401k Plan data: ROTECH HEALTHCARE INC. EMPLOYEES PLAN plan

ROTECH HEALTHCARE INC. EMPLOYEES PLAN 401k Plan overview

Plan Name	ROTECH HEALTHCARE INC. EMPLOYEES PLAN
Plan identification number	002

ROTECH HEALTHCARE INC. EMPLOYEES PLAN Benefits

401k Plan Type	Defined Contribution Pension
Plan Features/Benefits	Profit-sharing Stock bonus ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP). Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

ROTECH HEALTHCARE INC. has sponsored the creation of one or more 401k plans.

Company Name: ROTECH HEALTHCARE INC.

Employer identification number (EIN): 030408870

NAIC Classification: 621610
NAIC Description: Home Health Care Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROTECH HEALTHCARE INC. EMPLOYEES PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2013-01-01 ANTONIO PIMENTA
002 2012-01-01 DAVID MEADOR DAVID MEADOR 2013-10-15
002 2011-01-01 STEVEN ALSENE STEVEN ALSENE 2012-10-15
002 2009-01-01 STEVEN ALSENE STEVEN ALSENE 2010-09-15
002 2009-01-01 STEVEN ALSENE 2010-09-17
002 2009-01-01 STEVEN ALSENE
002 2008-01-01 STEVEN ALSENE 2010-04-06
002 2008-01-01 STEVEN ALSENE
002 2007-01-01 STEVEN ALSENE
002 2006-01-01 STEVEN ALSENE 2010-04-06
002 2006-01-01 STEVEN ALSENE

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2013-01-01	ANTONIO PIMENTA
002	2012-01-01	DAVID MEADOR	DAVID MEADOR	2013-10-15
002	2011-01-01	STEVEN ALSENE	STEVEN ALSENE	2012-10-15
002	2009-01-01	STEVEN ALSENE	STEVEN ALSENE	2010-09-15
002	2009-01-01		STEVEN ALSENE	2010-09-17
002	2009-01-01	STEVEN ALSENE
002	2008-01-01		STEVEN ALSENE	2010-04-06
002	2008-01-01	STEVEN ALSENE
002	2007-01-01	STEVEN ALSENE
002	2006-01-01		STEVEN ALSENE	2010-04-06
002	2006-01-01	STEVEN ALSENE

Plan Statistics for ROTECH HEALTHCARE INC. EMPLOYEES PLAN

401k plan membership statisitcs for ROTECH HEALTHCARE INC. EMPLOYEES PLAN

Measure Date Value
2013: ROTECH HEALTHCARE INC. EMPLOYEES PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 3,556
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 0
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 0
Number of participants with account balances 2013-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: ROTECH HEALTHCARE INC. EMPLOYEES PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 4,309
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 1,185
Number of retired or separated participants receiving benefits 2012-01-01 1
Number of other retired or separated participants entitled to future benefits 2012-01-01 2,362
Total of all active and inactive participants 2012-01-01 3,548
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 8
Total participants 2012-01-01 3,556
Number of participants with account balances 2012-01-01 2,371
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: ROTECH HEALTHCARE INC. EMPLOYEES PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 7,529
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 2,401
Number of retired or separated participants receiving benefits 2011-01-01 1
Number of other retired or separated participants entitled to future benefits 2011-01-01 1,742
Total of all active and inactive participants 2011-01-01 4,144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 10
Total participants 2011-01-01 4,154
Number of participants with account balances 2011-01-01 2,969
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: ROTECH HEALTHCARE INC. EMPLOYEES PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 7,925
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 2,631
Number of retired or separated participants receiving benefits 2009-01-01 1
Number of other retired or separated participants entitled to future benefits 2009-01-01 4,785
Total of all active and inactive participants 2009-01-01 7,417
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 8
Total participants 2009-01-01 7,425
Number of participants with account balances 2009-01-01 6,300
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0
2008: ROTECH HEALTHCARE INC. EMPLOYEES PLAN 2008 401k membership
Total participants, beginning-of-year 2008-01-01 9,162
Total number of active participants reported on line 7a of the Form 5500 2008-01-01 3,573
Number of retired or separated participants receiving benefits 2008-01-01 1
Number of other retired or separated participants entitled to future benefits 2008-01-01 4,780
Total of all active and inactive participants 2008-01-01 8,354
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2008-01-01 13
Total participants 2008-01-01 8,367
Number of participants with account balances 2008-01-01 6,472
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2008-01-01 0
2007: ROTECH HEALTHCARE INC. EMPLOYEES PLAN 2007 401k membership
Total participants, beginning-of-year 2007-01-01 9,060
Total number of active participants reported on line 7a of the Form 5500 2007-01-01 3,974
Number of retired or separated participants receiving benefits 2007-01-01 4
Number of other retired or separated participants entitled to future benefits 2007-01-01 4,376
Total of all active and inactive participants 2007-01-01 8,354
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2007-01-01 12
Total participants 2007-01-01 8,366
Number of participants with account balances 2007-01-01 6,642
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2007-01-01 0
2006: ROTECH HEALTHCARE INC. EMPLOYEES PLAN 2006 401k membership
Total participants, beginning-of-year 2006-01-01 7,988
Total number of active participants reported on line 7a of the Form 5500 2006-01-01 3,869
Number of retired or separated participants receiving benefits 2006-01-01 22
Number of other retired or separated participants entitled to future benefits 2006-01-01 4,246
Total of all active and inactive participants 2006-01-01 8,137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2006-01-01 13
Total participants 2006-01-01 8,150
Number of participants with account balances 2006-01-01 7,050
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2006-01-01 0

Measure	Date	Value
2013: ROTECH HEALTHCARE INC. EMPLOYEES PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	3,556
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	0
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	0
Number of participants with account balances	2013-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: ROTECH HEALTHCARE INC. EMPLOYEES PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	4,309
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	1,185
Number of retired or separated participants receiving benefits	2012-01-01	1
Number of other retired or separated participants entitled to future benefits	2012-01-01	2,362
Total of all active and inactive participants	2012-01-01	3,548
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	8
Total participants	2012-01-01	3,556
Number of participants with account balances	2012-01-01	2,371
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: ROTECH HEALTHCARE INC. EMPLOYEES PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	7,529
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	2,401
Number of retired or separated participants receiving benefits	2011-01-01	1
Number of other retired or separated participants entitled to future benefits	2011-01-01	1,742
Total of all active and inactive participants	2011-01-01	4,144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	10
Total participants	2011-01-01	4,154
Number of participants with account balances	2011-01-01	2,969
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: ROTECH HEALTHCARE INC. EMPLOYEES PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	7,925
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	2,631
Number of retired or separated participants receiving benefits	2009-01-01	1
Number of other retired or separated participants entitled to future benefits	2009-01-01	4,785
Total of all active and inactive participants	2009-01-01	7,417
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	8
Total participants	2009-01-01	7,425
Number of participants with account balances	2009-01-01	6,300
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0
2008: ROTECH HEALTHCARE INC. EMPLOYEES PLAN 2008 401k membership
Total participants, beginning-of-year	2008-01-01	9,162
Total number of active participants reported on line 7a of the Form 5500	2008-01-01	3,573
Number of retired or separated participants receiving benefits	2008-01-01	1
Number of other retired or separated participants entitled to future benefits	2008-01-01	4,780
Total of all active and inactive participants	2008-01-01	8,354
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2008-01-01	13
Total participants	2008-01-01	8,367
Number of participants with account balances	2008-01-01	6,472
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2008-01-01	0
2007: ROTECH HEALTHCARE INC. EMPLOYEES PLAN 2007 401k membership
Total participants, beginning-of-year	2007-01-01	9,060
Total number of active participants reported on line 7a of the Form 5500	2007-01-01	3,974
Number of retired or separated participants receiving benefits	2007-01-01	4
Number of other retired or separated participants entitled to future benefits	2007-01-01	4,376
Total of all active and inactive participants	2007-01-01	8,354
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2007-01-01	12
Total participants	2007-01-01	8,366
Number of participants with account balances	2007-01-01	6,642
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2007-01-01	0
2006: ROTECH HEALTHCARE INC. EMPLOYEES PLAN 2006 401k membership
Total participants, beginning-of-year	2006-01-01	7,988
Total number of active participants reported on line 7a of the Form 5500	2006-01-01	3,869
Number of retired or separated participants receiving benefits	2006-01-01	22
Number of other retired or separated participants entitled to future benefits	2006-01-01	4,246
Total of all active and inactive participants	2006-01-01	8,137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2006-01-01	13
Total participants	2006-01-01	8,150
Number of participants with account balances	2006-01-01	7,050
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2006-01-01	0

Financial Data on ROTECH HEALTHCARE INC. EMPLOYEES PLAN

Measure	Date	Value
2013 : ROTECH HEALTHCARE INC. EMPLOYEES PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-07-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-07-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-07-31	$0
Total income from all sources (including contributions)	2013-07-31	$215
Total loss/gain on sale of assets	2013-07-31	$0
Total of all expenses incurred	2013-07-31	$3,655,981
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-07-31	$3,596,774
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-07-31	$0
Value of total assets at end of year	2013-07-31	$0
Value of total assets at beginning of year	2013-07-31	$3,655,766
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-07-31	$59,207
Total interest from all sources	2013-07-31	$215
Total dividends received (eg from common stock, registered investment company shares)	2013-07-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-07-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2013-07-31	$0
Administrative expenses professional fees incurred	2013-07-31	$401
Was this plan covered by a fidelity bond	2013-07-31	Yes
Value of fidelity bond cover	2013-07-31	$10,000,000
If this is an individual account plan, was there a blackout period	2013-07-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-07-31	No
Participant contributions at end of year	2013-07-31	$0
Participant contributions at beginning of year	2013-07-31	$0
Assets. Other investments not covered elsewhere at end of year	2013-07-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2013-07-31	$34,942
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-07-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-07-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-07-31	No
Value of net income/loss	2013-07-31	$-3,655,766
Value of net assets at end of year (total assets less liabilities)	2013-07-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2013-07-31	$3,655,766
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-07-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-07-31	No
Were any leases to which the plan was party in default or uncollectible	2013-07-31	No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-07-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-07-31	$3,620,824
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-07-31	$3,620,824
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-07-31	$215
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-07-31	No
Was there a failure to transmit to the plan any participant contributions	2013-07-31	No
Has the plan failed to provide any benefit when due under the plan	2013-07-31	No
Employer contributions (assets) at end of year	2013-07-31	$0
Employer contributions (assets) at beginning of year	2013-07-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-07-31	$3,596,774
Contract administrator fees	2013-07-31	$58,806
Did the plan have assets held for investment	2013-07-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-07-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-07-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-07-31	No
Opinion of an independent qualified public accountant for this plan	2013-07-31	Unqualified
Accountancy firm name	2013-07-31	MCGLADREY LLP
Accountancy firm EIN	2013-07-31	420714325
2012 : ROTECH HEALTHCARE INC. EMPLOYEES PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets	2012-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$-395,707
Total unrealized appreciation/depreciation of assets	2012-12-31	$-395,707
Total transfer of assets to this plan	2012-12-31	$0
Total transfer of assets from this plan	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Expenses. Interest paid	2012-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$-341,229
Total loss/gain on sale of assets	2012-12-31	$-291,792
Total of all expenses incurred	2012-12-31	$1,085,155
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$994,984
Value of total corrective distributions	2012-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$0
Value of total assets at end of year	2012-12-31	$3,655,766
Value of total assets at beginning of year	2012-12-31	$5,082,150
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$90,171
Total income from rents	2012-12-31	$0
Total interest from all sources	2012-12-31	$30,405
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$315,865
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$712
Administrative expenses professional fees incurred	2012-12-31	$0
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Amount of non-exempt transactions with any party-in-interest	2012-12-31	$0
Contributions received from participants	2012-12-31	$0
Participant contributions at end of year	2012-12-31	$0
Participant contributions at beginning of year	2012-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$34,942
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2012-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$431,112
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$0
Other income not declared elsewhere	2012-12-31	$0
Administrative expenses (other) incurred	2012-12-31	$5,959
Liabilities. Value of operating payables at end of year	2012-12-31	$0
Liabilities. Value of operating payables at beginning of year	2012-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Income. Non cash contributions	2012-12-31	$0
Value of net income/loss	2012-12-31	$-1,426,384
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$3,655,766
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$5,082,150
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2012-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2012-12-31	$0
Investment advisory and management fees	2012-12-31	$3,768
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$118,043
Income. Interest from loans (other than to participants)	2012-12-31	$0
Interest earned on other investments	2012-12-31	$0
Income. Interest from US Government securities	2012-12-31	$0
Income. Interest from corporate debt instruments	2012-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$3,620,824
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$40,005
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$40,005
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$30,405
Expenses. Payments to insurance carriers foe the provision of benefits	2012-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$0
Net investment gain/loss from pooled separate accounts	2012-12-31	$0
Net investment gain or loss from common/collective trusts	2012-12-31	$0
Net gain/loss from 103.12 investment entities	2012-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Assets. Invements in employer securities at end of year	2012-12-31	$0
Assets. Invements in employer securities at beginning of year	2012-12-31	$3,222,187
Contributions received in cash from employer	2012-12-31	$0
Employer contributions (assets) at end of year	2012-12-31	$0
Employer contributions (assets) at beginning of year	2012-12-31	$0
Income. Dividends from preferred stock	2012-12-31	$315,153
Income. Dividends from common stock	2012-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$994,984
Contract administrator fees	2012-12-31	$80,444
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$1,270,803
Liabilities. Value of benefit claims payable at beginning of year	2012-12-31	$0
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$-291,792
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2012-12-31	$0
Accountancy firm name	2012-12-31	MCGLADREY LLP
Accountancy firm EIN	2012-12-31	420714325
2011 : ROTECH HEALTHCARE INC. EMPLOYEES PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets	2011-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$1,114,100
Total unrealized appreciation/depreciation of assets	2011-12-31	$1,114,100
Total transfer of assets to this plan	2011-12-31	$0
Total transfer of assets from this plan	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$1,090
Expenses. Interest paid	2011-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$1,065,933
Total loss/gain on sale of assets	2011-12-31	$-511,861
Total of all expenses incurred	2011-12-31	$2,741,855
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$2,520,449
Value of total corrective distributions	2011-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$0
Value of total assets at end of year	2011-12-31	$5,082,150
Value of total assets at beginning of year	2011-12-31	$6,759,162
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$221,406
Total income from rents	2011-12-31	$0
Total interest from all sources	2011-12-31	$306
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$440,148
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$9,055
Administrative expenses professional fees incurred	2011-12-31	$0
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Amount of non-exempt transactions with any party-in-interest	2011-12-31	$0
Contributions received from participants	2011-12-31	$0
Participant contributions at end of year	2011-12-31	$0
Participant contributions at beginning of year	2011-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2011-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$431,112
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$434,649
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$0
Other income not declared elsewhere	2011-12-31	$23,240
Administrative expenses (other) incurred	2011-12-31	$125
Liabilities. Value of operating payables at end of year	2011-12-31	$0
Liabilities. Value of operating payables at beginning of year	2011-12-31	$1,090
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Income. Non cash contributions	2011-12-31	$0
Value of net income/loss	2011-12-31	$-1,675,922
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$5,082,150
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$6,758,072
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2011-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2011-12-31	$0
Investment advisory and management fees	2011-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$118,043
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$124,641
Income. Interest from loans (other than to participants)	2011-12-31	$0
Interest earned on other investments	2011-12-31	$0
Income. Interest from US Government securities	2011-12-31	$0
Income. Interest from corporate debt instruments	2011-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$40,005
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$684,705
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$684,705
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$306
Expenses. Payments to insurance carriers foe the provision of benefits	2011-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$0
Net investment gain/loss from pooled separate accounts	2011-12-31	$0
Net investment gain or loss from common/collective trusts	2011-12-31	$0
Net gain/loss from 103.12 investment entities	2011-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Assets. Invements in employer securities at end of year	2011-12-31	$3,222,187
Assets. Invements in employer securities at beginning of year	2011-12-31	$4,119,332
Contributions received in cash from employer	2011-12-31	$0
Employer contributions (assets) at end of year	2011-12-31	$0
Employer contributions (assets) at beginning of year	2011-12-31	$0
Income. Dividends from preferred stock	2011-12-31	$431,093
Income. Dividends from common stock	2011-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$2,520,449
Contract administrator fees	2011-12-31	$221,281
Assets. Corporate common stocks other than exployer securities at end of year	2011-12-31	$1,270,803
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-12-31	$1,395,835
Liabilities. Value of benefit claims payable at beginning of year	2011-12-31	$0
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$-511,861
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2011-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	MCGLADREY LLP
Accountancy firm EIN	2011-12-31	420714325
2010 : ROTECH HEALTHCARE INC. EMPLOYEES PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets	2010-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$3,115,635
Total unrealized appreciation/depreciation of assets	2010-12-31	$3,115,635
Total transfer of assets to this plan	2010-12-31	$0
Total transfer of assets from this plan	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$1,090
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$2,905
Expenses. Interest paid	2010-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$3,168,948
Total loss/gain on sale of assets	2010-12-31	$-403,594
Total of all expenses incurred	2010-12-31	$116,619
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$28,350
Value of total corrective distributions	2010-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$0
Value of total assets at end of year	2010-12-31	$6,759,162
Value of total assets at beginning of year	2010-12-31	$3,708,648
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$88,269
Total income from rents	2010-12-31	$0
Total interest from all sources	2010-12-31	$7,079
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$449,828
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$0
Administrative expenses professional fees incurred	2010-12-31	$0
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Amount of non-exempt transactions with any party-in-interest	2010-12-31	$0
Contributions received from participants	2010-12-31	$0
Participant contributions at end of year	2010-12-31	$0
Participant contributions at beginning of year	2010-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$45,679
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2010-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$434,649
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$5,124
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$1,090
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$2,905
Other income not declared elsewhere	2010-12-31	$0
Administrative expenses (other) incurred	2010-12-31	$573
Liabilities. Value of operating payables at beginning of year	2010-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Income. Non cash contributions	2010-12-31	$0
Value of net income/loss	2010-12-31	$3,052,329
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$6,758,072
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$3,705,743
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2010-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2010-12-31	$0
Investment advisory and management fees	2010-12-31	$5,730
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$124,641
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$383,162
Income. Interest from loans (other than to participants)	2010-12-31	$0
Interest earned on other investments	2010-12-31	$0
Income. Interest from US Government securities	2010-12-31	$0
Income. Interest from corporate debt instruments	2010-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$684,705
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$452,987
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$452,987
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$7,079
Expenses. Payments to insurance carriers foe the provision of benefits	2010-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$0
Net investment gain/loss from pooled separate accounts	2010-12-31	$0
Net investment gain or loss from common/collective trusts	2010-12-31	$0
Net gain/loss from 103.12 investment entities	2010-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Assets. Invements in employer securities at end of year	2010-12-31	$4,119,332
Assets. Invements in employer securities at beginning of year	2010-12-31	$1,272,552
Contributions received in cash from employer	2010-12-31	$0
Employer contributions (assets) at end of year	2010-12-31	$0
Employer contributions (assets) at beginning of year	2010-12-31	$0
Income. Dividends from preferred stock	2010-12-31	$434,648
Income. Dividends from common stock	2010-12-31	$15,180
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$28,350
Contract administrator fees	2010-12-31	$81,966
Assets. Corporate common stocks other than exployer securities at end of year	2010-12-31	$1,395,835
Assets. Corporate common stocks other than exployer securities at beginning of year	2010-12-31	$1,549,144
Liabilities. Value of benefit claims payable at beginning of year	2010-12-31	$0
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$-403,594
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2010-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	MCGLADREY & PULLEN
Accountancy firm EIN	2010-12-31	420714325
2009 : ROTECH HEALTHCARE INC. EMPLOYEES PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for ROTECH HEALTHCARE INC. EMPLOYEES PLAN

2013: ROTECH HEALTHCARE INC. EMPLOYEES PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	Yes
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ROTECH HEALTHCARE INC. EMPLOYEES PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ROTECH HEALTHCARE INC. EMPLOYEES PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: ROTECH HEALTHCARE INC. EMPLOYEES PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes
2008: ROTECH HEALTHCARE INC. EMPLOYEES PLAN 2008 form 5500 responses
2008-01-01	Type of plan entity	Single employer plan
2008-01-01	Submission has been amended	Yes
2008-01-01	This submission is the final filing	No
2008-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-01-01	Plan is a collectively bargained plan	No
2008-01-01	Plan funding arrangement – Trust	Yes
2008-01-01	Plan benefit arrangement - Trust	Yes
2007: ROTECH HEALTHCARE INC. EMPLOYEES PLAN 2007 form 5500 responses
2007-01-01	Type of plan entity	Single employer plan
2007-01-01	Submission has been amended	Yes
2007-01-01	This submission is the final filing	No
2007-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2007-01-01	Plan is a collectively bargained plan	No
2007-01-01	Plan funding arrangement – Trust	Yes
2007-01-01	Plan benefit arrangement - Trust	Yes
2006: ROTECH HEALTHCARE INC. EMPLOYEES PLAN 2006 form 5500 responses
2006-01-01	Type of plan entity	Single employer plan
2006-01-01	Submission has been amended	Yes
2006-01-01	This submission is the final filing	No
2006-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2006-01-01	Plan is a collectively bargained plan	No
2006-01-01	Plan funding arrangement – Trust	Yes
2006-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ROTECH HEALTHCARE INC.
Employer identification number (EIN):	030408870
NAIC Classification:	621610
NAIC Description:	Home Health Care Services