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HARVARD UNIVERSITY TAX DEFERRED ANNUITY PLAN 401k Plan overview

Plan NameHARVARD UNIVERSITY TAX DEFERRED ANNUITY PLAN
Plan identification number 006

HARVARD UNIVERSITY TAX DEFERRED ANNUITY PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

PRESIDENT & FELLOWS OF HARVARD COLLEGE HARVARD HUMAN RESOURCES, BENEFI has sponsored the creation of one or more 401k plans.

Company Name:PRESIDENT & FELLOWS OF HARVARD COLLEGE HARVARD HUMAN RESOURCES, BENEFI
Employer identification number (EIN):042103580
NAIC Classification:611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HARVARD UNIVERSITY TAX DEFERRED ANNUITY PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0062022-01-01
0062021-01-01
0062020-01-01
0062019-01-01
0062019-01-01
0062018-01-01
0062017-01-01LYNN CORDARO
0062016-01-01LYNN CORDARO
0062015-01-01LYNN CORDARO
0062014-01-01LYNN CORDARO
0062013-01-01LYNN CORDARO
0062012-01-01LYNN CORDARO
0062011-01-01LYNN CORDARO
0062010-01-01LYNN CORDARO
0062009-01-01RITA MOORE

Plan Statistics for HARVARD UNIVERSITY TAX DEFERRED ANNUITY PLAN

401k plan membership statisitcs for HARVARD UNIVERSITY TAX DEFERRED ANNUITY PLAN

Measure Date Value
2022: HARVARD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-0134,986
Total number of active participants reported on line 7a of the Form 55002022-01-0121,064
Number of retired or separated participants receiving benefits2022-01-011,709
Number of other retired or separated participants entitled to future benefits2022-01-0112,832
Total of all active and inactive participants2022-01-0135,605
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-01318
Total participants2022-01-0135,923
Number of participants with account balances2022-01-0130,166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: HARVARD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0133,969
Total number of active participants reported on line 7a of the Form 55002021-01-0121,269
Number of retired or separated participants receiving benefits2021-01-011,344
Number of other retired or separated participants entitled to future benefits2021-01-0112,073
Total of all active and inactive participants2021-01-0134,686
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-01300
Total participants2021-01-0134,986
Number of participants with account balances2021-01-0128,518
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: HARVARD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0133,361
Total number of active participants reported on line 7a of the Form 55002020-01-0121,488
Number of retired or separated participants receiving benefits2020-01-01519
Number of other retired or separated participants entitled to future benefits2020-01-0111,669
Total of all active and inactive participants2020-01-0133,676
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-01293
Total participants2020-01-0133,969
Number of participants with account balances2020-01-0127,416
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: HARVARD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0132,856
Total number of active participants reported on line 7a of the Form 55002019-01-0121,390
Number of retired or separated participants receiving benefits2019-01-011,471
Number of other retired or separated participants entitled to future benefits2019-01-0110,412
Total of all active and inactive participants2019-01-0133,273
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0188
Total participants2019-01-0133,361
Number of participants with account balances2019-01-01988
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: HARVARD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0131,632
Total number of active participants reported on line 7a of the Form 55002018-01-0121,207
Number of retired or separated participants receiving benefits2018-01-011,279
Number of other retired or separated participants entitled to future benefits2018-01-0110,267
Total of all active and inactive participants2018-01-0132,753
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-01103
Total participants2018-01-0132,856
Number of participants with account balances2018-01-0125,877
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: HARVARD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0131,436
Total number of active participants reported on line 7a of the Form 55002017-01-0120,952
Number of retired or separated participants receiving benefits2017-01-011,074
Number of other retired or separated participants entitled to future benefits2017-01-019,414
Total of all active and inactive participants2017-01-0131,440
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-01192
Total participants2017-01-0131,632
Number of participants with account balances2017-01-0124,783
2016: HARVARD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0134,027
Total number of active participants reported on line 7a of the Form 55002016-01-0121,330
Number of retired or separated participants receiving benefits2016-01-011,079
Number of other retired or separated participants entitled to future benefits2016-01-018,952
Total of all active and inactive participants2016-01-0131,361
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0175
Total participants2016-01-0131,436
Number of participants with account balances2016-01-0123,994
2015: HARVARD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0131,933
Total number of active participants reported on line 7a of the Form 55002015-01-0121,385
Number of retired or separated participants receiving benefits2015-01-01507
Number of other retired or separated participants entitled to future benefits2015-01-0112,091
Total of all active and inactive participants2015-01-0133,983
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0144
Total participants2015-01-0134,027
Number of participants with account balances2015-01-0122,686
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: HARVARD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0130,478
Total number of active participants reported on line 7a of the Form 55002014-01-0124,735
Number of retired or separated participants receiving benefits2014-01-01761
Number of other retired or separated participants entitled to future benefits2014-01-016,400
Total of all active and inactive participants2014-01-0131,896
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0137
Total participants2014-01-0131,933
Number of participants with account balances2014-01-0121,523
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: HARVARD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0131,688
Total number of active participants reported on line 7a of the Form 55002013-01-0123,362
Number of retired or separated participants receiving benefits2013-01-01138
Number of other retired or separated participants entitled to future benefits2013-01-016,930
Total of all active and inactive participants2013-01-0130,430
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0148
Total participants2013-01-0130,478
Number of participants with account balances2013-01-0117,689
2012: HARVARD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0131,145
Total number of active participants reported on line 7a of the Form 55002012-01-0124,254
Number of retired or separated participants receiving benefits2012-01-01104
Number of other retired or separated participants entitled to future benefits2012-01-017,280
Total of all active and inactive participants2012-01-0131,638
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0150
Total participants2012-01-0131,688
Number of participants with account balances2012-01-0117,048
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: HARVARD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0131,326
Total number of active participants reported on line 7a of the Form 55002011-01-0123,601
Number of retired or separated participants receiving benefits2011-01-01132
Number of other retired or separated participants entitled to future benefits2011-01-017,354
Total of all active and inactive participants2011-01-0131,087
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0158
Total participants2011-01-0131,145
Number of participants with account balances2011-01-0116,728
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: HARVARD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-0125,809
Total number of active participants reported on line 7a of the Form 55002010-01-0124,137
Number of retired or separated participants receiving benefits2010-01-0179
Number of other retired or separated participants entitled to future benefits2010-01-017,063
Total of all active and inactive participants2010-01-0131,279
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-0147
Total participants2010-01-0131,326
Number of participants with account balances2010-01-0116,326
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: HARVARD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0124,098
Total number of active participants reported on line 7a of the Form 55002009-01-0123,895
Number of retired or separated participants receiving benefits2009-01-01698
Number of other retired or separated participants entitled to future benefits2009-01-011,204
Total of all active and inactive participants2009-01-0125,797
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0112
Total participants2009-01-0125,809
Number of participants with account balances2009-01-018,627
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on HARVARD UNIVERSITY TAX DEFERRED ANNUITY PLAN

Measure Date Value
2022 : HARVARD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-266,626,154
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$111,576,739
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$111,093,287
Expenses. Certain deemed distributions of participant loans2022-12-31$33,719
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$216,939,328
Value of total assets at end of year2022-12-31$3,162,431,633
Value of total assets at beginning of year2022-12-31$3,540,634,526
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$449,733
Total interest from all sources2022-12-31$17,623,361
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$76,578,879
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$76,578,879
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$5,000,000
If this is an individual account plan, was there a blackout period2022-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$148,661,056
Participant contributions at end of year2022-12-31$6,052,755
Participant contributions at beginning of year2022-12-31$5,034,556
Participant contributions at end of year2022-12-31$3,642,490
Participant contributions at beginning of year2022-12-31$126,503
Assets. Other investments not covered elsewhere at end of year2022-12-31$117,577,203
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$137,445,122
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$68,039,422
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$0
Other income not declared elsewhere2022-12-31$-23,071,431
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-378,202,893
Value of net assets at end of year (total assets less liabilities)2022-12-31$3,162,431,633
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$3,540,634,526
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$2,476,755,273
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$2,868,299,918
Value of interest in pooled separate accounts at end of year2022-12-31$23,676,139
Value of interest in pooled separate accounts at beginning of year2022-12-31$22,823,931
Interest on participant loans2022-12-31$270,070
Interest earned on other investments2022-12-31$17,353,291
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$534,727,773
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$506,904,496
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$4,764,511
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-556,576,453
Net investment gain/loss from pooled separate accounts2022-12-31$1,880,162
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$238,850
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$106,328,776
Contract administrator fees2022-12-31$449,733
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31Yes
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Disclaimer
Accountancy firm name2022-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2022-12-31134008324
2021 : HARVARD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$600,908,314
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$150,087,633
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$149,653,049
Expenses. Certain deemed distributions of participant loans2021-12-31$11,548
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$227,305,200
Value of total assets at end of year2021-12-31$3,540,634,526
Value of total assets at beginning of year2021-12-31$3,089,813,845
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$423,036
Total interest from all sources2021-12-31$15,114,305
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$55,860,850
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$55,860,850
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
If this is an individual account plan, was there a blackout period2021-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$144,537,540
Participant contributions at end of year2021-12-31$5,034,556
Participant contributions at beginning of year2021-12-31$3,385,260
Participant contributions at end of year2021-12-31$126,503
Participant contributions at beginning of year2021-12-31$68,595
Assets. Other investments not covered elsewhere at end of year2021-12-31$137,445,122
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$82,767,160
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$0
Other income not declared elsewhere2021-12-31$18,355,815
Administrative expenses (other) incurred2021-12-31$10,599
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$450,820,681
Value of net assets at end of year (total assets less liabilities)2021-12-31$3,540,634,526
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$3,089,813,845
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$2,868,299,918
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$2,588,742,842
Value of interest in pooled separate accounts at end of year2021-12-31$22,823,931
Value of interest in pooled separate accounts at beginning of year2021-12-31$20,735,048
Interest on participant loans2021-12-31$220,879
Interest earned on other investments2021-12-31$14,893,426
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$506,904,496
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$476,882,100
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$4,377,178
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$280,708,022
Net investment gain/loss from pooled separate accounts2021-12-31$3,564,122
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$500
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$145,275,871
Contract administrator fees2021-12-31$412,437
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31Yes
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2021-12-31134008324
2020 : HARVARD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$521,455,989
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$141,977,919
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$140,960,952
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$173,070,979
Value of total assets at end of year2020-12-31$3,089,813,845
Value of total assets at beginning of year2020-12-31$2,710,335,775
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$1,016,967
Total interest from all sources2020-12-31$14,721,893
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$41,605,762
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$41,605,762
Administrative expenses professional fees incurred2020-12-31$1,016,967
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$133,137,402
Participant contributions at end of year2020-12-31$3,385,260
Participant contributions at beginning of year2020-12-31$1,784,938
Participant contributions at end of year2020-12-31$68,595
Participant contributions at beginning of year2020-12-31$82,013
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$39,933,577
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$0
Other income not declared elsewhere2020-12-31$305,048
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$379,478,070
Value of net assets at end of year (total assets less liabilities)2020-12-31$3,089,813,845
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$2,710,335,775
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$2,588,742,842
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$2,266,825,793
Value of interest in pooled separate accounts at end of year2020-12-31$20,735,048
Value of interest in pooled separate accounts at beginning of year2020-12-31$23,232,097
Interest on participant loans2020-12-31$118,964
Interest earned on other investments2020-12-31$14,602,929
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$476,882,100
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$418,410,934
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$3,743,016
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$291,947,206
Net investment gain/loss from pooled separate accounts2020-12-31$-194,899
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$137,217,936
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31Yes
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2020-12-31134008324
2019 : HARVARD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$590,457,000
Total income from all sources (including contributions)2019-12-31$590,457,000
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$111,987,624
Total of all expenses incurred2019-12-31$111,987,624
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$111,132,863
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$111,132,863
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$173,101,905
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$173,101,905
Value of total assets at end of year2019-12-31$2,710,335,775
Value of total assets at beginning of year2019-12-31$2,231,866,399
Value of total assets at beginning of year2019-12-31$2,231,866,399
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$854,761
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$854,761
Total interest from all sources2019-12-31$13,280,892
Total interest from all sources2019-12-31$13,280,892
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$89,471,048
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$89,471,048
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$89,471,048
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$89,471,048
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$127,531,232
Contributions received from participants2019-12-31$127,531,232
Participant contributions at end of year2019-12-31$1,784,938
Participant contributions at end of year2019-12-31$1,784,938
Participant contributions at beginning of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Participant contributions at end of year2019-12-31$82,013
Participant contributions at end of year2019-12-31$82,013
Participant contributions at beginning of year2019-12-31$62,202
Participant contributions at beginning of year2019-12-31$62,202
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$45,570,673
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$45,570,673
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other income not declared elsewhere2019-12-31$769,946
Other income not declared elsewhere2019-12-31$769,946
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$478,469,376
Value of net assets at end of year (total assets less liabilities)2019-12-31$2,710,335,775
Value of net assets at end of year (total assets less liabilities)2019-12-31$2,710,335,775
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$2,231,866,399
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$2,266,825,793
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$1,812,559,648
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$1,812,559,648
Value of interest in pooled separate accounts at end of year2019-12-31$23,232,097
Value of interest in pooled separate accounts at end of year2019-12-31$23,232,097
Value of interest in pooled separate accounts at beginning of year2019-12-31$23,095,517
Value of interest in pooled separate accounts at beginning of year2019-12-31$23,095,517
Interest on participant loans2019-12-31$44,749
Interest on participant loans2019-12-31$44,749
Interest earned on other investments2019-12-31$13,236,143
Interest earned on other investments2019-12-31$13,236,143
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$418,410,934
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$418,410,934
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$396,149,032
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$396,149,032
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$2,874,015
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$2,874,015
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$312,589,648
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$312,589,648
Net investment gain/loss from pooled separate accounts2019-12-31$1,243,561
Net investment gain/loss from pooled separate accounts2019-12-31$1,243,561
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$108,258,848
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$108,258,848
Contract administrator fees2019-12-31$854,761
Contract administrator fees2019-12-31$854,761
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm name2019-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2019-12-31134008324
Accountancy firm EIN2019-12-31134008324
2018 : HARVARD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$76,609,004
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$92,252,245
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$91,439,923
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$174,428,348
Value of total assets at end of year2018-12-31$2,231,866,399
Value of total assets at beginning of year2018-12-31$2,247,509,640
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$812,322
Total interest from all sources2018-12-31$12,590,043
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$40,578,362
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$40,578,362
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$120,484,586
Participant contributions at end of year2018-12-31$62,202
Participant contributions at beginning of year2018-12-31$60,992
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$53,943,762
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$0
Other income not declared elsewhere2018-12-31$696,778
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-15,643,241
Value of net assets at end of year (total assets less liabilities)2018-12-31$2,231,866,399
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$2,247,509,640
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$1,812,559,648
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$1,864,549,079
Value of interest in pooled separate accounts at end of year2018-12-31$23,095,517
Value of interest in pooled separate accounts at beginning of year2018-12-31$23,182,118
Interest earned on other investments2018-12-31$12,590,043
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$396,149,032
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$359,717,451
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$1,694,618
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-152,764,797
Net investment gain/loss from pooled separate accounts2018-12-31$1,080,270
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$89,745,305
Contract administrator fees2018-12-31$812,322
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2018-12-31134008324
2017 : HARVARD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$436,347,179
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$68,741,362
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$68,029,869
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$152,339,112
Value of total assets at end of year2017-12-31$2,247,509,640
Value of total assets at beginning of year2017-12-31$1,879,903,823
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$711,493
Total interest from all sources2017-12-31$11,283,841
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$31,518,701
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$31,518,701
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$111,296,039
Participant contributions at end of year2017-12-31$60,992
Participant contributions at beginning of year2017-12-31$1,451,897
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$41,043,073
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$0
Other income not declared elsewhere2017-12-31$763
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$367,605,817
Value of net assets at end of year (total assets less liabilities)2017-12-31$2,247,509,640
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$1,879,903,823
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$1,864,549,079
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$1,528,762,843
Value of interest in pooled separate accounts at end of year2017-12-31$23,182,118
Value of interest in pooled separate accounts at beginning of year2017-12-31$23,164,206
Interest earned on other investments2017-12-31$11,283,841
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$359,717,451
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$326,524,877
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$600,552
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$240,212,038
Net investment gain/loss from pooled separate accounts2017-12-31$992,724
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$67,429,317
Contract administrator fees2017-12-31$711,493
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2017-12-31134008324
2016 : HARVARD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$252,064,347
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$60,625,305
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$60,087,618
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$132,349,657
Value of total assets at end of year2016-12-31$1,879,903,823
Value of total assets at beginning of year2016-12-31$1,688,464,781
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$537,687
Total interest from all sources2016-12-31$11,218,976
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$24,996,098
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$24,996,098
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$106,902,706
Participant contributions at end of year2016-12-31$1,451,897
Participant contributions at beginning of year2016-12-31$2,404,746
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$25,446,951
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$0
Other income not declared elsewhere2016-12-31$118,115
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$191,439,042
Value of net assets at end of year (total assets less liabilities)2016-12-31$1,879,903,823
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$1,688,464,781
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$1,528,762,843
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$1,361,770,729
Value of interest in pooled separate accounts at end of year2016-12-31$23,164,206
Value of interest in pooled separate accounts at beginning of year2016-12-31$22,830,450
Interest earned on other investments2016-12-31$11,218,976
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$326,524,877
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$301,458,856
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$295,318
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$82,212,517
Net investment gain/loss from pooled separate accounts2016-12-31$1,168,984
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$59,792,300
Contract administrator fees2016-12-31$537,687
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2016-12-31134008324
2015 : HARVARD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$127,535,372
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$74,145,843
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$72,953,414
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$123,389,875
Value of total assets at end of year2015-12-31$1,688,464,781
Value of total assets at beginning of year2015-12-31$1,635,075,252
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$1,192,429
Total interest from all sources2015-12-31$9,956,075
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$30,637,709
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$30,637,709
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$99,521,836
Participant contributions at end of year2015-12-31$2,404,746
Participant contributions at beginning of year2015-12-31$2,220,819
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$23,868,039
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Other income not declared elsewhere2015-12-31$893,453
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$53,389,529
Value of net assets at end of year (total assets less liabilities)2015-12-31$1,688,464,781
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$1,635,075,252
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$1,361,770,729
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$1,325,550,470
Value of interest in pooled separate accounts at end of year2015-12-31$22,830,450
Value of interest in pooled separate accounts at beginning of year2015-12-31$22,231,604
Interest earned on other investments2015-12-31$9,956,075
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$301,458,856
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$285,072,359
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$1,943,718
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-39,111,547
Net investment gain/loss from pooled separate accounts2015-12-31$1,769,807
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$71,009,696
Contract administrator fees2015-12-31$1,192,429
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2015-12-31134008324
2014 : HARVARD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$23,888
Total income from all sources (including contributions)2014-12-31$207,815,884
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$71,747,626
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$71,319,070
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$115,711,682
Value of total assets at end of year2014-12-31$1,635,075,252
Value of total assets at beginning of year2014-12-31$1,499,030,882
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$428,556
Total interest from all sources2014-12-31$9,796,014
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$26,178,142
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$26,178,142
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$5,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$92,453,905
Participant contributions at end of year2014-12-31$2,220,819
Participant contributions at beginning of year2014-12-31$2,119,869
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$23,257,777
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$15,137
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$23,888
Other income not declared elsewhere2014-12-31$125,949
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$136,068,258
Value of net assets at end of year (total assets less liabilities)2014-12-31$1,635,075,252
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$1,499,006,994
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$1,325,550,470
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$1,207,504,188
Value of interest in pooled separate accounts at end of year2014-12-31$22,231,604
Value of interest in pooled separate accounts at beginning of year2014-12-31$20,633,295
Interest earned on other investments2014-12-31$9,796,014
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$285,072,359
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$268,758,393
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$548,267
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$53,540,670
Net investment gain/loss from pooled separate accounts2014-12-31$2,463,427
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$70,770,803
Contract administrator fees2014-12-31$428,556
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2014-12-31134008324
2013 : HARVARD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$23,888
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$1,036
Total income from all sources (including contributions)2013-12-31$293,363,199
Total of all expenses incurred2013-12-31$54,111,322
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$53,781,839
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$100,228,039
Value of total assets at end of year2013-12-31$1,499,030,882
Value of total assets at beginning of year2013-12-31$1,259,756,153
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$329,483
Total interest from all sources2013-12-31$8,920,240
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$15,305,794
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$15,305,794
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$5,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$82,647,037
Participant contributions at end of year2013-12-31$2,119,869
Participant contributions at beginning of year2013-12-31$1,896,195
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$17,581,002
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$15,137
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$81,370
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$23,888
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$1,036
Other income not declared elsewhere2013-12-31$231,687
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$239,251,877
Value of net assets at end of year (total assets less liabilities)2013-12-31$1,499,006,994
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$1,259,755,117
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$1,207,504,188
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$994,006,411
Value of interest in pooled separate accounts at end of year2013-12-31$20,633,295
Value of interest in pooled separate accounts at beginning of year2013-12-31$19,493,766
Interest earned on other investments2013-12-31$8,920,240
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$268,758,393
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$244,278,411
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$248,141
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$166,823,474
Net investment gain/loss from pooled separate accounts2013-12-31$1,853,965
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$53,533,698
Contract administrator fees2013-12-31$329,483
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2013-12-31134008324
2012 : HARVARD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$1,036
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$19,288
Total income from all sources (including contributions)2012-12-31$218,886,667
Total of all expenses incurred2012-12-31$62,665,509
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$62,293,836
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$101,079,732
Value of total assets at end of year2012-12-31$1,259,756,153
Value of total assets at beginning of year2012-12-31$1,103,553,247
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$371,673
Total interest from all sources2012-12-31$8,065,388
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$15,036,936
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$15,036,936
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$5,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$77,034,016
Participant contributions at end of year2012-12-31$1,896,195
Participant contributions at beginning of year2012-12-31$4,139,227
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$24,045,716
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$81,370
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$24,668
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$1,036
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$19,288
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$156,221,158
Value of net assets at end of year (total assets less liabilities)2012-12-31$1,259,755,117
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$1,103,533,959
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$994,006,411
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$849,343,343
Value of interest in pooled separate accounts at end of year2012-12-31$19,493,766
Value of interest in pooled separate accounts at beginning of year2012-12-31$18,731,146
Interest earned on other investments2012-12-31$8,065,388
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$244,278,411
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$231,314,863
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$1,212,764
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$92,874,892
Net investment gain/loss from pooled separate accounts2012-12-31$1,829,719
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$61,081,072
Contract administrator fees2012-12-31$371,673
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31PREICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2012-12-31134008324
2011 : HARVARD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$19,288
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$100,951
Total income from all sources (including contributions)2011-12-31$93,727,792
Total of all expenses incurred2011-12-31$56,497,097
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$56,304,278
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$86,838,810
Value of total assets at end of year2011-12-31$1,103,553,247
Value of total assets at beginning of year2011-12-31$1,066,404,215
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$192,819
Total interest from all sources2011-12-31$7,645,165
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$11,933,267
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$11,933,267
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$5,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$74,312,866
Participant contributions at end of year2011-12-31$4,139,227
Participant contributions at beginning of year2011-12-31$1,803,969
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$12,525,944
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$24,668
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$19,288
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$100,951
Other income not declared elsewhere2011-12-31$1,659,839
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$37,230,695
Value of net assets at end of year (total assets less liabilities)2011-12-31$1,103,533,959
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$1,066,303,264
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$849,343,343
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$826,555,893
Value of interest in pooled separate accounts at end of year2011-12-31$18,731,146
Value of interest in pooled separate accounts at beginning of year2011-12-31$17,430,872
Interest earned on other investments2011-12-31$7,645,165
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$231,314,863
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$220,613,481
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$1,799,077
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-16,568,850
Net investment gain/loss from pooled separate accounts2011-12-31$2,219,561
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$54,505,201
Contract administrator fees2011-12-31$192,819
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2011-12-31134008324
2010 : HARVARD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2010 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$100,951
Total income from all sources (including contributions)2010-12-31$189,535,994
Total of all expenses incurred2010-12-31$88,959,370
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$88,932,882
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$83,472,553
Value of total assets at end of year2010-12-31$1,066,404,215
Value of total assets at beginning of year2010-12-31$965,726,640
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$26,488
Total interest from all sources2010-12-31$7,054,973
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$11,171,363
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$11,171,363
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$70,497,755
Participant contributions at end of year2010-12-31$1,803,969
Participant contributions at beginning of year2010-12-31$1,675,972
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$12,974,798
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$100,951
Other income not declared elsewhere2010-12-31$765,290
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$100,576,624
Value of net assets at end of year (total assets less liabilities)2010-12-31$1,066,303,264
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$965,726,640
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$826,555,893
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$736,211,294
Value of interest in pooled separate accounts at end of year2010-12-31$17,430,872
Value of interest in pooled separate accounts at beginning of year2010-12-31$10,522,645
Interest earned on other investments2010-12-31$7,054,973
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$220,613,481
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$217,316,729
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$511,648
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$85,131,095
Net investment gain/loss from pooled separate accounts2010-12-31$1,940,720
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$88,421,234
Contract administrator fees2010-12-31$26,488
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2010-12-31134008324

Form 5500 Responses for HARVARD UNIVERSITY TAX DEFERRED ANNUITY PLAN

2022: HARVARD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: HARVARD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: HARVARD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: HARVARD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: HARVARD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: HARVARD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: HARVARD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: HARVARD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: HARVARD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: HARVARD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: HARVARD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: HARVARD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: HARVARD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: HARVARD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100314
Policy instance 1
Insurance contract or identification number100314
Number of Individuals Covered7054
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100314
Policy instance 1
Insurance contract or identification number100314
Number of Individuals Covered6887
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100314
Policy instance 1
Insurance contract or identification number100314
Number of Individuals Covered6934
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100314
Policy instance 1
Insurance contract or identification number100314
Number of Individuals Covered6947
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100314
Policy instance 1
Insurance contract or identification number100314
Number of Individuals Covered7071
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100314
Policy instance 1
Insurance contract or identification number100314
Number of Individuals Covered7028
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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