401k Plan data: ENROLLMENT ADVISORS 401K PLAN plan

ENROLLMENT ADVISORS 401K PLAN 401k Plan overview

Plan Name	ENROLLMENT ADVISORS 401K PLAN
Plan identification number	001

ENROLLMENT ADVISORS 401K PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

DIRECTPATH, LLC has sponsored the creation of one or more 401k plans.

Company Name: DIRECTPATH, LLC

Employer identification number (EIN): 020677999

NAIC Classification: 524210
NAIC Description: Insurance Agencies and Brokerages

Additional information about DIRECTPATH, LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 5522054

More information about DIRECTPATH, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ENROLLMENT ADVISORS 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 DREW KIRK
001 2016-01-01 BAYLESS YDEL
001 2015-01-01 BAYLESS YDEL
001 2014-01-01 BAYLESS YDEL
001 2013-01-01 BAYLESS YDEL
001 2012-01-01 BAYLESS YDEL 2013-06-06
001 2011-01-01 BAYLESS YDEL 2012-06-18
001 2010-01-01 BAYLESS YDEL 2011-06-11

Plan Statistics for ENROLLMENT ADVISORS 401K PLAN

401k plan membership statisitcs for ENROLLMENT ADVISORS 401K PLAN

Measure Date Value
2021: ENROLLMENT ADVISORS 401K PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 165
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 0
Total of all active and inactive participants 2021-01-01 0
Total participants 2021-01-01 0
Number of participants with account balances 2021-01-01 0
2020: ENROLLMENT ADVISORS 401K PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 210
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 122
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 40
Total of all active and inactive participants 2020-01-01 162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 162
Number of participants with account balances 2020-01-01 139
2019: ENROLLMENT ADVISORS 401K PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 219
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 136
Number of retired or separated participants receiving benefits 2019-01-01 22
Number of other retired or separated participants entitled to future benefits 2019-01-01 46
Total of all active and inactive participants 2019-01-01 204
Total participants 2019-01-01 204
Number of participants with account balances 2019-01-01 181
2018: ENROLLMENT ADVISORS 401K PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 200
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 170
Number of retired or separated participants receiving benefits 2018-01-01 15
Number of other retired or separated participants entitled to future benefits 2018-01-01 29
Total of all active and inactive participants 2018-01-01 214
Total participants 2018-01-01 214
Number of participants with account balances 2018-01-01 157
2017: ENROLLMENT ADVISORS 401K PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 208
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 166
Number of retired or separated participants receiving benefits 2017-01-01 13
Number of other retired or separated participants entitled to future benefits 2017-01-01 21
Total of all active and inactive participants 2017-01-01 200
Total participants 2017-01-01 200
Number of participants with account balances 2017-01-01 144
2016: ENROLLMENT ADVISORS 401K PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 74
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 109
Number of retired or separated participants receiving benefits 2016-01-01 9
Number of other retired or separated participants entitled to future benefits 2016-01-01 19
Total of all active and inactive participants 2016-01-01 137
Total participants 2016-01-01 137
Number of participants with account balances 2016-01-01 118
2015: ENROLLMENT ADVISORS 401K PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 55
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 48
Number of retired or separated participants receiving benefits 2015-01-01 7
Number of other retired or separated participants entitled to future benefits 2015-01-01 17
Total of all active and inactive participants 2015-01-01 72
Total participants 2015-01-01 72
Number of participants with account balances 2015-01-01 58
2014: ENROLLMENT ADVISORS 401K PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 30
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 48
Number of retired or separated participants receiving benefits 2014-01-01 15
Number of other retired or separated participants entitled to future benefits 2014-01-01 3
Total of all active and inactive participants 2014-01-01 66
Total participants 2014-01-01 66
Number of participants with account balances 2014-01-01 48
2013: ENROLLMENT ADVISORS 401K PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 15
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 25
Number of retired or separated participants receiving benefits 2013-01-01 5
Total of all active and inactive participants 2013-01-01 30
Total participants 2013-01-01 30
Number of participants with account balances 2013-01-01 30

Measure	Date	Value
2021: ENROLLMENT ADVISORS 401K PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	165
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	0
Total of all active and inactive participants	2021-01-01	0
Total participants	2021-01-01	0
Number of participants with account balances	2021-01-01	0
2020: ENROLLMENT ADVISORS 401K PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	210
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	122
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	40
Total of all active and inactive participants	2020-01-01	162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	162
Number of participants with account balances	2020-01-01	139
2019: ENROLLMENT ADVISORS 401K PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	219
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	136
Number of retired or separated participants receiving benefits	2019-01-01	22
Number of other retired or separated participants entitled to future benefits	2019-01-01	46
Total of all active and inactive participants	2019-01-01	204
Total participants	2019-01-01	204
Number of participants with account balances	2019-01-01	181
2018: ENROLLMENT ADVISORS 401K PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	200
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	170
Number of retired or separated participants receiving benefits	2018-01-01	15
Number of other retired or separated participants entitled to future benefits	2018-01-01	29
Total of all active and inactive participants	2018-01-01	214
Total participants	2018-01-01	214
Number of participants with account balances	2018-01-01	157
2017: ENROLLMENT ADVISORS 401K PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	208
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	166
Number of retired or separated participants receiving benefits	2017-01-01	13
Number of other retired or separated participants entitled to future benefits	2017-01-01	21
Total of all active and inactive participants	2017-01-01	200
Total participants	2017-01-01	200
Number of participants with account balances	2017-01-01	144
2016: ENROLLMENT ADVISORS 401K PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	74
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	109
Number of retired or separated participants receiving benefits	2016-01-01	9
Number of other retired or separated participants entitled to future benefits	2016-01-01	19
Total of all active and inactive participants	2016-01-01	137
Total participants	2016-01-01	137
Number of participants with account balances	2016-01-01	118
2015: ENROLLMENT ADVISORS 401K PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	55
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	48
Number of retired or separated participants receiving benefits	2015-01-01	7
Number of other retired or separated participants entitled to future benefits	2015-01-01	17
Total of all active and inactive participants	2015-01-01	72
Total participants	2015-01-01	72
Number of participants with account balances	2015-01-01	58
2014: ENROLLMENT ADVISORS 401K PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	30
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	48
Number of retired or separated participants receiving benefits	2014-01-01	15
Number of other retired or separated participants entitled to future benefits	2014-01-01	3
Total of all active and inactive participants	2014-01-01	66
Total participants	2014-01-01	66
Number of participants with account balances	2014-01-01	48
2013: ENROLLMENT ADVISORS 401K PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	15
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	25
Number of retired or separated participants receiving benefits	2013-01-01	5
Total of all active and inactive participants	2013-01-01	30
Total participants	2013-01-01	30
Number of participants with account balances	2013-01-01	30

Financial Data on ENROLLMENT ADVISORS 401K PLAN

Measure	Date	Value
2021 : ENROLLMENT ADVISORS 401K PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2021-12-31	$282,243
Total unrealized appreciation/depreciation of assets	2021-12-31	$282,243
Total income from all sources (including contributions)	2021-12-31	$2,389,070
Total of all expenses incurred	2021-12-31	$10,700,256
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$10,694,807
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$1,257,500
Value of total assets at end of year	2021-12-31	$366,453
Value of total assets at beginning of year	2021-12-31	$8,677,639
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$5,449
Total interest from all sources	2021-12-31	$849,327
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Was this plan covered by a fidelity bond	2021-12-31	No
If this is an individual account plan, was there a blackout period	2021-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$829,199
Participant contributions at end of year	2021-12-31	$0
Participant contributions at beginning of year	2021-12-31	$34,424
Participant contributions at end of year	2021-12-31	$0
Participant contributions at beginning of year	2021-12-31	$27,291
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$61,848
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$-8,311,186
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$366,453
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$8,677,639
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Investment advisory and management fees	2021-12-31	$5,449
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$8,259,082
Interest on participant loans	2021-12-31	$1,953
Interest earned on other investments	2021-12-31	$847,374
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$952
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$366,453
Employer contributions (assets) at end of year	2021-12-31	$366,453
Employer contributions (assets) at beginning of year	2021-12-31	$355,890
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$10,694,807
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2021-12-31	No
Did the plan have assets held for investment	2021-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	THE HIGHLANDS ACCOUNTING GROUP, INC
Accountancy firm EIN	2021-12-31	823217974
2020 : ENROLLMENT ADVISORS 401K PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2020-12-31	$604,291
Total unrealized appreciation/depreciation of assets	2020-12-31	$604,291
Total income from all sources (including contributions)	2020-12-31	$2,621,515
Total of all expenses incurred	2020-12-31	$650,759
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$641,359
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$1,524,984
Value of total assets at end of year	2020-12-31	$8,677,639
Value of total assets at beginning of year	2020-12-31	$6,706,883
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$9,400
Total interest from all sources	2020-12-31	$492,240
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$823,056
Participant contributions at end of year	2020-12-31	$34,424
Participant contributions at beginning of year	2020-12-31	$10,865
Participant contributions at end of year	2020-12-31	$27,291
Participant contributions at beginning of year	2020-12-31	$29,716
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$346,038
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$1,970,756
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$8,677,639
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$6,706,883
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Investment advisory and management fees	2020-12-31	$9,400
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$8,259,082
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$6,290,950
Interest on participant loans	2020-12-31	$984
Interest earned on other investments	2020-12-31	$491,256
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$952
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$355,890
Employer contributions (assets) at end of year	2020-12-31	$355,890
Employer contributions (assets) at beginning of year	2020-12-31	$375,352
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$641,359
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2020-12-31	No
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	THE HIGHLANDS ACCOUNTING GROUP, INC
Accountancy firm EIN	2020-12-31	823217974
2019 : ENROLLMENT ADVISORS 401K PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2019-12-31	$593,092
Total unrealized appreciation/depreciation of assets	2019-12-31	$593,092
Total income from all sources (including contributions)	2019-12-31	$2,432,053
Total of all expenses incurred	2019-12-31	$453,722
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$450,182
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,406,491
Value of total assets at end of year	2019-12-31	$6,706,883
Value of total assets at beginning of year	2019-12-31	$4,728,552
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$3,540
Total interest from all sources	2019-12-31	$432,470
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$474,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$924,417
Participant contributions at end of year	2019-12-31	$10,865
Participant contributions at end of year	2019-12-31	$29,716
Participant contributions at beginning of year	2019-12-31	$32,065
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$106,722
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$1,978,331
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$6,706,883
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$4,728,552
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$3,540
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$6,290,950
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$4,296,739
Interest earned on other investments	2019-12-31	$432,470
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$375,352
Employer contributions (assets) at end of year	2019-12-31	$375,352
Employer contributions (assets) at beginning of year	2019-12-31	$399,748
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$450,182
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	No
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	THE HIGHLANDS ACCOUNTING GROUP,INC
Accountancy firm EIN	2019-12-31	823217974
2018 : ENROLLMENT ADVISORS 401K PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2018-12-31	$-693,367
Total unrealized appreciation/depreciation of assets	2018-12-31	$-693,367
Total income from all sources (including contributions)	2018-12-31	$1,019,218
Total of all expenses incurred	2018-12-31	$407,906
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$404,626
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$1,392,250
Value of total assets at end of year	2018-12-31	$4,728,552
Value of total assets at beginning of year	2018-12-31	$4,117,240
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$3,280
Total interest from all sources	2018-12-31	$320,335
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$412,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$893,580
Participant contributions at end of year	2018-12-31	$32,065
Participant contributions at beginning of year	2018-12-31	$38,738
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$98,922
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$611,312
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$4,728,552
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$4,117,240
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$3,280
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$4,296,739
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$3,699,699
Interest earned on other investments	2018-12-31	$320,335
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$399,748
Employer contributions (assets) at end of year	2018-12-31	$399,748
Employer contributions (assets) at beginning of year	2018-12-31	$378,803
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$404,626
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	No
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	WARREN AVERETT, LLC
Accountancy firm EIN	2018-12-31	454084437
2017 : ENROLLMENT ADVISORS 401K PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2017-12-31	$262,698
Total unrealized appreciation/depreciation of assets	2017-12-31	$262,698
Total income from all sources (including contributions)	2017-12-31	$2,253,374
Total of all expenses incurred	2017-12-31	$182,266
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$180,216
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,838,633
Value of total assets at end of year	2017-12-31	$4,117,240
Value of total assets at beginning of year	2017-12-31	$2,046,132
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$2,050
Total interest from all sources	2017-12-31	$152,043
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$205,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$759,441
Participant contributions at end of year	2017-12-31	$38,738
Participant contributions at beginning of year	2017-12-31	$24,151
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$700,389
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$2,071,108
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$4,117,240
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$2,046,132
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$2,050
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$3,699,699
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$1,710,057
Interest earned on other investments	2017-12-31	$152,043
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$378,803
Employer contributions (assets) at end of year	2017-12-31	$378,803
Employer contributions (assets) at beginning of year	2017-12-31	$311,924
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$180,216
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Did the plan have assets held for investment	2017-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	WARREN AVERETT, LLC
Accountancy firm EIN	2017-12-31	454084437
2016 : ENROLLMENT ADVISORS 401K PLAN 2016 401k financial data
Total income from all sources	2016-12-31	$1,511,815
Expenses. Total of all expenses incurred	2016-12-31	$133,905
Benefits paid (including direct rollovers)	2016-12-31	$125,356
Total plan assets at end of year	2016-12-31	$2,046,132
Total plan assets at beginning of year	2016-12-31	$668,222
Value of fidelity bond covering the plan	2016-12-31	$200,000
Total contributions received or receivable from participants	2016-12-31	$605,181
Contributions received from other sources (not participants or employers)	2016-12-31	$487,225
Other income received	2016-12-31	$107,485
Net income (gross income less expenses)	2016-12-31	$1,377,910
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$2,046,132
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$668,222
Total contributions received or receivable from employer(s)	2016-12-31	$311,924
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$8,549
2015 : ENROLLMENT ADVISORS 401K PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$256,898
Expenses. Total of all expenses incurred	2015-12-31	$77,622
Benefits paid (including direct rollovers)	2015-12-31	$73,129
Total plan assets at end of year	2015-12-31	$668,222
Total plan assets at beginning of year	2015-12-31	$488,946
Value of fidelity bond covering the plan	2015-12-31	$49,000
Total contributions received or receivable from participants	2015-12-31	$138,943
Contributions received from other sources (not participants or employers)	2015-12-31	$4,603
Other income received	2015-12-31	$-21,858
Net income (gross income less expenses)	2015-12-31	$179,276
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$668,222
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$488,946
Total contributions received or receivable from employer(s)	2015-12-31	$135,210
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$4,493
2014 : ENROLLMENT ADVISORS 401K PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$225,157
Expenses. Total of all expenses incurred	2014-12-31	$143,743
Benefits paid (including direct rollovers)	2014-12-31	$140,212
Total plan assets at end of year	2014-12-31	$488,946
Total plan assets at beginning of year	2014-12-31	$407,532
Value of fidelity bond covering the plan	2014-12-31	$41,000
Total contributions received or receivable from participants	2014-12-31	$98,034
Other income received	2014-12-31	$13,078
Net income (gross income less expenses)	2014-12-31	$81,414
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$488,946
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$407,532
Total contributions received or receivable from employer(s)	2014-12-31	$114,045
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$3,531
2013 : ENROLLMENT ADVISORS 401K PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$168,114
Expenses. Total of all expenses incurred	2013-12-31	$6,643
Benefits paid (including direct rollovers)	2013-12-31	$3,957
Total plan assets at end of year	2013-12-31	$407,532
Total plan assets at beginning of year	2013-12-31	$246,061
Value of fidelity bond covering the plan	2013-12-31	$41,000
Total contributions received or receivable from participants	2013-12-31	$57,538
Other income received	2013-12-31	$61,486
Net income (gross income less expenses)	2013-12-31	$161,471
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$407,532
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$246,061
Total contributions received or receivable from employer(s)	2013-12-31	$49,090
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$2,686

Form 5500 Responses for ENROLLMENT ADVISORS 401K PLAN

2021: ENROLLMENT ADVISORS 401K PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	This submission is the final filing	Yes
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: ENROLLMENT ADVISORS 401K PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: ENROLLMENT ADVISORS 401K PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: ENROLLMENT ADVISORS 401K PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: ENROLLMENT ADVISORS 401K PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: ENROLLMENT ADVISORS 401K PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: ENROLLMENT ADVISORS 401K PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ENROLLMENT ADVISORS 401K PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ENROLLMENT ADVISORS 401K PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

840047

Policy instance

Insurance contract or identification number	840047
Number of Individuals Covered	0
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

840047

Policy instance

Insurance contract or identification number	840047
Number of Individuals Covered	141
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

840047

Policy instance

Insurance contract or identification number	840047
Number of Individuals Covered	177
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

840047

Policy instance

Insurance contract or identification number	840047
Number of Individuals Covered	168
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

840047

Policy instance

Insurance contract or identification number	840047
Number of Individuals Covered	138
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $2,045
Total amount of fees paid to insurance company	USD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $2,045
Insurance broker organization code?	3
Insurance broker name	MORGAN STANLEY INS SERVICES INC

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Company Name:	DIRECTPATH, LLC
Employer identification number (EIN):	020677999
NAIC Classification:	524210
NAIC Description:	Insurance Agencies and Brokerages

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	5522054