401k Plan data: STUBBS ALDERTON & MARKILES, LLP 401(K) PROFIT SHARING PLAN plan

STUBBS ALDERTON & MARKILES, LLP 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	STUBBS ALDERTON & MARKILES, LLP 401(K) PROFIT SHARING PLAN
Plan identification number	001

STUBBS ALDERTON & MARKILES, LLP 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

STUBBS, ALDERTON & MARKILES, LLP has sponsored the creation of one or more 401k plans.

Company Name: STUBBS, ALDERTON & MARKILES, LLP

Employer identification number (EIN): 020631013

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan STUBBS ALDERTON & MARKILES, LLP 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01 SCOTT ALDERTON 2020-08-07
001 2018-01-01 SCOTT ALDERTON 2019-09-24
001 2017-01-01 SCOTT ALDERTON 2018-10-02
001 2016-01-01 SCOTT ALDERTON 2017-09-06
001 2015-01-01 SCOTT ALDERTON
001 2014-01-01 SCOTT ALDERTON
001 2013-01-01 SCOTT ALDERTON
001 2012-01-01 SCOTT ALDERTON 2013-10-14
001 2011-01-01 SCOTT ALDERTON 2012-10-15
001 2010-01-01 SCOTT ALDERTON 2012-07-25

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2022-01-01
001	2021-01-01
001	2020-01-01
001	2019-01-01	SCOTT ALDERTON	2020-08-07
001	2018-01-01	SCOTT ALDERTON	2019-09-24
001	2017-01-01	SCOTT ALDERTON	2018-10-02
001	2016-01-01	SCOTT ALDERTON	2017-09-06
001	2015-01-01	SCOTT ALDERTON
001	2014-01-01	SCOTT ALDERTON
001	2013-01-01	SCOTT ALDERTON
001	2012-01-01	SCOTT ALDERTON	2013-10-14
001	2011-01-01	SCOTT ALDERTON	2012-10-15
001	2010-01-01	SCOTT ALDERTON	2012-07-25

Plan Statistics for STUBBS ALDERTON & MARKILES, LLP 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for STUBBS ALDERTON & MARKILES, LLP 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: STUBBS ALDERTON & MARKILES, LLP 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 47
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 40
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 7
Total of all active and inactive participants 2022-01-01 47
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 47
Number of participants with account balances 2022-01-01 42
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: STUBBS ALDERTON & MARKILES, LLP 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 43
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 44
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 3
Total of all active and inactive participants 2021-01-01 47
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 47
Number of participants with account balances 2021-01-01 41
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: STUBBS ALDERTON & MARKILES, LLP 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 43
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 36
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 7
Total of all active and inactive participants 2020-01-01 43
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 43
Number of participants with account balances 2020-01-01 41
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2015: STUBBS ALDERTON & MARKILES, LLP 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 30
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 28
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 8
Total of all active and inactive participants 2015-01-01 36
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 36
Number of participants with account balances 2015-01-01 29
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: STUBBS ALDERTON & MARKILES, LLP 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 23
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 29
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 1
Total of all active and inactive participants 2014-01-01 30
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 30
Number of participants with account balances 2014-01-01 22
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: STUBBS ALDERTON & MARKILES, LLP 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 22
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 21
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 2
Total of all active and inactive participants 2013-01-01 23
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 23
Number of participants with account balances 2013-01-01 20
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0

Measure	Date	Value
2022: STUBBS ALDERTON & MARKILES, LLP 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	47
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	40
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	7
Total of all active and inactive participants	2022-01-01	47
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	47
Number of participants with account balances	2022-01-01	42
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: STUBBS ALDERTON & MARKILES, LLP 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	43
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	44
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	3
Total of all active and inactive participants	2021-01-01	47
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	47
Number of participants with account balances	2021-01-01	41
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: STUBBS ALDERTON & MARKILES, LLP 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	43
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	36
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	7
Total of all active and inactive participants	2020-01-01	43
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	43
Number of participants with account balances	2020-01-01	41
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2015: STUBBS ALDERTON & MARKILES, LLP 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	30
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	28
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	8
Total of all active and inactive participants	2015-01-01	36
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	36
Number of participants with account balances	2015-01-01	29
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: STUBBS ALDERTON & MARKILES, LLP 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	23
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	29
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	1
Total of all active and inactive participants	2014-01-01	30
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	30
Number of participants with account balances	2014-01-01	22
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: STUBBS ALDERTON & MARKILES, LLP 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	22
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	21
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	2
Total of all active and inactive participants	2013-01-01	23
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	23
Number of participants with account balances	2013-01-01	20
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0

Financial Data on STUBBS ALDERTON & MARKILES, LLP 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2022 : STUBBS ALDERTON & MARKILES, LLP 401(K) PROFIT SHARING PLAN 2022 401k financial data
Transfers to/from the plan	2022-12-31	$183,700
Total income from all sources	2022-12-31	$-778,505
Expenses. Total of all expenses incurred	2022-12-31	$207,914
Benefits paid (including direct rollovers)	2022-12-31	$172,765
Total plan assets at end of year	2022-12-31	$8,819,558
Total plan assets at beginning of year	2022-12-31	$9,622,277
Value of fidelity bond covering the plan	2022-12-31	$500,000
Total contributions received or receivable from participants	2022-12-31	$376,212
Expenses. Other expenses not covered elsewhere	2022-12-31	$57
Contributions received from other sources (not participants or employers)	2022-12-31	$34,019
Other income received	2022-12-31	$-1,706,094
Net income (gross income less expenses)	2022-12-31	$-986,419
Net plan assets at end of year (total assets less liabilities)	2022-12-31	$8,819,558
Net plan assets at beginning of year (total assets less liabilities)	2022-12-31	$9,622,277
Assets. Value of participant loans	2022-12-31	$186,732
Assets. Value of assets in partnership/joint-venture interests	2022-12-31	$8,571
Total contributions received or receivable from employer(s)	2022-12-31	$517,358
Expenses. Administrative service providers (salaries,fees and commissions)	2022-12-31	$35,092
2021 : STUBBS ALDERTON & MARKILES, LLP 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total income from all sources	2021-12-31	$1,435,766
Expenses. Total of all expenses incurred	2021-12-31	$596,629
Benefits paid (including direct rollovers)	2021-12-31	$565,049
Total plan assets at end of year	2021-12-31	$9,622,277
Total plan assets at beginning of year	2021-12-31	$8,783,140
Value of fidelity bond covering the plan	2021-12-31	$500,000
Total contributions received or receivable from participants	2021-12-31	$339,600
Contributions received from other sources (not participants or employers)	2021-12-31	$33,333
Other income received	2021-12-31	$649,497
Net income (gross income less expenses)	2021-12-31	$839,137
Net plan assets at end of year (total assets less liabilities)	2021-12-31	$9,622,277
Net plan assets at beginning of year (total assets less liabilities)	2021-12-31	$8,783,140
Assets. Value of participant loans	2021-12-31	$84,559
Assets. Value of assets in partnership/joint-venture interests	2021-12-31	$8,101
Total contributions received or receivable from employer(s)	2021-12-31	$413,336
Expenses. Administrative service providers (salaries,fees and commissions)	2021-12-31	$31,580
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
2020 : STUBBS ALDERTON & MARKILES, LLP 401(K) PROFIT SHARING PLAN 2020 401k financial data
Transfers to/from the plan	2020-12-31	$16,458
Total income from all sources	2020-12-31	$2,193,286
Expenses. Total of all expenses incurred	2020-12-31	$161,661
Benefits paid (including direct rollovers)	2020-12-31	$132,360
Total plan assets at end of year	2020-12-31	$8,783,140
Total plan assets at beginning of year	2020-12-31	$6,735,057
Value of fidelity bond covering the plan	2020-12-31	$500,000
Total contributions received or receivable from participants	2020-12-31	$342,355
Other income received	2020-12-31	$1,472,306
Net income (gross income less expenses)	2020-12-31	$2,031,625
Net plan assets at end of year (total assets less liabilities)	2020-12-31	$8,783,140
Net plan assets at beginning of year (total assets less liabilities)	2020-12-31	$6,735,057
Assets. Value of participant loans	2020-12-31	$115,465
Assets. Value of assets in partnership/joint-venture interests	2020-12-31	$3,278
Total contributions received or receivable from employer(s)	2020-12-31	$378,625
Expenses. Administrative service providers (salaries,fees and commissions)	2020-12-31	$29,301
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
2015 : STUBBS ALDERTON & MARKILES, LLP 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$345,748
Expenses. Total of all expenses incurred	2015-12-31	$250,227
Benefits paid (including direct rollovers)	2015-12-31	$248,324
Total plan assets at end of year	2015-12-31	$3,601,510
Total plan assets at beginning of year	2015-12-31	$3,505,989
Value of fidelity bond covering the plan	2015-12-31	$450,452
Total contributions received or receivable from participants	2015-12-31	$140,137
Other income received	2015-12-31	$32,363
Net income (gross income less expenses)	2015-12-31	$95,521
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$3,601,510
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$3,505,989
Assets. Value of participant loans	2015-12-31	$89,488
Assets. Value of assets in partnership/joint-venture interests	2015-12-31	$5,365
Total contributions received or receivable from employer(s)	2015-12-31	$173,248
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$1,903
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
2014 : STUBBS ALDERTON & MARKILES, LLP 401(K) PROFIT SHARING PLAN 2014 401k financial data
Transfers to/from the plan	2014-12-31	$210,279
Total plan liabilities at end of year	2014-12-31	$0
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$348,107
Expenses. Total of all expenses incurred	2014-12-31	$203,183
Benefits paid (including direct rollovers)	2014-12-31	$202,298
Total plan assets at end of year	2014-12-31	$3,505,989
Total plan assets at beginning of year	2014-12-31	$3,150,786
Value of fidelity bond covering the plan	2014-12-31	$450,452
Total contributions received or receivable from participants	2014-12-31	$139,200
Other income received	2014-12-31	$63,513
Net income (gross income less expenses)	2014-12-31	$144,924
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$3,505,989
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$3,150,786
Assets. Value of participant loans	2014-12-31	$35,083
Assets. Value of assets in partnership/joint-venture interests	2014-12-31	$16,164
Total contributions received or receivable from employer(s)	2014-12-31	$145,394
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$885
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
2013 : STUBBS ALDERTON & MARKILES, LLP 401(K) PROFIT SHARING PLAN 2013 401k financial data
Transfers to/from the plan	2013-12-31	$0
Total plan liabilities at end of year	2013-12-31	$0
Total plan liabilities at beginning of year	2013-12-31	$0
Total income from all sources	2013-12-31	$332,803
Expenses. Total of all expenses incurred	2013-12-31	$1,166,714
Benefits paid (including direct rollovers)	2013-12-31	$1,149,054
Total plan assets at end of year	2013-12-31	$3,150,786
Total plan assets at beginning of year	2013-12-31	$3,984,697
Value of fidelity bond covering the plan	2013-12-31	$450,452
Total contributions received or receivable from participants	2013-12-31	$17,519
Expenses. Other expenses not covered elsewhere	2013-12-31	$380
Contributions received from other sources (not participants or employers)	2013-12-31	$0
Other income received	2013-12-31	$315,284
Noncash contributions received	2013-12-31	$0
Net income (gross income less expenses)	2013-12-31	$-833,911
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$3,150,786
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$3,984,697
Assets. Value of participant loans	2013-12-31	$98,691
Assets. Value of assets in partnership/joint-venture interests	2013-12-31	$29,648
Total contributions received or receivable from employer(s)	2013-12-31	$0
Value of certain deemed distributions of participant loans	2013-12-31	$17,280
Value of corrective distributions	2013-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2008 : STUBBS ALDERTON & MARKILES, LLP 401(K) PROFIT SHARING PLAN 2008 401k financial data
Transfers to/from the plan	2008-12-31	$0
Total plan liabilities at end of year	2008-12-31	$0
Total plan liabilities at beginning of year	2008-12-31	$0
Total income from all sources	2008-12-31	$476,406
Expenses. Total of all expenses incurred	2008-12-31	$169,271
Benefits paid (including direct rollovers)	2008-12-31	$168,596
Total plan assets at end of year	2008-12-31	$1,884,089
Total plan assets at beginning of year	2008-12-31	$1,576,954
Total contributions received or receivable from participants	2008-12-31	$125,757
Expenses. Other expenses not covered elsewhere	2008-12-31	$675
Contributions received from other sources (not participants or employers)	2008-12-31	$633,129
Other income received	2008-12-31	$-490,941
Noncash contributions received	2008-12-31	$0
Net income (gross income less expenses)	2008-12-31	$307,135
Net plan assets at end of year (total assets less liabilities)	2008-12-31	$1,884,089
Net plan assets at beginning of year (total assets less liabilities)	2008-12-31	$1,576,954
Total contributions received or receivable from employer(s)	2008-12-31	$208,461
Value of certain deemed distributions of participant loans	2008-12-31	$0
Value of corrective distributions	2008-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2008-12-31	$0

Form 5500 Responses for STUBBS ALDERTON & MARKILES, LLP 401(K) PROFIT SHARING PLAN

2022: STUBBS ALDERTON & MARKILES, LLP 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: STUBBS ALDERTON & MARKILES, LLP 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: STUBBS ALDERTON & MARKILES, LLP 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2015: STUBBS ALDERTON & MARKILES, LLP 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: STUBBS ALDERTON & MARKILES, LLP 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: STUBBS ALDERTON & MARKILES, LLP 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )

Policy contract number

R00105

Policy instance

Insurance contract or identification number	R00105
Number of Individuals Covered	19
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )

Policy contract number

R00105

Policy instance

Insurance contract or identification number	R00105
Number of Individuals Covered	17
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )

Policy contract number

R00105

Policy instance

Insurance contract or identification number	R00105
Number of Individuals Covered	13
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	STUBBS, ALDERTON & MARKILES, LLP
Employer identification number (EIN):	020631013
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers