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HARVARD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 401k Plan overview

Plan NameHARVARD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN
Plan identification number 007

HARVARD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Money purchase (other than target benefit)
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

PRESIDENT & FELLOWS OF HARVARD COLLEGE HARVARD HUMAN RESOURCES, BENEFI has sponsored the creation of one or more 401k plans.

Company Name:PRESIDENT & FELLOWS OF HARVARD COLLEGE HARVARD HUMAN RESOURCES, BENEFI
Employer identification number (EIN):042103580
NAIC Classification:611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HARVARD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0072022-01-01
0072021-01-01
0072020-01-01
0072019-01-01
0072019-01-01
0072018-01-01
0072018-01-01
0072017-01-01LYNN CORDARO
0072016-01-01LYNN CORDARO
0072015-01-01LYNN CORDARO
0072014-01-01LYNN CORDARO
0072013-01-01LYNN CORDARO
0072012-01-01LYNN CORDARO
0072011-01-01LYNN CORDARO
0072009-01-01RITA MOORE

Plan Statistics for HARVARD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN

401k plan membership statisitcs for HARVARD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN

Measure Date Value
2022: HARVARD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-0122,619
Total number of active participants reported on line 7a of the Form 55002022-01-0113,259
Number of retired or separated participants receiving benefits2022-01-01684
Number of other retired or separated participants entitled to future benefits2022-01-019,162
Total of all active and inactive participants2022-01-0123,105
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-01109
Total participants2022-01-0123,214
Number of participants with account balances2022-01-0123,214
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0173
2021: HARVARD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0120,061
Total number of active participants reported on line 7a of the Form 55002021-01-0112,417
Number of retired or separated participants receiving benefits2021-01-01545
Number of other retired or separated participants entitled to future benefits2021-01-019,549
Total of all active and inactive participants2021-01-0122,511
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-01108
Total participants2021-01-0122,619
Number of participants with account balances2021-01-0122,619
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01303
2020: HARVARD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0118,958
Total number of active participants reported on line 7a of the Form 55002020-01-0112,062
Number of retired or separated participants receiving benefits2020-01-01259
Number of other retired or separated participants entitled to future benefits2020-01-017,607
Total of all active and inactive participants2020-01-0119,928
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-01133
Total participants2020-01-0120,061
Number of participants with account balances2020-01-0120,061
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-01363
2019: HARVARD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0118,570
Total number of active participants reported on line 7a of the Form 55002019-01-0110,944
Number of retired or separated participants receiving benefits2019-01-01354
Number of other retired or separated participants entitled to future benefits2019-01-017,592
Total of all active and inactive participants2019-01-0118,890
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0168
Total participants2019-01-0118,958
Number of participants with account balances2019-01-0118,958
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-01622
2018: HARVARD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0117,629
Total number of active participants reported on line 7a of the Form 55002018-01-0111,594
Number of retired or separated participants receiving benefits2018-01-01177
Number of other retired or separated participants entitled to future benefits2018-01-016,749
Total of all active and inactive participants2018-01-0118,520
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0150
Total participants2018-01-0118,570
Number of participants with account balances2018-01-0118,570
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-01595
2017: HARVARD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0117,058
Total number of active participants reported on line 7a of the Form 55002017-01-0110,834
Number of retired or separated participants receiving benefits2017-01-01148
Number of other retired or separated participants entitled to future benefits2017-01-016,597
Total of all active and inactive participants2017-01-0117,579
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0150
Total participants2017-01-0117,629
Number of participants with account balances2017-01-0117,629
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01660
2016: HARVARD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0116,382
Total number of active participants reported on line 7a of the Form 55002016-01-0110,734
Number of retired or separated participants receiving benefits2016-01-0139
Number of other retired or separated participants entitled to future benefits2016-01-016,233
Total of all active and inactive participants2016-01-0117,006
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0152
Total participants2016-01-0117,058
Number of participants with account balances2016-01-0117,058
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01672
2015: HARVARD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0116,043
Total number of active participants reported on line 7a of the Form 55002015-01-0110,336
Number of retired or separated participants receiving benefits2015-01-0158
Number of other retired or separated participants entitled to future benefits2015-01-015,943
Total of all active and inactive participants2015-01-0116,337
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0145
Total participants2015-01-0116,382
Number of participants with account balances2015-01-0116,382
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01668
2014: HARVARD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0115,735
Total number of active participants reported on line 7a of the Form 55002014-01-019,663
Number of retired or separated participants receiving benefits2014-01-0125
Number of other retired or separated participants entitled to future benefits2014-01-016,002
Total of all active and inactive participants2014-01-0115,690
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0145
Total participants2014-01-0115,735
Number of participants with account balances2014-01-0115,735
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-01540
2013: HARVARD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0115,038
Total number of active participants reported on line 7a of the Form 55002013-01-019,663
Number of retired or separated participants receiving benefits2013-01-0125
Number of other retired or separated participants entitled to future benefits2013-01-016,002
Total of all active and inactive participants2013-01-0115,690
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0145
Total participants2013-01-0115,735
Number of participants with account balances2013-01-0115,735
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-01540
2012: HARVARD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0114,981
Total number of active participants reported on line 7a of the Form 55002012-01-019,035
Number of retired or separated participants receiving benefits2012-01-0121
Number of other retired or separated participants entitled to future benefits2012-01-015,938
Total of all active and inactive participants2012-01-0114,994
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0144
Total participants2012-01-0115,038
Number of participants with account balances2012-01-0115,038
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-01534
2011: HARVARD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0114,950
Total number of active participants reported on line 7a of the Form 55002011-01-018,885
Number of retired or separated participants receiving benefits2011-01-0122
Number of other retired or separated participants entitled to future benefits2011-01-016,042
Total of all active and inactive participants2011-01-0114,949
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0132
Total participants2011-01-0114,981
Number of participants with account balances2011-01-0114,981
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-01481
2009: HARVARD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0114,929
Total number of active participants reported on line 7a of the Form 55002009-01-019,353
Number of retired or separated participants receiving benefits2009-01-011,609
Number of other retired or separated participants entitled to future benefits2009-01-014,276
Total of all active and inactive participants2009-01-0115,238
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-01271
Total participants2009-01-0115,509
Number of participants with account balances2009-01-0115,509
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-01544

Financial Data on HARVARD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN

Measure Date Value
2022 : HARVARD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-138,159,380
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$45,148,661
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$44,761,581
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$99,791,777
Value of total assets at end of year2022-12-31$1,452,591,056
Value of total assets at beginning of year2022-12-31$1,635,899,097
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$387,080
Total interest from all sources2022-12-31$4,966,418
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$43,726,592
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$43,726,592
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$5,000,000
If this is an individual account plan, was there a blackout period2022-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Assets. Other investments not covered elsewhere at end of year2022-12-31$29,499,208
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$36,830,322
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$0
Other income not declared elsewhere2022-12-31$-5,984,909
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-183,308,041
Value of net assets at end of year (total assets less liabilities)2022-12-31$1,452,591,056
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$1,635,899,097
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$1,276,615,802
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$1,463,889,627
Value of interest in pooled separate accounts at end of year2022-12-31$3,925,296
Value of interest in pooled separate accounts at beginning of year2022-12-31$4,017,308
Interest earned on other investments2022-12-31$4,966,418
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$129,901,369
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$119,724,167
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$3,351,560
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-280,991,664
Net investment gain/loss from pooled separate accounts2022-12-31$332,406
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$99,791,777
Employer contributions (assets) at end of year2022-12-31$12,649,381
Employer contributions (assets) at beginning of year2022-12-31$11,437,673
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$41,410,021
Contract administrator fees2022-12-31$387,080
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31Yes
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31PRICEWATERHOUSEWATERS LLC
Accountancy firm EIN2022-12-31134008324
2021 : HARVARD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$265,941,556
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$69,357,514
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$68,944,308
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$90,416,971
Value of total assets at end of year2021-12-31$1,635,899,097
Value of total assets at beginning of year2021-12-31$1,439,315,055
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$413,206
Total interest from all sources2021-12-31$3,888,245
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$30,172,314
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$30,172,314
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
If this is an individual account plan, was there a blackout period2021-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Funding deficiency by the employer to the plan for this plan year2021-12-31$0
Minimum employer required contribution for this plan year2021-12-31$90,416,971
Amount contributed by the employer to the plan for this plan year2021-12-31$90,416,971
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Assets. Other investments not covered elsewhere at end of year2021-12-31$36,830,322
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$31,211,683
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$0
Other income not declared elsewhere2021-12-31$4,801,353
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$196,584,042
Value of net assets at end of year (total assets less liabilities)2021-12-31$1,635,899,097
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$1,439,315,055
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$1,463,889,627
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$1,279,711,395
Value of interest in pooled separate accounts at end of year2021-12-31$4,017,308
Value of interest in pooled separate accounts at beginning of year2021-12-31$3,798,096
Interest earned on other investments2021-12-31$3,888,245
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$119,724,167
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$113,551,335
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$5,057,363
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$136,031,603
Net investment gain/loss from pooled separate accounts2021-12-31$631,070
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$90,416,971
Employer contributions (assets) at end of year2021-12-31$11,437,673
Employer contributions (assets) at beginning of year2021-12-31$11,042,546
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$63,886,945
Contract administrator fees2021-12-31$413,206
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31Yes
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31PRICEWATERHOUSEWATERS LLC
Accountancy firm EIN2021-12-31134008324
2020 : HARVARD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$263,130,547
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$47,584,882
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$46,878,179
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$92,725,852
Value of total assets at end of year2020-12-31$1,439,315,055
Value of total assets at beginning of year2020-12-31$1,223,769,390
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$706,703
Total interest from all sources2020-12-31$4,115,057
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$26,296,715
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$26,296,715
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Funding deficiency by the employer to the plan for this plan year2020-12-31$0
Minimum employer required contribution for this plan year2020-12-31$92,725,852
Amount contributed by the employer to the plan for this plan year2020-12-31$92,725,852
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$0
Other income not declared elsewhere2020-12-31$233,403
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$215,545,665
Value of net assets at end of year (total assets less liabilities)2020-12-31$1,439,315,055
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$1,223,769,390
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$1,310,923,078
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$1,108,024,283
Value of interest in pooled separate accounts at end of year2020-12-31$3,798,096
Value of interest in pooled separate accounts at beginning of year2020-12-31$4,312,241
Interest earned on other investments2020-12-31$4,115,057
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$113,551,335
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$103,948,586
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$2,063,925
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$139,796,196
Net investment gain/loss from pooled separate accounts2020-12-31$-36,676
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$92,725,852
Employer contributions (assets) at end of year2020-12-31$11,042,546
Employer contributions (assets) at beginning of year2020-12-31$7,484,280
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$44,814,254
Contract administrator fees2020-12-31$706,703
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31Yes
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31PRICEWATERHOUSEWATERS LLC
Accountancy firm EIN2020-12-31134008324
2019 : HARVARD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$281,063,378
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$40,513,542
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$39,825,503
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$87,703,697
Value of total assets at end of year2019-12-31$1,223,769,390
Value of total assets at end of year2019-12-31$1,223,769,390
Value of total assets at beginning of year2019-12-31$983,219,554
Value of total assets at beginning of year2019-12-31$983,219,554
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$688,039
Total interest from all sources2019-12-31$3,818,606
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$48,740,347
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$48,740,347
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Funding deficiency by the employer to the plan for this plan year2019-12-31$0
Minimum employer required contribution for this plan year2019-12-31$87,703,697
Amount contributed by the employer to the plan for this plan year2019-12-31$87,703,697
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other income not declared elsewhere2019-12-31$190,013
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$240,549,836
Value of net assets at end of year (total assets less liabilities)2019-12-31$1,223,769,390
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$983,219,554
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$983,219,554
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$1,108,024,283
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$874,709,804
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$874,709,804
Value of interest in pooled separate accounts at end of year2019-12-31$4,312,241
Value of interest in pooled separate accounts at beginning of year2019-12-31$4,539,476
Value of interest in pooled separate accounts at beginning of year2019-12-31$4,539,476
Interest earned on other investments2019-12-31$3,818,606
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$103,948,586
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$103,948,586
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$96,893,981
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$96,893,981
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$1,875,850
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$140,368,516
Net investment gain/loss from pooled separate accounts2019-12-31$242,199
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$87,703,697
Employer contributions (assets) at end of year2019-12-31$7,484,280
Employer contributions (assets) at beginning of year2019-12-31$7,076,293
Employer contributions (assets) at beginning of year2019-12-31$7,076,293
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$37,949,653
Contract administrator fees2019-12-31$688,039
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31PRICEWATERHOUSEWATERS LLC
Accountancy firm EIN2019-12-31134008324
2018 : HARVARD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$35,290,569
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$33,296,954
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$32,643,797
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$82,230,469
Value of total assets at end of year2018-12-31$983,219,554
Value of total assets at beginning of year2018-12-31$981,225,939
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$653,157
Total interest from all sources2018-12-31$3,643,795
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$20,167,271
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$20,167,271
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Funding deficiency by the employer to the plan for this plan year2018-12-31$0
Minimum employer required contribution for this plan year2018-12-31$82,230,469
Amount contributed by the employer to the plan for this plan year2018-12-31$82,230,469
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$0
Other income not declared elsewhere2018-12-31$169,377
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$1,993,615
Value of net assets at end of year (total assets less liabilities)2018-12-31$983,219,554
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$981,225,939
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$874,709,804
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$879,958,553
Value of interest in pooled separate accounts at end of year2018-12-31$4,539,476
Value of interest in pooled separate accounts at beginning of year2018-12-31$4,596,992
Interest earned on other investments2018-12-31$3,643,795
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$96,893,981
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$90,036,276
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$1,390,070
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-71,133,554
Net investment gain/loss from pooled separate accounts2018-12-31$213,211
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$82,230,469
Employer contributions (assets) at end of year2018-12-31$7,076,293
Employer contributions (assets) at beginning of year2018-12-31$6,634,118
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$31,253,727
Contract administrator fees2018-12-31$653,157
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31PRICEWATERHOUSEWATERS LLC
Accountancy firm EIN2018-12-31134008324
2017 : HARVARD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$146,007
Total income from all sources (including contributions)2017-12-31$203,229,204
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$27,755,378
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$27,167,514
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$77,164,317
Value of total assets at end of year2017-12-31$981,225,939
Value of total assets at beginning of year2017-12-31$805,898,120
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$587,864
Total interest from all sources2017-12-31$3,299,284
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$15,622,406
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$15,622,406
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Funding deficiency by the employer to the plan for this plan year2017-12-31$0
Minimum employer required contribution for this plan year2017-12-31$77,164,317
Amount contributed by the employer to the plan for this plan year2017-12-31$77,164,317
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$146,007
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$175,473,826
Value of net assets at end of year (total assets less liabilities)2017-12-31$981,225,939
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$805,752,113
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$879,958,553
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$712,462,442
Value of interest in pooled separate accounts at end of year2017-12-31$4,596,992
Value of interest in pooled separate accounts at beginning of year2017-12-31$4,741,439
Interest earned on other investments2017-12-31$3,299,284
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$90,036,276
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$82,183,827
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$1,404,744
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$106,943,348
Net investment gain/loss from pooled separate accounts2017-12-31$199,849
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$77,164,317
Employer contributions (assets) at end of year2017-12-31$6,634,118
Employer contributions (assets) at beginning of year2017-12-31$6,510,412
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$25,762,770
Contract administrator fees2017-12-31$587,864
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31PRICEWATERHOUSEWATERS LLC
Accountancy firm EIN2017-12-31134008324
2016 : HARVARD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$146,007
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$124,541,513
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$19,631,016
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$19,308,585
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$73,305,018
Value of total assets at end of year2016-12-31$805,898,120
Value of total assets at beginning of year2016-12-31$700,841,616
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$322,431
Total interest from all sources2016-12-31$3,250,217
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$12,674,479
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$12,674,479
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Funding deficiency by the employer to the plan for this plan year2016-12-31$0
Minimum employer required contribution for this plan year2016-12-31$73,305,018
Amount contributed by the employer to the plan for this plan year2016-12-31$73,305,018
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$146,007
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$104,910,497
Value of net assets at end of year (total assets less liabilities)2016-12-31$805,752,113
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$700,841,616
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$712,462,442
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$615,073,022
Value of interest in pooled separate accounts at end of year2016-12-31$4,741,439
Value of interest in pooled separate accounts at beginning of year2016-12-31$4,742,688
Interest earned on other investments2016-12-31$3,250,217
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$82,183,827
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$75,052,558
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$1,255,914
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$35,070,566
Net investment gain/loss from pooled separate accounts2016-12-31$241,233
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$73,305,018
Employer contributions (assets) at end of year2016-12-31$6,510,412
Employer contributions (assets) at beginning of year2016-12-31$5,973,348
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$18,052,671
Contract administrator fees2016-12-31$322,431
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31PRICEWATERHOUSEWATERS LLC
Accountancy firm EIN2016-12-31134008324
2015 : HARVARD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$65,638,886
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$22,710,366
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$22,459,361
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$67,396,305
Value of total assets at end of year2015-12-31$700,841,616
Value of total assets at beginning of year2015-12-31$657,913,096
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$251,005
Total interest from all sources2015-12-31$2,813,735
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$15,352,832
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$15,352,832
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Funding deficiency by the employer to the plan for this plan year2015-12-31$0
Minimum employer required contribution for this plan year2015-12-31$67,396,305
Amount contributed by the employer to the plan for this plan year2015-12-31$67,396,305
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Other income not declared elsewhere2015-12-31$86,729
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$42,928,520
Value of net assets at end of year (total assets less liabilities)2015-12-31$700,841,616
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$657,913,096
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$615,073,022
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$577,599,776
Value of interest in pooled separate accounts at end of year2015-12-31$4,742,688
Value of interest in pooled separate accounts at beginning of year2015-12-31$4,614,758
Interest earned on other investments2015-12-31$2,813,735
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$75,052,558
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$69,962,360
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$1,455,725
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-20,379,353
Net investment gain/loss from pooled separate accounts2015-12-31$368,638
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$67,396,305
Employer contributions (assets) at end of year2015-12-31$5,973,348
Employer contributions (assets) at beginning of year2015-12-31$5,736,202
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$21,003,636
Contract administrator fees2015-12-31$251,005
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31PRICEWATERHOUSEWATERS LLC
Accountancy firm EIN2015-12-31134008324
2014 : HARVARD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$1,819,966
Total income from all sources (including contributions)2014-12-31$98,867,552
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$18,162,679
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$17,975,110
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$63,317,105
Value of total assets at end of year2014-12-31$657,913,096
Value of total assets at beginning of year2014-12-31$579,028,189
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$187,569
Total interest from all sources2014-12-31$2,691,489
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$11,803,417
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$11,803,417
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$5,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Funding deficiency by the employer to the plan for this plan year2014-12-31$0
Minimum employer required contribution for this plan year2014-12-31$11,803,418
Amount contributed by the employer to the plan for this plan year2014-12-31$11,803,418
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$2,476,896
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$1,819,966
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$80,704,873
Value of net assets at end of year (total assets less liabilities)2014-12-31$657,913,096
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$577,208,223
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$577,599,776
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$503,313,972
Value of interest in pooled separate accounts at end of year2014-12-31$4,614,758
Value of interest in pooled separate accounts at beginning of year2014-12-31$4,179,105
Interest earned on other investments2014-12-31$2,691,489
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$69,962,360
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$63,807,978
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$908,567
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$20,548,858
Net investment gain/loss from pooled separate accounts2014-12-31$506,683
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$63,317,105
Employer contributions (assets) at end of year2014-12-31$5,736,202
Employer contributions (assets) at beginning of year2014-12-31$5,250,238
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$17,066,543
Contract administrator fees2014-12-31$187,569
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31PRICEWATERHOUSEWATERS LLC
Accountancy firm EIN2014-12-31134008324
2013 : HARVARD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$1,819,966
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$366,721
Total income from all sources (including contributions)2013-12-31$133,721,377
Total of all expenses incurred2013-12-31$15,144,412
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$14,997,686
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$62,852,876
Value of total assets at end of year2013-12-31$579,028,189
Value of total assets at beginning of year2013-12-31$458,997,979
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$146,726
Total interest from all sources2013-12-31$2,425,101
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$6,254,786
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$6,254,786
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$5,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Minimum employer required contribution for this plan year2013-12-31$62,852,876
Amount contributed by the employer to the plan for this plan year2013-12-31$62,852,876
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$2,476,896
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$1,819,966
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$366,721
Other income not declared elsewhere2013-12-31$23,431
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$118,576,965
Value of net assets at end of year (total assets less liabilities)2013-12-31$577,208,223
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$458,631,258
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$503,313,972
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$392,691,077
Value of interest in pooled separate accounts at end of year2013-12-31$4,179,105
Value of interest in pooled separate accounts at beginning of year2013-12-31$3,934,660
Interest earned on other investments2013-12-31$2,425,101
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$63,807,978
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$57,562,532
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$822,328
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$61,790,696
Net investment gain/loss from pooled separate accounts2013-12-31$374,487
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$62,852,876
Employer contributions (assets) at end of year2013-12-31$5,250,238
Employer contributions (assets) at beginning of year2013-12-31$4,809,710
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$14,175,358
Contract administrator fees2013-12-31$146,726
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31PRICEWATERHOUSEWATERS LLC
Accountancy firm EIN2013-12-31134008324
2012 : HARVARD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$366,721
Total income from all sources (including contributions)2012-12-31$94,272,783
Total of all expenses incurred2012-12-31$13,006,349
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$12,783,447
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$55,624,428
Value of total assets at end of year2012-12-31$458,997,979
Value of total assets at beginning of year2012-12-31$377,364,824
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$222,902
Total interest from all sources2012-12-31$2,237,541
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$6,026,503
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$6,026,503
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$5,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Minimum employer required contribution for this plan year2012-12-31$55,624,428
Amount contributed by the employer to the plan for this plan year2012-12-31$55,624,428
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$5,225,007
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$366,721
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$81,266,434
Value of net assets at end of year (total assets less liabilities)2012-12-31$458,631,258
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$377,364,824
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$392,691,077
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$310,533,874
Value of interest in pooled separate accounts at end of year2012-12-31$3,934,660
Value of interest in pooled separate accounts at beginning of year2012-12-31$3,772,833
Interest earned on other investments2012-12-31$2,237,541
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$57,562,532
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$51,650,298
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$742,671
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$30,014,651
Net investment gain/loss from pooled separate accounts2012-12-31$369,660
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$55,624,428
Employer contributions (assets) at end of year2012-12-31$4,809,710
Employer contributions (assets) at beginning of year2012-12-31$6,182,812
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$12,040,776
Contract administrator fees2012-12-31$222,902
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2012-12-31134008324
2011 : HARVARD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$50,751,561
Total of all expenses incurred2011-12-31$12,339,410
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$11,866,620
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$50,341,559
Value of total assets at end of year2011-12-31$377,364,824
Value of total assets at beginning of year2011-12-31$338,952,673
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$472,790
Total interest from all sources2011-12-31$1,996,324
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$5,394,253
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$5,394,253
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$5,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Minimum employer required contribution for this plan year2011-12-31$50,341,559
Amount contributed by the employer to the plan for this plan year2011-12-31$50,341,559
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$4,365,442
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$5,225,007
Administrative expenses (other) incurred2011-12-31$373,192
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$38,412,151
Value of net assets at end of year (total assets less liabilities)2011-12-31$377,364,824
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$338,952,673
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$310,533,874
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$279,335,633
Value of interest in pooled separate accounts at end of year2011-12-31$3,772,833
Value of interest in pooled separate accounts at beginning of year2011-12-31$3,520,424
Interest earned on other investments2011-12-31$1,996,324
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$51,650,298
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$46,430,174
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$374,476
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-7,426,901
Net investment gain/loss from pooled separate accounts2011-12-31$446,326
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$50,341,559
Employer contributions (assets) at end of year2011-12-31$6,182,812
Employer contributions (assets) at beginning of year2011-12-31$5,301,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$11,492,144
Contract administrator fees2011-12-31$99,598
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2011-12-31134008324
2010 : HARVARD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$70,763,674
Total of all expenses incurred2010-12-31$12,354,680
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$11,350,673
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$46,769,030
Value of total assets at end of year2010-12-31$334,587,231
Value of total assets at beginning of year2010-12-31$276,178,237
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$1,004,007
Total interest from all sources2010-12-31$1,690,851
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$3,550,185
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$3,550,185
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Minimum employer required contribution for this plan year2010-12-31$46,769,030
Amount contributed by the employer to the plan for this plan year2010-12-31$46,769,030
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Assets. Other investments not covered elsewhere at end of year2010-12-31$4,365,442
Administrative expenses (other) incurred2010-12-31$990,606
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$58,408,994
Value of net assets at end of year (total assets less liabilities)2010-12-31$334,587,231
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$276,178,237
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$279,335,633
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$229,598,305
Value of interest in pooled separate accounts at end of year2010-12-31$3,520,424
Value of interest in pooled separate accounts at beginning of year2010-12-31$2,767,437
Interest earned on other investments2010-12-31$1,690,851
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$46,430,174
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$38,369,485
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$418,181
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$18,340,654
Net investment gain/loss from pooled separate accounts2010-12-31$412,954
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$46,769,030
Employer contributions (assets) at end of year2010-12-31$5,301,000
Employer contributions (assets) at beginning of year2010-12-31$5,443,010
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$10,932,492
Contract administrator fees2010-12-31$13,401
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31PRICEWATERHOUSECOOPERS, LLC
Accountancy firm EIN2010-12-31134008324
2009 : HARVARD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2009 401k financial data
Minimum employer required contribution for this plan year2009-12-31$48,403,646
Amount contributed by the employer to the plan for this plan year2009-12-31$48,403,646

Form 5500 Responses for HARVARD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN

2022: HARVARD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planYes
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: HARVARD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planYes
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: HARVARD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: HARVARD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: HARVARD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: HARVARD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: HARVARD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: HARVARD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: HARVARD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: HARVARD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: HARVARD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: HARVARD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: HARVARD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100313
Policy instance 1
Insurance contract or identification number100313
Number of Individuals Covered6480
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100313
Policy instance 1
Insurance contract or identification number100313
Number of Individuals Covered6536
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100313
Policy instance 1
Insurance contract or identification number100313
Number of Individuals Covered6647
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100313
Policy instance 1
Insurance contract or identification number100313
Number of Individuals Covered6413
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100313
Policy instance 1
Insurance contract or identification number100313
Number of Individuals Covered6578
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100313
Policy instance 1
Insurance contract or identification number100313
Number of Individuals Covered6667
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100313
Policy instance 1
Insurance contract or identification number100313
Number of Individuals Covered7122
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100313
Policy instance 1
Insurance contract or identification number100313
Number of Individuals Covered8115
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100313
Policy instance 1
Insurance contract or identification number100313
Number of Individuals Covered8342
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100313
Policy instance 1
Insurance contract or identification number100313
Number of Individuals Covered9551
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100312, 100313
Policy instance 1
Insurance contract or identification number100312, 100313
Number of Individuals Covered9891
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100312, 100313
Policy instance 1
Insurance contract or identification number100312, 100313
Number of Individuals Covered10164
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes

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