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AFFINITY GAMING RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameAFFINITY GAMING RETIREMENT SAVINGS PLAN
Plan identification number 001

AFFINITY GAMING RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

AFFINITY GAMING has sponsored the creation of one or more 401k plans.

Company Name:AFFINITY GAMING
Employer identification number (EIN):020815199
NAIC Classification:721120
NAIC Description:Casino Hotels

Additional information about AFFINITY GAMING

Jurisdiction of Incorporation: Nevada Department of State
Incorporation Date: 2010-03-29
Company Identification Number: 20101227658
Legal Registered Office Address: 3755 BREAKTHROUGH WY STE 300

LAS VEGAS
United States of America (USA)
89135

More information about AFFINITY GAMING

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AFFINITY GAMING RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01ELIZABETH GUTH ELIZABETH GUTH2019-06-24
0012017-01-01ELIZABETH GUTH ELIZABETH GUTH2018-07-31
0012016-01-01ELIZABETH GUTH ELIZABETH GUTH2017-06-02
0012015-01-01ELIZABETH GUTH ELIZABETH GUTH2016-08-05
0012014-01-01ELIZABETH GUTH ELIZABETH GUTH2015-09-18
0012013-01-01ELIZABETH GUTH ELIZABETH GUTH2014-08-19
0012012-01-01ELIZABETH GUTH ELIZABETH GUTH2013-09-13
0012011-01-01ELIZABETH GUTH ELIZABETH GUTH2012-10-05

Plan Statistics for AFFINITY GAMING RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for AFFINITY GAMING RETIREMENT SAVINGS PLAN

Measure Date Value
2022: AFFINITY GAMING RETIREMENT SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,293
Total number of active participants reported on line 7a of the Form 55002022-01-011,075
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01181
Total of all active and inactive participants2022-01-011,256
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-012
Total participants2022-01-011,258
Number of participants with account balances2022-01-01409
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0118
2021: AFFINITY GAMING RETIREMENT SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,318
Total number of active participants reported on line 7a of the Form 55002021-01-01990
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01172
Total of all active and inactive participants2021-01-011,162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-015
Total participants2021-01-011,167
Number of participants with account balances2021-01-01458
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0129
2020: AFFINITY GAMING RETIREMENT SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,957
Total number of active participants reported on line 7a of the Form 55002020-01-011,108
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01197
Total of all active and inactive participants2020-01-011,305
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-015
Total participants2020-01-011,310
Number of participants with account balances2020-01-01496
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0134
2019: AFFINITY GAMING RETIREMENT SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-012,160
Total number of active participants reported on line 7a of the Form 55002019-01-011,948
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01136
Total of all active and inactive participants2019-01-012,084
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-014
Total participants2019-01-012,088
Number of participants with account balances2019-01-01627
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0131
2018: AFFINITY GAMING RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-012,605
Total number of active participants reported on line 7a of the Form 55002018-01-011,946
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01151
Total of all active and inactive participants2018-01-012,097
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-015
Total participants2018-01-012,102
Number of participants with account balances2018-01-01642
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0131
2017: AFFINITY GAMING RETIREMENT SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-012,647
Total number of active participants reported on line 7a of the Form 55002017-01-012,212
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01141
Total of all active and inactive participants2017-01-012,353
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-013
Total participants2017-01-012,356
Number of participants with account balances2017-01-01684
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0150
2016: AFFINITY GAMING RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-012,869
Total number of active participants reported on line 7a of the Form 55002016-01-012,554
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01134
Total of all active and inactive participants2016-01-012,688
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-013
Total participants2016-01-012,691
Number of participants with account balances2016-01-01734
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0151
2015: AFFINITY GAMING RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-012,899
Total number of active participants reported on line 7a of the Form 55002015-01-012,697
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01120
Total of all active and inactive participants2015-01-012,817
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-012
Total participants2015-01-012,819
Number of participants with account balances2015-01-01811
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0149
2014: AFFINITY GAMING RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-013,064
Total number of active participants reported on line 7a of the Form 55002014-01-012,632
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01108
Total of all active and inactive participants2014-01-012,740
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-013
Total participants2014-01-012,743
Number of participants with account balances2014-01-01827
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0157
2013: AFFINITY GAMING RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-013,628
Total number of active participants reported on line 7a of the Form 55002013-01-012,823
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01109
Total of all active and inactive participants2013-01-012,932
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-012
Total participants2013-01-012,934
Number of participants with account balances2013-01-01876
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0198
2012: AFFINITY GAMING RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-014,347
Total number of active participants reported on line 7a of the Form 55002012-01-013,252
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0193
Total of all active and inactive participants2012-01-013,345
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-014
Total participants2012-01-013,349
Number of participants with account balances2012-01-011,037
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-01187
2011: AFFINITY GAMING RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-014,166
Total number of active participants reported on line 7a of the Form 55002011-01-013,854
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01113
Total of all active and inactive participants2011-01-013,967
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-013
Total participants2011-01-013,970
Number of participants with account balances2011-01-011,047
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-01140

Financial Data on AFFINITY GAMING RETIREMENT SAVINGS PLAN

Measure Date Value
2022 : AFFINITY GAMING RETIREMENT SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-1,946,442
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$3,002,209
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$2,860,661
Value of total corrective distributions2022-12-31$36,432
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,243,198
Value of total assets at end of year2022-12-31$14,375,786
Value of total assets at beginning of year2022-12-31$19,324,437
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$105,116
Total interest from all sources2022-12-31$17,607
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$207,507
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$207,507
Administrative expenses professional fees incurred2022-12-31$9,600
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$4,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,026,571
Participant contributions at end of year2022-12-31$318,851
Participant contributions at beginning of year2022-12-31$413,353
Participant contributions at end of year2022-12-31$155
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$89,403
Other income not declared elsewhere2022-12-31$24,471
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-4,948,651
Value of net assets at end of year (total assets less liabilities)2022-12-31$14,375,786
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$19,324,437
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$10,992,158
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$14,710,639
Value of interest in pooled separate accounts at end of year2022-12-31$1,687,525
Value of interest in pooled separate accounts at beginning of year2022-12-31$2,702,804
Interest on participant loans2022-12-31$16,651
Interest earned on other investments2022-12-31$956
Value of interest in common/collective trusts at end of year2022-12-31$1,320,355
Value of interest in common/collective trusts at beginning of year2022-12-31$1,405,858
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$56,703
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$91,783
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-2,830,222
Net investment gain/loss from pooled separate accounts2022-12-31$-505,810
Net investment gain or loss from common/collective trusts2022-12-31$-103,193
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$127,224
Employer contributions (assets) at end of year2022-12-31$39
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$2,860,661
Contract administrator fees2022-12-31$95,516
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31RUBINBROWN LLP
Accountancy firm EIN2022-12-31430765316
2021 : AFFINITY GAMING RETIREMENT SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$3,669,609
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$2,035,003
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,870,128
Value of total corrective distributions2021-12-31$45,725
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,307,798
Value of total assets at end of year2021-12-31$19,324,437
Value of total assets at beginning of year2021-12-31$17,689,831
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$119,150
Total interest from all sources2021-12-31$25,941
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$207,984
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$207,984
Administrative expenses professional fees incurred2021-12-31$14,393
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$4,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$947,233
Participant contributions at end of year2021-12-31$413,353
Participant contributions at beginning of year2021-12-31$375,659
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$242,660
Other income not declared elsewhere2021-12-31$11,259
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,634,606
Value of net assets at end of year (total assets less liabilities)2021-12-31$19,324,437
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$17,689,831
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$14,710,639
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$13,245,217
Value of interest in pooled separate accounts at end of year2021-12-31$2,702,804
Value of interest in pooled separate accounts at beginning of year2021-12-31$2,436,416
Interest on participant loans2021-12-31$24,535
Interest earned on other investments2021-12-31$1,406
Value of interest in common/collective trusts at end of year2021-12-31$1,405,858
Value of interest in common/collective trusts at beginning of year2021-12-31$1,464,123
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$91,783
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$168,416
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,745,860
Net investment gain/loss from pooled separate accounts2021-12-31$393,926
Net investment gain or loss from common/collective trusts2021-12-31$-23,159
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$117,905
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,870,128
Contract administrator fees2021-12-31$104,757
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31RUBINBROWN LLP
Accountancy firm EIN2021-12-31430765316
2020 : AFFINITY GAMING RETIREMENT SAVINGS PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets2020-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$0
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$3,163,165
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$3,675,394
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$3,445,056
Expenses. Certain deemed distributions of participant loans2020-12-31$0
Value of total corrective distributions2020-12-31$126,642
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,084,382
Value of total assets at end of year2020-12-31$17,689,831
Value of total assets at beginning of year2020-12-31$18,202,060
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$103,696
Total income from rents2020-12-31$0
Total interest from all sources2020-12-31$26,404
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$189,976
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$189,976
Administrative expenses professional fees incurred2020-12-31$14,381
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$4,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Amount of non-exempt transactions with any party-in-interest2020-12-31$0
Contributions received from participants2020-12-31$946,900
Participant contributions at end of year2020-12-31$375,659
Participant contributions at beginning of year2020-12-31$642,646
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$92,409
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$0
Other income not declared elsewhere2020-12-31$4,991
Administrative expenses (other) incurred2020-12-31$0
Liabilities. Value of operating payables at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$-512,229
Value of net assets at end of year (total assets less liabilities)2020-12-31$17,689,831
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$18,202,060
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2020-12-31$0
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2020-12-31$0
Investment advisory and management fees2020-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$13,245,217
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$11,248,288
Value of interest in pooled separate accounts at end of year2020-12-31$2,436,416
Value of interest in pooled separate accounts at beginning of year2020-12-31$4,839,220
Interest on participant loans2020-12-31$24,337
Income. Interest from loans (other than to participants)2020-12-31$0
Interest earned on other investments2020-12-31$2,067
Income. Interest from US Government securities2020-12-31$0
Income. Interest from corporate debt instruments2020-12-31$0
Value of interest in common/collective trusts at end of year2020-12-31$1,464,123
Value of interest in common/collective trusts at beginning of year2020-12-31$1,291,324
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$168,416
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$180,582
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,503,689
Net investment gain/loss from pooled separate accounts2020-12-31$295,168
Net investment gain or loss from common/collective trusts2020-12-31$58,555
Net gain/loss from 103.12 investment entities2020-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$45,073
Employer contributions (assets) at end of year2020-12-31$0
Employer contributions (assets) at beginning of year2020-12-31$0
Income. Dividends from preferred stock2020-12-31$0
Income. Dividends from common stock2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$3,445,056
Contract administrator fees2020-12-31$89,315
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$0
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$0
Aggregate carrying amount (costs) on sale of assets2020-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2020-12-31$0
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31RUBINBROWN, LLP
Accountancy firm EIN2020-12-31430765316
2019 : AFFINITY GAMING RETIREMENT SAVINGS PLAN 2019 401k financial data
Unrealized appreciation/depreciation of real estate assets2019-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$4,893,799
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$3,025,450
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,842,999
Expenses. Certain deemed distributions of participant loans2019-12-31$0
Value of total corrective distributions2019-12-31$86,920
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,703,057
Value of total assets at end of year2019-12-31$18,202,060
Value of total assets at beginning of year2019-12-31$16,333,711
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$95,531
Total income from rents2019-12-31$0
Total interest from all sources2019-12-31$38,550
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$240,297
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$240,297
Administrative expenses professional fees incurred2019-12-31$8,996
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$4,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Amount of non-exempt transactions with any party-in-interest2019-12-31$0
Contributions received from participants2019-12-31$1,382,205
Participant contributions at end of year2019-12-31$642,646
Participant contributions at beginning of year2019-12-31$611,710
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$144,529
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$798
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other income not declared elsewhere2019-12-31$7,435
Administrative expenses (other) incurred2019-12-31$0
Liabilities. Value of operating payables at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,868,349
Value of net assets at end of year (total assets less liabilities)2019-12-31$18,202,060
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$16,333,711
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2019-12-31$0
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2019-12-31$0
Investment advisory and management fees2019-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$11,248,288
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$9,875,233
Value of interest in pooled separate accounts at end of year2019-12-31$4,839,220
Value of interest in pooled separate accounts at beginning of year2019-12-31$4,165,079
Interest on participant loans2019-12-31$36,349
Income. Interest from loans (other than to participants)2019-12-31$0
Interest earned on other investments2019-12-31$2,201
Income. Interest from US Government securities2019-12-31$0
Income. Interest from corporate debt instruments2019-12-31$0
Value of interest in common/collective trusts at end of year2019-12-31$1,291,324
Value of interest in common/collective trusts at beginning of year2019-12-31$1,497,017
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$180,582
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$184,672
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,754,397
Net investment gain/loss from pooled separate accounts2019-12-31$1,089,563
Net investment gain or loss from common/collective trusts2019-12-31$60,500
Net gain/loss from 103.12 investment entities2019-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$176,323
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$0
Income. Dividends from preferred stock2019-12-31$0
Income. Dividends from common stock2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,842,201
Contract administrator fees2019-12-31$86,535
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$0
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$0
Aggregate carrying amount (costs) on sale of assets2019-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2019-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31RUBINBROWN, LLP
Accountancy firm EIN2019-12-31430765316
2018 : AFFINITY GAMING RETIREMENT SAVINGS PLAN 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets2018-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$0
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$1,050,188
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$2,589,805
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,422,185
Expenses. Certain deemed distributions of participant loans2018-12-31$0
Value of total corrective distributions2018-12-31$84,265
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,884,397
Value of total assets at end of year2018-12-31$16,333,711
Value of total assets at beginning of year2018-12-31$17,873,328
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$83,355
Total income from rents2018-12-31$0
Total interest from all sources2018-12-31$28,171
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$222,107
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$222,107
Administrative expenses professional fees incurred2018-12-31$14,000
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$4,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Amount of non-exempt transactions with any party-in-interest2018-12-31$0
Contributions received from participants2018-12-31$1,498,479
Participant contributions at end of year2018-12-31$611,710
Participant contributions at beginning of year2018-12-31$567,012
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$38,111
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$200,882
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$0
Other income not declared elsewhere2018-12-31$3,932
Administrative expenses (other) incurred2018-12-31$0
Liabilities. Value of operating payables at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,539,617
Value of net assets at end of year (total assets less liabilities)2018-12-31$16,333,711
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$17,873,328
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2018-12-31$0
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2018-12-31$0
Investment advisory and management fees2018-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$9,875,233
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$10,752,584
Value of interest in pooled separate accounts at end of year2018-12-31$4,165,079
Value of interest in pooled separate accounts at beginning of year2018-12-31$4,660,402
Interest on participant loans2018-12-31$25,960
Income. Interest from loans (other than to participants)2018-12-31$0
Interest earned on other investments2018-12-31$2,211
Income. Interest from US Government securities2018-12-31$0
Income. Interest from corporate debt instruments2018-12-31$0
Value of interest in common/collective trusts at end of year2018-12-31$1,497,017
Value of interest in common/collective trusts at beginning of year2018-12-31$1,649,623
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$184,672
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$200,586
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-737,153
Net investment gain/loss from pooled separate accounts2018-12-31$-358,471
Net investment gain or loss from common/collective trusts2018-12-31$7,205
Net gain/loss from 103.12 investment entities2018-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$185,036
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$5,010
Income. Dividends from preferred stock2018-12-31$0
Income. Dividends from common stock2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,422,185
Contract administrator fees2018-12-31$69,355
Liabilities. Value of benefit claims payable at beginning of year2018-12-31$0
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$0
Aggregate carrying amount (costs) on sale of assets2018-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2018-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31RUBINBROWN, LLP
Accountancy firm EIN2018-12-31430765316
2017 : AFFINITY GAMING RETIREMENT SAVINGS PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets2017-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$0
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$4,253,071
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$3,574,660
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,455,882
Expenses. Certain deemed distributions of participant loans2017-12-31$0
Value of total corrective distributions2017-12-31$28,179
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,860,605
Value of total assets at end of year2017-12-31$17,873,328
Value of total assets at beginning of year2017-12-31$17,194,917
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$90,599
Total income from rents2017-12-31$0
Total interest from all sources2017-12-31$26,340
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$194,858
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$194,858
Administrative expenses professional fees incurred2017-12-31$13,993
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$4,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Amount of non-exempt transactions with any party-in-interest2017-12-31$0
Contributions received from participants2017-12-31$1,549,754
Participant contributions at end of year2017-12-31$567,012
Participant contributions at beginning of year2017-12-31$683,775
Participant contributions at end of year2017-12-31$38,111
Participant contributions at beginning of year2017-12-31$40,847
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$105,109
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$19
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$0
Other income not declared elsewhere2017-12-31$292
Administrative expenses (other) incurred2017-12-31$0
Liabilities. Value of operating payables at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$678,411
Value of net assets at end of year (total assets less liabilities)2017-12-31$17,873,328
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$17,194,917
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2017-12-31$0
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2017-12-31$0
Investment advisory and management fees2017-12-31$1,506
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$10,752,584
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$1,804,301
Value of interest in pooled separate accounts at end of year2017-12-31$4,660,402
Value of interest in pooled separate accounts at beginning of year2017-12-31$12,145,089
Interest on participant loans2017-12-31$24,668
Income. Interest from loans (other than to participants)2017-12-31$0
Interest earned on other investments2017-12-31$1,672
Income. Interest from US Government securities2017-12-31$0
Income. Interest from corporate debt instruments2017-12-31$0
Value of interest in common/collective trusts at end of year2017-12-31$1,649,623
Value of interest in common/collective trusts at beginning of year2017-12-31$2,331,143
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$200,586
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$184,107
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,032,835
Net investment gain/loss from pooled separate accounts2017-12-31$1,121,473
Net investment gain or loss from common/collective trusts2017-12-31$16,668
Net gain/loss from 103.12 investment entities2017-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$205,742
Employer contributions (assets) at end of year2017-12-31$5,010
Employer contributions (assets) at beginning of year2017-12-31$5,655
Income. Dividends from preferred stock2017-12-31$0
Income. Dividends from common stock2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,455,863
Contract administrator fees2017-12-31$75,100
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$0
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$0
Aggregate carrying amount (costs) on sale of assets2017-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2017-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31RUBINBROWN LLP
Accountancy firm EIN2017-12-31430765316
2016 : AFFINITY GAMING RETIREMENT SAVINGS PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets2016-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$0
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$3,373,830
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$3,876,143
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$3,791,285
Expenses. Certain deemed distributions of participant loans2016-12-31$619
Value of total corrective distributions2016-12-31$20,111
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,330,811
Value of total assets at end of year2016-12-31$17,194,917
Value of total assets at beginning of year2016-12-31$17,697,230
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$64,128
Total income from rents2016-12-31$0
Total interest from all sources2016-12-31$27,893
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$23,166
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$23,166
Administrative expenses professional fees incurred2016-12-31$13,959
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$4,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Amount of non-exempt transactions with any party-in-interest2016-12-31$0
Contributions received from participants2016-12-31$1,609,795
Participant contributions at end of year2016-12-31$683,775
Participant contributions at beginning of year2016-12-31$670,000
Participant contributions at end of year2016-12-31$40,847
Participant contributions at beginning of year2016-12-31$6,567
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$509,143
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$0
Other income not declared elsewhere2016-12-31$-1,690
Administrative expenses (other) incurred2016-12-31$0
Liabilities. Value of operating payables at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-502,313
Value of net assets at end of year (total assets less liabilities)2016-12-31$17,194,917
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$17,697,230
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2016-12-31$0
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2016-12-31$0
Investment advisory and management fees2016-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$1,804,301
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$2,331,706
Value of interest in pooled separate accounts at end of year2016-12-31$12,145,089
Value of interest in pooled separate accounts at beginning of year2016-12-31$12,185,860
Interest on participant loans2016-12-31$26,655
Income. Interest from loans (other than to participants)2016-12-31$0
Interest earned on other investments2016-12-31$1,238
Income. Interest from US Government securities2016-12-31$0
Income. Interest from corporate debt instruments2016-12-31$0
Value of interest in common/collective trusts at end of year2016-12-31$2,331,143
Value of interest in common/collective trusts at beginning of year2016-12-31$2,339,887
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$184,107
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$162,225
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$104,019
Net investment gain/loss from pooled separate accounts2016-12-31$872,663
Net investment gain or loss from common/collective trusts2016-12-31$16,968
Net gain/loss from 103.12 investment entities2016-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$211,873
Employer contributions (assets) at end of year2016-12-31$5,655
Employer contributions (assets) at beginning of year2016-12-31$985
Income. Dividends from preferred stock2016-12-31$0
Income. Dividends from common stock2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$3,791,285
Contract administrator fees2016-12-31$50,169
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$0
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$0
Aggregate carrying amount (costs) on sale of assets2016-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2016-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31STEWART, ARCHIBALD & BARNEY, LLP
Accountancy firm EIN2016-12-31880382649
2015 : AFFINITY GAMING RETIREMENT SAVINGS PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets2015-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$0
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$2,115,887
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$2,513,964
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,425,832
Expenses. Certain deemed distributions of participant loans2015-12-31$-699
Value of total corrective distributions2015-12-31$36,429
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,235,720
Value of total assets at end of year2015-12-31$17,697,230
Value of total assets at beginning of year2015-12-31$18,095,307
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$52,402
Total income from rents2015-12-31$0
Total interest from all sources2015-12-31$29,485
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$30,832
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$30,832
Administrative expenses professional fees incurred2015-12-31$22,965
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$4,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Amount of non-exempt transactions with any party-in-interest2015-12-31$0
Contributions received from participants2015-12-31$1,641,522
Participant contributions at end of year2015-12-31$670,000
Participant contributions at beginning of year2015-12-31$741,450
Participant contributions at end of year2015-12-31$6,567
Participant contributions at beginning of year2015-12-31$17,653
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$385,617
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$107
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Other income not declared elsewhere2015-12-31$561
Administrative expenses (other) incurred2015-12-31$0
Liabilities. Value of operating payables at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-398,077
Value of net assets at end of year (total assets less liabilities)2015-12-31$17,697,230
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$18,095,307
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2015-12-31$0
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2015-12-31$0
Investment advisory and management fees2015-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$2,331,706
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$2,285,776
Value of interest in pooled separate accounts at end of year2015-12-31$12,185,860
Value of interest in pooled separate accounts at beginning of year2015-12-31$12,490,356
Interest on participant loans2015-12-31$28,351
Income. Interest from loans (other than to participants)2015-12-31$0
Interest earned on other investments2015-12-31$1,134
Income. Interest from US Government securities2015-12-31$0
Income. Interest from corporate debt instruments2015-12-31$0
Value of interest in common/collective trusts at end of year2015-12-31$2,339,887
Value of interest in common/collective trusts at beginning of year2015-12-31$2,400,885
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$162,225
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$156,725
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-27,841
Net investment gain/loss from pooled separate accounts2015-12-31$-153,169
Net investment gain or loss from common/collective trusts2015-12-31$299
Net gain/loss from 103.12 investment entities2015-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$208,581
Employer contributions (assets) at end of year2015-12-31$985
Employer contributions (assets) at beginning of year2015-12-31$2,462
Income. Dividends from preferred stock2015-12-31$0
Income. Dividends from common stock2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,425,725
Contract administrator fees2015-12-31$29,437
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$0
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$0
Aggregate carrying amount (costs) on sale of assets2015-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2015-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31STEWART, ARCHIBALD & BARNEY, LLP
Accountancy firm EIN2015-12-31880382649
2014 : AFFINITY GAMING RETIREMENT SAVINGS PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$0
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,916,496
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$3,084,593
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,965,512
Expenses. Certain deemed distributions of participant loans2014-12-31$1,925
Value of total corrective distributions2014-12-31$65,264
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,984,696
Value of total assets at end of year2014-12-31$18,095,307
Value of total assets at beginning of year2014-12-31$18,263,404
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$51,892
Total income from rents2014-12-31$0
Total interest from all sources2014-12-31$31,402
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$24,697
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$24,697
Administrative expenses professional fees incurred2014-12-31$22,991
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$4,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Amount of non-exempt transactions with any party-in-interest2014-12-31$0
Contributions received from participants2014-12-31$1,628,186
Participant contributions at end of year2014-12-31$741,450
Participant contributions at beginning of year2014-12-31$807,190
Participant contributions at end of year2014-12-31$17,653
Participant contributions at beginning of year2014-12-31$6,152
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$129,063
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$248
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$503
Administrative expenses (other) incurred2014-12-31$0
Liabilities. Value of operating payables at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-168,097
Value of net assets at end of year (total assets less liabilities)2014-12-31$18,095,307
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$18,263,404
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2014-12-31$0
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2014-12-31$0
Investment advisory and management fees2014-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$2,285,776
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$1,618,127
Value of interest in pooled separate accounts at end of year2014-12-31$12,490,356
Value of interest in pooled separate accounts at beginning of year2014-12-31$12,755,745
Interest on participant loans2014-12-31$29,981
Income. Interest from loans (other than to participants)2014-12-31$0
Interest earned on other investments2014-12-31$1,421
Income. Interest from US Government securities2014-12-31$0
Income. Interest from corporate debt instruments2014-12-31$0
Value of interest in common/collective trusts at end of year2014-12-31$2,400,885
Value of interest in common/collective trusts at beginning of year2014-12-31$2,890,132
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$156,725
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$185,097
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$46,556
Net investment gain/loss from pooled separate accounts2014-12-31$811,219
Net investment gain or loss from common/collective trusts2014-12-31$17,423
Net gain/loss from 103.12 investment entities2014-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$227,447
Employer contributions (assets) at end of year2014-12-31$2,462
Employer contributions (assets) at beginning of year2014-12-31$961
Income. Dividends from preferred stock2014-12-31$0
Income. Dividends from common stock2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,965,264
Contract administrator fees2014-12-31$28,901
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$0
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$0
Aggregate carrying amount (costs) on sale of assets2014-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2014-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31JOHNSON ADVISORS
Accountancy firm EIN2014-12-31472416144
2013 : AFFINITY GAMING RETIREMENT SAVINGS PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$0
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$26,514
Total transfer of assets from this plan2013-12-31$2,948,231
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$4,475,153
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$3,078,295
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,944,321
Expenses. Certain deemed distributions of participant loans2013-12-31$3,196
Value of total corrective distributions2013-12-31$69,066
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,070,807
Value of total assets at end of year2013-12-31$18,263,404
Value of total assets at beginning of year2013-12-31$19,788,263
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$61,712
Total income from rents2013-12-31$0
Total interest from all sources2013-12-31$36,127
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$26,855
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$26,855
Administrative expenses professional fees incurred2013-12-31$32,989
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Amount of non-exempt transactions with any party-in-interest2013-12-31$0
Contributions received from participants2013-12-31$1,735,065
Participant contributions at end of year2013-12-31$807,190
Participant contributions at beginning of year2013-12-31$1,069,535
Participant contributions at end of year2013-12-31$6,152
Participant contributions at beginning of year2013-12-31$16,157
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$164,220
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$1,180
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$-3,042
Administrative expenses (other) incurred2013-12-31$0
Liabilities. Value of operating payables at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,396,858
Value of net assets at end of year (total assets less liabilities)2013-12-31$18,263,404
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$19,788,263
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2013-12-31$0
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2013-12-31$0
Investment advisory and management fees2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$1,618,127
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$2,481,564
Value of interest in pooled separate accounts at end of year2013-12-31$12,755,745
Value of interest in pooled separate accounts at beginning of year2013-12-31$11,787,740
Interest on participant loans2013-12-31$34,120
Income. Interest from loans (other than to participants)2013-12-31$0
Interest earned on other investments2013-12-31$2,007
Income. Interest from US Government securities2013-12-31$0
Income. Interest from corporate debt instruments2013-12-31$0
Value of interest in common/collective trusts at end of year2013-12-31$2,890,132
Value of interest in common/collective trusts at beginning of year2013-12-31$4,153,773
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$185,097
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$279,439
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$129,509
Net investment gain/loss from pooled separate accounts2013-12-31$2,274,948
Net investment gain or loss from common/collective trusts2013-12-31$-60,051
Net gain/loss from 103.12 investment entities2013-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$171,522
Employer contributions (assets) at end of year2013-12-31$961
Employer contributions (assets) at beginning of year2013-12-31$55
Income. Dividends from preferred stock2013-12-31$0
Income. Dividends from common stock2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,943,141
Contract administrator fees2013-12-31$28,723
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$0
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$0
Aggregate carrying amount (costs) on sale of assets2013-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2013-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31JOHNSON JACOBSON & WILCOX
Accountancy firm EIN2013-12-31880172854
2012 : AFFINITY GAMING RETIREMENT SAVINGS PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets2012-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$0
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$0
Total transfer of assets from this plan2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$4,140,166
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$5,551,040
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$5,470,597
Expenses. Certain deemed distributions of participant loans2012-12-31$625
Value of total corrective distributions2012-12-31$31,389
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,141,197
Value of total assets at end of year2012-12-31$19,788,263
Value of total assets at beginning of year2012-12-31$21,199,137
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$48,429
Total income from rents2012-12-31$0
Total interest from all sources2012-12-31$50,184
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$40,461
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$40,461
Administrative expenses professional fees incurred2012-12-31$12,498
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Amount of non-exempt transactions with any party-in-interest2012-12-31$0
Contributions received from participants2012-12-31$1,684,946
Participant contributions at end of year2012-12-31$1,069,535
Participant contributions at beginning of year2012-12-31$1,272,558
Participant contributions at end of year2012-12-31$16,157
Participant contributions at beginning of year2012-12-31$43,750
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$455,589
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$0
Other income not declared elsewhere2012-12-31$-549
Administrative expenses (other) incurred2012-12-31$0
Liabilities. Value of operating payables at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$-1,410,874
Value of net assets at end of year (total assets less liabilities)2012-12-31$19,788,263
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$21,199,137
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2012-12-31$0
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2012-12-31$0
Investment advisory and management fees2012-12-31$17,529
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$2,481,564
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$1,517,616
Value of interest in pooled separate accounts at end of year2012-12-31$11,787,740
Value of interest in pooled separate accounts at beginning of year2012-12-31$17,993,798
Interest on participant loans2012-12-31$43,870
Income. Interest from loans (other than to participants)2012-12-31$0
Interest earned on other investments2012-12-31$6,314
Income. Interest from US Government securities2012-12-31$0
Income. Interest from corporate debt instruments2012-12-31$0
Value of interest in common/collective trusts at end of year2012-12-31$4,153,773
Value of interest in common/collective trusts at beginning of year2012-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$279,439
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$371,415
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$214,530
Net investment gain/loss from pooled separate accounts2012-12-31$1,610,011
Net investment gain or loss from common/collective trusts2012-12-31$84,332
Net gain/loss from 103.12 investment entities2012-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$662
Employer contributions (assets) at end of year2012-12-31$55
Employer contributions (assets) at beginning of year2012-12-31$0
Income. Dividends from preferred stock2012-12-31$0
Income. Dividends from common stock2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$5,470,597
Contract administrator fees2012-12-31$18,402
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$0
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$0
Aggregate carrying amount (costs) on sale of assets2012-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2012-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31JOHNSON JASOBSON & WILCOX
Accountancy firm EIN2012-12-31880172854
2011 : AFFINITY GAMING RETIREMENT SAVINGS PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$0
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$7,046
Total transfer of assets from this plan2011-12-31$1,300,264
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,798,442
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$2,781,672
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,742,438
Expenses. Certain deemed distributions of participant loans2011-12-31$938
Value of total corrective distributions2011-12-31$16,854
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,871,397
Value of total assets at end of year2011-12-31$21,199,137
Value of total assets at beginning of year2011-12-31$23,475,585
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$21,442
Total income from rents2011-12-31$0
Total interest from all sources2011-12-31$62,151
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$32,236
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$32,236
Administrative expenses professional fees incurred2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Amount of non-exempt transactions with any party-in-interest2011-12-31$0
Contributions received from participants2011-12-31$1,788,517
Participant contributions at end of year2011-12-31$1,272,558
Participant contributions at beginning of year2011-12-31$1,314,414
Participant contributions at end of year2011-12-31$43,750
Participant contributions at beginning of year2011-12-31$80,441
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$82,855
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$100
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$0
Other income not declared elsewhere2011-12-31$2,276
Administrative expenses (other) incurred2011-12-31$0
Liabilities. Value of operating payables at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-983,230
Value of net assets at end of year (total assets less liabilities)2011-12-31$21,199,137
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$23,475,585
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2011-12-31$0
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2011-12-31$0
Investment advisory and management fees2011-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$1,517,616
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$1,670,822
Value of interest in pooled separate accounts at end of year2011-12-31$17,993,798
Value of interest in pooled separate accounts at beginning of year2011-12-31$19,918,618
Interest on participant loans2011-12-31$51,733
Income. Interest from loans (other than to participants)2011-12-31$0
Interest earned on other investments2011-12-31$10,418
Income. Interest from US Government securities2011-12-31$0
Income. Interest from corporate debt instruments2011-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$371,415
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$491,290
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-37,292
Net investment gain/loss from pooled separate accounts2011-12-31$-132,326
Net investment gain or loss from common/collective trusts2011-12-31$0
Net gain/loss from 103.12 investment entities2011-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$25
Employer contributions (assets) at end of year2011-12-31$0
Employer contributions (assets) at beginning of year2011-12-31$0
Income. Dividends from preferred stock2011-12-31$0
Income. Dividends from common stock2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,742,338
Contract administrator fees2011-12-31$21,442
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$0
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$0
Aggregate carrying amount (costs) on sale of assets2011-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2011-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31JOHNSON JACOBSON AND WILCOX
Accountancy firm EIN2011-12-31880172854

Form 5500 Responses for AFFINITY GAMING RETIREMENT SAVINGS PLAN

2022: AFFINITY GAMING RETIREMENT SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: AFFINITY GAMING RETIREMENT SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: AFFINITY GAMING RETIREMENT SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: AFFINITY GAMING RETIREMENT SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: AFFINITY GAMING RETIREMENT SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: AFFINITY GAMING RETIREMENT SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: AFFINITY GAMING RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: AFFINITY GAMING RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: AFFINITY GAMING RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: AFFINITY GAMING RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: AFFINITY GAMING RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: AFFINITY GAMING RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number447149
Policy instance 1
Insurance contract or identification number447149
Number of Individuals Covered1258
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number447149
Policy instance 1
Insurance contract or identification number447149
Number of Individuals Covered1167
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number447149
Policy instance 1
Insurance contract or identification number447149
Number of Individuals Covered1310
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number447149
Policy instance 1
Insurance contract or identification number447149
Number of Individuals Covered2088
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number447149
Policy instance 1
Insurance contract or identification number447149
Number of Individuals Covered2102
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number447149
Policy instance 1
Insurance contract or identification number447149
Number of Individuals Covered2356
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $9,244
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees9244
Additional information about fees paid to insurance brokerPRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker organization code?3
Insurance broker namePURSHE KAPLAN STERLING INVESTMENTS
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number447149
Policy instance 1
Insurance contract or identification number447149
Number of Individuals Covered2819
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $6,927
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees6927
Additional information about fees paid to insurance brokerPRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker organization code?3
Insurance broker namePURSHE KAPLAN STERLING INVESTMENTS
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number447149
Policy instance 1
Insurance contract or identification number447149
Number of Individuals Covered2743
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $10,407
Total amount of fees paid to insurance companyUSD $5,233
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $10,407
Amount paid for insurance broker fees0
Insurance broker organization code?3
Additional information about fees paid to insurance brokerPRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker namePURSHE KAPLAN STERLING INVESTMENTS
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number447149
Policy instance 1
Insurance contract or identification number447149
Number of Individuals Covered2934
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $7,952
Total amount of fees paid to insurance companyUSD $1,046
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7,952
Amount paid for insurance broker fees1046
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameINSURCORP
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number447149
Policy instance 1
Insurance contract or identification number447149
Number of Individuals Covered3349
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $12,590
Total amount of fees paid to insurance companyUSD $1,756
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12,590
Amount paid for insurance broker fees1756
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameINSURCORP
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number447149
Policy instance 1
Insurance contract or identification number447149
Number of Individuals Covered4433
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $30,880
Total amount of fees paid to insurance companyUSD $1,739
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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