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JOHN A. PAVLO, DMD, PC 401(K) PLAN 401k Plan overview

Plan NameJOHN A. PAVLO, DMD, PC 401(K) PLAN
Plan identification number 001

JOHN A. PAVLO, DMD, PC 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

JOHN A. PAVLO, D.M.D., P.C. has sponsored the creation of one or more 401k plans.

Company Name:JOHN A. PAVLO, D.M.D., P.C.
Employer identification number (EIN):020658560
NAIC Classification:621210
NAIC Description:Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan JOHN A. PAVLO, DMD, PC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01JOHN A. PAVLO2022-07-12
0012021-01-01JOHN PAVLO2022-05-09
0012020-01-01JOHN PAVLO2021-04-23
0012019-01-01JOHN PAVLO2020-10-01
0012018-01-01JOHN PAVLO2019-04-26
0012017-01-01JOHN PAVLO2018-04-12
0012016-01-01JOHN PAVLO2017-02-22
0012015-01-01JOHN PAVLO2016-07-15
0012014-01-01VASILIKI PAVLO2015-08-12
0012013-01-01VASILIKI PAVLO
0012012-01-01VASILIKI PAVLO2013-07-10
0012011-01-01VASILIKI PAVLO2012-06-21
0012010-01-01VASILIKI PAVLO2011-07-27

Plan Statistics for JOHN A. PAVLO, DMD, PC 401(K) PLAN

401k plan membership statisitcs for JOHN A. PAVLO, DMD, PC 401(K) PLAN

Measure Date Value
2013: JOHN A. PAVLO, DMD, PC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0111
Total number of active participants reported on line 7a of the Form 55002013-01-0110
Number of other retired or separated participants entitled to future benefits2013-01-012
Total of all active and inactive participants2013-01-0112
Total participants2013-01-0112
Number of participants with account balances2013-01-0112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010

Financial Data on JOHN A. PAVLO, DMD, PC 401(K) PLAN

Measure Date Value
2013 : JOHN A. PAVLO, DMD, PC 401(K) PLAN 2013 401k financial data
Total income from all sources2013-12-31$253,181
Total plan assets at end of year2013-12-31$734,350
Total plan assets at beginning of year2013-12-31$481,169
Value of fidelity bond covering the plan2013-12-31$50,000
Total contributions received or receivable from participants2013-12-31$39,488
Contributions received from other sources (not participants or employers)2013-12-31$19,350
Other income received2013-12-31$100,953
Net income (gross income less expenses)2013-12-31$253,181
Net plan assets at end of year (total assets less liabilities)2013-12-31$734,350
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$481,169
Total contributions received or receivable from employer(s)2013-12-31$93,390

Form 5500 Responses for JOHN A. PAVLO, DMD, PC 401(K) PLAN

2013: JOHN A. PAVLO, DMD, PC 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number98754
Policy instance 1
Insurance contract or identification number98754
Number of Individuals Covered6
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $2,184
Total amount of fees paid to insurance companyUSD $288
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
Commission paid to Insurance BrokerUSD $2,184
Insurance broker organization code?3
Amount paid for insurance broker fees273
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker nameTHIRD PARTY ADMINISTRATORS INC

Potentially related plans

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