HOUGHTON MIFFLIN HARCOURT PUBLISHING COMPANY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan HOUGHTON MIFFLIN 401(K) SAVINGS PLAN
Measure | Date | Value |
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2022 : HOUGHTON MIFFLIN 401(K) SAVINGS PLAN 2022 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2022-12-31 | $-2,314,418 |
Total unrealized appreciation/depreciation of assets | 2022-12-31 | $-2,314,418 |
Total income from all sources (including contributions) | 2022-12-31 | $-89,721,250 |
Total loss/gain on sale of assets | 2022-12-31 | $-260,077 |
Total of all expenses incurred | 2022-12-31 | $51,233,916 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $50,814,946 |
Value of total corrective distributions | 2022-12-31 | $28 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $25,149,362 |
Value of total assets at end of year | 2022-12-31 | $478,722,794 |
Value of total assets at beginning of year | 2022-12-31 | $619,677,960 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $418,942 |
Total interest from all sources | 2022-12-31 | $158,400 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $5,360,194 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $5,346,753 |
Administrative expenses professional fees incurred | 2022-12-31 | $44,613 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $18,028,686 |
Participant contributions at end of year | 2022-12-31 | $2,719,976 |
Participant contributions at beginning of year | 2022-12-31 | $3,074,129 |
Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $5,766,347 |
Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $7,899,429 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $1,582,183 |
Other income not declared elsewhere | 2022-12-31 | $371,750 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-140,955,166 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $478,722,794 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $619,677,960 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Investment advisory and management fees | 2022-12-31 | $147,145 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $217,866,280 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $566,186,566 |
Interest on participant loans | 2022-12-31 | $144,289 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $251,817,854 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $42,163,656 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-12-31 | $14,111 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-86,721,484 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $-31,464,977 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $5,538,493 |
Employer contributions (assets) at end of year | 2022-12-31 | $552,337 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $354,180 |
Income. Dividends from common stock | 2022-12-31 | $13,441 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $50,814,946 |
Contract administrator fees | 2022-12-31 | $227,184 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Aggregate proceeds on sale of assets | 2022-12-31 | $1,201,474 |
Aggregate carrying amount (costs) on sale of assets | 2022-12-31 | $1,461,551 |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | CARON & BLETZER, PLLC |
Accountancy firm EIN | 2022-12-31 | 043499945 |
2021 : HOUGHTON MIFFLIN 401(K) SAVINGS PLAN 2021 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2021-12-31 | $934,682 |
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $934,682 |
Total income from all sources (including contributions) | 2021-12-31 | $111,138,202 |
Total loss/gain on sale of assets | 2021-12-31 | $98,985 |
Total of all expenses incurred | 2021-12-31 | $78,242,736 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $77,788,328 |
Expenses. Certain deemed distributions of participant loans | 2021-12-31 | $21,010 |
Value of total corrective distributions | 2021-12-31 | $1,298 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $24,597,762 |
Value of total assets at end of year | 2021-12-31 | $619,677,960 |
Value of total assets at beginning of year | 2021-12-31 | $586,782,494 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $432,100 |
Total interest from all sources | 2021-12-31 | $212,677 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $38,892,753 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $38,880,235 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $17,288,075 |
Participant contributions at end of year | 2021-12-31 | $3,074,129 |
Participant contributions at beginning of year | 2021-12-31 | $3,549,070 |
Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $7,899,429 |
Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $6,040,480 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $1,813,954 |
Other income not declared elsewhere | 2021-12-31 | $511,573 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $32,895,466 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $619,677,960 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $586,782,494 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $566,186,566 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $525,545,629 |
Interest on participant loans | 2021-12-31 | $212,259 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $42,163,656 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $51,272,273 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2021-12-31 | $418 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $45,312,825 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $576,945 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $5,495,733 |
Employer contributions (assets) at end of year | 2021-12-31 | $354,180 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $375,042 |
Income. Dividends from common stock | 2021-12-31 | $12,518 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $77,788,328 |
Contract administrator fees | 2021-12-31 | $432,100 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Aggregate proceeds on sale of assets | 2021-12-31 | $1,940,326 |
Aggregate carrying amount (costs) on sale of assets | 2021-12-31 | $1,841,341 |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | CARON & BLETZER PLLC |
Accountancy firm EIN | 2021-12-31 | 043499945 |
2020 : HOUGHTON MIFFLIN 401(K) SAVINGS PLAN 2020 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2020-12-31 | $1,288,273 |
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $1,288,273 |
Total income from all sources (including contributions) | 2020-12-31 | $119,364,197 |
Total loss/gain on sale of assets | 2020-12-31 | $164,351 |
Total of all expenses incurred | 2020-12-31 | $75,777,688 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $75,299,429 |
Expenses. Certain deemed distributions of participant loans | 2020-12-31 | $2,387 |
Value of total corrective distributions | 2020-12-31 | $941 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $29,603,978 |
Value of total assets at end of year | 2020-12-31 | $586,782,494 |
Value of total assets at beginning of year | 2020-12-31 | $543,195,985 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $474,931 |
Total interest from all sources | 2020-12-31 | $210,616 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $21,706,988 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $21,691,186 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $21,491,214 |
Participant contributions at end of year | 2020-12-31 | $3,549,070 |
Participant contributions at beginning of year | 2020-12-31 | $4,460,196 |
Assets. Other investments not covered elsewhere at end of year | 2020-12-31 | $6,040,480 |
Assets. Other investments not covered elsewhere at beginning of year | 2020-12-31 | $3,607,650 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $1,441,856 |
Other income not declared elsewhere | 2020-12-31 | $458,033 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $43,586,509 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $586,782,494 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $543,195,985 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $525,545,629 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $487,123,179 |
Interest on participant loans | 2020-12-31 | $204,436 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $51,272,273 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $47,475,471 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-12-31 | $6,180 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $64,915,372 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $1,016,586 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $6,670,908 |
Employer contributions (assets) at end of year | 2020-12-31 | $375,042 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $529,489 |
Income. Dividends from common stock | 2020-12-31 | $15,802 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $75,299,429 |
Contract administrator fees | 2020-12-31 | $474,931 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Aggregate proceeds on sale of assets | 2020-12-31 | $5,727,065 |
Aggregate carrying amount (costs) on sale of assets | 2020-12-31 | $5,562,714 |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
Accountancy firm name | 2020-12-31 | CARON & BLETZER PLLC |
Accountancy firm EIN | 2020-12-31 | 043499945 |
2019 : HOUGHTON MIFFLIN 401(K) SAVINGS PLAN 2019 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2019-12-31 | $122,861 |
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $122,861 |
Total income from all sources (including contributions) | 2019-12-31 | $137,785,979 |
Total loss/gain on sale of assets | 2019-12-31 | $267,369 |
Total of all expenses incurred | 2019-12-31 | $47,940,899 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $47,582,595 |
Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $2,648 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $35,452,499 |
Value of total assets at end of year | 2019-12-31 | $543,195,985 |
Value of total assets at beginning of year | 2019-12-31 | $453,350,905 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $355,656 |
Total interest from all sources | 2019-12-31 | $272,170 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $20,791,557 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $20,763,042 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $24,762,751 |
Participant contributions at end of year | 2019-12-31 | $4,460,196 |
Participant contributions at beginning of year | 2019-12-31 | $4,392,464 |
Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $3,607,650 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $2,798,522 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $3,170,756 |
Other income not declared elsewhere | 2019-12-31 | $356,991 |
Administrative expenses (other) incurred | 2019-12-31 | $355,656 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $89,845,080 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $543,195,985 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $453,350,905 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $487,123,179 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $394,047,877 |
Interest on participant loans | 2019-12-31 | $244,683 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $47,475,471 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $51,710,214 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $27,487 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $79,419,882 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $1,102,650 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $7,518,992 |
Employer contributions (assets) at end of year | 2019-12-31 | $529,489 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $401,828 |
Income. Dividends from common stock | 2019-12-31 | $28,515 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $47,582,595 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Aggregate proceeds on sale of assets | 2019-12-31 | $3,866,382 |
Aggregate carrying amount (costs) on sale of assets | 2019-12-31 | $3,599,013 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | CARON & BLETZER, PLLC |
Accountancy firm EIN | 2019-12-31 | 043499945 |
2018 : HOUGHTON MIFFLIN 401(K) SAVINGS PLAN 2018 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2018-12-31 | $-517,424 |
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $-517,424 |
Total income from all sources (including contributions) | 2018-12-31 | $8,515,668 |
Total loss/gain on sale of assets | 2018-12-31 | $-41,709 |
Total of all expenses incurred | 2018-12-31 | $51,804,699 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $51,565,844 |
Expenses. Certain deemed distributions of participant loans | 2018-12-31 | $5,996 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $36,058,744 |
Value of total assets at end of year | 2018-12-31 | $453,350,905 |
Value of total assets at beginning of year | 2018-12-31 | $496,639,936 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $232,859 |
Total interest from all sources | 2018-12-31 | $229,921 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $23,758,550 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $23,724,576 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $24,492,857 |
Participant contributions at end of year | 2018-12-31 | $4,392,464 |
Participant contributions at beginning of year | 2018-12-31 | $4,573,052 |
Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $2,798,522 |
Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $4,286,410 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $4,037,394 |
Other income not declared elsewhere | 2018-12-31 | $170,000 |
Administrative expenses (other) incurred | 2018-12-31 | $232,859 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-43,289,031 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $453,350,905 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $496,639,936 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $394,047,877 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $437,340,028 |
Interest on participant loans | 2018-12-31 | $211,274 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $51,710,214 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $49,996,100 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $18,647 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-52,105,727 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $963,313 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $7,528,493 |
Employer contributions (assets) at end of year | 2018-12-31 | $401,828 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $444,346 |
Income. Dividends from preferred stock | 2018-12-31 | $120 |
Income. Dividends from common stock | 2018-12-31 | $33,854 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $51,565,844 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Aggregate proceeds on sale of assets | 2018-12-31 | $7,903,960 |
Aggregate carrying amount (costs) on sale of assets | 2018-12-31 | $7,945,669 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | CARON & BLETZER, PLLC |
Accountancy firm EIN | 2018-12-31 | 043499945 |
2017 : HOUGHTON MIFFLIN 401(K) SAVINGS PLAN 2017 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2017-12-31 | $112,635 |
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $112,635 |
Total income from all sources (including contributions) | 2017-12-31 | $113,412,065 |
Total loss/gain on sale of assets | 2017-12-31 | $545,026 |
Total of all expenses incurred | 2017-12-31 | $47,766,881 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $47,585,470 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $34,780,230 |
Value of total assets at end of year | 2017-12-31 | $496,639,936 |
Value of total assets at beginning of year | 2017-12-31 | $430,994,752 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $181,411 |
Total interest from all sources | 2017-12-31 | $179,557 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $22,111,332 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $22,081,440 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $24,226,369 |
Participant contributions at end of year | 2017-12-31 | $4,573,052 |
Participant contributions at beginning of year | 2017-12-31 | $4,601,062 |
Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $4,286,410 |
Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $2,979,142 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $2,583,740 |
Other income not declared elsewhere | 2017-12-31 | $220,000 |
Administrative expenses (other) incurred | 2017-12-31 | $181,411 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $65,645,184 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $496,639,936 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $430,994,752 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $437,340,028 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $367,403,333 |
Interest on participant loans | 2017-12-31 | $171,532 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $49,996,100 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $55,592,149 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-12-31 | $8,025 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $54,625,166 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $838,119 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $7,970,121 |
Employer contributions (assets) at end of year | 2017-12-31 | $444,346 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $419,066 |
Income. Dividends from preferred stock | 2017-12-31 | $478 |
Income. Dividends from common stock | 2017-12-31 | $29,414 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $47,585,470 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Aggregate proceeds on sale of assets | 2017-12-31 | $13,599,048 |
Aggregate carrying amount (costs) on sale of assets | 2017-12-31 | $13,054,022 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | CARON & BLETZER, PLLC |
Accountancy firm EIN | 2017-12-31 | 043499945 |
2016 : HOUGHTON MIFFLIN 401(K) SAVINGS PLAN 2016 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2016-12-31 | $96,228 |
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $96,228 |
Total income from all sources (including contributions) | 2016-12-31 | $66,972,854 |
Total loss/gain on sale of assets | 2016-12-31 | $116,581 |
Total of all expenses incurred | 2016-12-31 | $37,248,621 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $37,063,494 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $36,763,719 |
Value of total assets at end of year | 2016-12-31 | $430,994,752 |
Value of total assets at beginning of year | 2016-12-31 | $401,270,519 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $185,127 |
Total interest from all sources | 2016-12-31 | $154,827 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $12,336,683 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $12,302,635 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $24,967,009 |
Participant contributions at end of year | 2016-12-31 | $4,601,062 |
Participant contributions at beginning of year | 2016-12-31 | $4,188,553 |
Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $2,979,142 |
Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $2,857,600 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $4,138,727 |
Other income not declared elsewhere | 2016-12-31 | $265,000 |
Administrative expenses (other) incurred | 2016-12-31 | $185,127 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $29,724,233 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $430,994,752 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $401,270,519 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $367,403,333 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $336,441,579 |
Interest on participant loans | 2016-12-31 | $154,211 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $55,592,149 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $57,313,873 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-31 | $616 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $16,358,022 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $881,794 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $7,657,983 |
Employer contributions (assets) at end of year | 2016-12-31 | $419,066 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $468,914 |
Income. Dividends from preferred stock | 2016-12-31 | $507 |
Income. Dividends from common stock | 2016-12-31 | $33,541 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $37,063,494 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Aggregate proceeds on sale of assets | 2016-12-31 | $7,407,547 |
Aggregate carrying amount (costs) on sale of assets | 2016-12-31 | $7,290,966 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | CARON & BLETZER, PLLC |
Accountancy firm EIN | 2016-12-31 | 043499945 |
2015 : HOUGHTON MIFFLIN 401(K) SAVINGS PLAN 2015 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2015-12-31 | $-159,159 |
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $-159,159 |
Total transfer of assets to this plan | 2015-12-31 | $699,526 |
Total income from all sources (including contributions) | 2015-12-31 | $48,447,956 |
Total loss/gain on sale of assets | 2015-12-31 | $28,596 |
Total of all expenses incurred | 2015-12-31 | $33,927,854 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $33,747,793 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $46,352,638 |
Value of total assets at end of year | 2015-12-31 | $401,270,519 |
Value of total assets at beginning of year | 2015-12-31 | $386,050,891 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $180,061 |
Total interest from all sources | 2015-12-31 | $114,344 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $18,186,862 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $18,147,146 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $22,681,567 |
Participant contributions at end of year | 2015-12-31 | $4,188,553 |
Participant contributions at beginning of year | 2015-12-31 | $3,048,595 |
Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $2,857,600 |
Assets. Other investments not covered elsewhere at beginning of year | 2015-12-31 | $3,862,774 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $16,712,183 |
Other income not declared elsewhere | 2015-12-31 | $265,001 |
Administrative expenses (other) incurred | 2015-12-31 | $180,061 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $14,520,102 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $401,270,519 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $386,050,891 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $336,441,579 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $317,993,607 |
Interest on participant loans | 2015-12-31 | $114,280 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $57,313,873 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $60,787,646 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $64 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-16,311,183 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $-29,143 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $6,958,888 |
Employer contributions (assets) at end of year | 2015-12-31 | $468,914 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $358,269 |
Income. Dividends from preferred stock | 2015-12-31 | $478 |
Income. Dividends from common stock | 2015-12-31 | $39,238 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $33,747,793 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-31 | No |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Aggregate proceeds on sale of assets | 2015-12-31 | $7,323,253 |
Aggregate carrying amount (costs) on sale of assets | 2015-12-31 | $7,294,657 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | CARON & BLETZER, PLLC |
Accountancy firm EIN | 2015-12-31 | 043499945 |
2014 : HOUGHTON MIFFLIN 401(K) SAVINGS PLAN 2014 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2014-12-31 | $148,723 |
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $148,723 |
Total transfer of assets to this plan | 2014-12-31 | $219,500 |
Total income from all sources (including contributions) | 2014-12-31 | $50,886,012 |
Total loss/gain on sale of assets | 2014-12-31 | $-118,808 |
Total of all expenses incurred | 2014-12-31 | $36,148,098 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $35,862,066 |
Expenses. Certain deemed distributions of participant loans | 2014-12-31 | $6,907 |
Value of total corrective distributions | 2014-12-31 | $9,881 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $26,734,785 |
Value of total assets at end of year | 2014-12-31 | $386,050,891 |
Value of total assets at beginning of year | 2014-12-31 | $371,093,477 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $269,244 |
Total interest from all sources | 2014-12-31 | $100,181 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $22,778,867 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $22,735,742 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $18,289,284 |
Participant contributions at end of year | 2014-12-31 | $3,048,595 |
Participant contributions at beginning of year | 2014-12-31 | $3,025,970 |
Assets. Other investments not covered elsewhere at end of year | 2014-12-31 | $3,862,774 |
Assets. Other investments not covered elsewhere at beginning of year | 2014-12-31 | $3,791,798 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $2,723,868 |
Other income not declared elsewhere | 2014-12-31 | $264,999 |
Administrative expenses (other) incurred | 2014-12-31 | $269,244 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $14,737,914 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $386,050,891 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $371,093,477 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $317,993,607 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $302,737,765 |
Interest on participant loans | 2014-12-31 | $100,135 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $60,787,646 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $61,199,699 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $46 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $162,291 |
Net investment gain or loss from common/collective trusts | 2014-12-31 | $814,974 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $5,721,633 |
Employer contributions (assets) at end of year | 2014-12-31 | $358,269 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $338,245 |
Income. Dividends from preferred stock | 2014-12-31 | $478 |
Income. Dividends from common stock | 2014-12-31 | $42,647 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $35,862,066 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-12-31 | No |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Aggregate proceeds on sale of assets | 2014-12-31 | $1,437,648 |
Aggregate carrying amount (costs) on sale of assets | 2014-12-31 | $1,556,456 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | CARON & BLETZER, PLLC |
Accountancy firm EIN | 2014-12-31 | 043499945 |
2013 : HOUGHTON MIFFLIN 401(K) SAVINGS PLAN 2013 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $230,237 |
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $230,237 |
Total income from all sources (including contributions) | 2013-12-31 | $82,694,268 |
Total loss/gain on sale of assets | 2013-12-31 | $82,458 |
Total of all expenses incurred | 2013-12-31 | $39,730,557 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $39,589,417 |
Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $25,528 |
Value of total corrective distributions | 2013-12-31 | $2,025 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $24,644,987 |
Value of total assets at end of year | 2013-12-31 | $371,093,477 |
Value of total assets at beginning of year | 2013-12-31 | $328,129,766 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $113,587 |
Total interest from all sources | 2013-12-31 | $102,227 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $15,462,880 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $15,426,384 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $17,367,314 |
Participant contributions at end of year | 2013-12-31 | $3,025,970 |
Participant contributions at beginning of year | 2013-12-31 | $3,140,546 |
Assets. Other investments not covered elsewhere at end of year | 2013-12-31 | $3,791,798 |
Assets. Other investments not covered elsewhere at beginning of year | 2013-12-31 | $3,480,708 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $1,734,785 |
Other income not declared elsewhere | 2013-12-31 | $132,225 |
Administrative expenses (other) incurred | 2013-12-31 | $113,587 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $42,963,711 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $371,093,477 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $328,129,766 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $302,737,765 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $252,065,331 |
Interest on participant loans | 2013-12-31 | $101,350 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $61,199,699 |
Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $69,203,489 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $877 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $42,337,852 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $-298,598 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $5,542,888 |
Employer contributions (assets) at end of year | 2013-12-31 | $338,245 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $239,692 |
Income. Dividends from preferred stock | 2013-12-31 | $239 |
Income. Dividends from common stock | 2013-12-31 | $36,257 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $39,589,417 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | No |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Aggregate proceeds on sale of assets | 2013-12-31 | $1,524,900 |
Aggregate carrying amount (costs) on sale of assets | 2013-12-31 | $1,442,442 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | CARON & BLETZER, PLLC |
Accountancy firm EIN | 2013-12-31 | 043499945 |
2012 : HOUGHTON MIFFLIN 401(K) SAVINGS PLAN 2012 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $82,322 |
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $82,322 |
Total income from all sources (including contributions) | 2012-12-31 | $55,709,244 |
Total loss/gain on sale of assets | 2012-12-31 | $33,515 |
Total of all expenses incurred | 2012-12-31 | $36,943,060 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $36,910,631 |
Expenses. Certain deemed distributions of participant loans | 2012-12-31 | $9,786 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $23,773,999 |
Value of total assets at end of year | 2012-12-31 | $328,129,766 |
Value of total assets at beginning of year | 2012-12-31 | $309,363,582 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $22,643 |
Total interest from all sources | 2012-12-31 | $109,894 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $7,914,291 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $7,873,193 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $16,998,316 |
Participant contributions at end of year | 2012-12-31 | $3,140,546 |
Participant contributions at beginning of year | 2012-12-31 | $3,135,498 |
Assets. Other investments not covered elsewhere at end of year | 2012-12-31 | $3,480,708 |
Assets. Other investments not covered elsewhere at beginning of year | 2012-12-31 | $3,214,571 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $1,443,877 |
Administrative expenses (other) incurred | 2012-12-31 | $22,643 |
Total non interest bearing cash at beginning of year | 2012-12-31 | $765 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $18,766,184 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $328,129,766 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $309,363,582 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $252,065,331 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $227,625,600 |
Interest on participant loans | 2012-12-31 | $108,981 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $69,203,489 |
Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $75,041,014 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $913 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $22,679,218 |
Net investment gain or loss from common/collective trusts | 2012-12-31 | $1,116,005 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $5,331,806 |
Employer contributions (assets) at end of year | 2012-12-31 | $239,692 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $346,134 |
Income. Dividends from common stock | 2012-12-31 | $41,098 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $36,910,631 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Aggregate proceeds on sale of assets | 2012-12-31 | $1,760,004 |
Aggregate carrying amount (costs) on sale of assets | 2012-12-31 | $1,726,489 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | CARON & BLETZER, PLLC |
Accountancy firm EIN | 2012-12-31 | 043499945 |
2011 : HOUGHTON MIFFLIN 401(K) SAVINGS PLAN 2011 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-138,691 |
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-138,691 |
Total income from all sources (including contributions) | 2011-12-31 | $20,212,769 |
Total loss/gain on sale of assets | 2011-12-31 | $-30,929 |
Total of all expenses incurred | 2011-12-31 | $33,326,264 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $33,295,868 |
Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $3,495 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $23,948,305 |
Value of total assets at end of year | 2011-12-31 | $309,363,582 |
Value of total assets at beginning of year | 2011-12-31 | $322,477,077 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $26,901 |
Total interest from all sources | 2011-12-31 | $127,165 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $6,857,562 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $6,822,213 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $17,739,991 |
Participant contributions at end of year | 2011-12-31 | $3,135,498 |
Participant contributions at beginning of year | 2011-12-31 | $3,330,369 |
Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $3,214,571 |
Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $3,349,996 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $1,852,500 |
Administrative expenses (other) incurred | 2011-12-31 | $26,901 |
Total non interest bearing cash at end of year | 2011-12-31 | $765 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $-13,113,495 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $309,363,582 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $322,477,077 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $227,625,600 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $234,624,450 |
Interest on participant loans | 2011-12-31 | $125,853 |
Interest earned on other investments | 2011-12-31 | $400 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $75,041,014 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $81,137,699 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $912 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-12,759,863 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $2,209,220 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $4,355,814 |
Employer contributions (assets) at end of year | 2011-12-31 | $346,134 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $34,563 |
Income. Dividends from preferred stock | 2011-12-31 | $90 |
Income. Dividends from common stock | 2011-12-31 | $35,259 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $33,295,868 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Aggregate proceeds on sale of assets | 2011-12-31 | $3,031,313 |
Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $3,062,242 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | CARON & BLETZER, PLLC |
Accountancy firm EIN | 2011-12-31 | 043499945 |
2010 : HOUGHTON MIFFLIN 401(K) SAVINGS PLAN 2010 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $113,901 |
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $113,901 |
Total income from all sources (including contributions) | 2010-12-31 | $52,326,564 |
Total loss/gain on sale of assets | 2010-12-31 | $-21,087 |
Total of all expenses incurred | 2010-12-31 | $38,597,572 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $38,567,936 |
Expenses. Certain deemed distributions of participant loans | 2010-12-31 | $3,381 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $18,042,452 |
Value of total assets at end of year | 2010-12-31 | $322,477,077 |
Value of total assets at beginning of year | 2010-12-31 | $308,748,085 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $26,255 |
Total interest from all sources | 2010-12-31 | $164,208 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $4,556,466 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $4,517,312 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $15,789,185 |
Participant contributions at end of year | 2010-12-31 | $3,330,369 |
Participant contributions at beginning of year | 2010-12-31 | $3,161,556 |
Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $3,349,996 |
Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $3,699,756 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $1,223,562 |
Administrative expenses (other) incurred | 2010-12-31 | $26,255 |
Total non interest bearing cash at end of year | 2010-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2010-12-31 | $702 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $13,728,992 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $322,477,077 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $308,748,085 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $234,624,450 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $208,927,265 |
Interest on participant loans | 2010-12-31 | $161,143 |
Interest earned on other investments | 2010-12-31 | $359 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $81,137,699 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $92,958,806 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $2,706 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $25,969,500 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $3,501,124 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $1,029,705 |
Employer contributions (assets) at end of year | 2010-12-31 | $34,563 |
Income. Dividends from common stock | 2010-12-31 | $39,154 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $38,567,936 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Aggregate proceeds on sale of assets | 2010-12-31 | $2,976,578 |
Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $2,997,665 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | CARON & BLETZER, PLLC |
Accountancy firm EIN | 2010-12-31 | 043499945 |
2009 : HOUGHTON MIFFLIN 401(K) SAVINGS PLAN 2009 401k financial data |
---|
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |