of participants with account balances	2017-01-01	139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: GRIMSHAW ARCHITECTS PC 401(K) RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	135
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	88
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	58
Total of all active and inactive participants	2016-01-01	146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	146
Number of participants with account balances	2016-01-01	123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: GRIMSHAW ARCHITECTS PC 401(K) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	120
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	82
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	50
Total of all active and inactive participants	2015-01-01	132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	132
Number of participants with account balances	2015-01-01	114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: GRIMSHAW ARCHITECTS PC 401(K) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	123
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	82
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	35
Total of all active and inactive participants	2014-01-01	117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	117
Number of participants with account balances	2014-01-01	110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0

Financial Data on GRIMSHAW ARCHITECTS PC 401(K) RETIREMENT PLAN

Measure	Date	Value
2019 : GRIMSHAW ARCHITECTS PC 401(K) RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$2,291,633
Total income from all sources (including contributions)	2019-12-31	$2,291,633
Total loss/gain on sale of assets	2019-12-31	$0
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$130,897
Total of all expenses incurred	2019-12-31	$130,897
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$92,393
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$92,393
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,131,441
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,131,441
Value of total assets at end of year	2019-12-31	$7,377,877
Value of total assets at end of year	2019-12-31	$7,377,877
Value of total assets at beginning of year	2019-12-31	$5,217,141
Value of total assets at beginning of year	2019-12-31	$5,217,141
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$38,504
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$38,504
Total interest from all sources	2019-12-31	$8,441
Total interest from all sources	2019-12-31	$8,441
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$413,210
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$413,210
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$413,210
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$413,210
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$638,578
Contributions received from participants	2019-12-31	$638,578
Participant contributions at end of year	2019-12-31	$148,559
Participant contributions at end of year	2019-12-31	$148,559
Participant contributions at beginning of year	2019-12-31	$92,237
Participant contributions at beginning of year	2019-12-31	$92,237
Participant contributions at end of year	2019-12-31	$24,908
Participant contributions at end of year	2019-12-31	$24,908
Participant contributions at beginning of year	2019-12-31	$26,347
Participant contributions at beginning of year	2019-12-31	$26,347
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$104,428
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$104,428
Other income not declared elsewhere	2019-12-31	$91
Other income not declared elsewhere	2019-12-31	$91
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$2,160,736
Value of net income/loss	2019-12-31	$2,160,736
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$7,377,877
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$7,377,877
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$5,217,141
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$5,217,141
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$38,504
Investment advisory and management fees	2019-12-31	$38,504
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$6,456,331
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$6,456,331
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$4,770,331
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$4,770,331
Interest on participant loans	2019-12-31	$8,441
Interest on participant loans	2019-12-31	$8,441
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$359,644
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$359,644
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$5,505
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$5,505
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$738,450
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$738,450
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$388,435
Contributions received in cash from employer	2019-12-31	$388,435
Employer contributions (assets) at end of year	2019-12-31	$388,435
Employer contributions (assets) at end of year	2019-12-31	$388,435
Employer contributions (assets) at beginning of year	2019-12-31	$322,721
Employer contributions (assets) at beginning of year	2019-12-31	$322,721
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$92,393
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$92,393
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	PKF O'CONNOR DAVIES, LLP
Accountancy firm name	2019-12-31	PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN	2019-12-31	271728945
Accountancy firm EIN	2019-12-31	271728945
2018 : GRIMSHAW ARCHITECTS PC 401(K) RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$440,996
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$60,268
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$35,373
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$846,063
Value of total assets at end of year	2018-12-31	$5,217,141
Value of total assets at beginning of year	2018-12-31	$4,836,413
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$24,895
Total interest from all sources	2018-12-31	$3,834
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$472,042
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$472,042
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$125,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$478,642
Participant contributions at end of year	2018-12-31	$92,237
Participant contributions at beginning of year	2018-12-31	$54,098
Participant contributions at end of year	2018-12-31	$26,347
Participant contributions at beginning of year	2018-12-31	$16,612
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$44,700
Other income not declared elsewhere	2018-12-31	$189
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$380,728
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$5,217,141
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$4,836,413
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$24,895
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$4,770,331
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$4,485,696
Interest on participant loans	2018-12-31	$3,834
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$5,505
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$4,768
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-881,132
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$322,721
Employer contributions (assets) at end of year	2018-12-31	$322,721
Employer contributions (assets) at beginning of year	2018-12-31	$275,239
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$35,373
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN	2018-12-31	271728945
2017 : GRIMSHAW ARCHITECTS PC 401(K) RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$1,209,975
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$119,594
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$99,492
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$616,450
Value of total assets at end of year	2017-12-31	$4,836,413
Value of total assets at beginning of year	2017-12-31	$3,746,032
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$20,102
Total interest from all sources	2017-12-31	$2,199
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$377,625
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$377,625
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$125,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$341,211
Participant contributions at end of year	2017-12-31	$54,098
Participant contributions at beginning of year	2017-12-31	$61,002
Participant contributions at end of year	2017-12-31	$16,612
Participant contributions at beginning of year	2017-12-31	$11,009
Other income not declared elsewhere	2017-12-31	$254
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$1,090,381
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$4,836,413
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$3,746,032
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$20,102
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$4,485,696
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$3,418,652
Interest on participant loans	2017-12-31	$2,199
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$4,768
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$2,925
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$213,447
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$275,239
Employer contributions (assets) at end of year	2017-12-31	$275,239
Employer contributions (assets) at beginning of year	2017-12-31	$252,444
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$99,492
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN	2017-12-31	271728945
2016 : GRIMSHAW ARCHITECTS PC 401(K) RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$1,436
Total income from all sources (including contributions)	2016-12-31	$863,096
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$205,450
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$189,221
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$578,088
Value of total assets at end of year	2016-12-31	$3,746,032
Value of total assets at beginning of year	2016-12-31	$3,089,822
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$16,229
Total interest from all sources	2016-12-31	$2,973
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$209,822
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$209,822
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$125,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$294,229
Participant contributions at end of year	2016-12-31	$61,002
Participant contributions at beginning of year	2016-12-31	$48,194
Participant contributions at end of year	2016-12-31	$11,009
Participant contributions at beginning of year	2016-12-31	$11,717
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$31,415
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$1,436
Other income not declared elsewhere	2016-12-31	$42
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$657,646
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$3,746,032
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$3,088,386
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$16,229
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$3,418,652
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$2,781,931
Interest on participant loans	2016-12-31	$2,973
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$2,925
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$1,284
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$72,171
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$252,444
Employer contributions (assets) at end of year	2016-12-31	$252,444
Employer contributions (assets) at beginning of year	2016-12-31	$246,696
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$189,221
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN	2016-12-31	271728945
2015 : GRIMSHAW ARCHITECTS PC 401(K) RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$1,436
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$113
Total income from all sources (including contributions)	2015-12-31	$486,078
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$70,138
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$56,773
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$528,041
Value of total assets at end of year	2015-12-31	$3,089,822
Value of total assets at beginning of year	2015-12-31	$2,672,559
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$13,365
Total interest from all sources	2015-12-31	$2,416
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$192,661
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$192,661
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$125,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$281,345
Participant contributions at end of year	2015-12-31	$48,194
Participant contributions at beginning of year	2015-12-31	$71,600
Participant contributions at end of year	2015-12-31	$11,717
Participant contributions at beginning of year	2015-12-31	$13,660
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$1,436
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$113
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$415,940
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$3,088,386
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$2,672,446
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$13,365
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$2,781,931
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$2,336,929
Interest on participant loans	2015-12-31	$2,416
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$1,284
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$1,284
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-237,040
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$246,696
Employer contributions (assets) at end of year	2015-12-31	$246,696
Employer contributions (assets) at beginning of year	2015-12-31	$249,086
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$56,773
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN	2015-12-31	271728945
2014 : GRIMSHAW ARCHITECTS PC 401(K) RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$113
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$175
Total income from all sources (including contributions)	2014-12-31	$609,382
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$168,522
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$157,206
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$493,753
Value of total assets at end of year	2014-12-31	$2,672,559
Value of total assets at beginning of year	2014-12-31	$2,231,761
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$11,316
Total interest from all sources	2014-12-31	$2,017
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$152,686
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$152,686
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$125,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$243,856
Participant contributions at end of year	2014-12-31	$71,600
Participant contributions at beginning of year	2014-12-31	$45,049
Participant contributions at end of year	2014-12-31	$13,660
Participant contributions at beginning of year	2014-12-31	$13,098
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$811
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$113
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$175
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Income. Non cash contributions	2014-12-31	$0
Value of net income/loss	2014-12-31	$440,860
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$2,672,446
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$2,231,586
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$11,316
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$2,336,929
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$1,987,610
Interest on participant loans	2014-12-31	$2,017
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$1,284
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$941
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$-39,074
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$249,086
Employer contributions (assets) at end of year	2014-12-31	$249,086
Employer contributions (assets) at beginning of year	2014-12-31	$185,063
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$157,206
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	O'CONNOR DAVIES, LLP
Accountancy firm EIN	2014-12-31	271728945

Form 5500 Responses for GRIMSHAW ARCHITECTS PC 401(K) RETIREMENT PLAN

2019: GRIMSHAW ARCHITECTS PC 401(K) RETIREMENT PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: GRIMSHAW ARCHITECTS PC 401(K) RETIREMENT PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: GRIMSHAW ARCHITECTS PC 401(K) RETIREMENT PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	Yes
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: GRIMSHAW ARCHITECTS PC 401(K) RETIREMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	Yes
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: GRIMSHAW ARCHITECTS PC 401(K) RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	Yes
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: GRIMSHAW ARCHITECTS PC 401(K) RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-D0-DM2W

Policy instance

Insurance contract or identification number	GAP-D0-DM2W
Number of Individuals Covered	157
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $3
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $3
Insurance broker organization code?	4

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-D0-LH5O

Policy instance

Insurance contract or identification number	GAP-D0-LH5O
Number of Individuals Covered	157
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $868
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $868
Insurance broker organization code?	4

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-D0-DM2W

Policy instance

Insurance contract or identification number	GAP-D0-DM2W
Number of Individuals Covered	143
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $20
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $20
Insurance broker organization code?	4

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-D0-DM2W

Policy instance

Insurance contract or identification number	GAP-D0-DM2W
Number of Individuals Covered	121
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $13
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $13
Insurance broker organization code?	4
Insurance broker name	L.M. KOHN & COMPANY

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-D0-DM2W

Policy instance

Insurance contract or identification number	GAP-D0-DM2W
Number of Individuals Covered	108
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $5
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $5
Insurance broker organization code?	4
Insurance broker name	L.M. KOHN & COMPANY

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-D0-DM2W

Policy instance

Insurance contract or identification number	GAP-D0-DM2W
Number of Individuals Covered	89
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $4
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $4
Insurance broker organization code?	4
Insurance broker name	L.M. KOHN & COMPANY

Potentially related plans

GRIMSHAW ARCHITECTS 401(K) RETIREMENT PLAN [EIN = 843172921]

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Company Name:	GRIMSHAW ARCHITECTS PC
Employer identification number (EIN):	020622328
NAIC Classification:	541310
NAIC Description:	Architectural Services