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AM GENERAL CAPITAL ACCUMULATION PLAN 401k Plan overview

Plan NameAM GENERAL CAPITAL ACCUMULATION PLAN
Plan identification number 002

AM GENERAL CAPITAL ACCUMULATION PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

AM GENERAL LLC has sponsored the creation of one or more 401k plans.

Company Name:AM GENERAL LLC
Employer identification number (EIN):030448255
NAIC Classification:336100

Additional information about AM GENERAL LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 2280166

More information about AM GENERAL LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AM GENERAL CAPITAL ACCUMULATION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022017-01-01MARK MINNE
0022016-01-01MARK MINNE
0022015-01-01MARK MINNE
0022014-01-01MARK MINNE
0022013-01-01MARK MINNE
0022012-01-01MARK MINNE
0022011-01-01GARY WUSLICH
0022009-01-01GARY L. WUSLICH GARY L. WUSLICH2010-10-15

Plan Statistics for AM GENERAL CAPITAL ACCUMULATION PLAN

401k plan membership statisitcs for AM GENERAL CAPITAL ACCUMULATION PLAN

Measure Date Value
2017: AM GENERAL CAPITAL ACCUMULATION PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01794
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-010
Number of participants with account balances2017-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: AM GENERAL CAPITAL ACCUMULATION PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01821
Total number of active participants reported on line 7a of the Form 55002016-01-01548
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01242
Total of all active and inactive participants2016-01-01790
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-014
Total participants2016-01-01794
Number of participants with account balances2016-01-01772
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-011
2015: AM GENERAL CAPITAL ACCUMULATION PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01804
Total number of active participants reported on line 7a of the Form 55002015-01-01583
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01234
Total of all active and inactive participants2015-01-01817
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-014
Total participants2015-01-01821
Number of participants with account balances2015-01-01703
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: AM GENERAL CAPITAL ACCUMULATION PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01846
Total number of active participants reported on line 7a of the Form 55002014-01-01579
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01219
Total of all active and inactive participants2014-01-01798
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-016
Total participants2014-01-01804
Number of participants with account balances2014-01-01713
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-011
2013: AM GENERAL CAPITAL ACCUMULATION PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01927
Total number of active participants reported on line 7a of the Form 55002013-01-01625
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01215
Total of all active and inactive participants2013-01-01840
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-016
Total participants2013-01-01846
Number of participants with account balances2013-01-01755
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-017
2012: AM GENERAL CAPITAL ACCUMULATION PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,013
Total number of active participants reported on line 7a of the Form 55002012-01-01701
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01226
Total of all active and inactive participants2012-01-01927
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01927
Number of participants with account balances2012-01-01845
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-016
2011: AM GENERAL CAPITAL ACCUMULATION PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,079
Total number of active participants reported on line 7a of the Form 55002011-01-01864
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01149
Total of all active and inactive participants2011-01-011,013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-011,013
Number of participants with account balances2011-01-01883
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-013
2009: AM GENERAL CAPITAL ACCUMULATION PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,018
Total number of active participants reported on line 7a of the Form 55002009-01-01992
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0190
Total of all active and inactive participants2009-01-011,082
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-011,082
Number of participants with account balances2009-01-01908
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on AM GENERAL CAPITAL ACCUMULATION PLAN

Measure Date Value
2017 : AM GENERAL CAPITAL ACCUMULATION PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-06-22$0
Total transfer of assets from this plan2017-06-22$85,844,081
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-22$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-22$1,559
Total income from all sources (including contributions)2017-06-22$8,642,799
Total loss/gain on sale of assets2017-06-22$0
Total of all expenses incurred2017-06-22$4,874,145
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-06-22$4,867,669
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-06-22$2,286,136
Value of total assets at end of year2017-06-22$0
Value of total assets at beginning of year2017-06-22$82,076,986
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-06-22$6,476
Total interest from all sources2017-06-22$20,732
Total dividends received (eg from common stock, registered investment company shares)2017-06-22$90,224
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-06-22No
Total dividends received from registered investment company shares (eg mutual funds)2017-06-22$90,224
Was this plan covered by a fidelity bond2017-06-22Yes
Value of fidelity bond cover2017-06-22$25,000,000
If this is an individual account plan, was there a blackout period2017-06-22No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-06-22$0
Were there any nonexempt tranactions with any party-in-interest2017-06-22No
Contributions received from participants2017-06-22$1,888,141
Participant contributions at end of year2017-06-22$0
Participant contributions at beginning of year2017-06-22$1,105,551
Participant contributions at end of year2017-06-22$0
Participant contributions at beginning of year2017-06-22$189,280
Income. Received or receivable in cash from other sources (including rollovers)2017-06-22$77,903
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-06-22$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-06-22$1,559
Administrative expenses (other) incurred2017-06-22$6,476
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-22No
Value of net income/loss2017-06-22$3,768,654
Value of net assets at end of year (total assets less liabilities)2017-06-22$0
Value of net assets at beginning of year (total assets less liabilities)2017-06-22$82,075,427
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-06-22No
Were any loans by the plan or fixed income obligations due to the plan in default2017-06-22No
Were any leases to which the plan was party in default or uncollectible2017-06-22No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-06-22$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-06-22$50,036,838
Interest on participant loans2017-06-22$20,732
Value of interest in common/collective trusts at end of year2017-06-22$0
Value of interest in common/collective trusts at beginning of year2017-06-22$30,244,977
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-06-22$5,165,398
Net investment gain or loss from common/collective trusts2017-06-22$1,080,309
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-06-22No
Was there a failure to transmit to the plan any participant contributions2017-06-22No
Has the plan failed to provide any benefit when due under the plan2017-06-22No
Contributions received in cash from employer2017-06-22$320,092
Employer contributions (assets) at end of year2017-06-22$0
Employer contributions (assets) at beginning of year2017-06-22$500,340
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-06-22$4,867,669
Did the plan have assets held for investment2017-06-22No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-22No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-06-22Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-06-22Yes
Opinion of an independent qualified public accountant for this plan2017-06-22Disclaimer
Accountancy firm name2017-06-22KPMG LLP
Accountancy firm EIN2017-06-22135565207
2016 : AM GENERAL CAPITAL ACCUMULATION PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$1,559
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$1,525
Total income from all sources (including contributions)2016-12-31$9,937,288
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$13,452,186
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$13,446,895
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$5,343,122
Value of total assets at end of year2016-12-31$82,076,986
Value of total assets at beginning of year2016-12-31$85,591,850
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$5,291
Total interest from all sources2016-12-31$38,440
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$2,056,133
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$2,056,133
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$25,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$3,785,685
Participant contributions at end of year2016-12-31$1,105,551
Participant contributions at beginning of year2016-12-31$959,215
Participant contributions at end of year2016-12-31$189,280
Participant contributions at beginning of year2016-12-31$162,301
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$378,559
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$1,559
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$1,525
Administrative expenses (other) incurred2016-12-31$5,291
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-3,514,898
Value of net assets at end of year (total assets less liabilities)2016-12-31$82,075,427
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$85,590,325
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$50,036,838
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$53,846,699
Interest on participant loans2016-12-31$38,440
Value of interest in common/collective trusts at end of year2016-12-31$30,244,977
Value of interest in common/collective trusts at beginning of year2016-12-31$30,141,499
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,453,621
Net investment gain or loss from common/collective trusts2016-12-31$1,045,972
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,178,878
Employer contributions (assets) at end of year2016-12-31$500,340
Employer contributions (assets) at beginning of year2016-12-31$482,136
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$13,446,895
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31KPMG LLP
Accountancy firm EIN2016-12-31135565207
2015 : AM GENERAL CAPITAL ACCUMULATION PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$1,525
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$5,209,531
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$9,127,527
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$9,127,527
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$5,206,837
Value of total assets at end of year2015-12-31$85,591,850
Value of total assets at beginning of year2015-12-31$89,508,321
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$0
Total interest from all sources2015-12-31$35,570
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$3,638,239
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$3,638,239
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$25,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$4,030,326
Participant contributions at end of year2015-12-31$959,215
Participant contributions at beginning of year2015-12-31$937,370
Participant contributions at end of year2015-12-31$162,301
Participant contributions at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$44,747
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$1,247
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$1,525
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-3,917,996
Value of net assets at end of year (total assets less liabilities)2015-12-31$85,590,325
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$89,508,321
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$53,846,699
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$55,976,342
Interest on participant loans2015-12-31$35,570
Value of interest in common/collective trusts at end of year2015-12-31$30,141,499
Value of interest in common/collective trusts at beginning of year2015-12-31$32,107,893
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-3,719,447
Net investment gain or loss from common/collective trusts2015-12-31$48,332
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,131,764
Employer contributions (assets) at end of year2015-12-31$482,136
Employer contributions (assets) at beginning of year2015-12-31$485,469
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$9,127,527
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31KPMG LLP
Accountancy firm EIN2015-12-31135565207
2014 : AM GENERAL CAPITAL ACCUMULATION PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$61,444
Total income from all sources (including contributions)2014-12-31$9,518,554
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$9,482,262
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$9,482,262
Value of total corrective distributions2014-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$5,039,391
Value of total assets at end of year2014-12-31$89,508,321
Value of total assets at beginning of year2014-12-31$89,533,473
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$0
Total interest from all sources2014-12-31$37,207
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$3,238,037
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$3,238,037
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$25,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$3,740,734
Participant contributions at end of year2014-12-31$937,370
Participant contributions at beginning of year2014-12-31$1,080,433
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$167,365
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$1,247
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$1,846
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$61,444
Other income not declared elsewhere2014-12-31$39,167
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$36,292
Value of net assets at end of year (total assets less liabilities)2014-12-31$89,508,321
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$89,472,029
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$55,976,342
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$52,896,300
Interest on participant loans2014-12-31$37,207
Value of interest in common/collective trusts at end of year2014-12-31$32,107,893
Value of interest in common/collective trusts at beginning of year2014-12-31$35,078,938
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$206,663
Net investment gain or loss from common/collective trusts2014-12-31$958,089
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,131,292
Employer contributions (assets) at end of year2014-12-31$485,469
Employer contributions (assets) at beginning of year2014-12-31$475,956
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$9,482,262
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31KPMG LLP
Accountancy firm EIN2014-12-31135565207
2013 : AM GENERAL CAPITAL ACCUMULATION PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$61,444
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$100,076
Total income from all sources (including contributions)2013-12-31$17,893,644
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$9,265,768
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$9,265,768
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$5,610,228
Value of total assets at end of year2013-12-31$89,533,473
Value of total assets at beginning of year2013-12-31$80,944,229
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$0
Total interest from all sources2013-12-31$43,406
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$2,018,509
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$2,018,509
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$25,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$4,296,590
Participant contributions at end of year2013-12-31$1,080,433
Participant contributions at beginning of year2013-12-31$1,102,059
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$156,830
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$1,846
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$732
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$61,444
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$100,076
Other income not declared elsewhere2013-12-31$20
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$8,627,876
Value of net assets at end of year (total assets less liabilities)2013-12-31$89,472,029
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$80,844,153
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$52,896,300
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$44,394,159
Interest on participant loans2013-12-31$43,406
Value of interest in common/collective trusts at end of year2013-12-31$35,078,938
Value of interest in common/collective trusts at beginning of year2013-12-31$34,981,303
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$8,766,792
Net investment gain or loss from common/collective trusts2013-12-31$1,454,689
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,156,808
Employer contributions (assets) at end of year2013-12-31$475,956
Employer contributions (assets) at beginning of year2013-12-31$465,976
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$9,265,768
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31KPMG LLP
Accountancy firm EIN2013-12-31135565207
2012 : AM GENERAL CAPITAL ACCUMULATION PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$100,076
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$18,059
Total income from all sources (including contributions)2012-12-31$15,152,038
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$10,538,349
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$10,521,173
Value of total corrective distributions2012-12-31$17,176
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$7,606,315
Value of total assets at end of year2012-12-31$80,944,229
Value of total assets at beginning of year2012-12-31$76,248,523
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$0
Total interest from all sources2012-12-31$48,662
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$15,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$5,731,238
Participant contributions at end of year2012-12-31$1,102,059
Participant contributions at beginning of year2012-12-31$1,120,375
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$133,687
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$556,041
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$732
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$1,564
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$100,076
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$18,059
Total non interest bearing cash at end of year2012-12-31$0
Total non interest bearing cash at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$4,613,689
Value of net assets at end of year (total assets less liabilities)2012-12-31$80,844,153
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$76,230,464
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$44,394,159
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$41,856,442
Interest on participant loans2012-12-31$48,662
Value of interest in common/collective trusts at end of year2012-12-31$34,981,303
Value of interest in common/collective trusts at beginning of year2012-12-31$33,092,856
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$5,673,419
Net investment gain or loss from common/collective trusts2012-12-31$1,823,642
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,319,036
Employer contributions (assets) at end of year2012-12-31$465,976
Employer contributions (assets) at beginning of year2012-12-31$43,599
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$10,521,173
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31KPMG LLP
Accountancy firm EIN2012-12-31135565207
2011 : AM GENERAL CAPITAL ACCUMULATION PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$18,059
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$5,829,164
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$7,741,049
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$7,741,049
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$7,050,419
Value of total assets at end of year2011-12-31$76,248,523
Value of total assets at beginning of year2011-12-31$78,142,349
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$0
Total interest from all sources2011-12-31$52,298
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$15,000,000
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$5,974,482
Participant contributions at end of year2011-12-31$1,120,375
Participant contributions at beginning of year2011-12-31$1,157,406
Participant contributions at end of year2011-12-31$133,687
Participant contributions at beginning of year2011-12-31$153,565
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$181,752
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$1,564
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$1,678
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$18,059
Total non interest bearing cash at end of year2011-12-31$0
Total non interest bearing cash at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-1,911,885
Value of net assets at end of year (total assets less liabilities)2011-12-31$76,230,464
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$78,142,349
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$41,856,442
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$44,521,531
Interest on participant loans2011-12-31$52,298
Value of interest in common/collective trusts at end of year2011-12-31$33,092,856
Value of interest in common/collective trusts at beginning of year2011-12-31$31,990,322
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,601,343
Net investment gain or loss from common/collective trusts2011-12-31$327,790
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$894,185
Employer contributions (assets) at end of year2011-12-31$43,599
Employer contributions (assets) at beginning of year2011-12-31$317,847
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$7,741,049
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31KPMG LLP
Accountancy firm EIN2011-12-31135565207
2010 : AM GENERAL CAPITAL ACCUMULATION PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$0
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$15,649,390
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$8,036,278
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$8,036,278
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$8,120,312
Value of total assets at end of year2010-12-31$78,142,349
Value of total assets at beginning of year2010-12-31$70,529,237
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$62,474
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$15,000,000
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$6,686,113
Participant contributions at end of year2010-12-31$1,157,406
Participant contributions at beginning of year2010-12-31$1,169,355
Participant contributions at end of year2010-12-31$153,565
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$133,771
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$1,678
Other income not declared elsewhere2010-12-31$46
Total non interest bearing cash at end of year2010-12-31$0
Total non interest bearing cash at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$7,613,112
Value of net assets at end of year (total assets less liabilities)2010-12-31$78,142,349
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$70,529,237
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$44,521,531
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$38,438,241
Interest on participant loans2010-12-31$62,474
Value of interest in common/collective trusts at end of year2010-12-31$31,990,322
Value of interest in common/collective trusts at beginning of year2010-12-31$30,374,192
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$5,408,401
Net investment gain or loss from common/collective trusts2010-12-31$2,058,157
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,300,428
Employer contributions (assets) at end of year2010-12-31$317,847
Employer contributions (assets) at beginning of year2010-12-31$547,449
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$8,036,278
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31KPMG LLP
Accountancy firm EIN2010-12-31135565207

Form 5500 Responses for AM GENERAL CAPITAL ACCUMULATION PLAN

2017: AM GENERAL CAPITAL ACCUMULATION PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingYes
2017-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: AM GENERAL CAPITAL ACCUMULATION PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: AM GENERAL CAPITAL ACCUMULATION PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: AM GENERAL CAPITAL ACCUMULATION PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: AM GENERAL CAPITAL ACCUMULATION PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: AM GENERAL CAPITAL ACCUMULATION PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: AM GENERAL CAPITAL ACCUMULATION PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: AM GENERAL CAPITAL ACCUMULATION PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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