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BRANDEIS UNIVERSITY DEFINED CONTRIBUTION PLAN FOR FACULTY, PROFESSIONAL, AND ADMINISTRATIVE 401k Plan overview

Plan NameBRANDEIS UNIVERSITY DEFINED CONTRIBUTION PLAN FOR FACULTY, PROFESSIONAL, AND ADMINISTRATIVE
Plan identification number 001

BRANDEIS UNIVERSITY DEFINED CONTRIBUTION PLAN FOR FACULTY, PROFESSIONAL, AND ADMINISTRATIVE Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

BRANDEIS UNIVERSITY has sponsored the creation of one or more 401k plans.

Company Name:BRANDEIS UNIVERSITY
Employer identification number (EIN):042103552
NAIC Classification:611000

Additional information about BRANDEIS UNIVERSITY

Jurisdiction of Incorporation: California Department of State
Incorporation Date:
Company Identification Number: C1893190

More information about BRANDEIS UNIVERSITY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BRANDEIS UNIVERSITY DEFINED CONTRIBUTION PLAN FOR FACULTY, PROFESSIONAL, AND ADMINISTRATIVE

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01SAMUEL SOLOMON2023-06-27 SAMUEL SOLOMON2023-06-27
0012021-01-01SAMUEL SOLOMON2022-08-01 SAMUEL SOLOMON2022-08-01
0012020-01-01SAMUEL SOLOMON2021-08-24 SAMUEL SOLOMON2021-08-24
0012019-01-01KEVIN M PIERSON2020-07-29 SAMUEL SOLOMON2020-07-29
0012018-01-01KEVIN M PIERSON2019-10-08 SAMUEL SOLOMON2019-10-08
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01
0012013-01-01
0012012-01-01HARRY KALAJIAN HARRY KALAJIAN2013-10-02
0012011-01-01HARRY KALAJIAN HARRY KALAJIAN2012-10-15
0012010-01-01HARRY KALAJIAN HARRY KLAJIAN2011-10-14
0012009-01-01HARRY KALAJIAN HARRY KALAJIAN2010-10-14
0012009-01-01HARRY KALAJIAN HARRY KALAJIAN2010-10-15

Plan Statistics for BRANDEIS UNIVERSITY DEFINED CONTRIBUTION PLAN FOR FACULTY, PROFESSIONAL, AND ADMINISTRATIVE

401k plan membership statisitcs for BRANDEIS UNIVERSITY DEFINED CONTRIBUTION PLAN FOR FACULTY, PROFESSIONAL, AND ADMINISTRATIVE

Measure Date Value
2022: BRANDEIS UNIVERSITY DEFINED CONTRIBUTION PLAN FOR FACULTY, PROFESSIONAL, AND ADMINISTRATIVE 2022 401k membership
Total participants, beginning-of-year2022-01-014,092
Total number of active participants reported on line 7a of the Form 55002022-01-012,317
Number of retired or separated participants receiving benefits2022-01-0122
Number of other retired or separated participants entitled to future benefits2022-01-011,659
Total of all active and inactive participants2022-01-013,998
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0113
Total participants2022-01-014,011
Number of participants with account balances2022-01-013,449
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: BRANDEIS UNIVERSITY DEFINED CONTRIBUTION PLAN FOR FACULTY, PROFESSIONAL, AND ADMINISTRATIVE 2021 401k membership
Total participants, beginning-of-year2021-01-014,003
Total number of active participants reported on line 7a of the Form 55002021-01-012,177
Number of retired or separated participants receiving benefits2021-01-0116
Number of other retired or separated participants entitled to future benefits2021-01-011,890
Total of all active and inactive participants2021-01-014,083
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-019
Total participants2021-01-014,092
Number of participants with account balances2021-01-013,270
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: BRANDEIS UNIVERSITY DEFINED CONTRIBUTION PLAN FOR FACULTY, PROFESSIONAL, AND ADMINISTRATIVE 2020 401k membership
Total participants, beginning-of-year2020-01-013,235
Total number of active participants reported on line 7a of the Form 55002020-01-012,139
Number of retired or separated participants receiving benefits2020-01-0118
Number of other retired or separated participants entitled to future benefits2020-01-011,840
Total of all active and inactive participants2020-01-013,997
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-016
Total participants2020-01-014,003
Number of participants with account balances2020-01-013,249
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: BRANDEIS UNIVERSITY DEFINED CONTRIBUTION PLAN FOR FACULTY, PROFESSIONAL, AND ADMINISTRATIVE 2019 401k membership
Total participants, beginning-of-year2019-01-013,329
Total number of active participants reported on line 7a of the Form 55002019-01-011,483
Number of other retired or separated participants entitled to future benefits2019-01-011,757
Total of all active and inactive participants2019-01-013,240
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0115
Total participants2019-01-013,255
Number of participants with account balances2019-01-013,255
2018: BRANDEIS UNIVERSITY DEFINED CONTRIBUTION PLAN FOR FACULTY, PROFESSIONAL, AND ADMINISTRATIVE 2018 401k membership
Total participants, beginning-of-year2018-01-013,043
Total number of active participants reported on line 7a of the Form 55002018-01-011,465
Number of other retired or separated participants entitled to future benefits2018-01-011,857
Total of all active and inactive participants2018-01-013,322
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-017
Total participants2018-01-013,329
2017: BRANDEIS UNIVERSITY DEFINED CONTRIBUTION PLAN FOR FACULTY, PROFESSIONAL, AND ADMINISTRATIVE 2017 401k membership
Total participants, beginning-of-year2017-01-013,005
Total number of active participants reported on line 7a of the Form 55002017-01-011,278
Number of other retired or separated participants entitled to future benefits2017-01-011,757
Total of all active and inactive participants2017-01-013,035
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-018
Total participants2017-01-013,043
2016: BRANDEIS UNIVERSITY DEFINED CONTRIBUTION PLAN FOR FACULTY, PROFESSIONAL, AND ADMINISTRATIVE 2016 401k membership
Total participants, beginning-of-year2016-01-013,145
Total number of active participants reported on line 7a of the Form 55002016-01-011,225
Number of other retired or separated participants entitled to future benefits2016-01-011,773
Total of all active and inactive participants2016-01-012,998
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-017
Total participants2016-01-013,005
2015: BRANDEIS UNIVERSITY DEFINED CONTRIBUTION PLAN FOR FACULTY, PROFESSIONAL, AND ADMINISTRATIVE 2015 401k membership
Total participants, beginning-of-year2015-01-013,046
Total number of active participants reported on line 7a of the Form 55002015-01-011,312
Number of other retired or separated participants entitled to future benefits2015-01-011,827
Total of all active and inactive participants2015-01-013,139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-016
Total participants2015-01-013,145
Number of participants with account balances2015-01-013,139
2014: BRANDEIS UNIVERSITY DEFINED CONTRIBUTION PLAN FOR FACULTY, PROFESSIONAL, AND ADMINISTRATIVE 2014 401k membership
Total participants, beginning-of-year2014-01-013,044
Total number of active participants reported on line 7a of the Form 55002014-01-011,275
Number of other retired or separated participants entitled to future benefits2014-01-011,765
Total of all active and inactive participants2014-01-013,040
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-016
Total participants2014-01-013,046
Number of participants with account balances2014-01-013,040
2013: BRANDEIS UNIVERSITY DEFINED CONTRIBUTION PLAN FOR FACULTY, PROFESSIONAL, AND ADMINISTRATIVE 2013 401k membership
Total participants, beginning-of-year2013-01-012,800
Total number of active participants reported on line 7a of the Form 55002013-01-011,344
Number of other retired or separated participants entitled to future benefits2013-01-011,694
Total of all active and inactive participants2013-01-013,038
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-016
Total participants2013-01-013,044
Number of participants with account balances2013-01-013,038
2012: BRANDEIS UNIVERSITY DEFINED CONTRIBUTION PLAN FOR FACULTY, PROFESSIONAL, AND ADMINISTRATIVE 2012 401k membership
Total participants, beginning-of-year2012-01-013,171
Total number of active participants reported on line 7a of the Form 55002012-01-011,023
Number of other retired or separated participants entitled to future benefits2012-01-011,773
Total of all active and inactive participants2012-01-012,796
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-014
Total participants2012-01-012,800
Number of participants with account balances2012-01-012,796
2011: BRANDEIS UNIVERSITY DEFINED CONTRIBUTION PLAN FOR FACULTY, PROFESSIONAL, AND ADMINISTRATIVE 2011 401k membership
Total participants, beginning-of-year2011-01-012,582
Total number of active participants reported on line 7a of the Form 55002011-01-011,247
Number of other retired or separated participants entitled to future benefits2011-01-011,923
Total of all active and inactive participants2011-01-013,170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-013,171
Number of participants with account balances2011-01-013,170
2010: BRANDEIS UNIVERSITY DEFINED CONTRIBUTION PLAN FOR FACULTY, PROFESSIONAL, AND ADMINISTRATIVE 2010 401k membership
Total participants, beginning-of-year2010-01-012,495
Total number of active participants reported on line 7a of the Form 55002010-01-012,283
Number of other retired or separated participants entitled to future benefits2010-01-01295
Total of all active and inactive participants2010-01-012,578
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-014
Total participants2010-01-012,582
Number of participants with account balances2010-01-012,314
2009: BRANDEIS UNIVERSITY DEFINED CONTRIBUTION PLAN FOR FACULTY, PROFESSIONAL, AND ADMINISTRATIVE 2009 401k membership
Total participants, beginning-of-year2009-01-012,577
Total number of active participants reported on line 7a of the Form 55002009-01-012,183
Number of other retired or separated participants entitled to future benefits2009-01-01309
Total of all active and inactive participants2009-01-012,492
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-013
Total participants2009-01-012,495
Number of participants with account balances2009-01-012,324

Financial Data on BRANDEIS UNIVERSITY DEFINED CONTRIBUTION PLAN FOR FACULTY, PROFESSIONAL, AND ADMINISTRATIVE

Measure Date Value
2022 : BRANDEIS UNIVERSITY DEFINED CONTRIBUTION PLAN FOR FACULTY, PROFESSIONAL, AND ADMINISTRATIVE 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-79,365,303
Total of all expenses incurred2022-12-31$50,768,377
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$50,406,100
Value of total corrective distributions2022-12-31$2,555
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$26,442,233
Value of total assets at end of year2022-12-31$719,832,560
Value of total assets at beginning of year2022-12-31$849,966,240
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$359,722
Total interest from all sources2022-12-31$8,060,703
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$7,636,717
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$7,636,717
Administrative expenses professional fees incurred2022-12-31$59,038
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$3,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$13,132,059
Participant contributions at end of year2022-12-31$372,666
Participant contributions at beginning of year2022-12-31$510,509
Participant contributions at beginning of year2022-12-31$118,290
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$2,373,569
Other income not declared elsewhere2022-12-31$960,439
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-130,133,680
Value of net assets at end of year (total assets less liabilities)2022-12-31$719,832,560
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$849,966,240
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$62,174
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$496,082,293
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$622,838,293
Value of interest in pooled separate accounts at end of year2022-12-31$24,793,607
Value of interest in pooled separate accounts at beginning of year2022-12-31$25,525,180
Interest on participant loans2022-12-31$20,429
Interest earned on other investments2022-12-31$8,040,274
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$198,583,994
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$200,822,364
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$4,745,348
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-124,617,957
Net investment gain/loss from pooled separate accounts2022-12-31$2,152,562
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$10,936,605
Employer contributions (assets) at beginning of year2022-12-31$151,604
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$45,660,752
Contract administrator fees2022-12-31$238,510
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31CARON & BLETZER, PLLC
Accountancy firm EIN2022-12-31043499945
2021 : BRANDEIS UNIVERSITY DEFINED CONTRIBUTION PLAN FOR FACULTY, PROFESSIONAL, AND ADMINISTRATIVE 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$120,710,266
Total of all expenses incurred2021-12-31$48,584,575
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$48,243,098
Expenses. Certain deemed distributions of participant loans2021-12-31$16,297
Value of total corrective distributions2021-12-31$4,373
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$19,547,984
Value of total assets at end of year2021-12-31$849,966,240
Value of total assets at beginning of year2021-12-31$777,840,549
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$320,807
Total interest from all sources2021-12-31$6,943,090
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$16,885,191
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$16,885,191
Administrative expenses professional fees incurred2021-12-31$27,720
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$3,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$12,529,419
Participant contributions at end of year2021-12-31$510,509
Participant contributions at beginning of year2021-12-31$504,668
Participant contributions at end of year2021-12-31$118,290
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$1,506,654
Other income not declared elsewhere2021-12-31$993,371
Total non interest bearing cash at beginning of year2021-12-31$1,852,626
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$72,125,691
Value of net assets at end of year (total assets less liabilities)2021-12-31$849,966,240
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$777,840,549
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$61,035
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$622,838,293
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$551,664,963
Value of interest in pooled separate accounts at end of year2021-12-31$25,525,180
Value of interest in pooled separate accounts at beginning of year2021-12-31$22,682,864
Interest on participant loans2021-12-31$26,499
Interest earned on other investments2021-12-31$6,916,591
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$200,822,364
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$201,135,428
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$2,139,242
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$72,364,459
Net investment gain/loss from pooled separate accounts2021-12-31$3,976,171
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$5,511,911
Employer contributions (assets) at end of year2021-12-31$151,604
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$46,103,856
Contract administrator fees2021-12-31$232,052
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31CARON & BLETZER PLLC
Accountancy firm EIN2021-12-31043499945
2020 : BRANDEIS UNIVERSITY DEFINED CONTRIBUTION PLAN FOR FACULTY, PROFESSIONAL, AND ADMINISTRATIVE 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$116,979,219
Total of all expenses incurred2020-12-31$32,212,468
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$31,901,987
Value of total corrective distributions2020-12-31$2,794
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$22,204,349
Value of total assets at end of year2020-12-31$777,840,549
Value of total assets at beginning of year2020-12-31$693,073,798
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$307,687
Total interest from all sources2020-12-31$7,681,595
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$11,848,268
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$11,848,268
Administrative expenses professional fees incurred2020-12-31$64,532
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$3,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$12,144,279
Participant contributions at end of year2020-12-31$504,668
Participant contributions at beginning of year2020-12-31$189,124
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$4,694,728
Other income not declared elsewhere2020-12-31$816,262
Total non interest bearing cash at end of year2020-12-31$1,852,626
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$84,766,751
Value of net assets at end of year (total assets less liabilities)2020-12-31$777,840,549
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$693,073,798
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$59,816
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$551,664,963
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$476,380,032
Value of interest in pooled separate accounts at end of year2020-12-31$22,682,864
Value of interest in pooled separate accounts at beginning of year2020-12-31$23,309,852
Interest on participant loans2020-12-31$19,267
Interest earned on other investments2020-12-31$7,662,328
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$201,135,428
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$193,194,790
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$3,003,469
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$74,628,934
Net investment gain/loss from pooled separate accounts2020-12-31$-200,189
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$5,365,342
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$28,898,518
Contract administrator fees2020-12-31$183,339
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31CARON & BLETZER PLLC
Accountancy firm EIN2020-12-31043499945
2019 : BRANDEIS UNIVERSITY DEFINED CONTRIBUTION PLAN FOR FACULTY, PROFESSIONAL, AND ADMINISTRATIVE 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$128,276,716
Total of all expenses incurred2019-12-31$42,755,839
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$42,675,187
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$23,786,207
Value of total assets at end of year2019-12-31$693,073,798
Value of total assets at beginning of year2019-12-31$607,552,921
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$80,652
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$7,614,102
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$7,614,102
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$3,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$11,053,250
Participant contributions at end of year2019-12-31$189,124
Participant contributions at beginning of year2019-12-31$110,130
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$3,156,125
Other income not declared elsewhere2019-12-31$60,071,036
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$85,520,877
Value of net assets at end of year (total assets less liabilities)2019-12-31$693,073,798
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$607,552,921
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$476,380,032
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$387,925,790
Value of interest in pooled separate accounts at end of year2019-12-31$23,309,852
Value of interest in pooled separate accounts at beginning of year2019-12-31$22,598,128
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$193,194,790
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$196,918,873
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$35,568,478
Net investment gain/loss from pooled separate accounts2019-12-31$1,236,893
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$9,576,832
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$42,675,187
Contract administrator fees2019-12-31$80,652
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31KPMG LLP
Accountancy firm EIN2019-12-31135565207
2018 : BRANDEIS UNIVERSITY DEFINED CONTRIBUTION PLAN FOR FACULTY, PROFESSIONAL, AND ADMINISTRATIVE 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$6,939,563
Total of all expenses incurred2018-12-31$38,799,338
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$38,719,729
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$25,844,862
Value of total assets at end of year2018-12-31$607,552,921
Value of total assets at beginning of year2018-12-31$639,412,696
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$79,609
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$8,222,832
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$8,222,832
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$3,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$10,559,849
Participant contributions at end of year2018-12-31$110,130
Participant contributions at beginning of year2018-12-31$61,756
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$5,311,955
Other income not declared elsewhere2018-12-31$-9,295,469
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-31,859,775
Value of net assets at end of year (total assets less liabilities)2018-12-31$607,552,921
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$639,412,696
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$387,925,790
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$428,890,443
Value of interest in pooled separate accounts at end of year2018-12-31$22,598,128
Value of interest in pooled separate accounts at beginning of year2018-12-31$22,092,066
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$196,918,873
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$188,368,431
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-18,892,733
Net investment gain/loss from pooled separate accounts2018-12-31$1,060,071
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$9,973,058
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$38,719,729
Contract administrator fees2018-12-31$79,609
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31KPMG LLP
Accountancy firm EIN2018-12-31135565207
2017 : BRANDEIS UNIVERSITY DEFINED CONTRIBUTION PLAN FOR FACULTY, PROFESSIONAL, AND ADMINISTRATIVE 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$105,432,553
Total of all expenses incurred2017-12-31$32,031,361
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$31,923,834
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$23,663,912
Value of total assets at end of year2017-12-31$639,412,696
Value of total assets at beginning of year2017-12-31$566,011,504
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$107,527
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$6,412,309
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$6,412,309
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$3,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$10,310,032
Participant contributions at end of year2017-12-31$61,756
Participant contributions at beginning of year2017-12-31$23,500
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$4,013,198
Other income not declared elsewhere2017-12-31$50,394,126
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$73,401,192
Value of net assets at end of year (total assets less liabilities)2017-12-31$639,412,696
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$566,011,504
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$428,890,443
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$363,454,246
Value of interest in pooled separate accounts at end of year2017-12-31$22,092,066
Value of interest in pooled separate accounts at beginning of year2017-12-31$21,060,446
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$188,368,431
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$181,473,312
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$24,037,503
Net investment gain/loss from pooled separate accounts2017-12-31$924,703
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$9,340,682
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$31,923,834
Contract administrator fees2017-12-31$107,527
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31KPMG LLP
Accountancy firm EIN2017-12-31135565207
2016 : BRANDEIS UNIVERSITY DEFINED CONTRIBUTION PLAN FOR FACULTY, PROFESSIONAL, AND ADMINISTRATIVE 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$59,698,682
Total of all expenses incurred2016-12-31$26,926,750
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$26,852,634
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$24,851,914
Value of total assets at end of year2016-12-31$566,011,504
Value of total assets at beginning of year2016-12-31$533,239,572
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$74,116
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$4,831,034
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$4,831,034
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$3,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2016-12-310
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Minimum employer required contribution for this plan year2016-12-31$0
Amount contributed by the employer to the plan for this plan year2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$10,196,212
Participant contributions at end of year2016-12-31$23,500
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$5,393,480
Other income not declared elsewhere2016-12-31$23,585,290
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$32,771,932
Value of net assets at end of year (total assets less liabilities)2016-12-31$566,011,504
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$533,239,572
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$363,454,246
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$340,380,984
Value of interest in pooled separate accounts at end of year2016-12-31$21,060,446
Value of interest in pooled separate accounts at beginning of year2016-12-31$19,741,323
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$181,473,312
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$173,117,265
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$5,398,360
Net investment gain/loss from pooled separate accounts2016-12-31$1,032,084
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$9,262,222
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$26,852,634
Contract administrator fees2016-12-31$74,116
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31KPMG LLP
Accountancy firm EIN2016-12-31135565207
2015 : BRANDEIS UNIVERSITY DEFINED CONTRIBUTION PLAN FOR FACULTY, PROFESSIONAL, AND ADMINISTRATIVE 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$30,258,357
Total of all expenses incurred2015-12-31$32,914,295
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$32,844,562
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$21,374,027
Value of total assets at end of year2015-12-31$533,239,572
Value of total assets at beginning of year2015-12-31$535,895,510
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$69,733
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$4,856,490
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$4,856,490
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$3,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2015-12-310
Minimum employer required contribution for this plan year2015-12-31$0
Amount contributed by the employer to the plan for this plan year2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$9,908,322
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$2,626,029
Other income not declared elsewhere2015-12-31$6,556,566
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-2,655,938
Value of net assets at end of year (total assets less liabilities)2015-12-31$533,239,572
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$535,895,510
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$340,380,984
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$350,622,827
Value of interest in pooled separate accounts at end of year2015-12-31$19,741,323
Value of interest in pooled separate accounts at beginning of year2015-12-31$17,468,799
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$173,117,265
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$167,803,884
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-3,983,607
Net investment gain/loss from pooled separate accounts2015-12-31$1,454,881
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$8,839,676
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$32,844,562
Contract administrator fees2015-12-31$69,733
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31KPMG LLP
Accountancy firm EIN2015-12-31135565207
2014 : BRANDEIS UNIVERSITY DEFINED CONTRIBUTION PLAN FOR FACULTY, PROFESSIONAL, AND ADMINISTRATIVE 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$51,540,004
Total of all expenses incurred2014-12-31$36,193,854
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$36,113,453
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$19,618,108
Value of total assets at end of year2014-12-31$535,895,510
Value of total assets at beginning of year2014-12-31$520,549,360
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$80,401
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$4,196,461
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$4,196,461
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$3,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2014-12-310
Minimum employer required contribution for this plan year2014-12-31$0
Amount contributed by the employer to the plan for this plan year2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$9,194,663
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$1,997,834
Other income not declared elsewhere2014-12-31$21,460,521
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$15,346,150
Value of net assets at end of year (total assets less liabilities)2014-12-31$535,895,510
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$520,549,360
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$350,622,827
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$342,002,369
Value of interest in pooled separate accounts at end of year2014-12-31$17,468,799
Value of interest in pooled separate accounts at beginning of year2014-12-31$14,683,351
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$167,803,884
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$163,863,640
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$4,392,082
Net investment gain/loss from pooled separate accounts2014-12-31$1,872,832
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$8,425,611
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$36,113,453
Contract administrator fees2014-12-31$80,401
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31KPMG LLP
Accountancy firm EIN2014-12-31135565207
2013 : BRANDEIS UNIVERSITY DEFINED CONTRIBUTION PLAN FOR FACULTY, PROFESSIONAL, AND ADMINISTRATIVE 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$91,458,243
Total of all expenses incurred2013-12-31$27,274,259
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$27,219,271
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$20,313,332
Value of total assets at end of year2013-12-31$520,549,360
Value of total assets at beginning of year2013-12-31$456,365,376
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$54,988
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$4,305,007
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$4,305,007
Administrative expenses professional fees incurred2013-12-31$54,988
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$3,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2013-12-310
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Minimum employer required contribution for this plan year2013-12-31$0
Amount contributed by the employer to the plan for this plan year2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$9,001,306
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$3,144,718
Other income not declared elsewhere2013-12-31$49,124,285
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$64,183,984
Value of net assets at end of year (total assets less liabilities)2013-12-31$520,549,360
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$456,365,376
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$342,002,369
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$289,725,029
Value of interest in pooled separate accounts at end of year2013-12-31$14,683,351
Value of interest in pooled separate accounts at beginning of year2013-12-31$10,812,305
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$163,863,640
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$155,828,042
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$16,536,759
Net investment gain/loss from pooled separate accounts2013-12-31$1,178,860
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$8,167,308
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$27,219,271
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31KPMG LLP
Accountancy firm EIN2013-12-31135565207
2012 : BRANDEIS UNIVERSITY DEFINED CONTRIBUTION PLAN FOR FACULTY, PROFESSIONAL, AND ADMINISTRATIVE 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$61,407,879
Total of all expenses incurred2012-12-31$22,372,462
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$22,284,705
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$18,329,537
Value of total assets at end of year2012-12-31$456,365,376
Value of total assets at beginning of year2012-12-31$417,329,959
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$87,757
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$2,340,011
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$2,340,011
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$3,000,000
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2012-12-310
Minimum employer required contribution for this plan year2012-12-31$0
Amount contributed by the employer to the plan for this plan year2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$8,598,962
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$1,753,850
Other income not declared elsewhere2012-12-31$31,698,064
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$39,035,417
Value of net assets at end of year (total assets less liabilities)2012-12-31$456,365,376
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$417,329,959
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$289,725,029
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$254,488,098
Value of interest in pooled separate accounts at end of year2012-12-31$10,812,305
Value of interest in pooled separate accounts at beginning of year2012-12-31$9,195,272
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$155,828,042
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$153,646,589
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$8,092,217
Net investment gain/loss from pooled separate accounts2012-12-31$948,050
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$7,976,725
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$22,284,705
Contract administrator fees2012-12-31$87,757
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31KPMG LLP
Accountancy firm EIN2012-12-31135565207
2011 : BRANDEIS UNIVERSITY DEFINED CONTRIBUTION PLAN FOR FACULTY, PROFESSIONAL, AND ADMINISTRATIVE 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$18,071,736
Total of all expenses incurred2011-12-31$17,633,140
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$17,631,580
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$17,098,005
Value of total assets at end of year2011-12-31$417,329,959
Value of total assets at beginning of year2011-12-31$416,891,363
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,560
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,738,702
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$1,738,702
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$3,000,000
Minimum employer required contribution for this plan year2011-12-31$0
Amount contributed by the employer to the plan for this plan year2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$8,329,446
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$1,134,302
Other income not declared elsewhere2011-12-31$2,422,407
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$438,596
Value of net assets at end of year (total assets less liabilities)2011-12-31$417,329,959
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$416,891,363
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$254,488,098
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$260,107,763
Value of interest in pooled separate accounts at end of year2011-12-31$9,195,272
Value of interest in pooled separate accounts at beginning of year2011-12-31$6,797,447
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$153,646,589
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$149,986,153
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-4,153,264
Net investment gain/loss from pooled separate accounts2011-12-31$965,886
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$7,634,257
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$17,631,580
Contract administrator fees2011-12-31$1,560
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31WOLF & COMPANY PC
Accountancy firm EIN2011-12-31042689883
2010 : BRANDEIS UNIVERSITY DEFINED CONTRIBUTION PLAN FOR FACULTY, PROFESSIONAL, AND ADMINISTRATIVE 2010 401k financial data
Total transfer of assets to this plan2010-12-31$2,436,645
Total income from all sources (including contributions)2010-12-31$49,810,583
Total of all expenses incurred2010-12-31$16,241,603
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$16,240,260
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$12,966,165
Value of total assets at end of year2010-12-31$416,891,363
Value of total assets at beginning of year2010-12-31$380,885,738
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$1,343
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$1,143,968
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$1,143,968
Assets. Real estate other than employer real property at end of year2010-12-31$0
Assets. Real estate other than employer real property at beginning of year2010-12-31$4,965,530
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$3,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$7,795,001
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$1,490,684
Other income not declared elsewhere2010-12-31$34,967,258
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$33,568,980
Value of net assets at end of year (total assets less liabilities)2010-12-31$416,891,363
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$380,885,738
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$260,107,763
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$58,518,434
Value of interest in pooled separate accounts at end of year2010-12-31$6,797,447
Value of interest in pooled separate accounts at beginning of year2010-12-31$171,511,826
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$149,986,153
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$145,889,948
Net investment gain/loss from pooled separate accounts2010-12-31$733,192
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$3,680,480
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$16,240,260
Contract administrator fees2010-12-31$1,343
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31WOLF & COMPANY PC
Accountancy firm EIN2010-12-31042689883

Form 5500 Responses for BRANDEIS UNIVERSITY DEFINED CONTRIBUTION PLAN FOR FACULTY, PROFESSIONAL, AND ADMINISTRATIVE

2022: BRANDEIS UNIVERSITY DEFINED CONTRIBUTION PLAN FOR FACULTY, PROFESSIONAL, AND ADMINISTRATIVE 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan is a collectively bargained planYes
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: BRANDEIS UNIVERSITY DEFINED CONTRIBUTION PLAN FOR FACULTY, PROFESSIONAL, AND ADMINISTRATIVE 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan is a collectively bargained planYes
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: BRANDEIS UNIVERSITY DEFINED CONTRIBUTION PLAN FOR FACULTY, PROFESSIONAL, AND ADMINISTRATIVE 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: BRANDEIS UNIVERSITY DEFINED CONTRIBUTION PLAN FOR FACULTY, PROFESSIONAL, AND ADMINISTRATIVE 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: BRANDEIS UNIVERSITY DEFINED CONTRIBUTION PLAN FOR FACULTY, PROFESSIONAL, AND ADMINISTRATIVE 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: BRANDEIS UNIVERSITY DEFINED CONTRIBUTION PLAN FOR FACULTY, PROFESSIONAL, AND ADMINISTRATIVE 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: BRANDEIS UNIVERSITY DEFINED CONTRIBUTION PLAN FOR FACULTY, PROFESSIONAL, AND ADMINISTRATIVE 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: BRANDEIS UNIVERSITY DEFINED CONTRIBUTION PLAN FOR FACULTY, PROFESSIONAL, AND ADMINISTRATIVE 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: BRANDEIS UNIVERSITY DEFINED CONTRIBUTION PLAN FOR FACULTY, PROFESSIONAL, AND ADMINISTRATIVE 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: BRANDEIS UNIVERSITY DEFINED CONTRIBUTION PLAN FOR FACULTY, PROFESSIONAL, AND ADMINISTRATIVE 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: BRANDEIS UNIVERSITY DEFINED CONTRIBUTION PLAN FOR FACULTY, PROFESSIONAL, AND ADMINISTRATIVE 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedYes
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: BRANDEIS UNIVERSITY DEFINED CONTRIBUTION PLAN FOR FACULTY, PROFESSIONAL, AND ADMINISTRATIVE 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: BRANDEIS UNIVERSITY DEFINED CONTRIBUTION PLAN FOR FACULTY, PROFESSIONAL, AND ADMINISTRATIVE 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01Plan is a collectively bargained planYes
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: BRANDEIS UNIVERSITY DEFINED CONTRIBUTION PLAN FOR FACULTY, PROFESSIONAL, AND ADMINISTRATIVE 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01First time form 5500 has been submittedYes
2009-01-01Submission has been amendedYes
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA80375
Policy instance 3
Insurance contract or identification numberGA80375
Number of Individuals Covered11
Insurance policy start date2022-10-28
Insurance policy end date2022-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number441463
Policy instance 2
Insurance contract or identification number441463
Number of Individuals Covered3
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102369
Policy instance 1
Insurance contract or identification number102369
Number of Individuals Covered2065
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number441463
Policy instance 2
Insurance contract or identification number441463
Number of Individuals Covered3
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102369
Policy instance 1
Insurance contract or identification number102369
Number of Individuals Covered2114
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102369
Policy instance 1
Insurance contract or identification number102369
Number of Individuals Covered2146
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number441463
Policy instance 2
Insurance contract or identification number441463
Number of Individuals Covered3
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number441463
Policy instance 2
Insurance contract or identification number441463
Number of Individuals Covered3
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102369
Policy instance 1
Insurance contract or identification number102369
Number of Individuals Covered1483
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number441463
Policy instance 2
Insurance contract or identification number441463
Number of Individuals Covered9
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102369
Policy instance 1
Insurance contract or identification number102369
Number of Individuals Covered1465
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number441463
Policy instance 2
Insurance contract or identification number441463
Number of Individuals Covered10
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102369
Policy instance 1
Insurance contract or identification number102369
Number of Individuals Covered1278
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102369
Policy instance 1
Insurance contract or identification number102369
Number of Individuals Covered1312
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number441463
Policy instance 2
Insurance contract or identification number441463
Number of Individuals Covered13
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102369
Policy instance 1
Insurance contract or identification number102369
Number of Individuals Covered1275
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number441463
Policy instance 2
Insurance contract or identification number441463
Number of Individuals Covered14
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102370
Policy instance 1
Insurance contract or identification number102370
Number of Individuals Covered1677
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number441463
Policy instance 2
Insurance contract or identification number441463
Number of Individuals Covered15
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number441463
Policy instance 2
Insurance contract or identification number441463
Number of Individuals Covered15
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102370
Policy instance 1
Insurance contract or identification number102370
Number of Individuals Covered2461
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102370
Policy instance 1
Insurance contract or identification number102370
Number of Individuals Covered2584
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number441463
Policy instance 2
Insurance contract or identification number441463
Number of Individuals Covered16
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102370
Policy instance 1
Insurance contract or identification number102370
Number of Individuals Covered2582
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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